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ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 401k Plan overview

Plan NameROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN
Plan identification number 002

ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROCKY MOUNTAIN GASTROENTEROLOGY ASSOC. has sponsored the creation of one or more 401k plans.

Company Name:ROCKY MOUNTAIN GASTROENTEROLOGY ASSOC.
Employer identification number (EIN):841350358
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022018-01-01
0022017-01-01ALEXANDER CMIL
0022016-01-01ALEXANDER CMIL
0022016-01-01
0022015-01-01ALEXANDER CMIL
0022015-01-01ALEXANDER CMIL
0022014-01-01ALEXANDER CMIL
0022013-01-01ALEXANDER CMIL
0022012-01-01ALEXANDER CMIL
0022011-01-01LORI PIERPOINT
0022009-01-01LORI PIERPOINT

Plan Statistics for ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN

401k plan membership statisitcs for ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN

Measure Date Value
2022: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2022 401k membership
Market value of plan assets2022-12-3114,746,783
Acturial value of plan assets2022-12-3114,746,783
Funding target for retired participants and beneficiaries receiving payment2022-12-3116,217
Number of terminated vested participants2022-12-3128
Fundng target for terminated vested participants2022-12-31133,866
Active participant vested funding target2022-12-3112,239,699
Number of active participants2022-12-31108
Total funding liabilities for active participants2022-12-3112,249,955
Total participant count2022-12-31138
Total funding target for all participants2022-12-3112,400,038
Balance at beginning of prior year after applicable adjustments2022-12-310
Prefunding balance at beginning of prior year after applicable adjustments2022-12-311,493,457
Carryover balanced portion elected for use to offset prior years funding requirement2022-12-310
Prefunding balanced used to offset prior years funding requirement2022-12-310
Amount remaining of carryover balance2022-12-310
Amount remaining of prefunding balance2022-12-311,493,457
Present value of excess contributions2022-12-31644,471
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2022-12-31683,594
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2022-12-310
Reductions in caryover balances due to elections or deemed elections2022-12-310
Reductions in prefunding balances due to elections or deemed elections2022-12-310
Balance of carryovers at beginning of current year2022-12-310
Balance of prefunding at beginning of current year2022-12-311,609,797
Total employer contributions2022-12-311,304,000
Total employee contributions2022-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2022-12-310
Contributions made to avoid restrictions adjusted to valuation date2022-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2022-12-311,224,570
Unpaid minimum required contributions for all prior years2022-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2022-12-310
Remaining amount of unpaid minimum required contributions2022-12-310
Minimum required contributions for current year target normal cost2022-12-311,173,685
Net shortfall amortization installment of oustanding balance2022-12-310
Waiver amortization installment2022-12-310
Total funding amount beforereflecting carryover/prefunding balances2022-12-31436,737
Additional cash requirement2022-12-31436,737
Contributions allocatedtoward minimum required contributions for current year2022-12-311,224,570
Unpaid minimum required contributions for current year2022-12-310
Unpaid minimum required contributions for all years2022-12-310
Total participants, beginning-of-year2022-01-01180
Total number of active participants reported on line 7a of the Form 55002022-01-01107
Number of retired or separated participants receiving benefits2022-01-012
Number of other retired or separated participants entitled to future benefits2022-01-0124
Total of all active and inactive participants2022-01-01133
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01133
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2021 401k membership
Market value of plan assets2021-12-3113,038,168
Acturial value of plan assets2021-12-3113,038,168
Funding target for retired participants and beneficiaries receiving payment2021-12-310
Number of terminated vested participants2021-12-3160
Fundng target for terminated vested participants2021-12-31274,846
Active participant vested funding target2021-12-3110,417,377
Number of active participants2021-12-31103
Total funding liabilities for active participants2021-12-3110,421,215
Total participant count2021-12-31163
Total funding target for all participants2021-12-3110,696,061
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-311,493,300
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-31201,606
Amount remaining of carryover balance2021-12-310
Amount remaining of prefunding balance2021-12-311,291,694
Present value of excess contributions2021-12-311,182,575
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-311,265,174
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-311,493,457
Total employer contributions2021-12-31957,586
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-31890,296
Liquidity shortfalls end of Q12021-12-310
Liquidity shortfalls end of Q22021-12-310
Liquidity shortfalls end of Q32021-12-310
Liquidity shortfalls end of Q42021-12-310
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-311,094,475
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-31245,825
Additional cash requirement2021-12-31245,825
Contributions allocatedtoward minimum required contributions for current year2021-12-31890,296
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-01163
Total number of active participants reported on line 7a of the Form 55002021-01-0192
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-0124
Total of all active and inactive participants2021-01-01117
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-011
Total participants2021-01-01118
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-015
2020: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2020 401k membership
Market value of plan assets2020-12-3111,760,704
Acturial value of plan assets2020-12-3111,760,704
Funding target for retired participants and beneficiaries receiving payment2020-12-310
Number of terminated vested participants2020-12-3191
Fundng target for terminated vested participants2020-12-31490,164
Active participant vested funding target2020-12-3110,148,276
Number of active participants2020-12-31136
Total funding liabilities for active participants2020-12-3110,170,713
Total participant count2020-12-31227
Total funding target for all participants2020-12-3110,660,877
Balance at beginning of prior year after applicable adjustments2020-12-310
Prefunding balance at beginning of prior year after applicable adjustments2020-12-311,628,763
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-311,439,484
Amount remaining of carryover balance2020-12-310
Amount remaining of prefunding balance2020-12-31189,279
Present value of excess contributions2020-12-311,107,101
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-311,275,270
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-311,275,270
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-311,493,300
Total employer contributions2020-12-311,272,000
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-311,182,575
Liquidity shortfalls end of Q12020-12-310
Liquidity shortfalls end of Q22020-12-310
Liquidity shortfalls end of Q32020-12-310
Liquidity shortfalls end of Q42020-12-310
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-3186,741
Net shortfall amortization installment of oustanding balance2020-12-31393,473
