ROCKY MOUNTAIN MATERIALS & ASPHALT CO., INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan ROCKY MOUNTAIN MATERIALS & ASPHALT CO., INC. 401K PROFIT SHARING PLAN
| Measure | Date | Value |
|---|
| 2016 : ROCKY MOUNTAIN MATERIALS & ASPHALT CO., INC. 401K PROFIT SHARING PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-11-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-11-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-11-30 | $0 |
| Total income from all sources (including contributions) | 2016-11-30 | $61,806 |
| Total loss/gain on sale of assets | 2016-11-30 | $0 |
| Total of all expenses incurred | 2016-11-30 | $5,316,826 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-11-30 | $5,288,709 |
| Value of total corrective distributions | 2016-11-30 | $20,854 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-11-30 | $0 |
| Value of total assets at end of year | 2016-11-30 | $0 |
| Value of total assets at beginning of year | 2016-11-30 | $5,255,020 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-11-30 | $7,263 |
| Total interest from all sources | 2016-11-30 | $192 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-11-30 | $1,497 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-11-30 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2016-11-30 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-11-30 | $1,497 |
| Was this plan covered by a fidelity bond | 2016-11-30 | Yes |
| Value of fidelity bond cover | 2016-11-30 | $5,600,000 |
| If this is an individual account plan, was there a blackout period | 2016-11-30 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-11-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-11-30 | No |
| Participant contributions at end of year | 2016-11-30 | $0 |
| Participant contributions at beginning of year | 2016-11-30 | $179,861 |
| Total non interest bearing cash at end of year | 2016-11-30 | $0 |
| Total non interest bearing cash at beginning of year | 2016-11-30 | $5,458 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-11-30 | No |
| Value of net income/loss | 2016-11-30 | $-5,255,020 |
| Value of net assets at end of year (total assets less liabilities) | 2016-11-30 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-11-30 | $5,255,020 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-11-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-11-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-11-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-11-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-11-30 | $4,391,521 |
| Interest on participant loans | 2016-11-30 | $192 |
| Value of interest in common/collective trusts at end of year | 2016-11-30 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2016-11-30 | $678,180 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-11-30 | $59,625 |
| Net investment gain or loss from common/collective trusts | 2016-11-30 | $492 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-11-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-11-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-11-30 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-11-30 | $5,288,709 |
| Contract administrator fees | 2016-11-30 | $7,263 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2016-11-30 | Yes |
| Did the plan have assets held for investment | 2016-11-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-11-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-11-30 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-11-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-11-30 | Disclaimer |
| Accountancy firm name | 2016-11-30 | WATSON COON & ASSOCIATES, P.C. |
| Accountancy firm EIN | 2016-11-30 | 840805144 |
| Total unrealized appreciation/depreciation of assets | 2016-03-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-03-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-03-31 | $0 |
| Total income from all sources (including contributions) | 2016-03-31 | $804,560 |
| Total loss/gain on sale of assets | 2016-03-31 | $0 |
| Total of all expenses incurred | 2016-03-31 | $780,296 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-03-31 | $734,178 |
| Value of total corrective distributions | 2016-03-31 | $3,219 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-03-31 | $819,768 |
| Value of total assets at end of year | 2016-03-31 | $5,255,020 |
| Value of total assets at beginning of year | 2016-03-31 | $5,230,756 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-03-31 | $42,899 |
| Total interest from all sources | 2016-03-31 | $10,964 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-03-31 | $206,414 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-03-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-03-31 | $206,414 |
| Was this plan covered by a fidelity bond | 2016-03-31 | Yes |
| Value of fidelity bond cover | 2016-03-31 | $5,600,000 |
| If this is an individual account plan, was there a blackout period | 2016-03-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-03-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-03-31 | No |
| Contributions received from participants | 2016-03-31 | $560,610 |
| Participant contributions at end of year | 2016-03-31 | $179,861 |
| Participant contributions at beginning of year | 2016-03-31 | $323,031 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-03-31 | $13,639 |
| Total non interest bearing cash at end of year | 2016-03-31 | $5,458 |
