401k Plan data: ROCKY MOUNTAIN ASSOCIATES IN ORTHOPEDIC MEDICINE, P.C. 401(K) PROFIT SHARING PLAN AND TRUST plan

ROCKY MOUNTAIN ASSOCIATES IN ORTHOPEDIC MEDICINE, P.C. 401(K) PROFIT SHARING PLAN AND TRUST 401k Plan overview

Plan Name	ROCKY MOUNTAIN ASSOCIATES IN ORTHOPEDIC MEDICINE, P.C. 401(K) PROFIT SHARING PLAN AND TRUST
Plan identification number	004

ROCKY MOUNTAIN ASSOCIATES IN ORTHOPEDIC MEDICINE, P.C. 401(K) PROFIT SHARING PLAN AND TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Money purchase (other than target benefit)
Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROCKY MOUNTAIN ASSOCIATES IN ORTHOPEDIC MEDICINE has sponsored the creation of one or more 401k plans.

Company Name: ROCKY MOUNTAIN ASSOCIATES IN ORTHOPEDIC MEDICINE

Employer identification number (EIN): 841168155

NAIC Classification: 621111
NAIC Description: Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKY MOUNTAIN ASSOCIATES IN ORTHOPEDIC MEDICINE, P.C. 401(K) PROFIT SHARING PLAN AND TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2016-01-01 KENNETH PETTINE 2017-08-22
004 2015-01-01 KENNETH PETTINE 2016-09-16
004 2013-01-01 KENNETH PETTINE 2014-10-15
004 2012-01-01 KENNETH PETTINE 2013-10-15
004 2011-01-01 KENNETH PETTINE 2012-07-26
004 2010-01-01 KENNETH PETTINE 2011-07-14

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed
004	2016-01-01	KENNETH PETTINE	2017-08-22
004	2015-01-01	KENNETH PETTINE	2016-09-16
004	2013-01-01	KENNETH PETTINE	2014-10-15
004	2012-01-01	KENNETH PETTINE	2013-10-15
004	2011-01-01	KENNETH PETTINE	2012-07-26
004	2010-01-01	KENNETH PETTINE	2011-07-14

Potentially related plans

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Company Name:	ROCKY MOUNTAIN ASSOCIATES IN ORTHOPEDIC MEDICINE
Employer identification number (EIN):	841168155
NAIC Classification:	621111
NAIC Description:	Offices of Physicians (except Mental Health Specialists)