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PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 401k Plan overview

Plan NamePROFIT SHARING PLAN OF ROY W. CARLSON DDS PS
Plan identification number 002

PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

ROY W. CARLSON DDS PS has sponsored the creation of one or more 401k plans.

Company Name:ROY W. CARLSON DDS PS
Employer identification number (EIN):910941038
NAIC Classification:621210
NAIC Description:Offices of Dentists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022020-11-01ROY W CARLSON2022-08-11
0022019-11-01ROY W CARLSON2021-01-13
0022018-11-01ROY W CARLSON2021-01-13
0022017-11-01
0022016-11-01ROY CARLSON
0022015-11-01ROY CARLSON ROY CARLSON2017-08-15
0022014-11-01ROY CARLSON
0022014-11-01ROY CARLSON ROY CARLSON2017-08-04
0022013-11-01ROY CARLSON ROY CARLSON2015-06-30
0022012-11-01ROY CARLSON ROY CARLSON2014-08-07
0022011-11-01ROY CARLSON
0022009-11-01ROY CARLSON
0022008-11-01ROY CARLSON

Plan Statistics for PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS

401k plan membership statisitcs for PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS

Measure Date Value
2017: PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2017 401k membership
Total participants, beginning-of-year2017-11-012
Total number of active participants reported on line 7a of the Form 55002017-11-012
Number of retired or separated participants receiving benefits2017-11-010
Number of other retired or separated participants entitled to future benefits2017-11-010
Total of all active and inactive participants2017-11-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-11-010
Total participants2017-11-012
Number of participants with account balances2017-11-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-11-010
2016: PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2016 401k membership
Total participants, beginning-of-year2016-11-012
Total number of active participants reported on line 7a of the Form 55002016-11-012
Number of retired or separated participants receiving benefits2016-11-010
Number of other retired or separated participants entitled to future benefits2016-11-010
Total of all active and inactive participants2016-11-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-11-010
Total participants2016-11-012
Number of participants with account balances2016-11-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-11-010
2015: PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2015 401k membership
Total participants, beginning-of-year2015-11-012
Total number of active participants reported on line 7a of the Form 55002015-11-012
Number of retired or separated participants receiving benefits2015-11-010
Number of other retired or separated participants entitled to future benefits2015-11-010
Total of all active and inactive participants2015-11-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-11-010
Total participants2015-11-012
Number of participants with account balances2015-11-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-11-010
2014: PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2014 401k membership
Total participants, beginning-of-year2014-11-012
Total number of active participants reported on line 7a of the Form 55002014-11-012
Number of retired or separated participants receiving benefits2014-11-010
Number of other retired or separated participants entitled to future benefits2014-11-010
Total of all active and inactive participants2014-11-012
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-11-010
Total participants2014-11-012
Number of participants with account balances2014-11-012
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-11-010
2013: PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2013 401k membership
Total participants, beginning-of-year2013-11-014
Total number of active participants reported on line 7a of the Form 55002013-11-014
Number of retired or separated participants receiving benefits2013-11-010
Number of other retired or separated participants entitled to future benefits2013-11-010
Total of all active and inactive participants2013-11-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-11-010
Total participants2013-11-014
Number of participants with account balances2013-11-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-11-010
2012: PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2012 401k membership
Total participants, beginning-of-year2012-11-014
Total number of active participants reported on line 7a of the Form 55002012-11-014
Number of retired or separated participants receiving benefits2012-11-010
Number of other retired or separated participants entitled to future benefits2012-11-010
Total of all active and inactive participants2012-11-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-11-010
Total participants2012-11-014
Number of participants with account balances2012-11-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-11-010
2011: PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2011 401k membership
Total participants, beginning-of-year2011-11-014
Total number of active participants reported on line 7a of the Form 55002011-11-014
Number of retired or separated participants receiving benefits2011-11-010
Number of other retired or separated participants entitled to future benefits2011-11-010
Total of all active and inactive participants2011-11-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-11-010
Total participants2011-11-014
Number of participants with account balances2011-11-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-11-010
2009: PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2009 401k membership
Total participants, beginning-of-year2009-11-014
Total number of active participants reported on line 7a of the Form 55002009-11-014
Number of retired or separated participants receiving benefits2009-11-010
Number of other retired or separated participants entitled to future benefits2009-11-010
Total of all active and inactive participants2009-11-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-11-010
Total participants2009-11-014
Number of participants with account balances2009-11-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-11-010
2008: PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2008 401k membership
Total participants, beginning-of-year2008-11-014
Total number of active participants reported on line 7a of the Form 55002008-11-014
Number of retired or separated participants receiving benefits2008-11-010
Number of other retired or separated participants entitled to future benefits2008-11-010
Total of all active and inactive participants2008-11-014
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2008-11-010
Total participants2008-11-014
Number of participants with account balances2008-11-014
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2008-11-010

