401k Plan data: ROCKY MOUNTAIN FINANCIAL CONSULTANTS, INC. DEFINED BENEFIT PLAN plan

ROCKY MOUNTAIN FINANCIAL CONSULTANTS, INC. DEFINED BENEFIT PLAN 401k Plan overview

Plan Name	ROCKY MOUNTAIN FINANCIAL CONSULTANTS, INC. DEFINED BENEFIT PLAN
Plan identification number	001

ROCKY MOUNTAIN FINANCIAL CONSULTANTS, INC. DEFINED BENEFIT PLAN Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROCKY MOUNTAIN FINANCIAL CONSULTANTS, INC. has sponsored the creation of one or more 401k plans.

Company Name: ROCKY MOUNTAIN FINANCIAL CONSULTANTS, INC.

Employer identification number (EIN): 841513075

NAIC Classification: 523900

Additional information about ROCKY MOUNTAIN FINANCIAL CONSULTANTS, INC.

Jurisdiction of Incorporation: Colorado Department of State

Incorporation Date: 1999-09-02

Company Identification Number: 19991164957

Legal Registered Office Address: 68 Inverness Lane East
#104
Englewood
United States of America (USA)
80112

More information about ROCKY MOUNTAIN FINANCIAL CONSULTANTS, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKY MOUNTAIN FINANCIAL CONSULTANTS, INC. DEFINED BENEFIT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2018-01-01
001 2017-01-01
001 2016-01-01
001 2015-01-01
001 2014-01-01
001 2013-01-01
001 2012-01-01 JERRY GRUBER 2013-07-31
001 2011-01-01 JERRY GRUBER 2012-06-12
001 2010-01-01 MR. JERRY GRUBER 2011-05-24 MR. JERRY GRUBER 2011-05-24

Plan Statistics for ROCKY MOUNTAIN FINANCIAL CONSULTANTS, INC. DEFINED BENEFIT PLAN

401k plan membership statisitcs for ROCKY MOUNTAIN FINANCIAL CONSULTANTS, INC. DEFINED BENEFIT PLAN

