LAW OFFICES OF USERA, FIGUEROA & GINER has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN
401k plan membership statisitcs for LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2020: LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2020 401k membership |
|---|
| Total participants, beginning-of-year | 2020-04-01 | 5 |
| Total number of active participants reported on line 7a of the Form 5500 | 2020-04-01 | 0 |
| Number of retired or separated participants receiving benefits | 2020-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2020-04-01 | 0 |
| Total of all active and inactive participants | 2020-04-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2020-04-01 | 0 |
| Total participants | 2020-04-01 | 0 |
| Number of participants with account balances | 2020-04-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2020-04-01 | 0 |
| 2019: LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-04-01 | 13 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-04-01 | 1 |
| Number of retired or separated participants receiving benefits | 2019-04-01 | 7 |
| Number of other retired or separated participants entitled to future benefits | 2019-04-01 | 5 |
| Total of all active and inactive participants | 2019-04-01 | 13 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-04-01 | 0 |
| Total participants | 2019-04-01 | 13 |
| Number of participants with account balances | 2019-04-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-04-01 | 0 |
| 2018: LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-04-01 | 14 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-04-01 | 9 |
| Number of retired or separated participants receiving benefits | 2018-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2018-04-01 | 5 |
| Total of all active and inactive participants | 2018-04-01 | 14 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-04-01 | 0 |
| Total participants | 2018-04-01 | 14 |
| Number of participants with account balances | 2018-04-01 | 14 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-04-01 | 0 |
| 2017: LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-04-01 | 14 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-04-01 | 9 |
| Number of retired or separated participants receiving benefits | 2017-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-04-01 | 5 |
| Total of all active and inactive participants | 2017-04-01 | 14 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-04-01 | 0 |
| Total participants | 2017-04-01 | 14 |
| Number of participants with account balances | 2017-04-01 | 14 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-04-01 | 0 |
| 2016: LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-04-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-04-01 | 9 |
| Number of retired or separated participants receiving benefits | 2016-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-04-01 | 5 |
| Total of all active and inactive participants | 2016-04-01 | 14 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-04-01 | 0 |
| Total participants | 2016-04-01 | 14 |
| Number of participants with account balances | 2016-04-01 | 14 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-04-01 | 0 |
| 2015: LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-04-01 | 12 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-04-01 | 12 |
| Number of retired or separated participants receiving benefits | 2015-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-04-01 | 0 |
| Total of all active and inactive participants | 2015-04-01 | 12 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-04-01 | 0 |
| Total participants | 2015-04-01 | 12 |
| Number of participants with account balances | 2015-04-01 | 12 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-04-01 | 0 |
| 2014: LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-04-01 | 13 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-04-01 | 12 |
| Number of retired or separated participants receiving benefits | 2014-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-04-01 | 0 |
| Total of all active and inactive participants | 2014-04-01 | 12 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-04-01 | 0 |
| Total participants | 2014-04-01 | 12 |
| Number of participants with account balances | 2014-04-01 | 11 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-04-01 | 0 |
| 2013: LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-04-01 | 11 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-04-01 | 13 |
| Number of retired or separated participants receiving benefits | 2013-04-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2013-04-01 | 0 |
| Total of all active and inactive participants | 2013-04-01 | 13 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2013-04-01 | 0 |
| Total participants | 2013-04-01 | 13 |
| Number of participants with account balances | 2013-04-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-04-01 | 0 |
| Measure | Date | Value |
|---|
| 2021 : LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2021 401k financial data |
|---|
| Total plan liabilities at end of year | 2021-03-31 | $0 |
| Total plan liabilities at beginning of year | 2021-03-31 | $0 |
| Total income from all sources | 2021-03-31 | $16,937 |
| Expenses. Total of all expenses incurred | 2021-03-31 | $595,177 |
