401k Plan data: LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN plan

LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 401k Plan overview

Plan Name	LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN
Plan identification number	002

LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

LAW OFFICES OF HOWARD L. SCHIFF, P.C. has sponsored the creation of one or more 401k plans.

Company Name: LAW OFFICES OF HOWARD L. SCHIFF, P.C.

Employer identification number (EIN): 060957039

NAIC Classification: 541110
NAIC Description: Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2020-01-01
002 2019-01-01
002 2019-01-01
002 2018-01-01
002 2017-01-01 JESSICA BURKE
002 2016-06-01 ROBERT JOHNSON

Plan Statistics for LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN

401k plan membership statisitcs for LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN

Measure Date Value
2020: LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 110
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 0
Number of retired or separated participants receiving benefits 2020-01-01 0
Number of other retired or separated participants entitled to future benefits 2020-01-01 0
Total of all active and inactive participants 2020-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 0
Total participants 2020-01-01 0
Number of participants with account balances 2020-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 0
2019: LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 119
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 104
Number of retired or separated participants receiving benefits 2019-01-01 0
Number of other retired or separated participants entitled to future benefits 2019-01-01 6
Total of all active and inactive participants 2019-01-01 110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 0
Total participants 2019-01-01 110
Number of participants with account balances 2019-01-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 0
2018: LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 133
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 114
Number of retired or separated participants receiving benefits 2018-01-01 0
Number of other retired or separated participants entitled to future benefits 2018-01-01 6
Total of all active and inactive participants 2018-01-01 120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 0
Total participants 2018-01-01 120
Number of participants with account balances 2018-01-01 34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 0
2017: LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 140
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 128
Number of retired or separated participants receiving benefits 2017-01-01 0
Number of other retired or separated participants entitled to future benefits 2017-01-01 4
Total of all active and inactive participants 2017-01-01 132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 0
Total participants 2017-01-01 132
Number of participants with account balances 2017-01-01 32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 0
2016: LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-06-01 141
Total number of active participants reported on line 7a of the Form 5500 2016-06-01 137
Number of retired or separated participants receiving benefits 2016-06-01 0
Number of other retired or separated participants entitled to future benefits 2016-06-01 2
Total of all active and inactive participants 2016-06-01 139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-06-01 0
Total participants 2016-06-01 139
Number of participants with account balances 2016-06-01 32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-06-01 0

Measure	Date	Value
2020: LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	110
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	0
Number of retired or separated participants receiving benefits	2020-01-01	0
Number of other retired or separated participants entitled to future benefits	2020-01-01	0
Total of all active and inactive participants	2020-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	0
Total participants	2020-01-01	0
Number of participants with account balances	2020-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	0
2019: LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	119
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	104
Number of retired or separated participants receiving benefits	2019-01-01	0
Number of other retired or separated participants entitled to future benefits	2019-01-01	6
Total of all active and inactive participants	2019-01-01	110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	0
Total participants	2019-01-01	110
Number of participants with account balances	2019-01-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	0
2018: LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	133
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	114
Number of retired or separated participants receiving benefits	2018-01-01	0
Number of other retired or separated participants entitled to future benefits	2018-01-01	6
Total of all active and inactive participants	2018-01-01	120
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	0
Total participants	2018-01-01	120
Number of participants with account balances	2018-01-01	34
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	0
2017: LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	140
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	128
Number of retired or separated participants receiving benefits	2017-01-01	0
Number of other retired or separated participants entitled to future benefits	2017-01-01	4
Total of all active and inactive participants	2017-01-01	132
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	0
Total participants	2017-01-01	132
Number of participants with account balances	2017-01-01	32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	0
2016: LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-06-01	141
Total number of active participants reported on line 7a of the Form 5500	2016-06-01	137
Number of retired or separated participants receiving benefits	2016-06-01	0
Number of other retired or separated participants entitled to future benefits	2016-06-01	2
Total of all active and inactive participants	2016-06-01	139
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-06-01	0
Total participants	2016-06-01	139
Number of participants with account balances	2016-06-01	32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-06-01	0

