401k Plan data: UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST plan

UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 401k Plan overview

Plan Name	UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST
Plan identification number	002

UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
Profit-sharing
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES has sponsored the creation of one or more 401k plans.

Company Name: UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES

Employer identification number (EIN): 593166042

NAIC Classification: 611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01 WANDA NITSCH WANDA NITSCH 2014-10-11
002 2013-01-01 WANDA NITSCH WANDA NITSCH 2014-10-11
002 2012-01-01 RACHELLE AGATHA RACHELLE AGATHA 2013-10-11
002 2011-01-01 RACHELLE AGATHA RACHELLE AGATHA 2012-10-15
002 2010-01-01 RACHELLE AGATHA RACHELLE AGATHA 2011-10-05
002 2009-01-01 MATTHEW ANDERSON MATTHEW ANDERSON 2010-08-31

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2014-01-01	WANDA NITSCH	WANDA NITSCH	2014-10-11
002	2013-01-01	WANDA NITSCH	WANDA NITSCH	2014-10-11
002	2012-01-01	RACHELLE AGATHA	RACHELLE AGATHA	2013-10-11
002	2011-01-01	RACHELLE AGATHA	RACHELLE AGATHA	2012-10-15
002	2010-01-01	RACHELLE AGATHA	RACHELLE AGATHA	2011-10-05
002	2009-01-01	MATTHEW ANDERSON	MATTHEW ANDERSON	2010-08-31

Plan Statistics for UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST

401k plan membership statisitcs for UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST

Measure Date Value
2014: UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year 2014-01-01 261
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 0
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 0
Total of all active and inactive participants 2014-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 0
Number of participants with account balances 2014-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 0
2013: UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year 2013-01-01 276
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 234
Number of other retired or separated participants entitled to future benefits 2013-01-01 27
Total of all active and inactive participants 2013-01-01 261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 261
Number of participants with account balances 2013-01-01 166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year 2012-01-01 203
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 173
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 18
Total of all active and inactive participants 2012-01-01 191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 191
Number of participants with account balances 2012-01-01 119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year 2011-01-01 161
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 123
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 28
Total of all active and inactive participants 2011-01-01 151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 151
Number of participants with account balances 2011-01-01 103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 7
2010: UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year 2010-01-01 118
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 107
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 18
Total of all active and inactive participants 2010-01-01 125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 125
Number of participants with account balances 2010-01-01 95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 8
2009: UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year 2009-01-01 92
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 95
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 12
Total of all active and inactive participants 2009-01-01 107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 107
Number of participants with account balances 2009-01-01 89
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 6

Measure	Date	Value
2014: UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2014 401k membership
Total participants, beginning-of-year	2014-01-01	261
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	0
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	0
Total of all active and inactive participants	2014-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	0
Number of participants with account balances	2014-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	0
2013: UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2013 401k membership
Total participants, beginning-of-year	2013-01-01	276
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	234
Number of other retired or separated participants entitled to future benefits	2013-01-01	27
Total of all active and inactive participants	2013-01-01	261
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	261
Number of participants with account balances	2013-01-01	166
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2012 401k membership
Total participants, beginning-of-year	2012-01-01	203
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	173
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	18
Total of all active and inactive participants	2012-01-01	191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	191
Number of participants with account balances	2012-01-01	119
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2011 401k membership
Total participants, beginning-of-year	2011-01-01	161
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	123
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	28
Total of all active and inactive participants	2011-01-01	151
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	151
Number of participants with account balances	2011-01-01	103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	7
2010: UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2010 401k membership
Total participants, beginning-of-year	2010-01-01	118
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	107
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	18
Total of all active and inactive participants	2010-01-01	125
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	125
Number of participants with account balances	2010-01-01	95
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	8
2009: UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2009 401k membership
Total participants, beginning-of-year	2009-01-01	92
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	95
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	12
Total of all active and inactive participants	2009-01-01	107
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	107
Number of participants with account balances	2009-01-01	89
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	6