Financial Data on PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS

Measure Date Value
2018 : PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2018 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-10-31$0
2017 : PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2017 401k financial data
Transfers to/from the plan2017-10-31$0
Total plan liabilities at end of year2017-10-31$0
Total plan liabilities at beginning of year2017-10-31$0
Total income from all sources2017-10-31$294,512
Expenses. Total of all expenses incurred2017-10-31$83,553
Benefits paid (including direct rollovers)2017-10-31$83,553
Total plan assets at end of year2017-10-31$2,434,877
Total plan assets at beginning of year2017-10-31$2,223,918
Value of fidelity bond covering the plan2017-10-31$125,000
Total contributions received or receivable from participants2017-10-31$0
Expenses. Other expenses not covered elsewhere2017-10-31$0
Contributions received from other sources (not participants or employers)2017-10-31$0
Other income received2017-10-31$294,512
Noncash contributions received2017-10-31$0
Net income (gross income less expenses)2017-10-31$210,959
Net plan assets at end of year (total assets less liabilities)2017-10-31$2,434,877
Net plan assets at beginning of year (total assets less liabilities)2017-10-31$2,223,918
Total contributions received or receivable from employer(s)2017-10-31$0
Value of certain deemed distributions of participant loans2017-10-31$0
Value of corrective distributions2017-10-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2017-10-31$0
2016 : PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2016 401k financial data
Transfers to/from the plan2016-10-31$0
Total plan liabilities at end of year2016-10-31$0
Total plan liabilities at beginning of year2016-10-31$0
Total income from all sources2016-10-31$54,577
Expenses. Total of all expenses incurred2016-10-31$0
Benefits paid (including direct rollovers)2016-10-31$0
Total plan assets at end of year2016-10-31$2,223,918
Total plan assets at beginning of year2016-10-31$2,169,341
Value of fidelity bond covering the plan2016-10-31$125,000
Total contributions received or receivable from participants2016-10-31$0
Expenses. Other expenses not covered elsewhere2016-10-31$0
Contributions received from other sources (not participants or employers)2016-10-31$0
Other income received2016-10-31$54,577
Noncash contributions received2016-10-31$0
Net income (gross income less expenses)2016-10-31$54,577
Net plan assets at end of year (total assets less liabilities)2016-10-31$2,223,918
Net plan assets at beginning of year (total assets less liabilities)2016-10-31$2,169,341
Total contributions received or receivable from employer(s)2016-10-31$0
Value of certain deemed distributions of participant loans2016-10-31$0
Value of corrective distributions2016-10-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2016-10-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-10-31$0
2015 : PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2015 401k financial data
Transfers to/from the plan2015-10-31$0
Total plan liabilities at end of year2015-10-31$0
Total plan liabilities at beginning of year2015-10-31$0
Total income from all sources2015-10-31$187,233
Expenses. Total of all expenses incurred2015-10-31$0
Benefits paid (including direct rollovers)2015-10-31$0
Total plan assets at end of year2015-10-31$2,377,794
Total plan assets at beginning of year2015-10-31$2,190,561
Value of fidelity bond covering the plan2015-10-31$125,000
Total contributions received or receivable from participants2015-10-31$0
Expenses. Other expenses not covered elsewhere2015-10-31$0
Contributions received from other sources (not participants or employers)2015-10-31$0
Other income received2015-10-31$187,233
Noncash contributions received2015-10-31$0
Net income (gross income less expenses)2015-10-31$187,233
Net plan assets at end of year (total assets less liabilities)2015-10-31$2,377,794
Net plan assets at beginning of year (total assets less liabilities)2015-10-31$2,190,561
Total contributions received or receivable from employer(s)2015-10-31$0
Value of certain deemed distributions of participant loans2015-10-31$0
Value of corrective distributions2015-10-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2015-10-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-10-31$0
2014 : PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2014 401k financial data
Transfers to/from the plan2014-10-31$0
Total plan liabilities at end of year2014-10-31$0
Total plan liabilities at beginning of year2014-10-31$0
Total income from all sources2014-10-31$259,284
Expenses. Total of all expenses incurred2014-10-31$0
Benefits paid (including direct rollovers)2014-10-31$0
Total plan assets at end of year2014-10-31$2,341,491
Total plan assets at beginning of year2014-10-31$2,082,207
Value of fidelity bond covering the plan2014-10-31$125,000
Total contributions received or receivable from participants2014-10-31$0
Expenses. Other expenses not covered elsewhere2014-10-31$0
Contributions received from other sources (not participants or employers)2014-10-31$0
