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UNIVERSITY OF TENNESSEE CANCER INSTITUTE PROFIT SHARING PLAN 401k Plan overview

Plan NameUNIVERSITY OF TENNESSEE CANCER INSTITUTE PROFIT SHARING PLAN
Plan identification number 001

UNIVERSITY OF TENNESSEE CANCER INSTITUTE PROFIT SHARING PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan covering Self-Employed individuals.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UTCI-BOSTON BASKIN CANCER GROUP has sponsored the creation of one or more 401k plans.

Company Name:UTCI-BOSTON BASKIN CANCER GROUP
Employer identification number (EIN):621715646
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY OF TENNESSEE CANCER INSTITUTE PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012013-01-01
0012012-01-01KIM DANG - AS PRACTITIONER
0012011-01-01KIM DANG - AS PRACTITIONER
0012010-01-01KIM DANG - AS PRACTITIONER
0012009-01-01KIM DANG

Plan Statistics for UNIVERSITY OF TENNESSEE CANCER INSTITUTE PROFIT SHARING PLAN

401k plan membership statisitcs for UNIVERSITY OF TENNESSEE CANCER INSTITUTE PROFIT SHARING PLAN

Measure Date Value
2012: UNIVERSITY OF TENNESSEE CANCER INSTITUTE PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01163
Total number of active participants reported on line 7a of the Form 55002012-01-010
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0134
Total of all active and inactive participants2012-01-0134
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-0134
Number of participants with account balances2012-01-0134
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: UNIVERSITY OF TENNESSEE CANCER INSTITUTE PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01247
Total number of active participants reported on line 7a of the Form 55002011-01-010
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01161
Total of all active and inactive participants2011-01-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01161
Number of participants with account balances2011-01-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: UNIVERSITY OF TENNESSEE CANCER INSTITUTE PROFIT SHARING PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-01244
Total number of active participants reported on line 7a of the Form 55002010-01-01187
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-0156
Total of all active and inactive participants2010-01-01244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01244
Number of participants with account balances2010-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: UNIVERSITY OF TENNESSEE CANCER INSTITUTE PROFIT SHARING PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01230
Total number of active participants reported on line 7a of the Form 55002009-01-01187
Number of retired or separated participants receiving benefits2009-01-012
Number of other retired or separated participants entitled to future benefits2009-01-0149
Total of all active and inactive participants2009-01-01238
Total participants2009-01-01238
Number of participants with account balances2009-01-01195
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on UNIVERSITY OF TENNESSEE CANCER INSTITUTE PROFIT SHARING PLAN