| Benefits paid (including direct rollovers) | 2021-03-31 | $595,177 |
| Total plan assets at end of year | 2021-03-31 | $0 |
| Total plan assets at beginning of year | 2021-03-31 | $578,240 |
| Other income received | 2021-03-31 | $16,937 |
| Net income (gross income less expenses) | 2021-03-31 | $-578,240 |
| Net plan assets at end of year (total assets less liabilities) | 2021-03-31 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2021-03-31 | $578,240 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2021-03-31 | $0 |
| 2020 : LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2020 401k financial data |
|---|
| Transfers to/from the plan | 2020-03-31 | $0 |
| Total plan liabilities at end of year | 2020-03-31 | $0 |
| Total plan liabilities at beginning of year | 2020-03-31 | $0 |
| Total income from all sources | 2020-03-31 | $-120,063 |
| Expenses. Total of all expenses incurred | 2020-03-31 | $161,855 |
| Benefits paid (including direct rollovers) | 2020-03-31 | $161,855 |
| Total plan assets at end of year | 2020-03-31 | $578,240 |
| Total plan assets at beginning of year | 2020-03-31 | $860,158 |
| Total contributions received or receivable from participants | 2020-03-31 | $0 |
| Expenses. Other expenses not covered elsewhere | 2020-03-31 | $0 |
| Contributions received from other sources (not participants or employers) | 2020-03-31 | $0 |
| Other income received | 2020-03-31 | $-120,063 |
| Noncash contributions received | 2020-03-31 | $0 |
| Net income (gross income less expenses) | 2020-03-31 | $-281,918 |
| Net plan assets at end of year (total assets less liabilities) | 2020-03-31 | $578,240 |
| Net plan assets at beginning of year (total assets less liabilities) | 2020-03-31 | $860,158 |
| Total contributions received or receivable from employer(s) | 2020-03-31 | $0 |
| Value of certain deemed distributions of participant loans | 2020-03-31 | $0 |
| Value of corrective distributions | 2020-03-31 | $0 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2020-03-31 | $0 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2020-03-31 | $0 |
| 2019 : LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2019 401k financial data |
|---|
| Total income from all sources | 2019-03-31 | $46,356 |
| Expenses. Total of all expenses incurred | 2019-03-31 | $125,056 |
| Benefits paid (including direct rollovers) | 2019-03-31 | $126,112 |
| Total plan assets at end of year | 2019-03-31 | $860,158 |
| Total plan assets at beginning of year | 2019-03-31 | $938,858 |
| Expenses. Other expenses not covered elsewhere | 2019-03-31 | $-1,056 |
| Other income received | 2019-03-31 | $46,356 |
| Net income (gross income less expenses) | 2019-03-31 | $-78,700 |
| Net plan assets at end of year (total assets less liabilities) | 2019-03-31 | $860,158 |
| Net plan assets at beginning of year (total assets less liabilities) | 2019-03-31 | $938,858 |
| 2018 : LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2018 401k financial data |
|---|
| Total income from all sources | 2018-03-31 | $86,034 |
| Expenses. Total of all expenses incurred | 2018-03-31 | $126,464 |
| Benefits paid (including direct rollovers) | 2018-03-31 | $125,408 |
| Total plan assets at end of year | 2018-03-31 | $938,858 |
| Total plan assets at beginning of year | 2018-03-31 | $979,288 |
| Total contributions received or receivable from participants | 2018-03-31 | $3,065 |
| Expenses. Other expenses not covered elsewhere | 2018-03-31 | $1,056 |
| Other income received | 2018-03-31 | $82,969 |
| Net income (gross income less expenses) | 2018-03-31 | $-40,430 |
| Net plan assets at end of year (total assets less liabilities) | 2018-03-31 | $938,858 |
| Net plan assets at beginning of year (total assets less liabilities) | 2018-03-31 | $979,288 |
| 2017 : LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2017 401k financial data |
|---|
| Total income from all sources | 2017-03-31 | $67,373 |
| Expenses. Total of all expenses incurred | 2017-03-31 | $6,708 |
| Benefits paid (including direct rollovers) | 2017-03-31 | $6,708 |
| Total plan assets at end of year | 2017-03-31 | $979,288 |
| Total plan assets at beginning of year | 2017-03-31 | $918,623 |
| Total contributions received or receivable from participants | 2017-03-31 | $10,807 |
| Other income received | 2017-03-31 | $38,179 |
| Net income (gross income less expenses) | 2017-03-31 | $60,665 |
| Net plan assets at end of year (total assets less liabilities) | 2017-03-31 | $979,288 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-03-31 | $918,623 |
| Total contributions received or receivable from employer(s) | 2017-03-31 | $18,387 |
| 2016 : LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2016 401k financial data |
|---|
| Total income from all sources | 2016-03-31 | $217,923 |
| Expenses. Total of all expenses incurred | 2016-03-31 | $212,131 |
| Benefits paid (including direct rollovers) | 2016-03-31 | $212,129 |
| Total plan assets at end of year | 2016-03-31 | $918,623 |
| Total plan assets at beginning of year | 2016-03-31 | $912,831 |
| Total contributions received or receivable from participants | 2016-03-31 | $32,774 |
| Expenses. Other expenses not covered elsewhere | 2016-03-31 | $2 |
| Contributions received from other sources (not participants or employers) | 2016-03-31 | $201,219 |