Measure Date Value
2018: ROCKY MOUNTAIN FINANCIAL CONSULTANTS, INC. DEFINED BENEFIT PLAN 2018 401k membership
Market value of plan assets 2018-12-31 0
Acturial value of plan assets 2018-12-31 0
Funding target for retired participants and beneficiaries receiving payment 2018-12-31 0
Number of terminated vested participants 2018-12-31 0
Fundng target for terminated vested participants 2018-12-31 0
Active participant vested funding target 2018-12-31 0
Number of active participants 2018-12-31 0
Total funding liabilities for active participants 2018-12-31 0
Total participant count 2018-12-31 0
Total funding target for all participants 2018-12-31 0
Balance at beginning of prior year after applicable adjustments 2018-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2018-12-31 18,087
Amount remaining of carryover balance 2018-12-31 0
Amount remaining of prefunding balance 2018-12-31 18,087
Reductions in prefunding balances due to elections or deemed elections 2018-12-31 18,087
Balance of carryovers at beginning of current year 2018-12-31 0
Balance of prefunding at beginning of current year 2018-12-31 0
Total employer contributions 2018-12-31 0
Total employee contributions 2018-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2018-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2018-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2018-12-31 0
Unpaid minimum required contributions for all prior years 2018-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2018-12-31 0
Remaining amount of unpaid minimum required contributions 2018-12-31 0
Minimum required contributions for current year target normal cost 2018-12-31 0
Net shortfall amortization installment of oustanding balance 2018-12-31 0
Waiver amortization installment 2018-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2018-12-31 0
Additional cash requirement 2018-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2018-12-31 0
Unpaid minimum required contributions for current year 2018-12-31 0
Unpaid minimum required contributions for all years 2018-12-31 0
2017: ROCKY MOUNTAIN FINANCIAL CONSULTANTS, INC. DEFINED BENEFIT PLAN 2017 401k membership
Market value of plan assets 2017-12-31 729,406
Acturial value of plan assets 2017-12-31 729,406
Funding target for retired participants and beneficiaries receiving payment 2017-12-31 0
Number of terminated vested participants 2017-12-31 0
Fundng target for terminated vested participants 2017-12-31 0
Active participant vested funding target 2017-12-31 246,391
Number of active participants 2017-12-31 3
Total funding liabilities for active participants 2017-12-31 257,751
Total participant count 2017-12-31 3
Total funding target for all participants 2017-12-31 257,751
Balance at beginning of prior year after applicable adjustments 2017-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2017-12-31 53,523
Carryover balanced portion elected for use to offset prior years funding requirement 2017-12-31 0
Prefunding balanced used to offset prior years funding requirement 2017-12-31 0
Amount remaining of carryover balance 2017-12-31 0
Amount remaining of prefunding balance 2017-12-31 53,523
Present value of excess contributions 2017-12-31 17,250
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2017-12-31 18,230
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2017-12-31 18,087
Reductions in caryover balances due to elections or deemed elections 2017-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2017-12-31 55,782
Balance of carryovers at beginning of current year 2017-12-31 0
Balance of prefunding at beginning of current year 2017-12-31 18,087
Total employer contributions 2017-12-31 0
Total employee contributions 2017-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2017-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2017-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2017-12-31 0
Unpaid minimum required contributions for all prior years 2017-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2017-12-31 0
Remaining amount of unpaid minimum required contributions 2017-12-31 0
Minimum required contributions for current year target normal cost 2017-12-31 34,452
Net shortfall amortization installment of oustanding balance 2017-12-31 0
Waiver amortization installment 2017-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2017-12-31 0
Additional cash requirement 2017-12-31 0
Contributions allocatedtoward minimum required contributions for current year 2017-12-31 0
Unpaid minimum required contributions for current year 2017-12-31 0
Unpaid minimum required contributions for all years 2017-12-31 0
2016: ROCKY MOUNTAIN FINANCIAL CONSULTANTS, INC. DEFINED BENEFIT PLAN 2016 401k membership
Market value of plan assets 2016-12-31 548,179
Acturial value of plan assets 2016-12-31 548,179
Funding target for retired participants and beneficiaries receiving payment 2016-12-31 0
Number of terminated vested participants 2016-12-31 0
Fundng target for terminated vested participants 2016-12-31 0
Active participant vested funding target 2016-12-31 579,619
Number of active participants 2016-12-31 3
Total funding liabilities for active participants 2016-12-31 586,705
Total participant count 2016-12-31 3
Total funding target for all participants 2016-12-31 586,705
Balance at beginning of prior year after applicable adjustments 2016-12-31 0
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-31 90,794
Carryover balanced portion elected for use to offset prior years funding requirement 2016-12-31 0
Prefunding balanced used to offset prior years funding requirement 2016-12-31 38,418
Amount remaining of carryover balance 2016-12-31 0
Amount remaining of prefunding balance 2016-12-31 52,376
Present value of excess contributions 2016-12-31 0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-31 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2016-12-31 0
Reductions in caryover balances due to elections or deemed elections 2016-12-31 0
Reductions in prefunding balances due to elections or deemed elections 2016-12-31 0
Balance of carryovers at beginning of current year 2016-12-31 0
Balance of prefunding at beginning of current year 2016-12-31 53,523
Total employer contributions 2016-12-31 160,800
Total employee contributions 2016-12-31 0
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-31 0
Contributions made to avoid restrictions adjusted to valuation date 2016-12-31 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-31 140,170
Unpaid minimum required contributions for all prior years 2016-12-31 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-31 0
Remaining amount of unpaid minimum required contributions 2016-12-31 0
Minimum required contributions for current year target normal cost 2016-12-31 157,304
Net shortfall amortization installment of oustanding balance 2016-12-31 92,048
Waiver amortization installment 2016-12-31 0
Waived amount of outstanding balance 2016-12-31 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-31 176,425
Carryover balance elected to use to offset funding requirement 2016-12-31 0
Prefunding balance elected to use to offset funding requirement 2016-12-31 36,255
Additional cash requirement 2016-12-31 140,170
Contributions allocatedtoward minimum required contributions for current year 2016-12-31 140,170
Unpaid minimum required contributions for current year 2016-12-31 0
Unpaid minimum required contributions for all years 2016-12-31 0

