401k Plan data: UNIVERSITY OF WESTERN STATES 403(B) PLAN plan

UNIVERSITY OF WESTERN STATES 403(B) PLAN 401k Plan overview

Plan Name	UNIVERSITY OF WESTERN STATES 403(B) PLAN
Plan identification number	001

UNIVERSITY OF WESTERN STATES 403(B) PLAN Benefits

401k Plan Type	Defined Contribution Pension
Plan Features/Benefits	Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations. Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

UNIVERSITY OF WESTERN STATES has sponsored the creation of one or more 401k plans.

Company Name: UNIVERSITY OF WESTERN STATES

Employer identification number (EIN): 930309970

NAIC Classification: 611000

Additional information about UNIVERSITY OF WESTERN STATES

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division

Incorporation Date: 2037-10-06

Company Identification Number: 3989118

Legal Registered Office Address: 1300 SW FIFTH AVE STE 2400

PORTLAND
United States of America (USA)
97201

More information about UNIVERSITY OF WESTERN STATES

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY OF WESTERN STATES 403(B) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2022-01-01
001 2021-01-01
001 2020-01-01
001 2019-01-01
001 2018-01-01 LISA LOPEZ
001 2017-01-01 LISA LOPEZ
001 2016-01-01 LISA LOPEZ
001 2015-01-01 LISA LOPEZ
001 2014-01-01 ERIC BLUMENTHAL
001 2013-01-01 ERIC BLUMENTHAL
001 2012-01-01 ERIC BLUMENTHAL
001 2011-01-01 ERIC BLUMENTHAL
001 2010-01-01 ERIC BLUMENTHAL
001 2009-01-01 NANCY MTZEN

Plan Statistics for UNIVERSITY OF WESTERN STATES 403(B) PLAN

401k plan membership statisitcs for UNIVERSITY OF WESTERN STATES 403(B) PLAN

Measure Date Value
2022: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2022 401k membership
Total participants, beginning-of-year 2022-01-01 268
Total number of active participants reported on line 7a of the Form 5500 2022-01-01 133
Number of other retired or separated participants entitled to future benefits 2022-01-01 143
Total of all active and inactive participants 2022-01-01 276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2022-01-01 3
Total participants 2022-01-01 279
Number of participants with account balances 2022-01-01 276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2022-01-01 2
2021: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year 2021-01-01 259
Total number of active participants reported on line 7a of the Form 5500 2021-01-01 134
Number of other retired or separated participants entitled to future benefits 2021-01-01 131
Total of all active and inactive participants 2021-01-01 265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2021-01-01 3
Total participants 2021-01-01 268
Number of participants with account balances 2021-01-01 264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2021-01-01 3
2020: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year 2020-01-01 258
Total number of active participants reported on line 7a of the Form 5500 2020-01-01 123
Number of other retired or separated participants entitled to future benefits 2020-01-01 135
Total of all active and inactive participants 2020-01-01 258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2020-01-01 3
Total participants 2020-01-01 261
Number of participants with account balances 2020-01-01 257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2020-01-01 10
2019: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year 2019-01-01 245
Total number of active participants reported on line 7a of the Form 5500 2019-01-01 138
Number of other retired or separated participants entitled to future benefits 2019-01-01 118
Total of all active and inactive participants 2019-01-01 256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2019-01-01 2
Total participants 2019-01-01 258
Number of participants with account balances 2019-01-01 256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2019-01-01 8
2018: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year 2018-01-01 242
Total number of active participants reported on line 7a of the Form 5500 2018-01-01 137
Number of other retired or separated participants entitled to future benefits 2018-01-01 106
Total of all active and inactive participants 2018-01-01 243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2018-01-01 2
Total participants 2018-01-01 245
Number of participants with account balances 2018-01-01 242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2018-01-01 8
2017: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year 2017-01-01 275
Total number of active participants reported on line 7a of the Form 5500 2017-01-01 147
Number of other retired or separated participants entitled to future benefits 2017-01-01 93
Total of all active and inactive participants 2017-01-01 240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2017-01-01 2
Total participants 2017-01-01 242
Number of participants with account balances 2017-01-01 238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2017-01-01 1
2016: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year 2016-01-01 257
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 144
Number of other retired or separated participants entitled to future benefits 2016-01-01 131
Total of all active and inactive participants 2016-01-01 275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 1
Total participants 2016-01-01 276
Number of participants with account balances 2016-01-01 272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 16
2015: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year 2015-01-01 239
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 209
Number of retired or separated participants receiving benefits 2015-01-01 0
Number of other retired or separated participants entitled to future benefits 2015-01-01 51
Total of all active and inactive participants 2015-01-01 260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 1
Total participants 2015-01-01 261
Number of participants with account balances 2015-01-01 250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 6
2014: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year 2014-01-01 259
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 244
Number of other retired or separated participants entitled to future benefits 2014-01-01 45
Total of all active and inactive participants 2014-01-01 289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 1
Total participants 2014-01-01 290
Number of participants with account balances 2014-01-01 220
2013: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year 2013-01-01 301
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 226
Number of other retired or separated participants entitled to future benefits 2013-01-01 32
Total of all active and inactive participants 2013-01-01 258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 1
Total participants 2013-01-01 259
Number of participants with account balances 2013-01-01 220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 1
2012: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 248
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 224
Number of other retired or separated participants entitled to future benefits 2012-01-01 25
Total of all active and inactive participants 2012-01-01 249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 1
Total participants 2012-01-01 250
Number of participants with account balances 2012-01-01 213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 5
2011: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 234
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 222
Number of other retired or separated participants entitled to future benefits 2011-01-01 20
Total of all active and inactive participants 2011-01-01 242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 1
Total participants 2011-01-01 243
Number of participants with account balances 2011-01-01 165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1
2010: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2010 401k membership
Total participants, beginning-of-year 2010-01-01 218
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 213
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 20
Total of all active and inactive participants 2010-01-01 233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 1
Total participants 2010-01-01 234
Number of participants with account balances 2010-01-01 157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 0
2009: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year 2009-01-01 186
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 197
Number of other retired or separated participants entitled to future benefits 2009-01-01 21
Total of all active and inactive participants 2009-01-01 218
Total participants 2009-01-01 218
Number of participants with account balances 2009-01-01 198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 1