Waiver amortization installment2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-31201,606
Carryover balance elected to use to offset funding requirement2020-12-310
Prefunding balance elected to use to offset funding requirement2020-12-31201,606
Additional cash requirement2020-12-310
Contributions allocatedtoward minimum required contributions for current year2020-12-311,182,575
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-01226
Total number of active participants reported on line 7a of the Form 55002020-01-0190
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0160
Total of all active and inactive participants2020-01-01150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01150
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2019 401k membership
Market value of plan assets2019-12-319,331,241
Acturial value of plan assets2019-12-319,331,241
Funding target for retired participants and beneficiaries receiving payment2019-12-310
Number of terminated vested participants2019-12-3190
Fundng target for terminated vested participants2019-12-31396,816
Active participant vested funding target2019-12-318,505,967
Number of active participants2019-12-31139
Total funding liabilities for active participants2019-12-318,518,869
Total participant count2019-12-31229
Total funding target for all participants2019-12-318,915,685
Balance at beginning of prior year after applicable adjustments2019-12-310
Prefunding balance at beginning of prior year after applicable adjustments2019-12-311,174,337
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-311,174,337
Amount remaining of carryover balance2019-12-310
Amount remaining of prefunding balance2019-12-310
Present value of excess contributions2019-12-311,669,106
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-311,628,763
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-311,628,763
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-311,628,763
Total employer contributions2019-12-311,186,000
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-311,107,101
Liquidity shortfalls end of Q12019-12-310
Liquidity shortfalls end of Q22019-12-310
Liquidity shortfalls end of Q32019-12-310
Liquidity shortfalls end of Q42019-12-310
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-311,110,042
Net shortfall amortization installment of oustanding balance2019-12-311,213,207
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-311,439,484
Carryover balance elected to use to offset funding requirement2019-12-310
Prefunding balance elected to use to offset funding requirement2019-12-311,439,484
Additional cash requirement2019-12-310
Contributions allocatedtoward minimum required contributions for current year2019-12-311,107,101
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-01227
Total number of active participants reported on line 7a of the Form 55002019-01-01133
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0189
Total of all active and inactive participants2019-01-01222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0114
2018: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2018 401k membership
Market value of plan assets2018-12-318,733,618
Acturial value of plan assets2018-12-318,733,618
Funding target for retired participants and beneficiaries receiving payment2018-12-310
Number of terminated vested participants2018-12-3188
Fundng target for terminated vested participants2018-12-31361,484
Active participant vested funding target2018-12-317,554,725
Number of active participants2018-12-31149
Total funding liabilities for active participants2018-12-317,560,923
Total participant count2018-12-31237
Total funding target for all participants2018-12-317,922,407
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-311,385,056
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-311,227,775
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-31157,281
Present value of excess contributions2018-12-31888,992
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-31997,805
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-31997,805
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-311,174,337
Total employer contributions2018-12-311,854,000
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-311,758,899
Liquidity shortfalls end of Q12018-12-310
Liquidity shortfalls end of Q22018-12-310
Liquidity shortfalls end of Q32018-12-310
Liquidity shortfalls end of Q42018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-311,098,996
Net shortfall amortization installment of oustanding balance2018-12-31363,126
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-311,264,130
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-311,174,337
Additional cash requirement2018-12-3189,793
Contributions allocatedtoward minimum required contributions for current year2018-12-311,758,899
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-01237
Total number of active participants reported on line 7a of the Form 55002018-01-01112
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0190
Total of all active and inactive participants2018-01-01202
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0118
2017: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2017 401k membership
Market value of plan assets2017-12-317,771,224
Acturial value of plan assets2017-12-317,771,224
Funding target for retired participants and beneficiaries receiving payment2017-12-310
Number of terminated vested participants2017-12-3165
Fundng target for terminated vested participants2017-12-31301,583
Active participant vested funding target2017-12-317,038,925
Number of active participants2017-12-31145
Total funding liabilities for active participants2017-12-317,048,060
Total participant count2017-12-31210
Total funding target for all participants2017-12-317,349,643
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-311,108,218
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-311,080,417
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-3127,801
Present value of excess contributions2017-12-311,280,441
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-311,355,626
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-311,355,626
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-311,385,056
Total employer contributions2017-12-31928,587
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-31888,992
Liquidity shortfalls end of Q12017-12-310
Liquidity shortfalls end of Q22017-12-310
Liquidity shortfalls end of Q32017-12-310
Liquidity shortfalls end of Q42017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31995,758
Net shortfall amortization installment of oustanding balance2017-12-31963,474
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-311,227,775
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-311,227,775
Additional cash requirement2017-12-310
Contributions allocatedtoward minimum required contributions for current year2017-12-31888,992
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-01205
Total number of active participants reported on line 7a of the Form 55002017-01-01116
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0180
Total of all active and inactive participants2017-01-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-018
2016: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2016 401k membership
Market value of plan assets2016-12-316,046,187
Acturial value of plan assets2016-12-316,046,187
Funding target for retired participants and beneficiaries receiving payment2016-12-310
Number of terminated vested participants2016-12-3141
Fundng target for terminated vested participants2016-12-31218,803
Active participant vested funding target2016-12-315,698,360
