401k Plan data: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN plan

UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 401k Plan overview

Plan Name	UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN
Plan identification number	002

UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

UNIVERSITY OF NORTHWESTERN OHIO has sponsored the creation of one or more 401k plans.

Company Name: UNIVERSITY OF NORTHWESTERN OHIO

Employer identification number (EIN): 341695897

NAIC Classification: 611000

Additional information about UNIVERSITY OF NORTHWESTERN OHIO

Jurisdiction of Incorporation: Ohio Secretary of State Business Services Division

Incorporation Date: 1991-11-01

Company Identification Number: 806466

Legal Registered Office Address: 1441 NORTH CABLE ROAD
-
LIMA
United States of America (USA)
45805

More information about UNIVERSITY OF NORTHWESTERN OHIO

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2017-01-01
002 2016-01-01
002 2016-01-01 JAMES BRONDER 2017-08-25
002 2015-01-01
002 2014-01-01
002 2013-01-01 JOYCE A. DULWORTH
002 2012-01-01 GWYN EASTOM
002 2011-01-01 GWYN EASTOM
002 2009-01-01 JAMES S. BRONDER JAMES S. BRONDER 2010-11-17
002 2009-01-01 JAMES S. BRONDER JAMES S. BRONDER 2010-11-17
002 2009-01-01 JAMES S. BRONDER JAMES S. BRONDER 2010-11-17
002 2009-01-01 JAMES S. BRONDER JAMES S. BRONDER 2010-11-17
002 2008-01-01

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2017-01-01
002	2016-01-01
002	2016-01-01	JAMES BRONDER	2017-08-25
002	2015-01-01
002	2014-01-01
002	2013-01-01	JOYCE A. DULWORTH
002	2012-01-01	GWYN EASTOM
002	2011-01-01	GWYN EASTOM
002	2009-01-01	JAMES S. BRONDER		JAMES S. BRONDER	2010-11-17
002	2009-01-01	JAMES S. BRONDER		JAMES S. BRONDER	2010-11-17
002	2009-01-01	JAMES S. BRONDER		JAMES S. BRONDER	2010-11-17
002	2009-01-01	JAMES S. BRONDER		JAMES S. BRONDER	2010-11-17
002	2008-01-01

Plan Statistics for UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN

401k plan membership statisitcs for UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN

Measure Date Value
2016: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 276
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 259
Number of other retired or separated participants entitled to future benefits 2016-01-01 23
Total of all active and inactive participants 2016-01-01 282
Total participants 2016-01-01 282
Number of participants with account balances 2016-01-01 278
2015: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 256
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 254
Number of other retired or separated participants entitled to future benefits 2015-01-01 22
Total of all active and inactive participants 2015-01-01 276
Total participants 2015-01-01 276
Number of participants with account balances 2015-01-01 268
2014: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 272
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 239
Number of other retired or separated participants entitled to future benefits 2014-01-01 17
Total of all active and inactive participants 2014-01-01 256
Total participants 2014-01-01 256
Number of participants with account balances 2014-01-01 252
2013: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 285
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 257
Number of other retired or separated participants entitled to future benefits 2013-01-01 15
Total of all active and inactive participants 2013-01-01 272
Total participants 2013-01-01 272
Number of participants with account balances 2013-01-01 245
2012: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 272
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 277
Number of other retired or separated participants entitled to future benefits 2012-01-01 8
Total of all active and inactive participants 2012-01-01 285
Total participants 2012-01-01 285
Number of participants with account balances 2012-01-01 239
2011: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 261
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 264
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 8
Total of all active and inactive participants 2011-01-01 272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 272
Number of participants with account balances 2011-01-01 223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 210
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 209
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 9
Total of all active and inactive participants 2009-01-01 218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 218
Number of participants with account balances 2009-01-01 202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 0

Measure	Date	Value
2016: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	276
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	259
Number of other retired or separated participants entitled to future benefits	2016-01-01	23
Total of all active and inactive participants	2016-01-01	282
Total participants	2016-01-01	282
Number of participants with account balances	2016-01-01	278
2015: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	256
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	254
Number of other retired or separated participants entitled to future benefits	2015-01-01	22
Total of all active and inactive participants	2015-01-01	276
Total participants	2015-01-01	276
Number of participants with account balances	2015-01-01	268
2014: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	272
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	239
Number of other retired or separated participants entitled to future benefits	2014-01-01	17
Total of all active and inactive participants	2014-01-01	256
Total participants	2014-01-01	256
Number of participants with account balances	2014-01-01	252
2013: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	285
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	257
Number of other retired or separated participants entitled to future benefits	2013-01-01	15
Total of all active and inactive participants	2013-01-01	272
Total participants	2013-01-01	272
Number of participants with account balances	2013-01-01	245
2012: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	272
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	277
Number of other retired or separated participants entitled to future benefits	2012-01-01	8
Total of all active and inactive participants	2012-01-01	285
Total participants	2012-01-01	285
Number of participants with account balances	2012-01-01	239
2011: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	261
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	264
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	8
Total of all active and inactive participants	2011-01-01	272
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	272
Number of participants with account balances	2011-01-01	223
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	210
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	209
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	9
Total of all active and inactive participants	2009-01-01	218
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	218
Number of participants with account balances	2009-01-01	202
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	0