Measure	Date	Value
2022: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2022 401k membership
Total participants, beginning-of-year	2022-01-01	268
Total number of active participants reported on line 7a of the Form 5500	2022-01-01	133
Number of other retired or separated participants entitled to future benefits	2022-01-01	143
Total of all active and inactive participants	2022-01-01	276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2022-01-01	3
Total participants	2022-01-01	279
Number of participants with account balances	2022-01-01	276
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2022-01-01	2
2021: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2021 401k membership
Total participants, beginning-of-year	2021-01-01	259
Total number of active participants reported on line 7a of the Form 5500	2021-01-01	134
Number of other retired or separated participants entitled to future benefits	2021-01-01	131
Total of all active and inactive participants	2021-01-01	265
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2021-01-01	3
Total participants	2021-01-01	268
Number of participants with account balances	2021-01-01	264
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2021-01-01	3
2020: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2020 401k membership
Total participants, beginning-of-year	2020-01-01	258
Total number of active participants reported on line 7a of the Form 5500	2020-01-01	123
Number of other retired or separated participants entitled to future benefits	2020-01-01	135
Total of all active and inactive participants	2020-01-01	258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2020-01-01	3
Total participants	2020-01-01	261
Number of participants with account balances	2020-01-01	257
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2020-01-01	10
2019: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2019 401k membership
Total participants, beginning-of-year	2019-01-01	245
Total number of active participants reported on line 7a of the Form 5500	2019-01-01	138
Number of other retired or separated participants entitled to future benefits	2019-01-01	118
Total of all active and inactive participants	2019-01-01	256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2019-01-01	2
Total participants	2019-01-01	258
Number of participants with account balances	2019-01-01	256
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2019-01-01	8
2018: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2018 401k membership
Total participants, beginning-of-year	2018-01-01	242
Total number of active participants reported on line 7a of the Form 5500	2018-01-01	137
Number of other retired or separated participants entitled to future benefits	2018-01-01	106
Total of all active and inactive participants	2018-01-01	243
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2018-01-01	2
Total participants	2018-01-01	245
Number of participants with account balances	2018-01-01	242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2018-01-01	8
2017: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2017 401k membership
Total participants, beginning-of-year	2017-01-01	275
Total number of active participants reported on line 7a of the Form 5500	2017-01-01	147
Number of other retired or separated participants entitled to future benefits	2017-01-01	93
Total of all active and inactive participants	2017-01-01	240
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2017-01-01	2
Total participants	2017-01-01	242
Number of participants with account balances	2017-01-01	238
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2017-01-01	1
2016: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2016 401k membership
Total participants, beginning-of-year	2016-01-01	257
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	144
Number of other retired or separated participants entitled to future benefits	2016-01-01	131
Total of all active and inactive participants	2016-01-01	275
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	1
Total participants	2016-01-01	276
Number of participants with account balances	2016-01-01	272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	16
2015: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2015 401k membership
Total participants, beginning-of-year	2015-01-01	239
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	209
Number of retired or separated participants receiving benefits	2015-01-01	0
Number of other retired or separated participants entitled to future benefits	2015-01-01	51
Total of all active and inactive participants	2015-01-01	260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	1
Total participants	2015-01-01	261
Number of participants with account balances	2015-01-01	250
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	6
2014: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2014 401k membership
Total participants, beginning-of-year	2014-01-01	259
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	244
Number of other retired or separated participants entitled to future benefits	2014-01-01	45
Total of all active and inactive participants	2014-01-01	289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	1
Total participants	2014-01-01	290
Number of participants with account balances	2014-01-01	220
2013: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2013 401k membership
Total participants, beginning-of-year	2013-01-01	301
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	226
Number of other retired or separated participants entitled to future benefits	2013-01-01	32
Total of all active and inactive participants	2013-01-01	258
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	1
Total participants	2013-01-01	259
Number of participants with account balances	2013-01-01	220
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	1
2012: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	248
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	224
Number of other retired or separated participants entitled to future benefits	2012-01-01	25
Total of all active and inactive participants	2012-01-01	249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	1
Total participants	2012-01-01	250
Number of participants with account balances	2012-01-01	213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	5
2011: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	234
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	222
Number of other retired or separated participants entitled to future benefits	2011-01-01	20
Total of all active and inactive participants	2011-01-01	242
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	1
Total participants	2011-01-01	243
Number of participants with account balances	2011-01-01	165
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1
2010: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2010 401k membership
Total participants, beginning-of-year	2010-01-01	218
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	213
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	20
Total of all active and inactive participants	2010-01-01	233
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	1
Total participants	2010-01-01	234
Number of participants with account balances	2010-01-01	157
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	0
2009: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2009 401k membership
Total participants, beginning-of-year	2009-01-01	186
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	197
Number of other retired or separated participants entitled to future benefits	2009-01-01	21
Total of all active and inactive participants	2009-01-01	218
Total participants	2009-01-01	218
Number of participants with account balances	2009-01-01	198
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	1