Number of active participants2016-12-31153
Total funding liabilities for active participants2016-12-315,708,406
Total participant count2016-12-31194
Total funding target for all participants2016-12-315,927,209
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-311,006,168
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-311,006,168
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-311,138,149
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-311,108,218
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-311,108,218
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-311,108,218
Total employer contributions2016-12-311,339,091
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-311,280,441
Liquidity shortfalls end of Q12016-12-310
Liquidity shortfalls end of Q22016-12-310
Liquidity shortfalls end of Q32016-12-310
Liquidity shortfalls end of Q42016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-31871,313
Net shortfall amortization installment of oustanding balance2016-12-31989,240
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-311,080,417
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-311,080,417
Additional cash requirement2016-12-310
Contributions allocatedtoward minimum required contributions for current year2016-12-311,280,441
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-01196
Total number of active participants reported on line 7a of the Form 55002016-01-01135
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0161
Total of all active and inactive participants2016-01-01196
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01196
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-019
2015: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01207
Total number of active participants reported on line 7a of the Form 55002015-01-01143
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0141
Total of all active and inactive participants2015-01-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-018
2014: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01194
Total number of active participants reported on line 7a of the Form 55002014-01-01161
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0127
Total of all active and inactive participants2014-01-01188
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-013
2013: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01199
Total number of active participants reported on line 7a of the Form 55002013-01-01163
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0123
Total of all active and inactive participants2013-01-01186
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01186
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0113
2012: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01132
Total number of active participants reported on line 7a of the Form 55002012-01-01116
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-019
Total of all active and inactive participants2012-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-017
2011: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01146
Total number of active participants reported on line 7a of the Form 55002011-01-01112
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0113
Total of all active and inactive participants2011-01-01125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01125
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0110
2009: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01134
Total number of active participants reported on line 7a of the Form 55002009-01-01121
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0111
Total of all active and inactive participants2009-01-01132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01132
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-013

Financial Data on ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN

Measure Date Value
2022 : ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-211,201
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$159,686
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$38,830
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,304,000
Value of total assets at end of year2022-12-31$14,393,673
Value of total assets at beginning of year2022-12-31$14,764,560
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$120,856
Total interest from all sources2022-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$542,948
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$9,444
Administrative expenses professional fees incurred2022-12-31$540
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Administrative expenses (other) incurred2022-12-31$718
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-370,887
Value of net assets at end of year (total assets less liabilities)2022-12-31$14,393,673
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$14,764,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$119,598
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$11,913,799
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$11,675,714
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$291,549
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$398,736
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$398,736
Asset value of US Government securities at end of year2022-12-31$0
Asset value of US Government securities at beginning of year2022-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-2,058,149
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,304,000
Employer contributions (assets) at end of year2022-12-31$986,000
Employer contributions (assets) at beginning of year2022-12-31$955,950
Income. Dividends from common stock2022-12-31$533,504
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$38,830
Asset. Corporate debt instrument debt (other) at end of year2022-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2022-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2022-12-31$1,202,325
Assets. Corporate common stocks other than exployer securities at beginning of year2022-12-31$1,734,160
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-12-31410746749
2021 : ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$2,052,009
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$353,429
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$232,201
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$957,586
Value of total assets at end of year2021-12-31$14,764,560
Value of total assets at beginning of year2021-12-31$13,065,980
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$121,228
Total interest from all sources2021-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$557,232
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$22,804
Administrative expenses professional fees incurred2021-12-31$3,235
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Administrative expenses (other) incurred2021-12-31$623
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$1,698,580
Value of net assets at end of year (total assets less liabilities)2021-12-31$14,764,560
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$13,065,980
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$117,370
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$11,675,714
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$10,213,591
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$398,736
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$615,394
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$615,394
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$0
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$537,191
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$957,586
Employer contributions (assets) at end of year2021-12-31$955,950