| Total non interest bearing cash at beginning of year | 2016-03-31 | $3,026 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-03-31 | No |
| Value of net income/loss | 2016-03-31 | $24,264 |
| Value of net assets at end of year (total assets less liabilities) | 2016-03-31 | $5,255,020 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-03-31 | $5,230,756 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-03-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-03-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-03-31 | No |
| Investment advisory and management fees | 2016-03-31 | $10,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-03-31 | $4,391,521 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-03-31 | $4,155,425 |
| Interest on participant loans | 2016-03-31 | $10,964 |
| Value of interest in common/collective trusts at end of year | 2016-03-31 | $678,180 |
| Value of interest in common/collective trusts at beginning of year | 2016-03-31 | $749,274 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-03-31 | $-232,648 |
| Net investment gain or loss from common/collective trusts | 2016-03-31 | $62 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-03-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-03-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2016-03-31 | No |
| Contributions received in cash from employer | 2016-03-31 | $245,519 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-03-31 | $734,178 |
| Contract administrator fees | 2016-03-31 | $32,899 |
| Did the plan have assets held for investment | 2016-03-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-03-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-03-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-03-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-03-31 | Disclaimer |
| Accountancy firm name | 2016-03-31 | YANARI WATSON MCGAUGHEY P.C. |
| Accountancy firm EIN | 2016-03-31 | 840805144 |
| 2015 : ROCKY MOUNTAIN MATERIALS & ASPHALT CO., INC. 401K PROFIT SHARING PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-03-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-03-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-03-31 | $0 |
| Total income from all sources (including contributions) | 2015-03-31 | $892,702 |
| Total loss/gain on sale of assets | 2015-03-31 | $0 |
| Total of all expenses incurred | 2015-03-31 | $916,693 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-03-31 | $872,929 |
| Value of total corrective distributions | 2015-03-31 | $3,461 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-03-31 | $535,064 |
| Value of total assets at end of year | 2015-03-31 | $5,230,756 |
| Value of total assets at beginning of year | 2015-03-31 | $5,254,747 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-03-31 | $40,303 |
| Total interest from all sources | 2015-03-31 | $35,433 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-03-31 | $216,661 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-03-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-03-31 | $216,661 |
| Was this plan covered by a fidelity bond | 2015-03-31 | Yes |
| Value of fidelity bond cover | 2015-03-31 | $5,600,000 |
| If this is an individual account plan, was there a blackout period | 2015-03-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-03-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-03-31 | No |
| Amount of non-exempt transactions with any party-in-interest | 2015-03-31 | $18,260 |
| Contributions received from participants | 2015-03-31 | $393,024 |
| Participant contributions at end of year | 2015-03-31 | $323,031 |
| Participant contributions at beginning of year | 2015-03-31 | $362,825 |
| Participant contributions at end of year | 2015-03-31 | $0 |
| Participant contributions at beginning of year | 2015-03-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-03-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2015-03-31 | $0 |
| Total non interest bearing cash at end of year | 2015-03-31 | $3,026 |
| Total non interest bearing cash at beginning of year | 2015-03-31 | $168 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-03-31 | No |
| Value of net income/loss | 2015-03-31 | $-23,991 |
| Value of net assets at end of year (total assets less liabilities) | 2015-03-31 | $5,230,756 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-03-31 | $5,254,747 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-03-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-03-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-03-31 | No |
| Investment advisory and management fees | 2015-03-31 | $10,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-03-31 | $4,155,425 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-03-31 | $4,267,759 |
| Interest on participant loans | 2015-03-31 | $35,433 |
| Value of interest in common/collective trusts at end of year | 2015-03-31 | $749,274 |
| Value of interest in common/collective trusts at beginning of year | 2015-03-31 | $623,995 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-03-31 | $105,544 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-03-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-03-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-03-31 | No |
| Contributions received in cash from employer | 2015-03-31 | $142,040 |
| Employer contributions (assets) at end of year | 2015-03-31 | $0 |
| Employer contributions (assets) at beginning of year | 2015-03-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-03-31 | $872,929 |