Other income received2014-10-31$259,284
Noncash contributions received2014-10-31$0
Net income (gross income less expenses)2014-10-31$259,284
Net plan assets at end of year (total assets less liabilities)2014-10-31$2,341,491
Net plan assets at beginning of year (total assets less liabilities)2014-10-31$2,082,207
Total contributions received or receivable from employer(s)2014-10-31$0
Value of certain deemed distributions of participant loans2014-10-31$0
Value of corrective distributions2014-10-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2014-10-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-10-31$0
2013 : PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2013 401k financial data
Transfers to/from the plan2013-10-31$0
Total plan liabilities at end of year2013-10-31$0
Total plan liabilities at beginning of year2013-10-31$0
Total income from all sources2013-10-31$259,284
Expenses. Total of all expenses incurred2013-10-31$0
Benefits paid (including direct rollovers)2013-10-31$0
Total plan assets at end of year2013-10-31$2,082,207
Total plan assets at beginning of year2013-10-31$1,822,923
Value of fidelity bond covering the plan2013-10-31$125,000
Total contributions received or receivable from participants2013-10-31$0
Expenses. Other expenses not covered elsewhere2013-10-31$0
Contributions received from other sources (not participants or employers)2013-10-31$0
Other income received2013-10-31$259,284
Noncash contributions received2013-10-31$0
Net income (gross income less expenses)2013-10-31$259,284
Net plan assets at end of year (total assets less liabilities)2013-10-31$2,082,207
Net plan assets at beginning of year (total assets less liabilities)2013-10-31$1,822,923
Assets. Value of participant loans2013-10-31$3,730
Total contributions received or receivable from employer(s)2013-10-31$0
Value of certain deemed distributions of participant loans2013-10-31$0
Value of corrective distributions2013-10-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2013-10-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-10-31$0
2012 : PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2012 401k financial data
Transfers to/from the plan2012-10-31$0
Total plan liabilities at end of year2012-10-31$0
Total plan liabilities at beginning of year2012-10-31$0
Total income from all sources2012-10-31$163,750
Expenses. Total of all expenses incurred2012-10-31$0
Benefits paid (including direct rollovers)2012-10-31$0
Total plan assets at end of year2012-10-31$1,822,923
Total plan assets at beginning of year2012-10-31$1,659,173
Value of fidelity bond covering the plan2012-10-31$125,000
Total contributions received or receivable from participants2012-10-31$0
Expenses. Other expenses not covered elsewhere2012-10-31$0
Contributions received from other sources (not participants or employers)2012-10-31$0
Other income received2012-10-31$163,750
Noncash contributions received2012-10-31$0
Net income (gross income less expenses)2012-10-31$163,750
Net plan assets at end of year (total assets less liabilities)2012-10-31$1,822,923
Net plan assets at beginning of year (total assets less liabilities)2012-10-31$1,659,173
Assets. Value of participant loans2012-10-31$14,500
Total contributions received or receivable from employer(s)2012-10-31$0
Value of certain deemed distributions of participant loans2012-10-31$0
Value of corrective distributions2012-10-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2012-10-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-10-31$0
2011 : PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2011 401k financial data
Transfers to/from the plan2011-10-31$0
Total plan liabilities at end of year2011-10-31$0
Total plan liabilities at beginning of year2011-10-31$0
Total income from all sources2011-10-31$-11,645
Expenses. Total of all expenses incurred2011-10-31$0
Benefits paid (including direct rollovers)2011-10-31$0
Total plan assets at end of year2011-10-31$1,659,173
Total plan assets at beginning of year2011-10-31$1,670,818
Value of fidelity bond covering the plan2011-10-31$125,000
Total contributions received or receivable from participants2011-10-31$0
Expenses. Other expenses not covered elsewhere2011-10-31$0
Contributions received from other sources (not participants or employers)2011-10-31$0
Other income received2011-10-31$-11,645
Noncash contributions received2011-10-31$0
Net income (gross income less expenses)2011-10-31$-11,645
Net plan assets at end of year (total assets less liabilities)2011-10-31$1,659,173
Net plan assets at beginning of year (total assets less liabilities)2011-10-31$1,670,818
Total contributions received or receivable from employer(s)2011-10-31$0
Value of certain deemed distributions of participant loans2011-10-31$0
Value of corrective distributions2011-10-31$0
Expenses. Administrative service providers (salaries,fees and commissions)2011-10-31$0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-10-31$0
2010 : PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-10-31$0
2009 : PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-10-31$0