Financial Data on LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN

Measure	Date	Value
2020 : LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets	2020-05-01	$0
Total transfer of assets from this plan	2020-05-01	$1,574,823
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-05-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2020-05-01	$0
Total income from all sources (including contributions)	2020-05-01	$-116,672
Total loss/gain on sale of assets	2020-05-01	$0
Total of all expenses incurred	2020-05-01	$29,412
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-05-01	$29,192
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-05-01	$20,638
Value of total assets at end of year	2020-05-01	$0
Value of total assets at beginning of year	2020-05-01	$1,720,907
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-05-01	$220
Total interest from all sources	2020-05-01	$522
Total dividends received (eg from common stock, registered investment company shares)	2020-05-01	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-05-01	No
Was this plan covered by a fidelity bond	2020-05-01	Yes
Value of fidelity bond cover	2020-05-01	$500,000
If this is an individual account plan, was there a blackout period	2020-05-01	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2020-05-01	$0
Were there any nonexempt tranactions with any party-in-interest	2020-05-01	No
Contributions received from participants	2020-05-01	$20,638
Participant contributions at end of year	2020-05-01	$0
Participant contributions at beginning of year	2020-05-01	$41,809
Participant contributions at end of year	2020-05-01	$0
Participant contributions at beginning of year	2020-05-01	$0
Assets. Other investments not covered elsewhere at end of year	2020-05-01	$0
Assets. Other investments not covered elsewhere at beginning of year	2020-05-01	$9,233
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2020-05-01	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-05-01	No
Value of net income/loss	2020-05-01	$-146,084
Value of net assets at end of year (total assets less liabilities)	2020-05-01	$0
Value of net assets at beginning of year (total assets less liabilities)	2020-05-01	$1,720,907
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-05-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-05-01	No
Were any leases to which the plan was party in default or uncollectible	2020-05-01	No
Interest on participant loans	2020-05-01	$522
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-05-01	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-05-01	$1,669,865
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-05-01	$-137,832
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-05-01	No
Was there a failure to transmit to the plan any participant contributions	2020-05-01	Yes
Has the plan failed to provide any benefit when due under the plan	2020-05-01	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-05-01	$29,192
Contract administrator fees	2020-05-01	$220
Did the plan have assets held for investment	2020-05-01	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-05-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-05-01	Yes
Opinion of an independent qualified public accountant for this plan	2020-05-01	Unqualified
Accountancy firm name	2020-05-01	TEPLITZKY & COMPANY
Accountancy firm EIN	2020-05-01	060962357
2019 : LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets	2019-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2019-12-31	$0
Total income from all sources (including contributions)	2019-12-31	$470,299
Total loss/gain on sale of assets	2019-12-31	$0
Total of all expenses incurred	2019-12-31	$258,392
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$256,522
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$172,402
Value of total assets at end of year	2019-12-31	$1,720,908
Value of total assets at beginning of year	2019-12-31	$1,509,001
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$1,870
Total interest from all sources	2019-12-31	$2,590
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$500,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$92,647
Participant contributions at end of year	2019-12-31	$41,810
Participant contributions at beginning of year	2019-12-31	$27,124
Participant contributions at end of year	2019-12-31	$0
Participant contributions at beginning of year	2019-12-31	$185
Assets. Other investments not covered elsewhere at end of year	2019-12-31	$9,233
Assets. Other investments not covered elsewhere at beginning of year	2019-12-31	$6,623
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$79,755
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$211,907
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$1,720,908
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$1,509,001
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Interest on participant loans	2019-12-31	$2,590
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$1,679,098
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$1,475,069
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$295,307
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$256,522
Contract administrator fees	2019-12-31	$1,870
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	TEPLITZKY & COMPANY
Accountancy firm EIN	2019-12-31	060962357
2018 : LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets	2018-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2018-12-31	$0
Total income from all sources (including contributions)	2018-12-31	$-15,902
Total loss/gain on sale of assets	2018-12-31	$0
Total of all expenses incurred	2018-12-31	$403,959
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$403,579
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$85,782
Value of total assets at end of year	2018-12-31	$1,509,001
Value of total assets at beginning of year	2018-12-31	$1,928,862
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$380
Total interest from all sources	2018-12-31	$2,026
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$500,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2018-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$85,782
Participant contributions at end of year	2018-12-31	$27,124
Participant contributions at beginning of year	2018-12-31	$53,569
Participant contributions at end of year	2018-12-31	$185
Assets. Other investments not covered elsewhere at end of year	2018-12-31	$6,623
Assets. Other investments not covered elsewhere at beginning of year	2018-12-31	$8,769
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-419,861
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$1,509,001
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$1,928,862
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$10,407
Interest on participant loans	2018-12-31	$2,026
