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THE W H KAY COMPANY PROFIT SHARING PLAN 401k Plan overview

Plan NameTHE W H KAY COMPANY PROFIT SHARING PLAN
Plan identification number 001

THE W H KAY COMPANY PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.

401k Sponsoring company profile

W H KAY COMPANY has sponsored the creation of one or more 401k plans.

Company Name:W H KAY COMPANY
Employer identification number (EIN):340895386
NAIC Classification:423800

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE W H KAY COMPANY PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01MICHAEL J KAY2023-09-22 MICHAEL J KAY2023-09-22
0012021-01-01MICHAEL J KAY2022-10-03 MICHAEL J KAY2022-10-03
0012020-01-01MICHAEL J KAY2021-05-26 MICHAEL J KAY2021-05-26
0012019-01-01
0012018-01-01
0012017-01-01
0012016-01-01
0012015-01-01
0012014-01-01MICHAEL J. KAY
0012013-01-01MICHAEL J. KAY
0012012-01-01MICHAEL J. KAY
0012011-01-01MICHAEL J KAY MICHAEL J KAY2012-07-19
0012010-01-01MICHAEL J KAY MICHAEL J KAY2011-05-19
0012009-01-01MICHAEL J KAY MICHAEL J KAY2010-06-29

Plan Statistics for THE W H KAY COMPANY PROFIT SHARING PLAN

401k plan membership statisitcs for THE W H KAY COMPANY PROFIT SHARING PLAN

Measure Date Value
2022: THE W H KAY COMPANY PROFIT SHARING PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-015
Total number of active participants reported on line 7a of the Form 55002022-01-014
Number of retired or separated participants receiving benefits2022-01-011
Total of all active and inactive participants2022-01-015
Total participants2022-01-015
Number of participants with account balances2022-01-015
2021: THE W H KAY COMPANY PROFIT SHARING PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-015
Total number of active participants reported on line 7a of the Form 55002021-01-014
Number of retired or separated participants receiving benefits2021-01-011
Total of all active and inactive participants2021-01-015
Total participants2021-01-015
Number of participants with account balances2021-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: THE W H KAY COMPANY PROFIT SHARING PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-015
Total number of active participants reported on line 7a of the Form 55002020-01-014
Number of retired or separated participants receiving benefits2020-01-011
Total of all active and inactive participants2020-01-015
Total participants2020-01-015
Number of participants with account balances2020-01-015
2019: THE W H KAY COMPANY PROFIT SHARING PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-015
Total number of active participants reported on line 7a of the Form 55002019-01-014
Number of retired or separated participants receiving benefits2019-01-011
Total of all active and inactive participants2019-01-015
Total participants2019-01-015
Number of participants with account balances2019-01-015
2018: THE W H KAY COMPANY PROFIT SHARING PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-014
Total number of active participants reported on line 7a of the Form 55002018-01-014
Number of retired or separated participants receiving benefits2018-01-011
Number of other retired or separated participants entitled to future benefits2018-01-010
Total of all active and inactive participants2018-01-015
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-015
Number of participants with account balances2018-01-015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: THE W H KAY COMPANY PROFIT SHARING PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-014
Total number of active participants reported on line 7a of the Form 55002017-01-013
Number of retired or separated participants receiving benefits2017-01-011
Total of all active and inactive participants2017-01-014
Total participants2017-01-014
2016: THE W H KAY COMPANY PROFIT SHARING PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-015
Total number of active participants reported on line 7a of the Form 55002016-01-013
Number of retired or separated participants receiving benefits2016-01-011
Total of all active and inactive participants2016-01-014
Total participants2016-01-014
2015: THE W H KAY COMPANY PROFIT SHARING PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-015
Total number of active participants reported on line 7a of the Form 55002015-01-013
Number of retired or separated participants receiving benefits2015-01-012
Total of all active and inactive participants2015-01-015
Total participants2015-01-015
2014: THE W H KAY COMPANY PROFIT SHARING PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-015
Total number of active participants reported on line 7a of the Form 55002014-01-014
Number of retired or separated participants receiving benefits2014-01-011
Total of all active and inactive participants2014-01-015
Total participants2014-01-015
2013: THE W H KAY COMPANY PROFIT SHARING PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-015
Total number of active participants reported on line 7a of the Form 55002013-01-014
Number of retired or separated participants receiving benefits2013-01-011
Total of all active and inactive participants2013-01-015
Total participants2013-01-015
2012: THE W H KAY COMPANY PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-015
Total number of active participants reported on line 7a of the Form 55002012-01-014
Number of retired or separated participants receiving benefits2012-01-011
Total of all active and inactive participants2012-01-015
Total participants2012-01-015
2011: THE W H KAY COMPANY PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-015
Total number of active participants reported on line 7a of the Form 55002011-01-014
Number of retired or separated participants receiving benefits2011-01-011
Total of all active and inactive participants2011-01-015
Total participants2011-01-015
2010: THE W H KAY COMPANY PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-015
Total number of active participants reported on line 7a of the Form 55002010-01-014
Number of retired or separated participants receiving benefits2010-01-011
Total of all active and inactive participants2010-01-015
Total participants2010-01-015
2009: THE W H KAY COMPANY PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-015
Total number of active participants reported on line 7a of the Form 55002009-01-014
Number of retired or separated participants receiving benefits2009-01-011
Total of all active and inactive participants2009-01-015
Total participants2009-01-015