Employer contributions (assets) at beginning of year2021-12-31$1,272,000
Income. Dividends from common stock2021-12-31$534,428
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$232,201
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$1,734,160
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$964,995
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-12-31410746749
2020 : ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$2,419,937
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,137,264
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,029,970
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,272,000
Value of total assets at end of year2020-12-31$13,065,980
Value of total assets at beginning of year2020-12-31$11,783,307
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$107,294
Total interest from all sources2020-12-31$1,262
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$425,279
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$404,475
Administrative expenses professional fees incurred2020-12-31$3,995
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$0
Administrative expenses (other) incurred2020-12-31$559
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Income. Non cash contributions2020-12-31$0
Value of net income/loss2020-12-31$1,282,673
Value of net assets at end of year (total assets less liabilities)2020-12-31$13,065,980
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$11,783,307
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$102,740
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$10,213,591
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$9,074,512
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$615,394
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$48,032
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$48,032
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$1,262
Asset value of US Government securities at end of year2020-12-31$0
Asset value of US Government securities at beginning of year2020-12-31$988,559
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$721,396
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,272,000
Employer contributions (assets) at end of year2020-12-31$1,272,000
Employer contributions (assets) at beginning of year2020-12-31$868,000
Income. Dividends from common stock2020-12-31$20,804
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,029,970
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2020-12-31$964,995
Assets. Corporate common stocks other than exployer securities at beginning of year2020-12-31$804,204
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$2,587,561
Total income from all sources (including contributions)2019-12-31$2,587,561
Total loss/gain on sale of assets2019-12-31$-17,149
Total loss/gain on sale of assets2019-12-31$-17,149
Total of all expenses incurred2019-12-31$153,451
Total of all expenses incurred2019-12-31$153,451
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$66,213
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$66,213
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,186,000
Value of total assets at end of year2019-12-31$11,783,307
Value of total assets at beginning of year2019-12-31$9,349,197
Value of total assets at beginning of year2019-12-31$9,349,197
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$87,238
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$87,238
Total interest from all sources2019-12-31$3,730
Total interest from all sources2019-12-31$3,730
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$450,653
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$450,653
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$441,133
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$441,133
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$0
Administrative expenses (other) incurred2019-12-31$497
Administrative expenses (other) incurred2019-12-31$497
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Income. Non cash contributions2019-12-31$0
Value of net income/loss2019-12-31$2,434,110
Value of net income/loss2019-12-31$2,434,110
Value of net assets at end of year (total assets less liabilities)2019-12-31$11,783,307
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,349,197
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$9,349,197
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$86,741
Investment advisory and management fees2019-12-31$86,741
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$9,074,512
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$7,214,643
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$7,214,643
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$48,032
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$48,032
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$71,217
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$71,217
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$71,217
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$71,217
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$3,730
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$3,730
Asset value of US Government securities at end of year2019-12-31$988,559
Asset value of US Government securities at beginning of year2019-12-31$727,697
Asset value of US Government securities at beginning of year2019-12-31$727,697
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$964,327
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$964,327
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,186,000
Employer contributions (assets) at end of year2019-12-31$868,000
Employer contributions (assets) at end of year2019-12-31$868,000
Employer contributions (assets) at beginning of year2019-12-31$954,000
Employer contributions (assets) at beginning of year2019-12-31$954,000
Income. Dividends from common stock2019-12-31$9,520
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$66,213
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$66,213
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2019-12-31$804,204
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$381,640
Assets. Corporate common stocks other than exployer securities at beginning of year2019-12-31$381,640
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$2,236,039
Aggregate proceeds on sale of assets2019-12-31$2,236,039
Aggregate carrying amount (costs) on sale of assets2019-12-31$2,253,188
Aggregate carrying amount (costs) on sale of assets2019-12-31$2,253,188
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
Accountancy firm EIN2019-12-31410746749
2018 : ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,441,559
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$827,593
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$752,352
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,854,000
Value of total assets at end of year2018-12-31$9,349,197
Value of total assets at beginning of year2018-12-31$8,735,231
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$75,241
Total interest from all sources2018-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$359,985
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$359,985
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$0
Administrative expenses (other) incurred2018-12-31$792
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Income. Non cash contributions2018-12-31$0
Value of net income/loss2018-12-31$613,966
Value of net assets at end of year (total assets less liabilities)2018-12-31$9,349,197
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$8,735,231
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$74,449
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$7,214,643