| Contract administrator fees | 2015-03-31 | $30,303 |
| Did the plan have assets held for investment | 2015-03-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-03-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-03-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-03-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-03-31 | Disclaimer |
| Accountancy firm name | 2015-03-31 | YANARI WATSON MCGAUGHEY P.C. |
| Accountancy firm EIN | 2015-03-31 | 840805144 |
| 2014 : ROCKY MOUNTAIN MATERIALS & ASPHALT CO., INC. 401K PROFIT SHARING PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-03-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-03-31 | $0 |
| Total income from all sources (including contributions) | 2014-03-31 | $1,084,391 |
| Total loss/gain on sale of assets | 2014-03-31 | $0 |
| Total of all expenses incurred | 2014-03-31 | $484,519 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-03-31 | $445,353 |
| Value of total corrective distributions | 2014-03-31 | $11,659 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-03-31 | $500,863 |
| Value of total assets at end of year | 2014-03-31 | $5,254,747 |
| Value of total assets at beginning of year | 2014-03-31 | $4,654,875 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-03-31 | $27,507 |
| Total interest from all sources | 2014-03-31 | $14,047 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-03-31 | $147,611 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-03-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-03-31 | $147,611 |
| Was this plan covered by a fidelity bond | 2014-03-31 | Yes |
| Value of fidelity bond cover | 2014-03-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2014-03-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-03-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-03-31 | No |
| Contributions received from participants | 2014-03-31 | $360,813 |
| Participant contributions at end of year | 2014-03-31 | $362,825 |
| Participant contributions at beginning of year | 2014-03-31 | $410,604 |
| Participant contributions at end of year | 2014-03-31 | $0 |
| Participant contributions at beginning of year | 2014-03-31 | $6,157 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-03-31 | $2,041 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2014-03-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2014-03-31 | $0 |
| Total non interest bearing cash at end of year | 2014-03-31 | $168 |
| Total non interest bearing cash at beginning of year | 2014-03-31 | $11,387 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-03-31 | No |
| Value of net income/loss | 2014-03-31 | $599,872 |
| Value of net assets at end of year (total assets less liabilities) | 2014-03-31 | $5,254,747 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-03-31 | $4,654,875 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-03-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-03-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-03-31 | No |
| Investment advisory and management fees | 2014-03-31 | $10,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-03-31 | $4,267,759 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-03-31 | $3,604,210 |
| Interest on participant loans | 2014-03-31 | $14,047 |
| Value of interest in common/collective trusts at end of year | 2014-03-31 | $623,995 |
| Value of interest in common/collective trusts at beginning of year | 2014-03-31 | $620,281 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-03-31 | $421,659 |
| Net investment gain or loss from common/collective trusts | 2014-03-31 | $211 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-03-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-03-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-03-31 | No |
| Contributions received in cash from employer | 2014-03-31 | $138,009 |
| Employer contributions (assets) at end of year | 2014-03-31 | $0 |
| Employer contributions (assets) at beginning of year | 2014-03-31 | $2,236 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-03-31 | $445,353 |
| Contract administrator fees | 2014-03-31 | $17,507 |
| Did the plan have assets held for investment | 2014-03-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-03-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-03-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-03-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-03-31 | Disclaimer |
| Accountancy firm name | 2014-03-31 | YANARI WATSON MCGAUGHEY P.C. |
| Accountancy firm EIN | 2014-03-31 | 840805144 |
| 2013 : ROCKY MOUNTAIN MATERIALS & ASPHALT CO., INC. 401K PROFIT SHARING PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-03-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-03-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-03-31 | $0 |
| Total income from all sources (including contributions) | 2013-03-31 | $898,676 |
| Total loss/gain on sale of assets | 2013-03-31 | $0 |
| Total of all expenses incurred | 2013-03-31 | $1,088,017 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-03-31 | $1,058,291 |
| Value of total corrective distributions | 2013-03-31 | $1,883 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-03-31 | $507,452 |
| Value of total assets at end of year | 2013-03-31 | $4,654,875 |
| Value of total assets at beginning of year | 2013-03-31 | $4,844,216 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-03-31 | $27,843 |