Financial Data on UNIVERSITY OF WESTERN STATES 403(B) PLAN

Measure	Date	Value
2022 : UNIVERSITY OF WESTERN STATES 403(B) PLAN 2022 401k financial data
Total income from all sources (including contributions)	2022-12-31	$-2,654,127
Total of all expenses incurred	2022-12-31	$1,558,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2022-12-31	$1,526,468
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2022-12-31	$1,850,445
Value of total assets at end of year	2022-12-31	$34,186,261
Value of total assets at beginning of year	2022-12-31	$38,398,672
Total of administrative expenses incurred including professional, contract, advisory and management fees	2022-12-31	$31,816
Total interest from all sources	2022-12-31	$268,754
Total dividends received (eg from common stock, registered investment company shares)	2022-12-31	$637,264
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2022-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2022-12-31	$637,264
Was this plan covered by a fidelity bond	2022-12-31	Yes
Value of fidelity bond cover	2022-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2022-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2022-12-31	No
Contributions received from participants	2022-12-31	$1,028,957
Participant contributions at end of year	2022-12-31	$45,556
Participant contributions at beginning of year	2022-12-31	$65,156
Income. Received or receivable in cash from other sources (including rollovers)	2022-12-31	$44,605
Other income not declared elsewhere	2022-12-31	$40,064
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Value of net income/loss	2022-12-31	$-4,212,411
Value of net assets at end of year (total assets less liabilities)	2022-12-31	$34,186,261
Value of net assets at beginning of year (total assets less liabilities)	2022-12-31	$38,398,672
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2022-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2022-12-31	No
Were any leases to which the plan was party in default or uncollectible	2022-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2022-12-31	$25,587,572
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2022-12-31	$29,740,804
Value of interest in pooled separate accounts at end of year	2022-12-31	$1,698,110
Value of interest in pooled separate accounts at beginning of year	2022-12-31	$1,614,466
Interest on participant loans	2022-12-31	$1,889
Interest earned on other investments	2022-12-31	$266,865
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2022-12-31	$6,855,023
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2022-12-31	$6,978,246
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2022-12-31	$-5,582,421
Net investment gain/loss from pooled separate accounts	2022-12-31	$131,767
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2022-12-31	No
Was there a failure to transmit to the plan any participant contributions	2022-12-31	No
Has the plan failed to provide any benefit when due under the plan	2022-12-31	No
Contributions received in cash from employer	2022-12-31	$776,883
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2022-12-31	$1,526,468
Contract administrator fees	2022-12-31	$31,816
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2022-12-31	No
Did the plan have assets held for investment	2022-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2022-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2022-12-31	No
Opinion of an independent qualified public accountant for this plan	2022-12-31	Unqualified
Accountancy firm name	2022-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2022-12-31	910189318
2021 : UNIVERSITY OF WESTERN STATES 403(B) PLAN 2021 401k financial data
Total income from all sources (including contributions)	2021-12-31	$5,760,622
Total of all expenses incurred	2021-12-31	$1,183,371
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2021-12-31	$1,147,201
Expenses. Certain deemed distributions of participant loans	2021-12-31	$3,936
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2021-12-31	$1,759,308
Value of total assets at end of year	2021-12-31	$38,398,672
Value of total assets at beginning of year	2021-12-31	$33,821,421
Total of administrative expenses incurred including professional, contract, advisory and management fees	2021-12-31	$32,234
Total interest from all sources	2021-12-31	$225,837
Total dividends received (eg from common stock, registered investment company shares)	2021-12-31	$537,406
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2021-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2021-12-31	$537,406
Was this plan covered by a fidelity bond	2021-12-31	Yes
Value of fidelity bond cover	2021-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2021-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2021-12-31	No
Contributions received from participants	2021-12-31	$957,186
Participant contributions at end of year	2021-12-31	$65,156
Participant contributions at beginning of year	2021-12-31	$57,153
Income. Received or receivable in cash from other sources (including rollovers)	2021-12-31	$33,647
Other income not declared elsewhere	2021-12-31	$41,616
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Value of net income/loss	2021-12-31	$4,577,251
Value of net assets at end of year (total assets less liabilities)	2021-12-31	$38,398,672
Value of net assets at beginning of year (total assets less liabilities)	2021-12-31	$33,821,421
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2021-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2021-12-31	No
Were any leases to which the plan was party in default or uncollectible	2021-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2021-12-31	$29,740,804
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2021-12-31	$25,590,780
Value of interest in pooled separate accounts at end of year	2021-12-31	$1,614,466
Value of interest in pooled separate accounts at beginning of year	2021-12-31	$1,213,294
Interest on participant loans	2021-12-31	$2,819
Interest earned on other investments	2021-12-31	$223,018
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2021-12-31	$6,978,246
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2021-12-31	$6,960,194
Expenses. Payments to insurance carriers foe the provision of benefits	2021-12-31	$196,861
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2021-12-31	$2,950,777
Net investment gain/loss from pooled separate accounts	2021-12-31	$245,678
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2021-12-31	No
Was there a failure to transmit to the plan any participant contributions	2021-12-31	No
Has the plan failed to provide any benefit when due under the plan	2021-12-31	No
Contributions received in cash from employer	2021-12-31	$768,475
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2021-12-31	$950,340
Contract administrator fees	2021-12-31	$32,234
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2021-12-31	No
Did the plan have assets held for investment	2021-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2021-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2021-12-31	No
Opinion of an independent qualified public accountant for this plan	2021-12-31	Unqualified
Accountancy firm name	2021-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2021-12-31	910189318
2020 : UNIVERSITY OF WESTERN STATES 403(B) PLAN 2020 401k financial data
Total income from all sources (including contributions)	2020-12-31	$5,010,634
Total of all expenses incurred	2020-12-31	$1,376,250
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2020-12-31	$1,352,096
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2020-12-31	$1,657,385
Value of total assets at end of year	2020-12-31	$33,821,421
Value of total assets at beginning of year	2020-12-31	$30,187,037
Total of administrative expenses incurred including professional, contract, advisory and management fees	2020-12-31	$24,154
Total interest from all sources	2020-12-31	$232,637
Total dividends received (eg from common stock, registered investment company shares)	2020-12-31	$505,988
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2020-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2020-12-31	$505,988
Was this plan covered by a fidelity bond	2020-12-31	Yes
Value of fidelity bond cover	2020-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2020-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2020-12-31	No
Contributions received from participants	2020-12-31	$877,859
Participant contributions at end of year	2020-12-31	$57,153
Participant contributions at beginning of year	2020-12-31	$36,977
Income. Received or receivable in cash from other sources (including rollovers)	2020-12-31	$38,327
Other income not declared elsewhere	2020-12-31	$23,289
Administrative expenses (other) incurred	2020-12-31	$24,154
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Value of net income/loss	2020-12-31	$3,634,384
Value of net assets at end of year (total assets less liabilities)	2020-12-31	$33,821,421
Value of net assets at beginning of year (total assets less liabilities)	2020-12-31	$30,187,037
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2020-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2020-12-31	No
Were any leases to which the plan was party in default or uncollectible	2020-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2020-12-31	$25,590,780