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$5,446,137
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$71,217
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$842,635
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$842,635
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-772,426
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,854,000
Employer contributions (assets) at end of year2018-12-31$954,000
Employer contributions (assets) at beginning of year2018-12-31$253,251
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$752,352
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$727,697
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$251,150
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$381,640
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$1,942,058
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2018-12-31410746749
2017 : ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$1,900,547
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$940,038
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$873,861
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$928,587
Value of total assets at end of year2017-12-31$8,735,231
Value of total assets at beginning of year2017-12-31$7,774,722
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$66,177
Total interest from all sources2017-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$299,737
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$299,737
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Administrative expenses (other) incurred2017-12-31$200
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$960,509
Value of net assets at end of year (total assets less liabilities)2017-12-31$8,735,231
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$7,774,722
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$65,977
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$5,446,137
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$4,862,205
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$842,635
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$257,789
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$257,789
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$672,223
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$928,587
Employer contributions (assets) at end of year2017-12-31$253,251
Employer contributions (assets) at beginning of year2017-12-31$412,028
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$873,861
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$251,150
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$508,250
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$1,942,058
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$1,734,450
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2017-12-31410746749
2016 : ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$1,771,102
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$59,707
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,234
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,339,091
Value of total assets at end of year2016-12-31$7,774,722
Value of total assets at beginning of year2016-12-31$6,063,327
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$57,473
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$234,076
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$234,076
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Administrative expenses (other) incurred2016-12-31$50
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,711,395
Value of net assets at end of year (total assets less liabilities)2016-12-31$7,774,722
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$6,063,327
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$57,423
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$4,862,205
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$3,820,260
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$257,789
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$703,409
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$703,409
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$197,935
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,339,091
Employer contributions (assets) at end of year2016-12-31$412,028
Employer contributions (assets) at beginning of year2016-12-31$264,525
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,234
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$508,250
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$78,480
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$1,734,450
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$1,196,653
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2016-12-31410746749
2015 : ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,077,181
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$625,059
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$564,034
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,234,450
Value of total assets at end of year2015-12-31$6,063,327
Value of total assets at beginning of year2015-12-31$5,611,205
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$61,025
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$196,318
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$196,318
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Administrative expenses (other) incurred2015-12-31$2,670
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$452,122
Value of net assets at end of year (total assets less liabilities)2015-12-31$6,063,327
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$5,611,205
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$58,355
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$3,820,260
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$3,415,010
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$703,409
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$981,111
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$981,111
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-353,587
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,234,450
Employer contributions (assets) at end of year2015-12-31$264,525
Employer contributions (assets) at beginning of year2015-12-31$264,525
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$564,034
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$78,480
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$1,196,653
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$950,559
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31No
Opinion of an independent qualified public accountant for this plan2015-12-31Unqualified
Accountancy firm name2015-12-31STRATAGEM PC
Accountancy firm EIN2015-12-31271239580
2014 : ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,327,354
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$384,709
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$337,551
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,146,275
Value of total assets at end of year2014-12-31$5,611,205
Value of total assets at beginning of year2014-12-31$4,668,560
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$47,158
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$153,609
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$153,609
Administrative expenses professional fees incurred2014-12-31$428
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Administrative expenses (other) incurred2014-12-31$587
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$942,645
Value of net assets at end of year (total assets less liabilities)2014-12-31$5,611,205
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$4,668,560
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$46,143
