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PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 401k Plan overview

Plan NamePROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST
Plan identification number 002

PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Partial participant-directed account plan - Participants have the opportunity to direct the investment of a portion of the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

RUDOLPH TADDONIO, JR., M.D., P.C. has sponsored the creation of one or more 401k plans.

Company Name:RUDOLPH TADDONIO, JR., M.D., P.C.
Employer identification number (EIN):133182227
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022017-01-01RUDOLPH TADDONIO
0022016-01-01RUDOLPH TADDONIO
0022015-01-01RUDOLPH TADDONIO
0022014-01-01RUDOLPH TADDONIO
0022013-01-01RUDOLPH TADDONIO
0022012-01-01RUDOLPH TADDONIO
0022011-01-01RUDOLPH TADDONIO RUDOLPH TADDONIO2012-10-12
0022010-01-01RUDOLPH TADDONIO RUDOLPH TADDONIO2011-09-13
0022009-01-01RUDOLPH TADDONIO RUDOLPH TADDONIO2010-07-29

Plan Statistics for PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST

401k plan membership statisitcs for PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST

Measure Date Value
2017: PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2017 401k membership
Total participants, beginning-of-year2017-01-016
Total number of active participants reported on line 7a of the Form 55002017-01-010
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-010
Total of all active and inactive participants2017-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-010
2016: PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2016 401k membership
Total participants, beginning-of-year2016-01-017
Total number of active participants reported on line 7a of the Form 55002016-01-012
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-016
Number of participants with account balances2016-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2015 401k membership
Total participants, beginning-of-year2015-01-016
Total number of active participants reported on line 7a of the Form 55002015-01-016
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-016
Number of participants with account balances2015-01-016
2014: PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2014 401k membership
Total participants, beginning-of-year2014-01-017
Total number of active participants reported on line 7a of the Form 55002014-01-016
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-016
Number of participants with account balances2014-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2013 401k membership
Total participants, beginning-of-year2013-01-016
Total number of active participants reported on line 7a of the Form 55002013-01-016
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-010
Total of all active and inactive participants2013-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-016
Number of participants with account balances2013-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2012 401k membership
Total participants, beginning-of-year2012-01-016
Total number of active participants reported on line 7a of the Form 55002012-01-016
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-010
Total of all active and inactive participants2012-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-016
Number of participants with account balances2012-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2011 401k membership
Total participants, beginning-of-year2011-01-016
Total number of active participants reported on line 7a of the Form 55002011-01-016
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-016
Number of participants with account balances2011-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2010 401k membership
Total participants, beginning-of-year2010-01-014
Total number of active participants reported on line 7a of the Form 55002010-01-016
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-016
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-016
Number of participants with account balances2010-01-016
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2009 401k membership
Total participants, beginning-of-year2009-01-014
Total number of active participants reported on line 7a of the Form 55002009-01-014
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-014
Number of participants with account balances2009-01-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST