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2020-12-31	$21,712,275
Value of interest in pooled separate accounts at end of year	2020-12-31	$1,213,294
Value of interest in pooled separate accounts at beginning of year	2020-12-31	$2,416,299
Interest on participant loans	2020-12-31	$2,605
Interest earned on other investments	2020-12-31	$230,032
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2020-12-31	$6,960,194
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2020-12-31	$6,021,486
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2020-12-31	$2,608,813
Net investment gain/loss from pooled separate accounts	2020-12-31	$-17,478
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2020-12-31	No
Was there a failure to transmit to the plan any participant contributions	2020-12-31	No
Has the plan failed to provide any benefit when due under the plan	2020-12-31	No
Contributions received in cash from employer	2020-12-31	$741,199
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2020-12-31	$1,352,096
Did the plan have assets held for investment	2020-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2020-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2020-12-31	No
Opinion of an independent qualified public accountant for this plan	2020-12-31	Unqualified
Accountancy firm name	2020-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2020-12-31	910189318
2019 : UNIVERSITY OF WESTERN STATES 403(B) PLAN 2019 401k financial data
Total income from all sources (including contributions)	2019-12-31	$5,969,647
Total of all expenses incurred	2019-12-31	$1,726,977
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2019-12-31	$1,699,800
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2019-12-31	$1,731,008
Value of total assets at end of year	2019-12-31	$30,187,037
Value of total assets at beginning of year	2019-12-31	$25,944,367
Total of administrative expenses incurred including professional, contract, advisory and management fees	2019-12-31	$27,177
Total interest from all sources	2019-12-31	$209,936
Total dividends received (eg from common stock, registered investment company shares)	2019-12-31	$336,345
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2019-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2019-12-31	$336,345
Was this plan covered by a fidelity bond	2019-12-31	Yes
Value of fidelity bond cover	2019-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2019-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2019-12-31	No
Contributions received from participants	2019-12-31	$832,598
Participant contributions at end of year	2019-12-31	$36,977
Participant contributions at beginning of year	2019-12-31	$14,831
Income. Received or receivable in cash from other sources (including rollovers)	2019-12-31	$193,605
Other income not declared elsewhere	2019-12-31	$24,799
Administrative expenses (other) incurred	2019-12-31	$27,177
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Value of net income/loss	2019-12-31	$4,242,670
Value of net assets at end of year (total assets less liabilities)	2019-12-31	$30,187,037
Value of net assets at beginning of year (total assets less liabilities)	2019-12-31	$25,944,367
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2019-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2019-12-31	No
Were any leases to which the plan was party in default or uncollectible	2019-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2019-12-31	$21,712,275
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2019-12-31	$17,487,747
Value of interest in pooled separate accounts at end of year	2019-12-31	$2,416,299
Value of interest in pooled separate accounts at beginning of year	2019-12-31	$2,622,202
Interest on participant loans	2019-12-31	$325
Interest earned on other investments	2019-12-31	$209,611
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2019-12-31	$6,021,486
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2019-12-31	$5,819,587
Expenses. Payments to insurance carriers foe the provision of benefits	2019-12-31	$163,400
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2019-12-31	$3,533,090
Net investment gain/loss from pooled separate accounts	2019-12-31	$134,469
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2019-12-31	No
Was there a failure to transmit to the plan any participant contributions	2019-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2019-12-31	No
Contributions received in cash from employer	2019-12-31	$704,805
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2019-12-31	$1,536,400
Did the plan have assets held for investment	2019-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2019-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2019-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2019-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2019-12-31	Disclaimer
Accountancy firm name	2019-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2019-12-31	910189318
2018 : UNIVERSITY OF WESTERN STATES 403(B) PLAN 2018 401k financial data
Total income from all sources (including contributions)	2018-12-31	$618,561
Total of all expenses incurred	2018-12-31	$1,889,163
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2018-12-31	$1,868,757
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2018-12-31	$1,523,185
Value of total assets at end of year	2018-12-31	$25,944,367
Value of total assets at beginning of year	2018-12-31	$27,214,969
Total of administrative expenses incurred including professional, contract, advisory and management fees	2018-12-31	$20,406
Total interest from all sources	2018-12-31	$222,100
Total dividends received (eg from common stock, registered investment company shares)	2018-12-31	$343,693
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2018-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2018-12-31	$343,693
Was this plan covered by a fidelity bond	2018-12-31	Yes
Value of fidelity bond cover	2018-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2018-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2018-12-31	No
Contributions received from participants	2018-12-31	$840,147
Participant contributions at end of year	2018-12-31	$14,831
Participant contributions at beginning of year	2018-12-31	$16,862
Other income not declared elsewhere	2018-12-31	$12,022
Administrative expenses (other) incurred	2018-12-31	$20,406
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Value of net income/loss	2018-12-31	$-1,270,602
Value of net assets at end of year (total assets less liabilities)	2018-12-31	$25,944,367
Value of net assets at beginning of year (total assets less liabilities)	2018-12-31	$27,214,969
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2018-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2018-12-31	No
Were any leases to which the plan was party in default or uncollectible	2018-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2018-12-31	$17,487,747
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2018-12-31	$18,414,937
Value of interest in pooled separate accounts at end of year	2018-12-31	$2,622,202
Value of interest in pooled separate accounts at beginning of year	2018-12-31	$2,735,140
Interest earned on other investments	2018-12-31	$222,100
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2018-12-31	$5,819,587
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2018-12-31	$6,048,030
Expenses. Payments to insurance carriers foe the provision of benefits	2018-12-31	$476,977
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2018-12-31	$-1,605,659
Net investment gain/loss from pooled separate accounts	2018-12-31	$123,220
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2018-12-31	No
Was there a failure to transmit to the plan any participant contributions	2018-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2018-12-31	No
Contributions received in cash from employer	2018-12-31	$683,038
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2018-12-31	$1,391,780
Did the plan have assets held for investment	2018-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2018-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2018-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2018-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2018-12-31	Disclaimer
Accountancy firm name	2018-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2018-12-31	910189318
2017 : UNIVERSITY OF WESTERN STATES 403(B) PLAN 2017 401k financial data
Total income from all sources (including contributions)	2017-12-31	$4,779,852
Total of all expenses incurred	2017-12-31	$1,816,894
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2017-12-31	$1,811,178
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2017-12-31	$1,639,818
Value of total assets at end of year	2017-12-31	$27,214,969
Value of total assets at beginning of year	2017-12-31	$24,252,011
Total of administrative expenses incurred including professional, contract, advisory and management fees	2017-12-31	$5,716
Total interest from all sources	2017-12-31	$207,354
Total dividends received (eg from common stock, registered investment company shares)	2017-12-31	$223,635
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2017-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2017-12-31	$223,635