| Other income received | 2016-03-31 | $-35,892 |
| Net income (gross income less expenses) | 2016-03-31 | $5,792 |
| Net plan assets at end of year (total assets less liabilities) | 2016-03-31 | $918,623 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-03-31 | $912,831 |
| Total contributions received or receivable from employer(s) | 2016-03-31 | $19,822 |
| 2015 : LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2015 401k financial data |
|---|
| Total income from all sources | 2015-03-31 | $570,710 |
| Expenses. Total of all expenses incurred | 2015-03-31 | $12,611 |
| Benefits paid (including direct rollovers) | 2015-03-31 | $12,611 |
| Total plan assets at end of year | 2015-03-31 | $912,831 |
| Total plan assets at beginning of year | 2015-03-31 | $354,732 |
| Total contributions received or receivable from participants | 2015-03-31 | $25,324 |
| Contributions received from other sources (not participants or employers) | 2015-03-31 | $395,386 |
| Other income received | 2015-03-31 | $62,757 |
| Net income (gross income less expenses) | 2015-03-31 | $558,099 |
| Net plan assets at end of year (total assets less liabilities) | 2015-03-31 | $912,831 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-03-31 | $354,732 |
| Total contributions received or receivable from employer(s) | 2015-03-31 | $87,243 |
| 2014 : LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2014 401k financial data |
|---|
| Total income from all sources | 2014-03-31 | $71,281 |
| Expenses. Total of all expenses incurred | 2014-03-31 | $0 |
| Total plan assets at end of year | 2014-03-31 | $354,732 |
| Total plan assets at beginning of year | 2014-03-31 | $283,451 |
| Total contributions received or receivable from participants | 2014-03-31 | $38,534 |
| Other income received | 2014-03-31 | $30,197 |
| Net income (gross income less expenses) | 2014-03-31 | $71,281 |
| Net plan assets at end of year (total assets less liabilities) | 2014-03-31 | $354,732 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-03-31 | $283,451 |
| Total contributions received or receivable from employer(s) | 2014-03-31 | $2,550 |
| 2020: LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2020 form 5500 responses |
|---|
| 2020-04-01 | Type of plan entity | Single employer plan |
| 2020-04-01 | Submission has been amended | No |
| 2020-04-01 | This submission is the final filing | Yes |
| 2020-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2020-04-01 | Plan is a collectively bargained plan | No |
| 2020-04-01 | Plan funding arrangement – Insurance | Yes |
| 2020-04-01 | Plan funding arrangement – Trust | Yes |
| 2020-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2020-04-01 | Plan benefit arrangement - Trust | Yes |
| 2019: LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2019 form 5500 responses |
|---|
| 2019-04-01 | Type of plan entity | Single employer plan |
| 2019-04-01 | Submission has been amended | No |
| 2019-04-01 | This submission is the final filing | No |
| 2019-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-04-01 | Plan is a collectively bargained plan | No |
| 2019-04-01 | Plan funding arrangement – Insurance | Yes |
| 2019-04-01 | Plan funding arrangement – Trust | Yes |
| 2019-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2019-04-01 | Plan benefit arrangement - Trust | Yes |
| 2018: LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2018 form 5500 responses |
|---|
| 2018-04-01 | Type of plan entity | Single employer plan |
| 2018-04-01 | Submission has been amended | No |
| 2018-04-01 | This submission is the final filing | No |
| 2018-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-04-01 | Plan is a collectively bargained plan | No |
| 2018-04-01 | Plan funding arrangement – Insurance | Yes |
| 2018-04-01 | Plan funding arrangement – Trust | Yes |
| 2018-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2018-04-01 | Plan benefit arrangement - Trust | Yes |
| 2017: LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2017 form 5500 responses |
|---|
| 2017-04-01 | Type of plan entity | Single employer plan |
| 2017-04-01 | Submission has been amended | No |
| 2017-04-01 | This submission is the final filing | No |
| 2017-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-04-01 | Plan is a collectively bargained plan | No |
| 2017-04-01 | Plan funding arrangement – Insurance | Yes |
| 2017-04-01 | Plan funding arrangement – Trust | Yes |
| 2017-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-04-01 | Plan benefit arrangement - Trust | Yes |
| 2016: LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2016 form 5500 responses |
|---|
| 2016-04-01 | Type of plan entity | Single employer plan |
| 2016-04-01 | Submission has been amended | No |
| 2016-04-01 | This submission is the final filing | No |
| 2016-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-04-01 | Plan is a collectively bargained plan | No |
| 2016-04-01 | Plan funding arrangement – Insurance | Yes |
| 2016-04-01 | Plan funding arrangement – Trust | Yes |
| 2016-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-04-01 | Plan benefit arrangement - Trust | Yes |
| 2015: LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2015 form 5500 responses |
|---|
| 2015-04-01 | Type of plan entity | Single employer plan |
| 2015-04-01 | Submission has been amended | No |