Measure Date Value
2017 : PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2017 401k financial data
Total income from all sources2017-08-31$119,456
Expenses. Total of all expenses incurred2017-08-31$2,190,676
Benefits paid (including direct rollovers)2017-08-31$2,186,080
Total plan assets at end of year2017-08-31$0
Total plan assets at beginning of year2017-08-31$2,071,220
Value of fidelity bond covering the plan2017-08-31$233,221
Other income received2017-08-31$119,456
Net income (gross income less expenses)2017-08-31$-2,071,220
Net plan assets at end of year (total assets less liabilities)2017-08-31$0
Net plan assets at beginning of year (total assets less liabilities)2017-08-31$2,071,220
Expenses. Administrative service providers (salaries,fees and commissions)2017-08-31$4,596
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-08-31$0
2016 : PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2016 401k financial data
Total income from all sources2016-12-31$324,895
Expenses. Total of all expenses incurred2016-12-31$585,879
Benefits paid (including direct rollovers)2016-12-31$568,479
Total plan assets at end of year2016-12-31$2,071,220
Total plan assets at beginning of year2016-12-31$2,332,204
Value of fidelity bond covering the plan2016-12-31$233,221
Total contributions received or receivable from participants2016-12-31$49,574
Expenses. Other expenses not covered elsewhere2016-12-31$9,953
Other income received2016-12-31$201,847
Net income (gross income less expenses)2016-12-31$-260,984
Net plan assets at end of year (total assets less liabilities)2016-12-31$2,071,220
Net plan assets at beginning of year (total assets less liabilities)2016-12-31$2,332,204
Assets. Value of assets in partnership/joint-venture interests2016-12-31$0
Total contributions received or receivable from employer(s)2016-12-31$73,474
Expenses. Administrative service providers (salaries,fees and commissions)2016-12-31$7,447
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
2015 : PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2015 401k financial data
Total income from all sources2015-12-31$107,416
Expenses. Total of all expenses incurred2015-12-31$60,112
Benefits paid (including direct rollovers)2015-12-31$50,159
Total plan assets at end of year2015-12-31$2,332,204
Total plan assets at beginning of year2015-12-31$2,284,900
Value of fidelity bond covering the plan2015-12-31$229,000
Total contributions received or receivable from participants2015-12-31$62,268
Expenses. Other expenses not covered elsewhere2015-12-31$9,953
Other income received2015-12-31$-34,117
Net income (gross income less expenses)2015-12-31$47,304
Net plan assets at end of year (total assets less liabilities)2015-12-31$2,332,204
Net plan assets at beginning of year (total assets less liabilities)2015-12-31$2,284,900
Assets. Value of assets in partnership/joint-venture interests2015-12-31$6,345
Total contributions received or receivable from employer(s)2015-12-31$79,265
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
2014 : PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2014 401k financial data
Total income from all sources2014-12-31$369,980
Expenses. Total of all expenses incurred2014-12-31$2,371,362
Benefits paid (including direct rollovers)2014-12-31$2,350,517
Total plan assets at end of year2014-12-31$2,284,900
Total plan assets at beginning of year2014-12-31$4,286,282
Value of fidelity bond covering the plan2014-12-31$428,629
Total contributions received or receivable from participants2014-12-31$43,597
Expenses. Other expenses not covered elsewhere2014-12-31$9,953
Other income received2014-12-31$246,633
Net income (gross income less expenses)2014-12-31$-2,001,382
Net plan assets at end of year (total assets less liabilities)2014-12-31$2,284,900
Net plan assets at beginning of year (total assets less liabilities)2014-12-31$4,286,282
Assets. Value of assets in partnership/joint-venture interests2014-12-31$6,348
Total contributions received or receivable from employer(s)2014-12-31$79,750
Expenses. Administrative service providers (salaries,fees and commissions)2014-12-31$10,892
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
2013 : PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2013 401k financial data
Total income from all sources2013-12-31$675,738
Expenses. Total of all expenses incurred2013-12-31$23,212
Total plan assets at end of year2013-12-31$4,286,282
Total plan assets at beginning of year2013-12-31$3,633,756
Value of fidelity bond covering the plan2013-12-31$150,000
Total contributions received or receivable from participants2013-12-31$65,337
Expenses. Other expenses not covered elsewhere2013-12-31$9,953
Other income received2013-12-31$489,547
Net income (gross income less expenses)2013-12-31$652,526
Net plan assets at end of year (total assets less liabilities)2013-12-31$4,286,282
Net plan assets at beginning of year (total assets less liabilities)2013-12-31$3,633,756
Assets. Value of assets in partnership/joint-venture interests2013-12-31$13,400
Total contributions received or receivable from employer(s)2013-12-31$120,854
Expenses. Administrative service providers (salaries,fees and commissions)2013-12-31$13,259
2012 : PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2012 401k financial data