Financial Data on THE W H KAY COMPANY PROFIT SHARING PLAN

Measure Date Value
2022 : THE W H KAY COMPANY PROFIT SHARING PLAN 2022 401k financial data
Total income from all sources2022-12-31$-1,416,141
Expenses. Total of all expenses incurred2022-12-31$84,705
Benefits paid (including direct rollovers)2022-12-31$82,000
Total plan assets at end of year2022-12-31$4,069,708
Total plan assets at beginning of year2022-12-31$5,570,554
Value of fidelity bond covering the plan2022-12-31$500,000
Other income received2022-12-31$-1,466,241
Net income (gross income less expenses)2022-12-31$-1,500,846
Net plan assets at end of year (total assets less liabilities)2022-12-31$4,069,708
Net plan assets at beginning of year (total assets less liabilities)2022-12-31$5,570,554
Total contributions received or receivable from employer(s)2022-12-31$50,100
Expenses. Administrative service providers (salaries,fees and commissions)2022-12-31$2,705
2021 : THE W H KAY COMPANY PROFIT SHARING PLAN 2021 401k financial data
Total income from all sources2021-12-31$870,061
Expenses. Total of all expenses incurred2021-12-31$76,530
Benefits paid (including direct rollovers)2021-12-31$76,000
Total plan assets at end of year2021-12-31$5,570,554
Total plan assets at beginning of year2021-12-31$4,777,023
Other income received2021-12-31$819,961
Net income (gross income less expenses)2021-12-31$793,531
Net plan assets at end of year (total assets less liabilities)2021-12-31$5,570,554
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$4,777,023
Total contributions received or receivable from employer(s)2021-12-31$50,100
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$530
2020 : THE W H KAY COMPANY PROFIT SHARING PLAN 2020 401k financial data
Total plan liabilities at end of year2020-12-31$0
Total plan liabilities at beginning of year2020-12-31$0
Total income from all sources2020-12-31$982,631
Expenses. Total of all expenses incurred2020-12-31$102,651
Benefits paid (including direct rollovers)2020-12-31$100,000
Total plan assets at end of year2020-12-31$4,777,023
Total plan assets at beginning of year2020-12-31$3,897,043
Other income received2020-12-31$933,531
Net income (gross income less expenses)2020-12-31$879,980
Net plan assets at end of year (total assets less liabilities)2020-12-31$4,777,023
Net plan assets at beginning of year (total assets less liabilities)2020-12-31$3,897,043
Total contributions received or receivable from employer(s)2020-12-31$49,100
Expenses. Administrative service providers (salaries,fees and commissions)2020-12-31$2,651
2019 : THE W H KAY COMPANY PROFIT SHARING PLAN 2019 401k financial data
Total plan liabilities at end of year2019-12-31$0
Total plan liabilities at beginning of year2019-12-31$0
Total income from all sources2019-12-31$877,478
Expenses. Total of all expenses incurred2019-12-31$62,622
Benefits paid (including direct rollovers)2019-12-31$60,000
Total plan assets at end of year2019-12-31$3,897,043
Total plan assets at beginning of year2019-12-31$3,082,187
Other income received2019-12-31$828,878
Net income (gross income less expenses)2019-12-31$814,856
Net plan assets at end of year (total assets less liabilities)2019-12-31$3,897,043
Net plan assets at beginning of year (total assets less liabilities)2019-12-31$3,082,187
Total contributions received or receivable from employer(s)2019-12-31$48,600
Expenses. Administrative service providers (salaries,fees and commissions)2019-12-31$2,622