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$3,415,010
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,536,409
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$981,111
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$587,205
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$587,205
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$27,470
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,146,275
Employer contributions (assets) at end of year2014-12-31$264,525
Employer contributions (assets) at beginning of year2014-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$337,551
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$950,559
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$1,544,946
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31No
Opinion of an independent qualified public accountant for this plan2014-12-31Unqualified
Accountancy firm name2014-12-31STRATAGEM PC
Accountancy firm EIN2014-12-31271239580
2013 : ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2013 401k financial data
Unrealized appreciation/depreciation of real estate assets2013-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$0
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$626
Expenses. Interest paid2013-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022013-12-31$0
Total income from all sources (including contributions)2013-12-31$1,404,956
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$444,007
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$381,632
Expenses. Certain deemed distributions of participant loans2013-12-31$0
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,077,826
Value of total assets at end of year2013-12-31$4,668,560
Value of total assets at beginning of year2013-12-31$3,708,237
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$62,375
Total income from rents2013-12-31$0
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$145,321
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$145,321
Assets. Real estate other than employer real property at end of year2013-12-31$0
Assets. Real estate other than employer real property at beginning of year2013-12-31$0
Administrative expenses professional fees incurred2013-12-31$18,885
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$0
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$0
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Participant contributions at end of year2013-12-31$0
Participant contributions at beginning of year2013-12-31$0
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Assets. Loans (other than to participants) at end of year2013-12-31$0
Assets. Loans (other than to participants) at beginning of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$0
Other income not declared elsewhere2013-12-31$0
Administrative expenses (other) incurred2013-12-31$589
Liabilities. Value of operating payables at end of year2013-12-31$0
Liabilities. Value of operating payables at beginning of year2013-12-31$0
Total non interest bearing cash at end of year2013-12-31$0
Total non interest bearing cash at beginning of year2013-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Income. Non cash contributions2013-12-31$0
Value of net income/loss2013-12-31$960,949
Value of net assets at end of year (total assets less liabilities)2013-12-31$4,668,560
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$3,707,611
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Assets. partnership/joint venture interests at end of year2013-12-31$0
Assets. partnership/joint venture interests at beginning of year2013-12-31$0
Investment advisory and management fees2013-12-31$42,901
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$2,536,409
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$1,822,141
Value of interest in pooled separate accounts at end of year2013-12-31$0
Value of interest in pooled separate accounts at beginning of year2013-12-31$0
Interest on participant loans2013-12-31$0
Income. Interest from loans (other than to participants)2013-12-31$0
Interest earned on other investments2013-12-31$0
Income. Interest from US Government securities2013-12-31$0
Income. Interest from corporate debt instruments2013-12-31$0
Value of interest in master investment trust accounts at end of year2013-12-31$0
Value of interest in master investment trust accounts at beginning of year2013-12-31$0
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$587,205
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$1,443,596
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$1,443,596
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2013-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2013-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$0
Asset value of US Government securities at end of year2013-12-31$0
Asset value of US Government securities at beginning of year2013-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$181,809
Net investment gain/loss from pooled separate accounts2013-12-31$0
Net investment gain or loss from common/collective trusts2013-12-31$0
Net gain/loss from 103.12 investment entities2013-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$0
Assets. Invements in employer securities at beginning of year2013-12-31$0
Assets. Value of employer real property at end of year2013-12-31$0
Assets. Value of employer real property at beginning of year2013-12-31$0
Contributions received in cash from employer2013-12-31$1,077,826
Employer contributions (assets) at end of year2013-12-31$0
Employer contributions (assets) at beginning of year2013-12-31$0
Income. Dividends from preferred stock2013-12-31$0
Income. Dividends from common stock2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$381,632
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$0
Contract administrator fees2013-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$1,544,946
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$442,500
Liabilities. Value of benefit claims payable at end of year2013-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2013-12-31$626
Assets. Value of buildings and other operty used in plan operation at end of year2013-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2013-12-31$0
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$0
Aggregate carrying amount (costs) on sale of assets2013-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2013-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2013-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31No
Opinion of an independent qualified public accountant for this plan2013-12-31Unqualified
Accountancy firm name2013-12-31BRADLEY CONSULTING GROUP, PC
Accountancy firm EIN2013-12-31271239580
2012 : ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$0
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Expenses. Interest paid2012-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,031,025
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$78,959
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$28,519
Expenses. Certain deemed distributions of participant loans2012-12-31$0
Value of total corrective distributions2012-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$740,000
Value of total assets at end of year2012-12-31$3,708,237
Value of total assets at beginning of year2012-12-31$2,756,171
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$50,440
Total income from rents2012-12-31$0
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$103,030
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$103,030
Assets. Real estate other than employer real property at end of year2012-12-31$0
Assets. Real estate other than employer real property at beginning of year2012-12-31$0