Total income from all sources2012-12-31$527,077
Expenses. Total of all expenses incurred2012-12-31$21,736
Total plan assets at end of year2012-12-31$3,633,756
Total plan assets at beginning of year2012-12-31$3,128,415
Value of fidelity bond covering the plan2012-12-31$150,000
Total contributions received or receivable from participants2012-12-31$64,798
Expenses. Other expenses not covered elsewhere2012-12-31$9,953
Other income received2012-12-31$346,298
Net income (gross income less expenses)2012-12-31$505,341
Net plan assets at end of year (total assets less liabilities)2012-12-31$3,633,756
Net plan assets at beginning of year (total assets less liabilities)2012-12-31$3,128,415
Assets. Value of assets in partnership/joint-venture interests2012-12-31$13,066
Total contributions received or receivable from employer(s)2012-12-31$115,981
Expenses. Administrative service providers (salaries,fees and commissions)2012-12-31$11,783
2011 : PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2011 401k financial data
Total income from all sources2011-12-31$114,126
Expenses. Total of all expenses incurred2011-12-31$22,434
Total plan assets at end of year2011-12-31$3,128,415
Total plan assets at beginning of year2011-12-31$3,036,723
Value of fidelity bond covering the plan2011-12-31$150,000
Total contributions received or receivable from participants2011-12-31$61,112
Expenses. Other expenses not covered elsewhere2011-12-31$9,954
Other income received2011-12-31$-60,428
Net income (gross income less expenses)2011-12-31$91,692
Net plan assets at end of year (total assets less liabilities)2011-12-31$3,128,415
Net plan assets at beginning of year (total assets less liabilities)2011-12-31$3,036,723
Assets. Value of assets in partnership/joint-venture interests2011-12-31$13,066
Total contributions received or receivable from employer(s)2011-12-31$113,442
Expenses. Administrative service providers (salaries,fees and commissions)2011-12-31$12,480
2010 : PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2010 401k financial data
Total income from all sources2010-12-31$428,004
Expenses. Total of all expenses incurred2010-12-31$22,888
Total plan assets at end of year2010-12-31$3,036,723
Total plan assets at beginning of year2010-12-31$2,631,607
Value of fidelity bond covering the plan2010-12-31$150,000
Expenses. Other expenses not covered elsewhere2010-12-31$9,950
Other income received2010-12-31$280,127
Net income (gross income less expenses)2010-12-31$405,116
Net plan assets at end of year (total assets less liabilities)2010-12-31$3,036,723
Net plan assets at beginning of year (total assets less liabilities)2010-12-31$2,631,607
Assets. Value of assets in partnership/joint-venture interests2010-12-31$13,669
Total contributions received or receivable from employer(s)2010-12-31$147,877
Expenses. Administrative service providers (salaries,fees and commissions)2010-12-31$12,938

Form 5500 Responses for PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST

2017: PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingYes
2017-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: PROFIT SHARING PLAN UNDER RUDOLPH TADDONIO, JR., M.D., P.C. RETIREMENT TRUST 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number102357
Policy instance 1
Insurance contract or identification number102357
Number of Individuals Covered6
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $3,906
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,906
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH LIF AGY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number102357
Policy instance 1
Insurance contract or identification number102357
Number of Individuals Covered6
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $3,543
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $3,543
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH LIF AGY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number102357
Policy instance 1
Insurance contract or identification number102357
Number of Individuals Covered6
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $2,321
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,321
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH LIF AGY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number102357
Policy instance 1
Insurance contract or identification number102357
Number of Individuals Covered6
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $985
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $985
Insurance broker organization code?3
Insurance broker nameMERRILL LYNCH LIF AGY
JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )
Policy contract number102357
Policy instance 1
Insurance contract or identification number102357
Number of Individuals Covered6
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $3,983
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
NEW ENGLAND FINANCIAL (National Association of Insurance Commissioners NAIC id number: 91626 )
Policy contract number8319797
Policy instance 1
Insurance contract or identification number8319797
Number of Individuals Covered1
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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