| Total interest from all sources | 2013-03-31 | $15,816 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-03-31 | $122,143 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-03-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-03-31 | $122,143 |
| Was this plan covered by a fidelity bond | 2013-03-31 | Yes |
| Value of fidelity bond cover | 2013-03-31 | $5,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-03-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-03-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-03-31 | No |
| Contributions received from participants | 2013-03-31 | $373,996 |
| Participant contributions at end of year | 2013-03-31 | $410,604 |
| Participant contributions at beginning of year | 2013-03-31 | $428,591 |
| Participant contributions at end of year | 2013-03-31 | $6,157 |
| Participant contributions at beginning of year | 2013-03-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-03-31 | $606 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-03-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-03-31 | $0 |
| Total non interest bearing cash at end of year | 2013-03-31 | $11,387 |
| Total non interest bearing cash at beginning of year | 2013-03-31 | $200 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-03-31 | No |
| Value of net income/loss | 2013-03-31 | $-189,341 |
| Value of net assets at end of year (total assets less liabilities) | 2013-03-31 | $4,654,875 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-03-31 | $4,844,216 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-03-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-03-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-03-31 | No |
| Investment advisory and management fees | 2013-03-31 | $10,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-03-31 | $3,604,210 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-03-31 | $3,740,451 |
| Interest on participant loans | 2013-03-31 | $15,816 |
| Value of interest in common/collective trusts at end of year | 2013-03-31 | $620,281 |
| Value of interest in common/collective trusts at beginning of year | 2013-03-31 | $674,974 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-03-31 | $253,263 |
| Net investment gain or loss from common/collective trusts | 2013-03-31 | $2 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-03-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-03-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-03-31 | No |
| Contributions received in cash from employer | 2013-03-31 | $132,850 |
| Employer contributions (assets) at end of year | 2013-03-31 | $2,236 |
| Employer contributions (assets) at beginning of year | 2013-03-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-03-31 | $1,058,291 |
| Contract administrator fees | 2013-03-31 | $17,843 |
| Did the plan have assets held for investment | 2013-03-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-03-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-03-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-03-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-03-31 | Disclaimer |
| Accountancy firm name | 2013-03-31 | YANARI WATSON MCGAUGHEY P.C. |
| Accountancy firm EIN | 2013-03-31 | 840805144 |
| 2012 : ROCKY MOUNTAIN MATERIALS & ASPHALT CO., INC. 401K PROFIT SHARING PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-03-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-03-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-03-31 | $0 |
| Total income from all sources (including contributions) | 2012-03-31 | $686,431 |
| Total loss/gain on sale of assets | 2012-03-31 | $0 |
| Total of all expenses incurred | 2012-03-31 | $877,952 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-03-31 | $839,855 |
| Value of total corrective distributions | 2012-03-31 | $12,595 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-03-31 | $499,571 |
| Value of total assets at end of year | 2012-03-31 | $4,844,216 |
| Value of total assets at beginning of year | 2012-03-31 | $5,035,737 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-03-31 | $25,502 |
| Total interest from all sources | 2012-03-31 | $47,530 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-03-31 | $105,556 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-03-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-03-31 | $105,556 |
| Was this plan covered by a fidelity bond | 2012-03-31 | Yes |
| Value of fidelity bond cover | 2012-03-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-03-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-03-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-03-31 | No |
| Contributions received from participants | 2012-03-31 | $132,177 |
| Participant contributions at end of year | 2012-03-31 | $428,591 |
| Participant contributions at beginning of year | 2012-03-31 | $411,106 |
| Participant contributions at end of year | 2012-03-31 | $0 |
| Participant contributions at beginning of year | 2012-03-31 | $5,940 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-03-31 | $367,394 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-03-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-03-31 | $0 |
| Total non interest bearing cash at end of year | 2012-03-31 | $200 |
| Total non interest bearing cash at beginning of year | 2012-03-31 | $10,266 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-03-31 | No |
| Value of net income/loss | 2012-03-31 | $-191,521 |