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$1,475,069
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$1,856,117
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-103,710
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$403,579
Contract administrator fees	2018-12-31	$380
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	FIONDELLA, MILONE & LASARACINA
Accountancy firm EIN	2018-12-31	061648707
2017 : LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets	2017-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2017-12-31	$0
Total income from all sources (including contributions)	2017-12-31	$357,586
Total loss/gain on sale of assets	2017-12-31	$0
Total of all expenses incurred	2017-12-31	$95,378
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$94,938
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$100,968
Value of total assets at end of year	2017-12-31	$1,928,862
Value of total assets at beginning of year	2017-12-31	$1,666,654
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$440
Total interest from all sources	2017-12-31	$3,631
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Administrative expenses professional fees incurred	2017-12-31	$440
Was this plan covered by a fidelity bond	2017-12-31	No
If this is an individual account plan, was there a blackout period	2017-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2017-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$100,968
Participant contributions at end of year	2017-12-31	$53,569
Participant contributions at beginning of year	2017-12-31	$85,894
Assets. Other investments not covered elsewhere at end of year	2017-12-31	$8,769
Assets. Other investments not covered elsewhere at beginning of year	2017-12-31	$6,414
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$262,208
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$1,928,862
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$1,666,654
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$10,407
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$8,218
Income. Interest from loans (other than to participants)	2017-12-31	$3,631
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$1,856,117
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$1,566,128
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$252,987
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$94,938
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	FIONDELLA, MILONE & LASARACINA
Accountancy firm EIN	2017-12-31	061648707
2016 : LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets	2016-12-31	$0
Total transfer of assets to this plan	2016-12-31	$1,601,083
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-31	$0
Total income from all sources (including contributions)	2016-12-31	$114,574
Total loss/gain on sale of assets	2016-12-31	$0
Total of all expenses incurred	2016-12-31	$49,003
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$48,563
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$55,132
Value of total assets at end of year	2016-12-31	$1,666,654
Value of total assets at beginning of year	2016-12-31	$0
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$440
Total interest from all sources	2016-12-31	$2,888
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Assets. Real estate other than employer real property at end of year	2016-12-31	$0
Assets. Real estate other than employer real property at beginning of year	2016-12-31	$0
Administrative expenses professional fees incurred	2016-12-31	$440
Assets. Corporate prefeered stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2016-12-31	$0
Was this plan covered by a fidelity bond	2016-12-31	No
If this is an individual account plan, was there a blackout period	2016-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$55,132
Participant contributions at end of year	2016-12-31	$85,894
Participant contributions at beginning of year	2016-12-31	$0
Participant contributions at end of year	2016-12-31	$0
Participant contributions at beginning of year	2016-12-31	$0
Assets. Other investments not covered elsewhere at end of year	2016-12-31	$6,414
Assets. Other investments not covered elsewhere at beginning of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2016-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-31	$0
Assets. Loans (other than to participants) at end of year	2016-12-31	$0
Assets. Loans (other than to participants) at beginning of year	2016-12-31	$0
Total non interest bearing cash at end of year	2016-12-31	$0
Total non interest bearing cash at beginning of year	2016-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$65,571
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$1,666,654
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Assets. partnership/joint venture interests at end of year	2016-12-31	$0
Assets. partnership/joint venture interests at beginning of year	2016-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$8,218
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$0
Value of interest in pooled separate accounts at end of year	2016-12-31	$0
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$0
Income. Interest from loans (other than to participants)	2016-12-31	$2,888
Value of interest in master investment trust accounts at end of year	2016-12-31	$0
Value of interest in master investment trust accounts at beginning of year	2016-12-31	$0
Value of interest in common/collective trusts at end of year	2016-12-31	$0
Value of interest in common/collective trusts at beginning of year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2016-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2016-12-31	$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2016-12-31	$0
Assets. Value of investments in 103.12 investment entities at end of year	2016-12-31	$0
Assets. Value of investments in 103.12 investment entities at beginning of year	2016-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$1,566,128
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$0
Asset value of US Government securities at end of year	2016-12-31	$0
Asset value of US Government securities at beginning of year	2016-12-31	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Employer contributions (assets) at end of year	2016-12-31	$0
Employer contributions (assets) at beginning of year	2016-12-31	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$48,563
Asset. Corporate debt instrument preferred debt at end of year	2016-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2016-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2016-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-31	$0
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	FIONDELLA, MILONE & LASARACINA, LLP
Accountancy firm EIN	2016-12-31	061648707