2018 : THE W H KAY COMPANY PROFIT SHARING PLAN 2018 401k financial data
Total income from all sources2018-12-31$-148,150
Expenses. Total of all expenses incurred2018-12-31$63,308
Benefits paid (including direct rollovers)2018-12-31$60,000
Total plan assets at end of year2018-12-31$3,082,187
Total plan assets at beginning of year2018-12-31$3,293,645
Other income received2018-12-31$-209,400
Net income (gross income less expenses)2018-12-31$-211,458
Net plan assets at end of year (total assets less liabilities)2018-12-31$3,082,187
Net plan assets at beginning of year (total assets less liabilities)2018-12-31$3,293,645
Total contributions received or receivable from employer(s)2018-12-31$61,250
Expenses. Administrative service providers (salaries,fees and commissions)2018-12-31$3,308
2017 : THE W H KAY COMPANY PROFIT SHARING PLAN 2017 401k financial data
Total income from all sources2017-12-31$655,258
Expenses. Total of all expenses incurred2017-12-31$52,982
Benefits paid (including direct rollovers)2017-12-31$50,000
Total plan assets at end of year2017-12-31$3,293,645
Total plan assets at beginning of year2017-12-31$2,691,369
Other income received2017-12-31$598,008
Net income (gross income less expenses)2017-12-31$602,276
Net plan assets at end of year (total assets less liabilities)2017-12-31$3,293,645
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$2,691,369
Total contributions received or receivable from employer(s)2017-12-31$57,250
Expenses. Administrative service providers (salaries,fees and commissions)2017-12-31$2,982
2016 : THE W H KAY COMPANY PROFIT SHARING PLAN 2016 401k financial data
Total income from all sources2016-12-31$138,668
Expenses. Total of all expenses incurred2016-12-31$336,153
Benefits paid (including direct rollovers)2016-12-31$336,017
Total plan assets at end of year2016-12-31$2,691,369
Total plan assets at beginning of year2016-12-31$2,888,854
Expenses. Other expenses not covered elsewhere2016-12-31$136
Other income received2016-12-31$138,668
Net income (gross income less expenses)2016-12-31$-197,485
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,691,369
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,888,854
2015 : THE W H KAY COMPANY PROFIT SHARING PLAN 2015 401k financial data
Total plan liabilities at beginning of year2015-12-31$0
Total income from all sources2015-12-31$43,344
Expenses. Total of all expenses incurred2015-12-31$147,305
Benefits paid (including direct rollovers)2015-12-31$145,000
Total plan assets at end of year2015-12-31$2,888,854
Total plan assets at beginning of year2015-12-31$2,992,815
Expenses. Other expenses not covered elsewhere2015-12-31$150
Other income received2015-12-31$244
Net income (gross income less expenses)2015-12-31$-103,961
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,888,854
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,992,815
Total contributions received or receivable from employer(s)2015-12-31$43,100
Expenses. Administrative service providers (salaries,fees and commissions)2015-12-31$2,155
2014 : THE W H KAY COMPANY PROFIT SHARING PLAN 2014 401k financial data
Total income from all sources2014-12-31$251,618
Expenses. Total of all expenses incurred2014-12-31$53,754
Benefits paid (including direct rollovers)2014-12-31$50,000
Total plan assets at end of year2014-12-31$2,992,815
Total plan assets at beginning of year2014-12-31$2,794,951
Expenses. Other expenses not covered elsewhere2014-12-31$150
Other income received2014-12-31$178,818