Administrative expenses professional fees incurred2012-12-31$29,120
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$0
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$0
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Participant contributions at end of year2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$0
Assets. Loans (other than to participants) at end of year2012-12-31$0
Assets. Loans (other than to participants) at beginning of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Other income not declared elsewhere2012-12-31$0
Administrative expenses (other) incurred2012-12-31$6,923
Liabilities. Value of operating payables at end of year2012-12-31$0
Liabilities. Value of operating payables at beginning of year2012-12-31$0
Total non interest bearing cash at end of year2012-12-31$0
Total non interest bearing cash at beginning of year2012-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Income. Non cash contributions2012-12-31$0
Value of net income/loss2012-12-31$952,066
Value of net assets at end of year (total assets less liabilities)2012-12-31$3,708,237
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$2,756,171
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Assets. partnership/joint venture interests at end of year2012-12-31$0
Assets. partnership/joint venture interests at beginning of year2012-12-31$0
Investment advisory and management fees2012-12-31$14,397
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$1,822,141
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$1,364,474
Value of interest in pooled separate accounts at end of year2012-12-31$0
Value of interest in pooled separate accounts at beginning of year2012-12-31$0
Interest on participant loans2012-12-31$0
Income. Interest from loans (other than to participants)2012-12-31$0
Interest earned on other investments2012-12-31$0
Income. Interest from US Government securities2012-12-31$0
Income. Interest from corporate debt instruments2012-12-31$0
Value of interest in master investment trust accounts at end of year2012-12-31$0
Value of interest in master investment trust accounts at beginning of year2012-12-31$0
Value of interest in common/collective trusts at end of year2012-12-31$0
Value of interest in common/collective trusts at beginning of year2012-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$1,443,596
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$576,182
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$576,182
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2012-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2012-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$0
Asset value of US Government securities at end of year2012-12-31$0
Asset value of US Government securities at beginning of year2012-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$187,995
Net investment gain/loss from pooled separate accounts2012-12-31$0
Net investment gain or loss from common/collective trusts2012-12-31$0
Net gain/loss from 103.12 investment entities2012-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$0
Assets. Invements in employer securities at beginning of year2012-12-31$0
Assets. Value of employer real property at end of year2012-12-31$0
Assets. Value of employer real property at beginning of year2012-12-31$0
Contributions received in cash from employer2012-12-31$740,000
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$0
Income. Dividends from preferred stock2012-12-31$0
Income. Dividends from common stock2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$28,519
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$0
Contract administrator fees2012-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$442,500
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$815,515
Liabilities. Value of benefit claims payable at end of year2012-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2012-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2012-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2012-12-31$0
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$0
Aggregate carrying amount (costs) on sale of assets2012-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2012-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31BRADLEY CONSULTING GROUP, PC
Accountancy firm EIN2012-12-31271239580
2011 : ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets2011-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$0
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$0
Total transfer of assets from this plan2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Expenses. Interest paid2011-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022011-12-31$0
Total income from all sources (including contributions)2011-12-31$670,359
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$103,029
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$24,165
Expenses. Certain deemed distributions of participant loans2011-12-31$0
Value of total corrective distributions2011-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$665,200
Value of total assets at end of year2011-12-31$2,756,171
Value of total assets at beginning of year2011-12-31$2,188,841
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$78,864
Total income from rents2011-12-31$0
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$78,139
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$78,139
Assets. Real estate other than employer real property at end of year2011-12-31$0
Assets. Real estate other than employer real property at beginning of year2011-12-31$0
Administrative expenses professional fees incurred2011-12-31$52,617
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$0
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$0
Assets. Other investments not covered elsewhere at end of year2011-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$0
Assets. Loans (other than to participants) at end of year2011-12-31$0
Assets. Loans (other than to participants) at beginning of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$0
Administrative expenses (other) incurred2011-12-31$2,122
Liabilities. Value of operating payables at end of year2011-12-31$0
Liabilities. Value of operating payables at beginning of year2011-12-31$0
Total non interest bearing cash at end of year2011-12-31$0
Total non interest bearing cash at beginning of year2011-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Income. Non cash contributions2011-12-31$0
Value of net income/loss2011-12-31$567,330
Value of net assets at end of year (total assets less liabilities)2011-12-31$2,756,171
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$2,188,841
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Assets. partnership/joint venture interests at end of year2011-12-31$0
Assets. partnership/joint venture interests at beginning of year2011-12-31$0
Investment advisory and management fees2011-12-31$24,125
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$1,364,474
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$1,588,850
Value of interest in pooled separate accounts at end of year2011-12-31$0
Value of interest in pooled separate accounts at beginning of year2011-12-31$0
Interest on participant loans2011-12-31$0
Income. Interest from loans (other than to participants)2011-12-31$0
Interest earned on other investments2011-12-31$0
Income. Interest from US Government securities2011-12-31$0
Income. Interest from corporate debt instruments2011-12-31$0
Value of interest in master investment trust accounts at end of year2011-12-31$0
Value of interest in master investment trust accounts at beginning of year2011-12-31$0
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$576,182