Financial Data on UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN

Measure	Date	Value
2016 : UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$2,111,429
Total of all expenses incurred	2016-12-31	$697,869
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$656,021
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,366,233
Value of total assets at end of year	2016-12-31	$14,065,288
Value of total assets at beginning of year	2016-12-31	$12,651,728
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-31	$41,848
Total interest from all sources	2016-12-31	$133,110
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2016-12-31	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2016-12-31	$0
Minimum employer required contribution for this plan year	2016-12-31	$0
Amount contributed by the employer to the plan for this plan year	2016-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$1,024,049
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$342,184
Administrative expenses (other) incurred	2016-12-31	$41,848
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$1,413,560
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$14,065,288
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$12,651,728
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$9,051,122
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$7,850,727
Value of interest in pooled separate accounts at end of year	2016-12-31	$914,677
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$1,010,396
Interest earned on other investments	2016-12-31	$133,110
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$4,099,489
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$3,790,605
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$557,104
Net investment gain/loss from pooled separate accounts	2016-12-31	$54,982
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$656,021
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	BKD, LLP
Accountancy firm EIN	2016-12-31	440160260
2015 : UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$1,275,038
Total of all expenses incurred	2015-12-31	$365,403
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$326,905
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,060,125
Value of total assets at end of year	2015-12-31	$12,651,728
Value of total assets at beginning of year	2015-12-31	$11,742,093
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$38,498
Total interest from all sources	2015-12-31	$115,930
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2015-12-31	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2015-12-31	$0
Minimum employer required contribution for this plan year	2015-12-31	$0
Amount contributed by the employer to the plan for this plan year	2015-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$954,418
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$105,707
Administrative expenses (other) incurred	2015-12-31	$38,498
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$909,635
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$12,651,728
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$11,742,093
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$7,850,727
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$7,503,714
Value of interest in pooled separate accounts at end of year	2015-12-31	$1,010,396
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$817,931
Interest earned on other investments	2015-12-31	$115,930
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$3,790,605
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$3,420,448
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$29,403
Net investment gain/loss from pooled separate accounts	2015-12-31	$69,580
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$326,905
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	BKD, LLP
Accountancy firm EIN	2015-12-31	440160260
2014 : UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$1,614,656
Total of all expenses incurred	2014-12-31	$490,146
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$462,228
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$923,237
Value of total assets at end of year	2014-12-31	$11,742,093
Value of total assets at beginning of year	2014-12-31	$10,617,583
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$27,918
Total interest from all sources	2014-12-31	$113,370
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2014-12-31	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$0
Amount contributed by the employer to the plan for this plan year	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$911,244
Participant contributions at end of year	2014-12-31	$0
Participant contributions at beginning of year	2014-12-31	$28,719
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$11,993
Administrative expenses (other) incurred	2014-12-31	$27,918
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,124,510
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$11,742,093
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$10,617,583
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$7,503,714
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$6,630,067
Value of interest in pooled separate accounts at end of year	2014-12-31	$817,931
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$677,777
Interest on participant loans	2014-12-31	$3
Interest earned on other investments	2014-12-31	$113,367
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$3,420,448
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$3,281,020
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$491,510
Net investment gain/loss from pooled separate accounts	2014-12-31	$86,539
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$462,228
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BKD, LLP
Accountancy firm EIN	2014-12-31	440160260
2013 : UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$2,207,923
Total of all expenses incurred	2013-12-31	$264,188
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$241,707
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$921,948
Value of total assets at end of year	2013-12-31	$10,617,583
Value of total assets at beginning of year	2013-12-31	$8,673,848
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$22,481
Total interest from all sources	2013-12-31	$99,556
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2013-12-31	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$0
Amount contributed by the employer to the plan for this plan year	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$899,039
Participant contributions at end of year	2013-12-31	$28,719
Participant contributions at beginning of year	2013-12-31	$26,270
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$22,909
Other income not declared elsewhere	2013-12-31	$2
Administrative expenses (other) incurred	2013-12-31	$22,481
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$1,943,735
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$10,617,583
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$8,673,848
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$6,630,067
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$5,284,630
Value of interest in pooled separate accounts at end of year	2013-12-31	$677,777
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$598,061
Interest on participant loans	2013-12-31	$5
Interest earned on other investments	2013-12-31	$99,551