Was this plan covered by a fidelity bond	2017-12-31	Yes
Value of fidelity bond cover	2017-12-31	$510,000
If this is an individual account plan, was there a blackout period	2017-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2017-12-31	No
Contributions received from participants	2017-12-31	$864,383
Participant contributions at end of year	2017-12-31	$16,862
Participant contributions at beginning of year	2017-12-31	$18,602
Income. Received or receivable in cash from other sources (including rollovers)	2017-12-31	$94,842
Administrative expenses (other) incurred	2017-12-31	$5,716
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Value of net income/loss	2017-12-31	$2,962,958
Value of net assets at end of year (total assets less liabilities)	2017-12-31	$27,214,969
Value of net assets at beginning of year (total assets less liabilities)	2017-12-31	$24,252,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2017-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2017-12-31	No
Were any leases to which the plan was party in default or uncollectible	2017-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2017-12-31	$18,414,937
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2017-12-31	$15,980,565
Value of interest in pooled separate accounts at end of year	2017-12-31	$2,735,140
Value of interest in pooled separate accounts at beginning of year	2017-12-31	$2,724,172
Interest earned on other investments	2017-12-31	$207,354
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2017-12-31	$6,048,030
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2017-12-31	$5,528,672
Expenses. Payments to insurance carriers foe the provision of benefits	2017-12-31	$16,328
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2017-12-31	$2,592,722
Net investment gain/loss from pooled separate accounts	2017-12-31	$116,323
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2017-12-31	No
Was there a failure to transmit to the plan any participant contributions	2017-12-31	No
Has the plan failed to provide any benefit when due under the plan	2017-12-31	No
Contributions received in cash from employer	2017-12-31	$680,593
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2017-12-31	$1,794,850
Did the plan have assets held for investment	2017-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2017-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2017-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2017-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2017-12-31	Disclaimer
Accountancy firm name	2017-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2017-12-31	910189318
2016 : UNIVERSITY OF WESTERN STATES 403(B) PLAN 2016 401k financial data
Total income from all sources (including contributions)	2016-12-31	$2,875,197
Total of all expenses incurred	2016-12-31	$2,901,027
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-31	$2,901,027
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2016-12-31	$1,443,108
Value of total assets at end of year	2016-12-31	$24,252,011
Value of total assets at beginning of year	2016-12-31	$24,277,841
Total interest from all sources	2016-12-31	$218,673
Total dividends received (eg from common stock, registered investment company shares)	2016-12-31	$176,606
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-31	$176,606
Was this plan covered by a fidelity bond	2016-12-31	Yes
Value of fidelity bond cover	2016-12-31	$510,000
If this is an individual account plan, was there a blackout period	2016-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-31	No
Contributions received from participants	2016-12-31	$825,270
Participant contributions at end of year	2016-12-31	$18,602
Participant contributions at beginning of year	2016-12-31	$20,346
Income. Received or receivable in cash from other sources (including rollovers)	2016-12-31	$38,740
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Value of net income/loss	2016-12-31	$-25,830
Value of net assets at end of year (total assets less liabilities)	2016-12-31	$24,252,011
Value of net assets at beginning of year (total assets less liabilities)	2016-12-31	$24,277,841
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-31	No
Were any leases to which the plan was party in default or uncollectible	2016-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-31	$15,980,565
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-31	$16,059,860
Value of interest in pooled separate accounts at end of year	2016-12-31	$2,724,172
Value of interest in pooled separate accounts at beginning of year	2016-12-31	$2,505,142
Interest earned on other investments	2016-12-31	$218,673
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2016-12-31	$5,528,672
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2016-12-31	$5,692,493
Expenses. Payments to insurance carriers foe the provision of benefits	2016-12-31	$878,464
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-31	$905,264
Net investment gain/loss from pooled separate accounts	2016-12-31	$131,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-31	No
Was there a failure to transmit to the plan any participant contributions	2016-12-31	No
Has the plan failed to provide any benefit when due under the plan	2016-12-31	No
Contributions received in cash from employer	2016-12-31	$579,098
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-31	$2,022,563
Did the plan have assets held for investment	2016-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-31	Disclaimer
Accountancy firm name	2016-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2016-12-31	910189318
2015 : UNIVERSITY OF WESTERN STATES 403(B) PLAN 2015 401k financial data
Total income from all sources (including contributions)	2015-12-31	$1,782,907
Total of all expenses incurred	2015-12-31	$1,386,826
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$1,384,660
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2015-12-31	$1,471,563
Value of total assets at end of year	2015-12-31	$24,277,841
Value of total assets at beginning of year	2015-12-31	$23,881,760
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$2,166
Total interest from all sources	2015-12-31	$211,027
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$204,426
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$204,426
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$510,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Contributions received from participants	2015-12-31	$807,725
Participant contributions at end of year	2015-12-31	$20,346
Participant contributions at beginning of year	2015-12-31	$22,033
Income. Received or receivable in cash from other sources (including rollovers)	2015-12-31	$130,541
Administrative expenses (other) incurred	2015-12-31	$2,166
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$396,081
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$24,277,841
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$23,881,760
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$16,059,860
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$15,867,996
Value of interest in pooled separate accounts at end of year	2015-12-31	$2,505,142
Value of interest in pooled separate accounts at beginning of year	2015-12-31	$2,333,318
Interest earned on other investments	2015-12-31	$211,027
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2015-12-31	$5,692,493
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2015-12-31	$5,658,413
Expenses. Payments to insurance carriers foe the provision of benefits	2015-12-31	$584,691
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-294,720
Net investment gain/loss from pooled separate accounts	2015-12-31	$190,611
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	No
Was there a failure to transmit to the plan any participant contributions	2015-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Contributions received in cash from employer	2015-12-31	$533,297
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$799,969
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2015-12-31	910189318
2014 : UNIVERSITY OF WESTERN STATES 403(B) PLAN 2014 401k financial data
Total income from all sources (including contributions)	2014-12-31	$2,902,994
Total of all expenses incurred	2014-12-31	$1,176,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$1,176,301
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$1,515,807
Value of total assets at end of year	2014-12-31	$23,881,760
Value of total assets at beginning of year	2014-12-31	$22,155,067
Total interest from all sources	2014-12-31	$206,917
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$94,796
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$94,796
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$510,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$735,312
Participant contributions at end of year	2014-12-31	$22,033
Participant contributions at beginning of year	2014-12-31	$23,379
Participant contributions at beginning of year	2014-12-31	$54,244
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$321,415
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$1,726,693
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$23,881,760