Measure	Date	Value
2018: ROCKY MOUNTAIN FINANCIAL CONSULTANTS, INC. DEFINED BENEFIT PLAN 2018 401k membership
Market value of plan assets	2018-12-31	0
Acturial value of plan assets	2018-12-31	0
Funding target for retired participants and beneficiaries receiving payment	2018-12-31	0
Number of terminated vested participants	2018-12-31	0
Fundng target for terminated vested participants	2018-12-31	0
Active participant vested funding target	2018-12-31	0
Number of active participants	2018-12-31	0
Total funding liabilities for active participants	2018-12-31	0
Total participant count	2018-12-31	0
Total funding target for all participants	2018-12-31	0
Balance at beginning of prior year after applicable adjustments	2018-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2018-12-31	18,087
Amount remaining of carryover balance	2018-12-31	0
Amount remaining of prefunding balance	2018-12-31	18,087
Reductions in prefunding balances due to elections or deemed elections	2018-12-31	18,087
Balance of carryovers at beginning of current year	2018-12-31	0
Balance of prefunding at beginning of current year	2018-12-31	0
Total employer contributions	2018-12-31	0
Total employee contributions	2018-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2018-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2018-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2018-12-31	0
Unpaid minimum required contributions for all prior years	2018-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2018-12-31	0
Remaining amount of unpaid minimum required contributions	2018-12-31	0
Minimum required contributions for current year target normal cost	2018-12-31	0
Net shortfall amortization installment of oustanding balance	2018-12-31	0
Waiver amortization installment	2018-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2018-12-31	0
Additional cash requirement	2018-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2018-12-31	0
Unpaid minimum required contributions for current year	2018-12-31	0
Unpaid minimum required contributions for all years	2018-12-31	0
2017: ROCKY MOUNTAIN FINANCIAL CONSULTANTS, INC. DEFINED BENEFIT PLAN 2017 401k membership
Market value of plan assets	2017-12-31	729,406
Acturial value of plan assets	2017-12-31	729,406
Funding target for retired participants and beneficiaries receiving payment	2017-12-31	0
Number of terminated vested participants	2017-12-31	0
Fundng target for terminated vested participants	2017-12-31	0
Active participant vested funding target	2017-12-31	246,391
Number of active participants	2017-12-31	3
Total funding liabilities for active participants	2017-12-31	257,751
Total participant count	2017-12-31	3
Total funding target for all participants	2017-12-31	257,751
Balance at beginning of prior year after applicable adjustments	2017-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2017-12-31	53,523
Carryover balanced portion elected for use to offset prior years funding requirement	2017-12-31	0
Prefunding balanced used to offset prior years funding requirement	2017-12-31	0
Amount remaining of carryover balance	2017-12-31	0
Amount remaining of prefunding balance	2017-12-31	53,523
Present value of excess contributions	2017-12-31	17,250
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2017-12-31	18,230
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2017-12-31	18,087
Reductions in caryover balances due to elections or deemed elections	2017-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2017-12-31	55,782
Balance of carryovers at beginning of current year	2017-12-31	0
Balance of prefunding at beginning of current year	2017-12-31	18,087
Total employer contributions	2017-12-31	0
Total employee contributions	2017-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2017-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2017-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2017-12-31	0
Unpaid minimum required contributions for all prior years	2017-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2017-12-31	0
Remaining amount of unpaid minimum required contributions	2017-12-31	0
Minimum required contributions for current year target normal cost	2017-12-31	34,452
Net shortfall amortization installment of oustanding balance	2017-12-31	0
Waiver amortization installment	2017-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2017-12-31	0
Additional cash requirement	2017-12-31	0
Contributions allocatedtoward minimum required contributions for current year	2017-12-31	0
Unpaid minimum required contributions for current year	2017-12-31	0
Unpaid minimum required contributions for all years	2017-12-31	0
2016: ROCKY MOUNTAIN FINANCIAL CONSULTANTS, INC. DEFINED BENEFIT PLAN 2016 401k membership
Market value of plan assets	2016-12-31	548,179
Acturial value of plan assets	2016-12-31	548,179
Funding target for retired participants and beneficiaries receiving payment	2016-12-31	0
Number of terminated vested participants	2016-12-31	0
Fundng target for terminated vested participants	2016-12-31	0
Active participant vested funding target	2016-12-31	579,619
Number of active participants	2016-12-31	3
Total funding liabilities for active participants	2016-12-31	586,705
Total participant count	2016-12-31	3
Total funding target for all participants	2016-12-31	586,705
Balance at beginning of prior year after applicable adjustments	2016-12-31	0
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-31	90,794
Carryover balanced portion elected for use to offset prior years funding requirement	2016-12-31	0
Prefunding balanced used to offset prior years funding requirement	2016-12-31	38,418
Amount remaining of carryover balance	2016-12-31	0
Amount remaining of prefunding balance	2016-12-31	52,376
Present value of excess contributions	2016-12-31	0
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-31	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2016-12-31	0
Reductions in caryover balances due to elections or deemed elections	2016-12-31	0
Reductions in prefunding balances due to elections or deemed elections	2016-12-31	0
Balance of carryovers at beginning of current year	2016-12-31	0
Balance of prefunding at beginning of current year	2016-12-31	53,523
Total employer contributions	2016-12-31	160,800
Total employee contributions	2016-12-31	0
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-31	0
Contributions made to avoid restrictions adjusted to valuation date	2016-12-31	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-31	140,170
Unpaid minimum required contributions for all prior years	2016-12-31	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-31	0
Remaining amount of unpaid minimum required contributions	2016-12-31	0
Minimum required contributions for current year target normal cost	2016-12-31	157,304
Net shortfall amortization installment of oustanding balance	2016-12-31	92,048
Waiver amortization installment	2016-12-31	0
Waived amount of outstanding balance	2016-12-31	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-31	176,425
Carryover balance elected to use to offset funding requirement	2016-12-31	0
Prefunding balance elected to use to offset funding requirement	2016-12-31	36,255
Additional cash requirement	2016-12-31	140,170
Contributions allocatedtoward minimum required contributions for current year	2016-12-31	140,170
Unpaid minimum required contributions for current year	2016-12-31	0
Unpaid minimum required contributions for all years	2016-12-31	0

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Company Name:	ROCKY MOUNTAIN FINANCIAL CONSULTANTS, INC.
Employer identification number (EIN):	841513075
NAIC Classification:	523900

Jurisdiction of Incorporation:	Colorado Department of State
Incorporation Date:	1999-09-02
Company Identification Number:	19991164957
Legal Registered Office Address:	68 Inverness Lane East #104 Englewood United States of America (USA) 80112

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
001	2018-01-01
001	2017-01-01
001	2016-01-01
001	2015-01-01
001	2014-01-01
001	2013-01-01
001	2012-01-01	JERRY GRUBER	2013-07-31
001	2011-01-01	JERRY GRUBER	2012-06-12
001	2010-01-01	MR. JERRY GRUBER	2011-05-24	MR. JERRY GRUBER	2011-05-24