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LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN 401k Plan overview

Plan NameLAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN
Plan identification number 001

LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

LAW OFFICE OF DENICE SHEPHERD has sponsored the creation of one or more 401k plans.

Company Name:LAW OFFICE OF DENICE SHEPHERD
Employer identification number (EIN):860536037
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01DENICE SHEPHERD2023-08-09
0012021-01-01DENICE SHEPHERD2022-06-09
0012020-01-01DENICE SHEPHERD2021-07-22
0012018-01-01DENICE SHEPHERD2019-06-26
0012017-01-01DENICE SHEPHERD2018-07-31
0012016-01-01DENICE SHEPHERD2017-07-26
0012015-01-01DENICE SHEPHERD2016-08-29
0012015-01-01DENICE SHEPHERD2016-12-22
0012014-01-01DENICE R. SHEPHERD2015-10-14
0012013-01-01DENICE SHEPHERD DENICE SHEPHERD2014-07-15
0012012-01-01DENICE R. SHEPHERD DENICE R. SHEPHERD2013-09-25
0012011-01-01DENICE SHEPHERD
0012010-01-01DENICE SHEPHERD
0012009-01-01DENICE SHEPHERD
0012009-01-01DENICE SHEPHERD

Plan Statistics for LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN

401k plan membership statisitcs for LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2013: LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-0110
Total number of active participants reported on line 7a of the Form 55002013-01-017
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-011
Total of all active and inactive participants2013-01-018
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-018
Number of participants with account balances2013-01-017
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-019
Total number of active participants reported on line 7a of the Form 55002012-01-017
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-013
Total of all active and inactive participants2012-01-0110
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0110
Number of participants with account balances2012-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-019
Total number of active participants reported on line 7a of the Form 55002011-01-018
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-011
Total of all active and inactive participants2011-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-019
Number of participants with account balances2011-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-019
Total number of active participants reported on line 7a of the Form 55002010-01-017
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-012
Total of all active and inactive participants2010-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-019
Number of participants with account balances2010-01-019
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-018
Total number of active participants reported on line 7a of the Form 55002009-01-018
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-011
Total of all active and inactive participants2009-01-019
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-019
Number of participants with account balances2009-01-018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN

Measure Date Value
2013 : LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$100,237
Expenses. Total of all expenses incurred2013-12-31$7,936
Benefits paid (including direct rollovers)2013-12-31$7,936
Total plan assets at end of year2013-12-31$419,277
Total plan assets at beginning of year2013-12-31$326,976
Value of fidelity bond covering the plan2013-12-31$10,000
Total contributions received or receivable from participants2013-12-31$22,950
Other income received2013-12-31$66,836
Net income (gross income less expenses)2013-12-31$92,301
Net plan assets at end of year (total assets less liabilities)2013-12-31$419,277
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$326,976
Assets. Value of participant loans2013-12-31$5,599
Total contributions received or receivable from employer(s)2013-12-31$10,451
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
2012 : LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$62,036
Expenses. Total of all expenses incurred2012-12-31$0
Total plan assets at end of year2012-12-31$326,976
Total plan assets at beginning of year2012-12-31$264,940
Value of fidelity bond covering the plan2012-12-31$10,000
Total contributions received or receivable from participants2012-12-31$21,650
Other income received2012-12-31$29,178
Net income (gross income less expenses)2012-12-31$62,036
Net plan assets at end of year (total assets less liabilities)2012-12-31$326,976
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$264,940
Assets. Value of participant loans2012-12-31$7,200
Total contributions received or receivable from employer(s)2012-12-31$11,208
2011 : LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$33,706
Total plan assets at end of year2011-12-31$264,940
Total plan assets at beginning of year2011-12-31$231,234
Value of fidelity bond covering the plan2011-12-31$10,000
Total contributions received or receivable from participants2011-12-31$22,775
Other income received2011-12-31$-312
Net income (gross income less expenses)2011-12-31$33,706
Net plan assets at end of year (total assets less liabilities)2011-12-31$264,940
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$231,234
Assets. Value of participant loans2011-12-31$55,265
Total contributions received or receivable from employer(s)2011-12-31$11,243
2010 : LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$52,815
Total plan assets at end of year2010-12-31$231,234
Total plan assets at beginning of year2010-12-31$178,419
Value of fidelity bond covering the plan2010-12-31$10,000
Total contributions received or receivable from participants2010-12-31$22,525
Other income received2010-12-31$18,190
Net income (gross income less expenses)2010-12-31$52,815
Net plan assets at end of year (total assets less liabilities)2010-12-31$231,234
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$178,419
Assets. Value of participant loans2010-12-31$48,057
Total contributions received or receivable from employer(s)2010-12-31$12,100
2009 : LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN

2013: LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: LAW OFFICE OF DENICE R. SHEPHERD, P.C. 401(K) PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number173-80092
Policy instance 1
Insurance contract or identification number173-80092
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $31
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $31
Insurance broker organization code?3
Insurance broker nameAXA ADVISORS, LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number173-80092
Policy instance 1
Insurance contract or identification number173-80092
Number of Individuals Covered9
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $19
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Commission paid to Insurance BrokerUSD $19
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameAXA ADVISORS, LLC
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number173-80092
Policy instance 1
Insurance contract or identification number173-80092
Number of Individuals Covered9
Insurance policy start date2011-01-01
Insurance policy end date2011-04-25
Total amount of commissions paid to insurance brokerUSD $4
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
NATIONWIDE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66869 )
Policy contract number788-80092
Policy instance 2
Insurance contract or identification number788-80092
Number of Individuals Covered9
Insurance policy start date2011-04-26
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $1
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes

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