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$3,281,020
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$2,764,887
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$1,127,934
Net investment gain/loss from pooled separate accounts	2013-12-31	$58,483
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$241,707
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	BKD, LLP
Accountancy firm EIN	2013-12-31	440160260
2012 : UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2012 401k financial data
Total transfer of assets to this plan	2012-12-31	$75
Total income from all sources (including contributions)	2012-12-31	$1,674,205
Total of all expenses incurred	2012-12-31	$364,407
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$364,407
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$921,492
Value of total assets at end of year	2012-12-31	$8,673,848
Value of total assets at beginning of year	2012-12-31	$7,363,975
Total interest from all sources	2012-12-31	$87,258
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	No
Aggregate amount of withdrawal liability assessed or estimated to be assessed against such withdrawn employers	2012-12-31	0
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$0
Amount contributed by the employer to the plan for this plan year	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$836,996
Participant contributions at end of year	2012-12-31	$26,270
Participant contributions at beginning of year	2012-12-31	$25,997
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$84,496
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,309,798
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$8,673,848
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$7,363,975
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$5,284,630
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$4,382,306
Value of interest in pooled separate accounts at end of year	2012-12-31	$598,061
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$527,130
Interest earned on other investments	2012-12-31	$87,258
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$2,764,887
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$2,428,542
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$611,237
Net investment gain/loss from pooled separate accounts	2012-12-31	$54,218
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$364,407
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BKD, LLP
Accountancy firm EIN	2012-12-31	440160260
2011 : UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$941,699
Total of all expenses incurred	2011-12-31	$225,469
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$225,469
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$856,954
Value of total assets at end of year	2011-12-31	$7,363,975
Value of total assets at beginning of year	2011-12-31	$6,647,745
Total interest from all sources	2011-12-31	$79,317
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$0
Amount contributed by the employer to the plan for this plan year	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$821,162
Participant contributions at end of year	2011-12-31	$25,997
Participant contributions at beginning of year	2011-12-31	$22,792
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$35,792
Other income not declared elsewhere	2011-12-31	$1
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$716,230
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$7,363,975
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$6,647,745
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$4,382,306
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$4,084,699
Value of interest in pooled separate accounts at end of year	2011-12-31	$527,130
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$354,033
Interest earned on other investments	2011-12-31	$79,317
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$2,428,542
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$2,186,221
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-45,394
Net investment gain/loss from pooled separate accounts	2011-12-31	$50,821
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$225,469
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BKD, LLP
Accountancy firm EIN	2011-12-31	440160260
2010 : UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$1,330,796
Total of all expenses incurred	2010-12-31	$341,041
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$341,041
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$780,190
Value of total assets at end of year	2010-12-31	$6,647,745
Value of total assets at beginning of year	2010-12-31	$5,657,990
Total interest from all sources	2010-12-31	$63,795
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	No
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$741,481
Participant contributions at end of year	2010-12-31	$22,792
Participant contributions at beginning of year	2010-12-31	$21,517
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$38,709
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$989,755
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$6,647,745
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$5,657,990
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$4,084,699
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$3,500,181
Value of interest in pooled separate accounts at end of year	2010-12-31	$354,033
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$272,833
Interest earned on other investments	2010-12-31	$63,795
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$2,186,221
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$1,863,459
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$1,410
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$451,018
Net investment gain/loss from pooled separate accounts	2010-12-31	$35,793
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$339,631
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BKD, LLP
Accountancy firm EIN	2010-12-31	440160260
2009 : UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN

2016: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Submission has been amended	Yes
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2008: UNIVERSITY OF NORTHWESTERN OHIO 403(B) TDA PLAN 2008 form 5500 responses
2008-01-01	Submission has been amended	No
2008-01-01	This submission is the final filing	No
2008-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-01-01	Plan is a collectively bargained plan	No

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	348044
Policy instance	1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	348044
Policy instance	1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	348044
Policy instance	1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	348044
Policy instance	1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	348044
Policy instance	1
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number	348044
Policy instance	1

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Company Name:	UNIVERSITY OF NORTHWESTERN OHIO
Employer identification number (EIN):	341695897
NAIC Classification:	611000

Jurisdiction of Incorporation:	Ohio Secretary of State Business Services Division
Incorporation Date:	1991-11-01
Company Identification Number:	806466
Legal Registered Office Address:	1441 NORTH CABLE ROAD - LIMA United States of America (USA) 45805