| 2015-04-01 | This submission is the final filing | No |
| 2015-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-04-01 | Plan is a collectively bargained plan | No |
| 2015-04-01 | Plan funding arrangement – Insurance | Yes |
| 2015-04-01 | Plan funding arrangement – Trust | Yes |
| 2015-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-04-01 | Plan benefit arrangement - Trust | Yes |
| 2014: LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2014 form 5500 responses |
|---|
| 2014-04-01 | Type of plan entity | Single employer plan |
| 2014-04-01 | Submission has been amended | No |
| 2014-04-01 | This submission is the final filing | No |
| 2014-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-04-01 | Plan is a collectively bargained plan | No |
| 2014-04-01 | Plan funding arrangement – Insurance | Yes |
| 2014-04-01 | Plan funding arrangement – Trust | Yes |
| 2014-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-04-01 | Plan benefit arrangement - Trust | Yes |
| 2013: LAW OFFICES OF USERA, FIGUEROA & GINER RETIREMENT PLAN 2013 form 5500 responses |
|---|
| 2013-04-01 | Type of plan entity | Single employer plan |
| 2013-04-01 | Submission has been amended | No |
| 2013-04-01 | This submission is the final filing | No |
| 2013-04-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2013-04-01 | Plan is a collectively bargained plan | No |
| 2013-04-01 | Plan funding arrangement – Insurance | Yes |
| 2013-04-01 | Plan funding arrangement – Trust | Yes |
| 2013-04-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-04-01 | Plan benefit arrangement - Trust | Yes |
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 335554-P1 |
| Policy instance | 1 |
| Insurance contract or identification number | 335554-P1 | | Number of Individuals Covered | 0 | | Insurance policy start date | 2020-04-01 | | Insurance policy end date | 2021-03-31 | | Total amount of commissions paid to insurance broker | USD $1,866 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Commission paid to Insurance Broker | USD $1,244 | | Insurance broker organization code? | 3 |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 335554-P1 |
| Policy instance | 1 |
| Insurance contract or identification number | 335554-P1 | | Number of Individuals Covered | 3 | | Insurance policy start date | 2019-04-01 | | Insurance policy end date | 2020-03-31 | | Total amount of commissions paid to insurance broker | USD $5,155 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $3,437 | | Insurance broker organization code? | 3 |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 335554-P1 |
| Policy instance | 1 |
| Insurance contract or identification number | 335554-P1 | | Number of Individuals Covered | 7 | | Insurance policy start date | 2018-04-01 | | Insurance policy end date | 2019-03-31 | | Total amount of commissions paid to insurance broker | USD $1,542 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $771 | | Insurance broker organization code? | 3 |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 335554-P1 |
| Policy instance | 1 |
| Insurance contract or identification number | 335554-P1 | | Number of Individuals Covered | 7 | | Insurance policy start date | 2017-04-01 | | Insurance policy end date | 2018-03-31 | | Total amount of commissions paid to insurance broker | USD $1,622 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $811 | | Insurance broker organization code? | 3 | | Insurance broker name | RAUL JUAN ESCUDERO VILLETA |
|
| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 335554-P1 |
| Policy instance | 1 |
| Insurance contract or identification number | 335554-P1 | | Number of Individuals Covered | 6 | | Insurance policy start date | 2015-04-01 | | Insurance policy end date | 2016-03-31 | | Total amount of commissions paid to insurance broker | USD $36 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $18 | | Insurance broker organization code? | 3 | | Insurance broker name | RAUL JUAN ESCUDERO VILLETA |
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| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 335554-P1 |
| Policy instance | 1 |
| Insurance contract or identification number | 335554-P1 | | Number of Individuals Covered | 5 | | Insurance policy start date | 2014-04-01 | | Insurance policy end date | 2015-03-31 | | Total amount of commissions paid to insurance broker | USD $16 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $8 | | Insurance broker organization code? | 3 | | Insurance broker name | RAUL JUAN ESCUDERO VILLETA |
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| GREAT-WEST LIFE & ANNUITY INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 68322 ) |
| Policy contract number | 335554-P1 |
| Policy instance | 1 |
| Insurance contract or identification number | 335554-P1 | | Number of Individuals Covered | 5 | | Insurance policy start date | 2013-04-01 | | Insurance policy end date | 2014-03-31 | | Total amount of commissions paid to insurance broker | USD $10 | | Total amount of fees paid to insurance company | USD $0 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | Yes | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Commission paid to Insurance Broker | USD $5 | | Insurance broker organization code? | 3 | | Insurance broker name | |
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