Net income (gross income less expenses)2014-12-31$197,864
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,992,815
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$2,794,951
Total contributions received or receivable from employer(s)2014-12-31$72,800
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$3,604
2013 : THE W H KAY COMPANY PROFIT SHARING PLAN 2013 401k financial data
Total income from all sources2013-12-31$607,524
Expenses. Total of all expenses incurred2013-12-31$43,700
Benefits paid (including direct rollovers)2013-12-31$40,000
Total plan assets at end of year2013-12-31$2,794,951
Total plan assets at beginning of year2013-12-31$2,231,127
Expenses. Other expenses not covered elsewhere2013-12-31$150
Other income received2013-12-31$536,524
Net income (gross income less expenses)2013-12-31$563,824
Net plan assets at end of year (total assets less liabilities)2013-12-31$2,794,951
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$2,231,127
Total contributions received or receivable from employer(s)2013-12-31$71,000
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$3,550
2012 : THE W H KAY COMPANY PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources2012-12-31$353,942
Expenses. Total of all expenses incurred2012-12-31$43,505
Benefits paid (including direct rollovers)2012-12-31$40,000
Total plan assets at end of year2012-12-31$2,231,127
Total plan assets at beginning of year2012-12-31$1,920,690
Expenses. Other expenses not covered elsewhere2012-12-31$150
Other income received2012-12-31$286,842
Net income (gross income less expenses)2012-12-31$310,437
Net plan assets at end of year (total assets less liabilities)2012-12-31$2,231,127
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$1,920,690
Total contributions received or receivable from employer(s)2012-12-31$67,100
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$3,355
2011 : THE W H KAY COMPANY PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources2011-12-31$9,721
Expenses. Total of all expenses incurred2011-12-31$53,805
Benefits paid (including direct rollovers)2011-12-31$50,000
Total plan assets at end of year2011-12-31$1,920,690
Total plan assets at beginning of year2011-12-31$1,964,774
Expenses. Other expenses not covered elsewhere2011-12-31$150
Other income received2011-12-31$-63,379
Net income (gross income less expenses)2011-12-31$-44,084
Net plan assets at end of year (total assets less liabilities)2011-12-31$1,920,690
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$1,964,774
Total contributions received or receivable from employer(s)2011-12-31$73,100
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$3,655
2010 : THE W H KAY COMPANY PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources2010-12-31$280,521
Expenses. Total of all expenses incurred2010-12-31$38,868
Benefits paid (including direct rollovers)2010-12-31$35,000
Total plan assets at end of year2010-12-31$1,964,774
Total plan assets at beginning of year2010-12-31$1,723,121
Value of fidelity bond covering the plan2010-12-31$50,000
Expenses. Other expenses not covered elsewhere2010-12-31$150
Other income received2010-12-31$237,641
Net income (gross income less expenses)2010-12-31$241,653
Net plan assets at end of year (total assets less liabilities)2010-12-31$1,964,774
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$1,723,121
Total contributions received or receivable from employer(s)2010-12-31$42,880
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$3,718