Form 5500 Responses for LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN

2020: LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Submission has been amended	No
2020-01-01	This submission is the final filing	Yes
2020-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2020-01-01	Plan is a collectively bargained plan	No
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Submission has been amended	No
2019-01-01	This submission is the final filing	No
2019-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2019-01-01	Plan is a collectively bargained plan	No
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Submission has been amended	No
2018-01-01	This submission is the final filing	No
2018-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2018-01-01	Plan is a collectively bargained plan	No
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Submission has been amended	No
2017-01-01	This submission is the final filing	No
2017-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2017-01-01	Plan is a collectively bargained plan	No
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: LAW OFFICES OF HOWARD LEE SCHIFF, P. C. 401(K) PLAN 2016 form 5500 responses
2016-06-01	Type of plan entity	Single employer plan
2016-06-01	Submission has been amended	No
2016-06-01	This submission is the final filing	No
2016-06-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-06-01	Plan is a collectively bargained plan	No
2016-06-01	Plan funding arrangement – Insurance	Yes
2016-06-01	Plan funding arrangement – Trust	Yes
2016-06-01	Plan benefit arrangement – Insurance	Yes
2016-06-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

815745

Policy instance

Insurance contract or identification number	815745
Number of Individuals Covered	0
Insurance policy start date	2020-01-01
Insurance policy end date	2020-05-01
Total amount of commissions paid to insurance broker	USD $1,596
Total amount of fees paid to insurance company	USD $401
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,596
Insurance broker organization code?	3
Amount paid for insurance broker fees	401
Additional information about fees paid to insurance broker	TPA PARTNERSHIP &ALLIANCE PROGRAM

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

815745

Policy instance

Insurance contract or identification number	815745
Number of Individuals Covered	33
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $4,792
Total amount of fees paid to insurance company	USD $801
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $4,792
Insurance broker organization code?	3
Amount paid for insurance broker fees	801
Additional information about fees paid to insurance broker	TPA PARTNERSHIP &ALLIANCE PROGRAM

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

815745

Policy instance

Insurance contract or identification number	815745
Number of Individuals Covered	33
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $5,584
Total amount of fees paid to insurance company	USD $944
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $5,584
Insurance broker organization code?	3
Amount paid for insurance broker fees	944
Additional information about fees paid to insurance broker	TPA PARTNERSHIP &ALLIANCE PROGRAM

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

815745

Policy instance

Insurance contract or identification number	815745
Number of Individuals Covered	32
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $3,142
Total amount of fees paid to insurance company	USD $2,607
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	No
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Commission paid to Insurance Broker	USD $3,142
Insurance broker organization code?	3
Amount paid for insurance broker fees	2607
Additional information about fees paid to insurance broker	TPA PARTNERSHIP &ALLIANCE PROGRAM
Insurance broker name	PENSION CONSULTANTS, INC

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Company Name:	LAW OFFICES OF HOWARD L. SCHIFF, P.C.
Employer identification number (EIN):	060957039
NAIC Classification:	541110
NAIC Description:	Offices of Lawyers