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$22,155,067
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$15,867,996
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$15,094,427
Value of interest in pooled separate accounts at end of year	2014-12-31	$2,333,318
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$1,805,386
Interest earned on other investments	2014-12-31	$206,917
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$5,658,413
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$5,135,738
Expenses. Payments to insurance carriers foe the provision of benefits	2014-12-31	$92,924
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$845,890
Net investment gain/loss from pooled separate accounts	2014-12-31	$239,584
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$459,080
Employer contributions (assets) at beginning of year	2014-12-31	$41,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$1,083,377
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2014-12-31	910189318
2013 : UNIVERSITY OF WESTERN STATES 403(B) PLAN 2013 401k financial data
Total income from all sources (including contributions)	2013-12-31	$4,251,045
Total of all expenses incurred	2013-12-31	$709,049
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$705,548
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,423,518
Value of total assets at end of year	2013-12-31	$22,155,067
Value of total assets at beginning of year	2013-12-31	$18,613,071
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$3,501
Total interest from all sources	2013-12-31	$186,428
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$722,828
Participant contributions at end of year	2013-12-31	$23,379
Participant contributions at beginning of year	2013-12-31	$24,477
Participant contributions at end of year	2013-12-31	$54,244
Participant contributions at beginning of year	2013-12-31	$51,512
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$170,076
Administrative expenses (other) incurred	2013-12-31	$3,501
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$3,541,996
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$22,155,067
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$18,613,071
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$15,094,427
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$12,392,846
Value of interest in pooled separate accounts at end of year	2013-12-31	$1,805,386
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$1,515,232
Interest earned on other investments	2013-12-31	$186,428
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$5,135,738
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$4,591,125
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$65,000
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$2,487,902
Net investment gain/loss from pooled separate accounts	2013-12-31	$153,197
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$530,614
Employer contributions (assets) at end of year	2013-12-31	$41,893
Employer contributions (assets) at beginning of year	2013-12-31	$37,879
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$640,548
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2013-12-31	910189318
2012 : UNIVERSITY OF WESTERN STATES 403(B) PLAN 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$3,017,603
Total of all expenses incurred	2012-12-31	$508,268
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$508,268
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$1,352,598
Value of total assets at end of year	2012-12-31	$18,613,071
Value of total assets at beginning of year	2012-12-31	$16,103,736
Total interest from all sources	2012-12-31	$168,711
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$500,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$708,880
Participant contributions at end of year	2012-12-31	$24,477
Participant contributions at end of year	2012-12-31	$51,512
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$176,001
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$2,509,335
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$18,613,071
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$16,103,736
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$12,392,846
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$10,862,934
Value of interest in pooled separate accounts at end of year	2012-12-31	$1,515,232
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$1,104,313
Interest earned on other investments	2012-12-31	$168,711
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$4,591,125
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$4,136,489
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$98,204
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$1,364,894
Net investment gain/loss from pooled separate accounts	2012-12-31	$131,400
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$467,717
Employer contributions (assets) at end of year	2012-12-31	$37,879
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$410,064
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2012-12-31	910189318
2011 : UNIVERSITY OF WESTERN STATES 403(B) PLAN 2011 401k financial data
Total transfer of assets from this plan	2011-12-31	$2,997
Total income from all sources (including contributions)	2011-12-31	$1,200,375
Total of all expenses incurred	2011-12-31	$501,287
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$500,492
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$1,089,393
Value of total assets at end of year	2011-12-31	$16,103,736
Value of total assets at beginning of year	2011-12-31	$15,407,645
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$795
Total interest from all sources	2011-12-31	$156,303
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$500,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$637,806
Participant contributions at end of year	2011-12-31	$0
Participant contributions at beginning of year	2011-12-31	$12,118
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$8,074
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$699,088
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$16,103,736
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$15,407,645
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$10,862,934
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$10,033,146
Value of interest in pooled separate accounts at end of year	2011-12-31	$1,104,313
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$771,744
Interest earned on other investments	2011-12-31	$156,303
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$4,136,489
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$4,580,326
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$196,830
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$-156,489
Net investment gain/loss from pooled separate accounts	2011-12-31	$111,168
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$443,513
Employer contributions (assets) at end of year	2011-12-31	$0
Employer contributions (assets) at beginning of year	2011-12-31	$10,311
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$303,662
Contract administrator fees	2011-12-31	$795
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2011-12-31	910189318
2010 : UNIVERSITY OF WESTERN STATES 403(B) PLAN 2010 401k financial data
Total transfer of assets to this plan	2010-12-31	$445,442
Total income from all sources (including contributions)	2010-12-31	$2,480,621
Total of all expenses incurred	2010-12-31	$348,037
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$348,008
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$1,176,080
Value of total assets at end of year	2010-12-31	$15,407,645
Value of total assets at beginning of year	2010-12-31	$12,829,619
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$29
Total interest from all sources	2010-12-31	$144,399
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$500,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$607,891
Participant contributions at end of year	2010-12-31	$12,118
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$132,437
Administrative expenses (other) incurred	2010-12-31	$29
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$2,132,584
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$15,407,645
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$12,829,619
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$10,033,146
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$8,582,267
Value of interest in pooled separate accounts at end of year	2010-12-31	$771,744
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$409,717
Interest earned on other investments	2010-12-31	$144,399
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$4,580,326
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$3,837,635
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$8,488
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$1,093,083
Net investment gain/loss from pooled separate accounts	2010-12-31	$67,059
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$435,752
Employer contributions (assets) at end of year	2010-12-31	$10,311
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$339,520
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	MOSS ADAMS LLP
Accountancy firm EIN	2010-12-31	910189318