Financial Data on UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST

Measure	Date	Value
2014 : UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-03-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-03-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-03-31	$0
Total income from all sources (including contributions)	2014-03-31	$-590
Total loss/gain on sale of assets	2014-03-31	$0
Total of all expenses incurred	2014-03-31	$8,056,740
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-03-31	$8,055,007
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-03-31	$0
Value of total assets at end of year	2014-03-31	$0
Value of total assets at beginning of year	2014-03-31	$8,057,330
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-03-31	$1,733
Total interest from all sources	2014-03-31	$604
Total dividends received (eg from common stock, registered investment company shares)	2014-03-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-03-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2014-03-31	$0
Was this plan covered by a fidelity bond	2014-03-31	Yes
Value of fidelity bond cover	2014-03-31	$550,000
If this is an individual account plan, was there a blackout period	2014-03-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-03-31	No
Participant contributions at end of year	2014-03-31	$0
Participant contributions at beginning of year	2014-03-31	$69,556
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-03-31	No
Value of net income/loss	2014-03-31	$-8,057,330
Value of net assets at end of year (total assets less liabilities)	2014-03-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-03-31	$8,057,330
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-03-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-03-31	No
Were any leases to which the plan was party in default or uncollectible	2014-03-31	No
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-03-31	$7,086,667
Interest on participant loans	2014-03-31	$604
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-03-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-03-31	$901,107
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-03-31	$901,107
Assets. Value of investments in 103.12 investment entities at end of year	2014-03-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-03-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-03-31	$0
Net investment gain/loss from pooled separate accounts	2014-03-31	$-1,194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-03-31	No
Was there a failure to transmit to the plan any participant contributions	2014-03-31	No
Has the plan failed to provide any benefit when due under the plan	2014-03-31	No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-03-31	$8,055,007
Contract administrator fees	2014-03-31	$1,733
Did the plan have assets held for investment	2014-03-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-03-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-03-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-03-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-03-31	Disclaimer
Accountancy firm name	2014-03-31	PATRICK & ROBINSON, LLC
Accountancy firm EIN	2014-03-31	030464684
2013 : UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$212
Total income from all sources (including contributions)	2013-12-31	$2,326,914
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$115,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$115,129
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$1,040,962
Value of total assets at end of year	2013-12-31	$8,057,330
Value of total assets at beginning of year	2013-12-31	$5,845,935
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$178
Total interest from all sources	2013-12-31	$4,676
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$550,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$673,382
Participant contributions at end of year	2013-12-31	$69,556
Participant contributions at beginning of year	2013-12-31	$91,003
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$22,197
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$212
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$2,211,607
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$8,057,330
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$5,845,723
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$7,086,667
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$4,940,326
Interest on participant loans	2013-12-31	$4,402
Interest earned on other investments	2013-12-31	$274
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$901,107
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$814,606
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$814,606
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$0
Net investment gain/loss from pooled separate accounts	2013-12-31	$1,281,276
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$345,383
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$115,129
Contract administrator fees	2013-12-31	$178
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PATRICK & ROBINSON, LLC
Accountancy firm EIN	2013-12-31	030464684
2012 : UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2012 401k financial data
Total unrealized appreciation/depreciation of assets	2012-12-31	$0
Total transfer of assets to this plan	2012-12-31	$0
Total transfer of assets from this plan	2012-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$212
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$0
Total income from all sources (including contributions)	2012-12-31	$1,384,982
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$208,085
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$0
Value of total corrective distributions	2012-12-31	$28,942
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$842,504
Value of total assets at end of year	2012-12-31	$5,845,935
Value of total assets at beginning of year	2012-12-31	$4,668,826
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$179,143
Total interest from all sources	2012-12-31	$5,973
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Administrative expenses professional fees incurred	2012-12-31	$178,714
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$550,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$540,025
Participant contributions at end of year	2012-12-31	$91,003
Participant contributions at beginning of year	2012-12-31	$119,247
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$212
Administrative expenses (other) incurred	2012-12-31	$429
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$1,176,897
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$5,845,723
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$4,668,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$4,940,326
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$3,835,274
Interest on participant loans	2012-12-31	$5,822
Interest earned on other investments	2012-12-31	$151
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$814,606
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$713,165
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$713,165
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$0
Net investment gain/loss from pooled separate accounts	2012-12-31	$536,505
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$302,479
Employer contributions (assets) at beginning of year	2012-12-31	$1,140
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PATRICK & ROBINSON, LLC
Accountancy firm EIN	2012-12-31	030464684
2011 : UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2011 401k financial data
Total unrealized appreciation/depreciation of assets	2011-12-31	$0
Total transfer of assets to this plan	2011-12-31	$0
Total transfer of assets from this plan	2011-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$71
Total income from all sources (including contributions)	2011-12-31	$653,967
Total loss/gain on sale of assets	2011-12-31	$0
Total of all expenses incurred	2011-12-31	$220,030
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$183,046
Value of total corrective distributions	2011-12-31	$36,828
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$721,272
Value of total assets at end of year	2011-12-31	$4,668,826
Value of total assets at beginning of year	2011-12-31	$4,234,960
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$156
Total interest from all sources	2011-12-31	$4,711
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Was this plan covered by a fidelity bond	2011-12-31	No
If this is an individual account plan, was there a blackout period	2011-12-31	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$437,204
Participant contributions at end of year	2011-12-31	$119,247
Participant contributions at beginning of year	2011-12-31	$48,997
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$71
Administrative expenses (other) incurred	2011-12-31	$156
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$433,937
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$4,668,826
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$4,234,889
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$3,835,274
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$3,604,588
Interest on participant loans	2011-12-31	$4,711
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$713,165
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$581,375
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$581,375
Net investment gain/loss from pooled separate accounts	2011-12-31	$-72,016
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	Yes
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$284,068
Employer contributions (assets) at end of year	2011-12-31	$1,140
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$183,046
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PATRICK & ROBINSON LLC
Accountancy firm EIN	2011-12-31	030464684
2010 : UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2010 401k financial data
Total plan liabilities at end of year	2010-12-31	$0
Total plan liabilities at beginning of year	2010-12-31	$0
Total income from all sources	2010-12-31	$1,080,465
Expenses. Total of all expenses incurred	2010-12-31	$138,221
Benefits paid (including direct rollovers)	2010-12-31	$120,076
Total plan assets at end of year	2010-12-31	$4,234,889
Total plan assets at beginning of year	2010-12-31	$3,292,645
Value of fidelity bond covering the plan	2010-12-31	$250,000
Total contributions received or receivable from participants	2010-12-31	$415,850
Other income received	2010-12-31	$415,663
Net income (gross income less expenses)	2010-12-31	$942,244
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$4,234,889
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$3,292,645
Assets. Value of participant loans	2010-12-31	$48,997
Total contributions received or receivable from employer(s)	2010-12-31	$248,952
Value of corrective distributions	2010-12-31	$18,001
Expenses. Administrative service providers (salaries,fees and commissions)	2010-12-31	$144
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
2009 : UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST

2014: UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	Yes
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2010: UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan funding arrangement – Trust	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement - Trust	Yes
2009: UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES 401(K) SAVINGS PLAN & TRUST 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	UNIVERSITY OF ST. AUGUSTINE FOR HEALTH SCIENCES
Employer identification number (EIN):	593166042
NAIC Classification:	611000