Form 5500 Responses for PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS

2017: PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2017 form 5500 responses
2017-11-01Type of plan entitySingle employer plan
2017-11-01Submission has been amendedNo
2017-11-01This submission is the final filingNo
2017-11-01This return/report is a short plan year return/report (less than 12 months)No
2017-11-01Plan is a collectively bargained planNo
2017-11-01Plan funding arrangement – TrustYes
2017-11-01Plan benefit arrangement - TrustYes
2016: PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2016 form 5500 responses
2016-11-01Type of plan entitySingle employer plan
2016-11-01Submission has been amendedNo
2016-11-01This submission is the final filingNo
2016-11-01This return/report is a short plan year return/report (less than 12 months)No
2016-11-01Plan is a collectively bargained planNo
2016-11-01Plan funding arrangement – TrustYes
2016-11-01Plan benefit arrangement - TrustYes
2015: PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2015 form 5500 responses
2015-11-01Type of plan entitySingle employer plan
2015-11-01Submission has been amendedNo
2015-11-01This submission is the final filingNo
2015-11-01This return/report is a short plan year return/report (less than 12 months)No
2015-11-01Plan is a collectively bargained planNo
2015-11-01Plan funding arrangement – TrustYes
2015-11-01Plan benefit arrangement - TrustYes
2014: PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2014 form 5500 responses
2014-11-01Type of plan entitySingle employer plan
2014-11-01Submission has been amendedYes
2014-11-01This submission is the final filingNo
2014-11-01This return/report is a short plan year return/report (less than 12 months)No
2014-11-01Plan is a collectively bargained planNo
2014-11-01Plan funding arrangement – TrustYes
2014-11-01Plan benefit arrangement - TrustYes
2013: PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2013 form 5500 responses
2013-11-01Type of plan entitySingle employer plan
2013-11-01Submission has been amendedNo
2013-11-01This submission is the final filingNo
2013-11-01This return/report is a short plan year return/report (less than 12 months)No
2013-11-01Plan is a collectively bargained planNo
2013-11-01Plan funding arrangement – TrustYes
2013-11-01Plan benefit arrangement - TrustYes
2012: PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2012 form 5500 responses
2012-11-01Type of plan entitySingle employer plan
2012-11-01Submission has been amendedNo
2012-11-01This submission is the final filingNo
2012-11-01This return/report is a short plan year return/report (less than 12 months)No
2012-11-01Plan is a collectively bargained planNo
2012-11-01Plan funding arrangement – TrustYes
2012-11-01Plan benefit arrangement - TrustYes
2011: PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2011 form 5500 responses
2011-11-01Type of plan entitySingle employer plan
2011-11-01Submission has been amendedNo
2011-11-01This submission is the final filingNo
2011-11-01This return/report is a short plan year return/report (less than 12 months)No
2011-11-01Plan is a collectively bargained planNo
2011-11-01Plan funding arrangement – TrustYes
2011-11-01Plan benefit arrangement - TrustYes
2009: PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2009 form 5500 responses
2009-11-01Type of plan entitySingle employer plan
2009-11-01Submission has been amendedNo
2009-11-01This submission is the final filingNo
2009-11-01This return/report is a short plan year return/report (less than 12 months)No
2009-11-01Plan is a collectively bargained planNo
2009-11-01Plan funding arrangement – TrustYes
2009-11-01Plan benefit arrangement - TrustYes
2008: PROFIT SHARING PLAN OF ROY W. CARLSON DDS PS 2008 form 5500 responses
2008-11-01Type of plan entitySingle employer plan
2008-11-01Submission has been amendedNo
2008-11-01This submission is the final filingNo
2008-11-01This return/report is a short plan year return/report (less than 12 months)No
2008-11-01Plan is a collectively bargained planNo
2008-11-01Plan funding arrangement – TrustYes
2008-11-01Plan benefit arrangement - TrustYes

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