Form 5500 Responses for UNIVERSITY OF WESTERN STATES 403(B) PLAN

2022: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2022 form 5500 responses
2022-01-01	Type of plan entity	Single employer plan
2022-01-01	Plan funding arrangement – Insurance	Yes
2022-01-01	Plan funding arrangement – Trust	Yes
2022-01-01	Plan benefit arrangement – Insurance	Yes
2022-01-01	Plan benefit arrangement - Trust	Yes
2021: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2021 form 5500 responses
2021-01-01	Type of plan entity	Single employer plan
2021-01-01	Plan funding arrangement – Insurance	Yes
2021-01-01	Plan funding arrangement – Trust	Yes
2021-01-01	Plan benefit arrangement – Insurance	Yes
2021-01-01	Plan benefit arrangement - Trust	Yes
2020: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2020 form 5500 responses
2020-01-01	Type of plan entity	Single employer plan
2020-01-01	Plan funding arrangement – Insurance	Yes
2020-01-01	Plan funding arrangement – Trust	Yes
2020-01-01	Plan benefit arrangement – Insurance	Yes
2020-01-01	Plan benefit arrangement - Trust	Yes
2019: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2019 form 5500 responses
2019-01-01	Type of plan entity	Single employer plan
2019-01-01	Plan funding arrangement – Insurance	Yes
2019-01-01	Plan funding arrangement – Trust	Yes
2019-01-01	Plan benefit arrangement – Insurance	Yes
2019-01-01	Plan benefit arrangement - Trust	Yes
2018: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2018 form 5500 responses
2018-01-01	Type of plan entity	Single employer plan
2018-01-01	Plan funding arrangement – Insurance	Yes
2018-01-01	Plan funding arrangement – Trust	Yes
2018-01-01	Plan benefit arrangement – Insurance	Yes
2018-01-01	Plan benefit arrangement - Trust	Yes
2017: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2017 form 5500 responses
2017-01-01	Type of plan entity	Single employer plan
2017-01-01	Plan funding arrangement – Insurance	Yes
2017-01-01	Plan funding arrangement – Trust	Yes
2017-01-01	Plan benefit arrangement – Insurance	Yes
2017-01-01	Plan benefit arrangement - Trust	Yes
2016: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	Plan funding arrangement – Insurance	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement – Insurance	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan funding arrangement – Insurance	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement – Insurance	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: UNIVERSITY OF WESTERN STATES 403(B) PLAN 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	This submission is the final filing	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

