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PROFIT SHARING RETIREMENT PLAN OF PHILPOTT, BALL & WERNER, INC. 401k Plan overview

Plan NamePROFIT SHARING RETIREMENT PLAN OF PHILPOTT, BALL & WERNER, INC.
Plan identification number 001

PROFIT SHARING RETIREMENT PLAN OF PHILPOTT, BALL & WERNER, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

PHILPOTT, BALL & WERNER, INC. has sponsored the creation of one or more 401k plans.

Company Name:PHILPOTT, BALL & WERNER, INC.
Employer identification number (EIN):561723301
NAIC Classification:523110
NAIC Description:Investment Banking and Securities Dealing

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PROFIT SHARING RETIREMENT PLAN OF PHILPOTT, BALL & WERNER, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012023-01-01BRENDA WELCH2024-07-19
0012022-01-01BRENDA WELCH2023-07-24
0012021-01-01BRENDA WELCH2022-07-18
0012020-01-01BRENDA WELCH2021-07-22
0012019-01-01NICHOLAS W. BERRY2020-10-13
0012018-01-01NICHOLAS W. BERRY2019-10-09 NICHOLAS W. BERRY2019-10-09
0012017-01-01NICHOLAS W. BERRY2018-07-11 NICHOLAS W. BERRY2018-07-11
0012016-01-01NICHOLAS BERRY2017-07-24
0012015-01-01NICHOLAS BERRY2016-07-18
0012014-01-01GEORGE BALL2015-07-13 GEORGE BALL2015-07-13
0012013-01-01GEORGE BALL2014-06-03 GEORGE BALL2014-06-03
0012012-01-01GEORGE BALL2013-03-18
0012011-01-01GEORGE BALL2012-04-25
0012010-01-01GEORGE BALL2011-04-28

Financial Data on PROFIT SHARING RETIREMENT PLAN OF PHILPOTT, BALL & WERNER, INC.

Measure Date Value
2025 : PROFIT SHARING RETIREMENT PLAN OF PHILPOTT, BALL & WERNER, INC. 2025 401k financial data
Total transfers to/from plan in this plan year2025-06-100
Total liabilities as of the end of the plan year2025-06-100
Total liabilities as of the beginning of the plan year2025-06-100
Total expenses incurred by plan in this plan year2025-06-10421577
Net assets as of the end of the plan year2025-06-106939326
Total assets as of the beginning of the plan year2025-06-105659776
Value of plan covered by a fidelity bond2025-06-10500000
Participant contributions to plan in this plan year2025-06-10184500
Other expenses paid from plan in this plan year2025-06-100
Other contributions to plan in this plan year2025-06-10463948
Other income to plan in this plan year2025-06-10760845
Plan net income in this plan year2025-06-101279550
Net assets as of the end of the plan year2025-06-106939326
Net assets as of the beginning of the plan year2025-06-105659776
Employer contributions to plan in this plan year2025-06-10291834
Expensese paid to adminstrative service provicers from plan in this plan year2025-06-1026380
2024 : PROFIT SHARING RETIREMENT PLAN OF PHILPOTT, BALL & WERNER, INC. 2024 401k financial data
Total liabilities as of the end of the plan year2024-07-190
Total expenses incurred by plan in this plan year2024-07-19357081
Net assets as of the end of the plan year2024-07-195659776
Total assets as of the beginning of the plan year2024-07-194951688
Value of plan covered by a fidelity bond2024-07-19495169
Participant contributions to plan in this plan year2024-07-19187725
Other expenses paid from plan in this plan year2024-07-190
Other contributions to plan in this plan year2024-07-190
Other income to plan in this plan year2024-07-19599298
Plan net income in this plan year2024-07-19708088
Net assets as of the end of the plan year2024-07-195659776
Net assets as of the beginning of the plan year2024-07-194951688
Employer contributions to plan in this plan year2024-07-19278146
Expensese paid to adminstrative service provicers from plan in this plan year2024-07-1921803
2022 : PROFIT SHARING RETIREMENT PLAN OF PHILPOTT, BALL & WERNER, INC. 2022 401k financial data
Total expenses incurred by plan in this plan year2022-07-1821779
Net assets as of the end of the plan year2022-07-185074609
Total assets as of the beginning of the plan year2022-07-184177827
Value of plan covered by a fidelity bond2022-07-18500000
Participant contributions to plan in this plan year2022-07-18155284
Other contributions to plan in this plan year2022-07-18100000
Other income to plan in this plan year2022-07-18387940
Plan net income in this plan year2022-07-18896782
Net assets as of the end of the plan year2022-07-185074609
Net assets as of the beginning of the plan year2022-07-184177827
Employer contributions to plan in this plan year2022-07-18275337
Expensese paid to adminstrative service provicers from plan in this plan year2022-07-1821779

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