Form 5500 Responses for THE W H KAY COMPANY PROFIT SHARING PLAN

2022: THE W H KAY COMPANY PROFIT SHARING PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan benefit arrangement – InsuranceYes
2021: THE W H KAY COMPANY PROFIT SHARING PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – InsuranceYes
2020: THE W H KAY COMPANY PROFIT SHARING PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: THE W H KAY COMPANY PROFIT SHARING PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: THE W H KAY COMPANY PROFIT SHARING PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: THE W H KAY COMPANY PROFIT SHARING PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: THE W H KAY COMPANY PROFIT SHARING PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: THE W H KAY COMPANY PROFIT SHARING PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: THE W H KAY COMPANY PROFIT SHARING PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: THE W H KAY COMPANY PROFIT SHARING PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: THE W H KAY COMPANY PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: THE W H KAY COMPANY PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: THE W H KAY COMPANY PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: THE W H KAY COMPANY PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number842994
Policy instance 1
Insurance contract or identification number842994
Number of Individuals Covered4
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2175
Additional information about fees paid to insurance brokerPROVIDE ASSET ALLOCATION ADVICE AND REBALANCING SERVICES FOR PLAN PARTICIPANTS WHO ELECTED TO RECEIVE.
Insurance broker organization code?7
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number842994
Policy instance 1
Insurance contract or identification number842994
Number of Individuals Covered5
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $37,950
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees380
Additional information about fees paid to insurance brokerPROVIDE ASSET ALLOCATION ADVICE & REBALANCING SERVICES FOR PLAN PARTICIPANTS WHO ELECTED TO RECEIVE
Insurance broker organization code?7
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number842994
Policy instance 1
Insurance contract or identification number842994
Number of Individuals Covered5
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees2501
Additional information about fees paid to insurance brokerPROVIDE ASSET ALLOCATION ADVICE & REBALANCING SERVICES FOR PLAN PARTICIPANTS WHO ELECTED TO RECEIVE.
Insurance broker organization code?7
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number842994
Policy instance 1
Insurance contract or identification number842994
Number of Individuals Covered5
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2472
Additional information about fees paid to insurance brokerTO PROVIDE ASSET ALLOCATION ADVICE & REBALANCING SERVICES FOR PLAN PARTICIPANT WHO ELECTED TO RECEIVE.
Insurance broker organization code?7
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number842994
Policy instance 1
Insurance contract or identification number842994
Number of Individuals Covered5
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of fees paid to insurance companyUSD $3,166
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees3166
Additional information about fees paid to insurance brokerTO PROVIDE ASSET ALLOCATION ADVICE AND REBALANCING SERVICES
Insurance broker organization code?7
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number842994
Policy instance 1
Insurance contract or identification number842994
Number of Individuals Covered4
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $2,863
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number842994
Policy instance 1
Insurance contract or identification number842994
Number of Individuals Covered5
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $2,155
Total amount of fees paid to insurance companyUSD $150
Are there contracts with allocated funds for types other than group deferred annuity or individual?Yes
Other information about contractGROUP ANNUITY CONTRACT
Commission paid to Insurance BrokerUSD $2,155
Amount paid for insurance broker fees150
Additional information about fees paid to insurance brokerTO PROVIDE ASSET ALLOCATION ADVICE AND REBALANCING SERVICES
Insurance broker organization code?3
Insurance broker nameCAMBRIDGE INVESTMENT RESEARCH
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number842994
Policy instance 1
Insurance contract or identification number842994
Number of Individuals Covered5
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $3,640
Total amount of fees paid to insurance companyUSD $150
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,640
Amount paid for insurance broker fees150
Additional information about fees paid to insurance brokerTO PROVIDE ASSET ALLOCATION ADVICE AND REBALANCING SERVICES
Insurance broker organization code?3
Insurance broker nameCAMBRIDGE INVESTMENT RESEARCH
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number842994
Policy instance 1
Insurance contract or identification number842994
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $3,550
Total amount of fees paid to insurance companyUSD $150
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,550
Amount paid for insurance broker fees150
Additional information about fees paid to insurance brokerTO PROVIDE ASSET ALLOCATION ADVICE AND REBALANCING SERVICES
Insurance broker organization code?3
Insurance broker nameCAMBRIDGE INVESTMENT RESEARCH
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number842994
Policy instance 1
Insurance contract or identification number842994
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $3,355
Total amount of fees paid to insurance companyUSD $150
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,355
Amount paid for insurance broker fees150
Additional information about fees paid to insurance brokerTO PROVIDE ASSET ALLOCATION ADVICE AND REBALANCING SERVICES
Insurance broker organization code?3
Insurance broker nameCAMBRIDGE INVESTMENT RESEARCH
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number842994
Policy instance 1
Insurance contract or identification number842994
Number of Individuals Covered5
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $3,655
Total amount of fees paid to insurance companyUSD $150
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
METLIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 87726 )
Policy contract number842994
Policy instance 1
Insurance contract or identification number842994
Number of Individuals Covered5
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $3,868
Total amount of fees paid to insurance companyUSD $150
Are there contracts with allocated funds for individual policies?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,868
Amount paid for insurance broker fees150
Additional information about fees paid to insurance brokerTO PROVIDE ASSET ALLOCATION ADVICE AND REBALANCING SERVICES
Insurance broker organization code?3
Insurance broker namePARKHURST/JAMES HOWARD/CLU

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