406471

Policy instance

Insurance contract or identification number	406471
Number of Individuals Covered	118
Insurance policy start date	2022-01-01
Insurance policy end date	2022-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

406471

Policy instance

Insurance contract or identification number	406471
Number of Individuals Covered	112
Insurance policy start date	2021-01-01
Insurance policy end date	2021-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

406471

Policy instance

Insurance contract or identification number	406471
Number of Individuals Covered	115
Insurance policy start date	2020-01-01
Insurance policy end date	2020-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

406471

Policy instance

Insurance contract or identification number	406471
Number of Individuals Covered	122
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VFE 746

Policy instance

Insurance contract or identification number	VFE 746
Number of Individuals Covered	1
Insurance policy start date	2019-01-01
Insurance policy end date	2019-12-31
Total amount of commissions paid to insurance broker	USD $20
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $20
Additional information about fees paid to insurance broker	NON-CASH COMP
Insurance broker organization code?	3

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VFE 746

Policy instance

Insurance contract or identification number	VFE 746
Number of Individuals Covered	1
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $68
Total amount of fees paid to insurance company	USD $1
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $68
Amount paid for insurance broker fees	1
Additional information about fees paid to insurance broker	NON-CASH COMP
Insurance broker organization code?	3

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

406471

Policy instance

Insurance contract or identification number	406471
Number of Individuals Covered	124
Insurance policy start date	2018-01-01
Insurance policy end date	2018-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

406471

Policy instance

Insurance contract or identification number	406471
Number of Individuals Covered	130
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VFE 746

Policy instance

Insurance contract or identification number	VFE 746
Number of Individuals Covered	3
Insurance policy start date	2017-01-01
Insurance policy end date	2017-12-31
Total amount of commissions paid to insurance broker	USD $107
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $107
Insurance broker organization code?	3
Insurance broker name	MELINDA LEWIS, VOYA FIN. ADVISORS

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

406471

Policy instance

Insurance contract or identification number	406471
Number of Individuals Covered	167
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VFE 746

Policy instance

Insurance contract or identification number	VFE 746
Number of Individuals Covered	4
Insurance policy start date	2015-01-01
Insurance policy end date	2015-12-31
Total amount of commissions paid to insurance broker	USD $158
Total amount of fees paid to insurance company	USD $-10
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $158
Amount paid for insurance broker fees	-10
Additional information about fees paid to insurance broker	SUPPLEMENTAL CASH PAID
Insurance broker organization code?	3
Insurance broker name	MELINDA LEWIS, VOYA FIN. ADVISORS

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VFE 746

Policy instance

Insurance contract or identification number	VFE 746
Number of Individuals Covered	47
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $847
Total amount of fees paid to insurance company	USD $-164
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $847
Amount paid for insurance broker fees	-164
Additional information about fees paid to insurance broker	SUPPLEMENTAL CASH PAID
Insurance broker organization code?	3
Insurance broker name	MELINDA LEWIS, ING FINANCIAL PTNR

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

406471

Policy instance

Insurance contract or identification number	406471
Number of Individuals Covered	173
Insurance policy start date	2014-01-01
Insurance policy end date	2014-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VFE 746

Policy instance

Insurance contract or identification number	VFE 746
Number of Individuals Covered	51
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $5,869
Total amount of fees paid to insurance company	USD $207
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,869
Amount paid for insurance broker fees	207
Additional information about fees paid to insurance broker	SUPPLEMENTAL CASH ALLOCATED NON-CASH COMP
Insurance broker organization code?	3
Insurance broker name	MELINDA LEWIS, ING FINANCIAL PTNR

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

334641

Policy instance

Insurance contract or identification number	334641
Number of Individuals Covered	177
Insurance policy start date	2013-01-01
Insurance policy end date	2013-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

334641

Policy instance

Insurance contract or identification number	334641
Number of Individuals Covered	171
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VFE 746

Policy instance

Insurance contract or identification number	VFE 746
Number of Individuals Covered	53
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $5,129
Total amount of fees paid to insurance company	USD $276
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $5,248
Amount paid for insurance broker fees	276
Additional information about fees paid to insurance broker	SUPPLEMENTAL CASH ALLOCATED NON-CASH COMP
Insurance broker organization code?	3
Insurance broker name	AMANDA DEVILBISS

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VFE 746/748

Policy instance

Insurance contract or identification number	VFE 746/748
Number of Individuals Covered	48
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $821
Total amount of fees paid to insurance company	USD $155
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

334641

Policy instance

Insurance contract or identification number	334641
Number of Individuals Covered	165
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

VFE 746/748

Policy instance

Insurance contract or identification number	VFE 746/748
Number of Individuals Covered	49
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $1,575
Total amount of fees paid to insurance company	USD $200
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $1,561
Amount paid for insurance broker fees	200
Additional information about fees paid to insurance broker	SUPPLEMENTAL CASH
Insurance broker organization code?	3
Insurance broker name	AMANDA DEVILBISS, ING FINANCIAL ADV

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )

Policy contract number

334641

Policy instance

Insurance contract or identification number	334641
Number of Individuals Covered	157
Insurance policy start date	2010-01-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	UNIVERSITY OF WESTERN STATES
Employer identification number (EIN):	930309970
NAIC Classification:	611000

Jurisdiction of Incorporation:	Oregon Secretary of State Corporations Division
Incorporation Date:	2037-10-06
Company Identification Number:	3989118
Legal Registered Office Address:	1300 SW FIFTH AVE STE 2400 PORTLAND United States of America (USA) 97201