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$268,552
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$268,552
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2011-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Asset value of US Government securities at end of year2011-12-31$0
Asset value of US Government securities at beginning of year2011-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-72,980
Net investment gain/loss from pooled separate accounts2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$0
Net gain/loss from 103.12 investment entities2011-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$0
Assets. Invements in employer securities at beginning of year2011-12-31$0
Assets. Value of employer real property at end of year2011-12-31$0
Assets. Value of employer real property at beginning of year2011-12-31$0
Contributions received in cash from employer2011-12-31$665,200
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$0
Income. Dividends from preferred stock2011-12-31$0
Income. Dividends from common stock2011-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$24,165
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$0
Contract administrator fees2011-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$815,515
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$331,439
Liabilities. Value of benefit claims payable at end of year2011-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2011-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$0
Aggregate carrying amount (costs) on sale of assets2011-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31BRADLEY CONSULTING GROUP, PC
Accountancy firm EIN2011-12-31271239580
2010 : ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2010 401k financial data
Unrealized appreciation/depreciation of real estate assets2010-12-31$0
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$0
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total transfer of assets to this plan2010-12-31$0
Total transfer of assets from this plan2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Expenses. Interest paid2010-12-31$0
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$0
Total income from all sources (including contributions)2010-12-31$748,357
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$38,790
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$5,918
Expenses. Certain deemed distributions of participant loans2010-12-31$0
Value of total corrective distributions2010-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$580,395
Value of total assets at end of year2010-12-31$2,188,841
Value of total assets at beginning of year2010-12-31$1,479,274
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$32,872
Total income from rents2010-12-31$0
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$52,591
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$52,591
Assets. Real estate other than employer real property at end of year2010-12-31$0
Assets. Real estate other than employer real property at beginning of year2010-12-31$0
Administrative expenses professional fees incurred2010-12-31$14,923
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$0
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$0
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Participant contributions at end of year2010-12-31$0
Participant contributions at beginning of year2010-12-31$0
Assets. Other investments not covered elsewhere at end of year2010-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$0
Assets. Loans (other than to participants) at end of year2010-12-31$0
Assets. Loans (other than to participants) at beginning of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$0
Administrative expenses (other) incurred2010-12-31$240
Liabilities. Value of operating payables at end of year2010-12-31$0
Liabilities. Value of operating payables at beginning of year2010-12-31$0
Total non interest bearing cash at end of year2010-12-31$0
Total non interest bearing cash at beginning of year2010-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Income. Non cash contributions2010-12-31$0
Value of net income/loss2010-12-31$709,567
Value of net assets at end of year (total assets less liabilities)2010-12-31$2,188,841
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$1,479,274
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Assets. partnership/joint venture interests at end of year2010-12-31$0
Assets. partnership/joint venture interests at beginning of year2010-12-31$0
Investment advisory and management fees2010-12-31$17,709
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$1,588,850
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$1,183,007
Value of interest in pooled separate accounts at end of year2010-12-31$0
Value of interest in pooled separate accounts at beginning of year2010-12-31$0
Interest on participant loans2010-12-31$0
Income. Interest from loans (other than to participants)2010-12-31$0
Interest earned on other investments2010-12-31$0
Income. Interest from US Government securities2010-12-31$0
Income. Interest from corporate debt instruments2010-12-31$0
Value of interest in master investment trust accounts at end of year2010-12-31$0
Value of interest in master investment trust accounts at beginning of year2010-12-31$0
Value of interest in common/collective trusts at end of year2010-12-31$0
Value of interest in common/collective trusts at beginning of year2010-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$268,552
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$161,929
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$161,929
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$0
Assets. Value of investments in 103.12 investment entities at end of year2010-12-31$0
Assets. Value of investments in 103.12 investment entities at beginning of year2010-12-31$0
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$0
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$115,371
Net investment gain/loss from pooled separate accounts2010-12-31$0
Net investment gain or loss from common/collective trusts2010-12-31$0
Net gain/loss from 103.12 investment entities2010-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$0
Assets. Invements in employer securities at beginning of year2010-12-31$0
Assets. Value of employer real property at end of year2010-12-31$0
Assets. Value of employer real property at beginning of year2010-12-31$0
Contributions received in cash from employer2010-12-31$580,395
Employer contributions (assets) at end of year2010-12-31$0
Employer contributions (assets) at beginning of year2010-12-31$59,093
Income. Dividends from preferred stock2010-12-31$0
Income. Dividends from common stock2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$5,918
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$0
Contract administrator fees2010-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$331,439
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$75,245
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at end of year2010-12-31$0
Assets. Value of buildings and other operty used in plan operation at beginning of year2010-12-31$0
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$0
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31BRADLEY CONSULTING GROUP, PC
Accountancy firm EIN2010-12-31271239580
2009 : ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN

2022: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedYes
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: ROCKY MOUNTAIN GASTROENTEROLOGY ASSOCIATES, PLLC CASH BALANCE PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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