| Value of net assets at end of year (total assets less liabilities) | 2012-03-31 | $4,844,216 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-03-31 | $5,035,737 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-03-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-03-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-03-31 | No |
| Investment advisory and management fees | 2012-03-31 | $10,000 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-03-31 | $3,740,451 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-03-31 | $4,606,347 |
| Interest on participant loans | 2012-03-31 | $47,530 |
| Value of interest in common/collective trusts at end of year | 2012-03-31 | $674,974 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-03-31 | $33,774 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-03-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-03-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-03-31 | No |
| Employer contributions (assets) at end of year | 2012-03-31 | $0 |
| Employer contributions (assets) at beginning of year | 2012-03-31 | $2,078 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-03-31 | $839,855 |
| Contract administrator fees | 2012-03-31 | $15,502 |
| Did the plan have assets held for investment | 2012-03-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-03-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-03-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-03-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2012-03-31 | Unqualified |
| Accountancy firm name | 2012-03-31 | HALL ROHN & ASSOCIATES, LLC |
| Accountancy firm EIN | 2012-03-31 | 800001772 |
| 2011 : ROCKY MOUNTAIN MATERIALS & ASPHALT CO., INC. 401K PROFIT SHARING PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-03-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-31 | $0 |
| Total income from all sources (including contributions) | 2011-03-31 | $959,403 |
| Total loss/gain on sale of assets | 2011-03-31 | $0 |
| Total of all expenses incurred | 2011-03-31 | $1,457,359 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-03-31 | $1,436,804 |
| Value of total corrective distributions | 2011-03-31 | $2,191 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-03-31 | $491,694 |
| Value of total assets at end of year | 2011-03-31 | $5,035,737 |
| Value of total assets at beginning of year | 2011-03-31 | $5,533,693 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-03-31 | $18,364 |
| Total interest from all sources | 2011-03-31 | $42,074 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-03-31 | $116,062 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-03-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-03-31 | $116,062 |
| Was this plan covered by a fidelity bond | 2011-03-31 | Yes |
| Value of fidelity bond cover | 2011-03-31 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-03-31 | Yes |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-03-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-03-31 | No |
| Contributions received from participants | 2011-03-31 | $361,458 |
| Participant contributions at end of year | 2011-03-31 | $411,106 |
| Participant contributions at beginning of year | 2011-03-31 | $342,912 |
| Participant contributions at end of year | 2011-03-31 | $5,940 |
| Participant contributions at beginning of year | 2011-03-31 | $3,037 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-03-31 | $229 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-03-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-03-31 | $0 |
| Total non interest bearing cash at end of year | 2011-03-31 | $10,266 |
| Total non interest bearing cash at beginning of year | 2011-03-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-31 | No |
| Value of net income/loss | 2011-03-31 | $-497,956 |
| Value of net assets at end of year (total assets less liabilities) | 2011-03-31 | $5,035,737 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-03-31 | $5,533,693 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-03-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-03-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-03-31 | No |
| Investment advisory and management fees | 2011-03-31 | $2,500 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-03-31 | $4,606,347 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-03-31 | $5,186,698 |
| Interest on participant loans | 2011-03-31 | $42,074 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-03-31 | $309,573 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-03-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-03-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-03-31 | No |
| Contributions received in cash from employer | 2011-03-31 | $130,007 |
| Employer contributions (assets) at end of year | 2011-03-31 | $2,078 |
| Employer contributions (assets) at beginning of year | 2011-03-31 | $1,046 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-03-31 | $1,436,804 |
| Contract administrator fees | 2011-03-31 | $15,864 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-03-31 | Yes |
| Did the plan have assets held for investment | 2011-03-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-03-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-03-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2011-03-31 | Unqualified |
| Accountancy firm name | 2011-03-31 | HALL ROHN & ASSOCIATES, LLC |
| Accountancy firm EIN | 2011-03-31 | 800001772 |
| 2010 : ROCKY MOUNTAIN MATERIALS & ASPHALT CO., INC. 401K PROFIT SHARING PLAN 2010 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-03-31 | $0 |