Measure Date Value
2012 : UNIVERSITY OF TENNESSEE CANCER INSTITUTE PROFIT SHARING PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$772,147
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$4,674,191
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$4,645,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$0
Value of total assets at end of year2012-12-31$2,870,185
Value of total assets at beginning of year2012-12-31$6,772,229
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$28,907
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$13,253
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$13,253
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$0
Participant contributions at beginning of year2012-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$2,426
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$0
Administrative expenses (other) incurred2012-12-31$4,045
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-3,902,044
Value of net assets at end of year (total assets less liabilities)2012-12-31$2,870,185
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,772,229
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$24,862
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$827,705
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$4,462,034
Value of interest in common/collective trusts at end of year2012-12-31$1,959,572
Value of interest in common/collective trusts at beginning of year2012-12-31$1,852,354
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$82,908
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$8,232
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$8,232
Asset value of US Government securities at end of year2012-12-31$0
Asset value of US Government securities at beginning of year2012-12-31$97,693
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$579,543
Net investment gain or loss from common/collective trusts2012-12-31$179,351
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$4,645,284
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$90,679
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$258,811
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Liabilities. Value of acquisition indebtedness at beginning of year2012-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31No
Opinion of an independent qualified public accountant for this plan2012-12-31Unqualified
Accountancy firm name2012-12-31MAYER HOFFMAN MCCANN
Accountancy firm EIN2012-12-31431947695
2011 : UNIVERSITY OF TENNESSEE CANCER INSTITUTE PROFIT SHARING PLAN 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-207
Total unrealized appreciation/depreciation of assets2011-12-31$-207
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$23,259
Total income from all sources (including contributions)2011-12-31$428,367
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$1,075,068
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,039,315
Value of total corrective distributions2011-12-31$16,489
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$479,539
Value of total assets at end of year2011-12-31$6,772,229
Value of total assets at beginning of year2011-12-31$7,442,189
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$19,264
Total interest from all sources2011-12-31$10,955
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$0
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$387,838
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$28,625
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$2,426
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$2,443
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$23,259
Other income not declared elsewhere2011-12-31$-121,481
Administrative expenses (other) incurred2011-12-31$2,400
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-646,701
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,772,229
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$7,418,930
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$16,864
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$4,462,034
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,114,818
Value of interest in common/collective trusts at end of year2011-12-31$1,852,354
Value of interest in common/collective trusts at beginning of year2011-12-31$1,801,565
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$8,232
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$8,147
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$8,147
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$10,955
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$0
Asset value of US Government securities at end of year2011-12-31$97,693
Asset value of US Government securities at beginning of year2011-12-31$88,954
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$0
Net investment gain or loss from common/collective trusts2011-12-31$59,561
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31Yes
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$91,701
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$45,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,039,315
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$90,679
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$79,887
Contract administrator fees2011-12-31$0
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$258,811
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$272,750
Liabilities. Value of benefit claims payable at beginning of year2011-12-31$0
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Liabilities. Value of acquisition indebtedness at end of year2011-12-31$0
Liabilities. Value of acquisition indebtedness at beginning of year2011-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31No
Opinion of an independent qualified public accountant for this plan2011-12-31Unqualified
Accountancy firm name2011-12-31MAYER HOFFMAN MCCANN
Accountancy firm EIN2011-12-31431947695
2010 : UNIVERSITY OF TENNESSEE CANCER INSTITUTE PROFIT SHARING PLAN 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$42,424
Total unrealized appreciation/depreciation of assets2010-12-31$42,424
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$23,259
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$2,748
Total income from all sources (including contributions)2010-12-31$1,348,543
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$269,026
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$255,918
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$705,202
Value of total assets at end of year2010-12-31$7,442,189
Value of total assets at beginning of year2010-12-31$6,342,161
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$13,108
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$525,202
Participant contributions at end of year2010-12-31$28,625
Participant contributions at beginning of year2010-12-31$24,988
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$2,443
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$1,909
Other income not declared elsewhere2010-12-31$463
Administrative expenses (other) incurred2010-12-31$950
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,079,517
Value of net assets at end of year (total assets less liabilities)2010-12-31$7,418,930
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$6,339,413
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$12,158
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,114,818
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,168,673
Value of interest in common/collective trusts at end of year2010-12-31$1,801,565
Value of interest in common/collective trusts at beginning of year2010-12-31$1,695,514
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$8,147
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$5,342
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$5,342
Asset value of US Government securities at end of year2010-12-31$88,954
Asset value of US Government securities at beginning of year2010-12-31$69,526
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$484,680
Net investment gain or loss from common/collective trusts2010-12-31$115,774
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$180,000
Employer contributions (assets) at end of year2010-12-31$45,000
Employer contributions (assets) at beginning of year2010-12-31$64,085
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$255,918
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$79,887
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$72,619
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$272,750
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$239,505
Liabilities. Value of benefit claims payable at end of year2010-12-31$0
Liabilities. Value of benefit claims payable at beginning of year2010-12-31$2,748
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Liabilities. Value of acquisition indebtedness at end of year2010-12-31$23,259
Liabilities. Value of acquisition indebtedness at beginning of year2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31THOMPSON DUNAVANT, PLC
Accountancy firm EIN2010-12-31621701403

Form 5500 Responses for UNIVERSITY OF TENNESSEE CANCER INSTITUTE PROFIT SHARING PLAN

2012: UNIVERSITY OF TENNESSEE CANCER INSTITUTE PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNIVERSITY OF TENNESSEE CANCER INSTITUTE PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: UNIVERSITY OF TENNESSEE CANCER INSTITUTE PROFIT SHARING PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: UNIVERSITY OF TENNESSEE CANCER INSTITUTE PROFIT SHARING PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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