UNIVERSITY OF NORTHWESTERN - ST PAUL has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan UNIVERSITY OF NORTHWESTERN - ST. PAUL 403(B) PLAN
| Measure | Date | Value |
|---|
| 2023 : UNIVERSITY OF NORTHWESTERN - ST. PAUL 403(B) PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-12-31 | $8 |
| Total income from all sources (including contributions) | 2023-12-31 | $12,164,898 |
| Total loss/gain on sale of assets | 2023-12-31 | $0 |
| Total of all expenses incurred | 2023-12-31 | $6,956,788 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-12-31 | $6,849,160 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-12-31 | $3,435,511 |
| Value of total assets at end of year | 2023-12-31 | $66,497,503 |
| Value of total assets at beginning of year | 2023-12-31 | $61,289,401 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-12-31 | $107,628 |
| Total interest from all sources | 2023-12-31 | $460,396 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-12-31 | $938,966 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-12-31 | $938,966 |
| Was this plan covered by a fidelity bond | 2023-12-31 | Yes |
| Value of fidelity bond cover | 2023-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-12-31 | No |
| Contributions received from participants | 2023-12-31 | $2,330,982 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-12-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-12-31 | $339,062 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-12-31 | $1,742 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2023-12-31 | $8 |
| Other income not declared elsewhere | 2023-12-31 | $-36 |
| Administrative expenses (other) incurred | 2023-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Value of net income/loss | 2023-12-31 | $5,208,110 |
| Value of net assets at end of year (total assets less liabilities) | 2023-12-31 | $66,497,503 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-12-31 | $61,289,393 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-12-31 | $55,200,159 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-12-31 | $48,186,265 |
| Value of interest in pooled separate accounts at end of year | 2023-12-31 | $458,517 |
| Value of interest in pooled separate accounts at beginning of year | 2023-12-31 | $596,183 |
| Interest earned on other investments | 2023-12-31 | $460,396 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-12-31 | $10,837,085 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-12-31 | $12,506,953 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2023-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-12-31 | $7,409,690 |
| Net investment gain/loss from pooled separate accounts | 2023-12-31 | $-79,629 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-12-31 | No |
| Contributions received in cash from employer | 2023-12-31 | $765,467 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-12-31 | $6,849,160 |
| Contract administrator fees | 2023-12-31 | $107,628 |
| Did the plan have assets held for investment | 2023-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-12-31 | Disclaimer |
| Accountancy firm name | 2023-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2023-12-31 | 410746749 |
| Total unrealized appreciation/depreciation of assets | 2023-01-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-01-01 | $8 |
| Total income from all sources (including contributions) | 2023-01-01 | $12,164,898 |
| Total loss/gain on sale of assets | 2023-01-01 | $0 |
| Total of all expenses incurred | 2023-01-01 | $6,956,788 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-01-01 | $6,849,160 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-01-01 | $3,435,511 |
| Value of total assets at end of year | 2023-01-01 | $66,497,503 |
| Value of total assets at beginning of year | 2023-01-01 | $61,289,401 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-01-01 | $107,628 |
| Total interest from all sources | 2023-01-01 | $460,396 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-01-01 | $938,966 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-01-01 | $938,966 |
| Was this plan covered by a fidelity bond | 2023-01-01 | Yes |
| Value of fidelity bond cover | 2023-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-01-01 | No |
| Contributions received from participants | 2023-01-01 | $2,330,982 |
| Assets. Other investments not covered elsewhere at beginning of year | 2023-01-01 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-01-01 | $339,062 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2023-01-01 | $1,742 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2023-01-01 | $8 |
| Other income not declared elsewhere | 2023-01-01 | $-36 |
| Administrative expenses (other) incurred | 2023-01-01 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Value of net income/loss | 2023-01-01 | $5,208,110 |
| Value of net assets at end of year (total assets less liabilities) | 2023-01-01 | $66,497,503 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-01-01 | $61,289,393 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-01-01 | $55,200,159 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-01-01 | $48,186,265 |
| Value of interest in pooled separate accounts at end of year | 2023-01-01 | $458,517 |
| Value of interest in pooled separate accounts at beginning of year | 2023-01-01 | $596,183 |
| Interest earned on other investments | 2023-01-01 | $460,396 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-01-01 | $10,837,085 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-01-01 | $12,506,953 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2023-01-01 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-01-01 | $7,409,690 |
| Net investment gain/loss from pooled separate accounts | 2023-01-01 | $-79,629 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2023-01-01 | No |
| Contributions received in cash from employer | 2023-01-01 | $765,467 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-01-01 | $6,849,160 |
| Contract administrator fees | 2023-01-01 | $107,628 |
| Did the plan have assets held for investment | 2023-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-01-01 | 3 |
| Accountancy firm name | 2023-01-01 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2023-01-01 | 410746749 |
| 2022 : UNIVERSITY OF NORTHWESTERN - ST. PAUL 403(B) PLAN 2022 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $8 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-12-31 | $0 |
| Total income from all sources (including contributions) | 2022-12-31 | $-6,662,825 |
| Total of all expenses incurred | 2022-12-31 | $6,986,766 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $6,813,075 |
| Value of total corrective distributions | 2022-12-31 | $58,868 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $3,229,716 |
| Value of total assets at end of year | 2022-12-31 | $61,289,401 |
| Value of total assets at beginning of year | 2022-12-31 | $74,938,984 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $114,823 |
| Total interest from all sources | 2022-12-31 | $421,220 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $838,271 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $838,271 |
| Administrative expenses professional fees incurred | 2022-12-31 | $114,823 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $2,328,328 |
| Participant contributions at beginning of year | 2022-12-31 | $158 |
| Assets. Other investments not covered elsewhere at end of year | 2022-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-12-31 | $654,127 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-12-31 | $153,484 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-12-31 | $1,367 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-12-31 | $8 |
| Other income not declared elsewhere | 2022-12-31 | $-53,736 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $-13,649,591 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $61,289,393 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $74,938,984 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $48,186,265 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $61,313,478 |
| Value of interest in pooled separate accounts at end of year | 2022-12-31 | $596,183 |
| Value of interest in pooled separate accounts at beginning of year | 2022-12-31 | $606,997 |
| Interest earned on other investments | 2022-12-31 | $421,220 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-12-31 | $12,506,953 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-12-31 | $12,362,809 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-11,147,768 |
| Net investment gain/loss from pooled separate accounts | 2022-12-31 | $49,472 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $747,904 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $48 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $6,813,075 |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Disclaimer |
| Accountancy firm name | 2022-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2022-12-31 | 410746749 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $8 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-01-01 | $0 |
| Total income from all sources (including contributions) | 2022-01-01 | $-6,662,825 |
| Total of all expenses incurred | 2022-01-01 | $6,986,766 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-01-01 | $6,813,075 |
| Value of total corrective distributions | 2022-01-01 | $58,868 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-01-01 | $3,229,716 |
| Value of total assets at end of year | 2022-01-01 | $61,289,401 |
| Value of total assets at beginning of year | 2022-01-01 | $74,938,984 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-01-01 | $114,823 |
| Total interest from all sources | 2022-01-01 | $421,220 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-01-01 | $838,271 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-01-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-01-01 | $838,271 |
| Administrative expenses professional fees incurred | 2022-01-01 | $114,823 |
| Was this plan covered by a fidelity bond | 2022-01-01 | Yes |
| Value of fidelity bond cover | 2022-01-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-01-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-01-01 | No |
| Contributions received from participants | 2022-01-01 | $2,328,328 |
| Participant contributions at beginning of year | 2022-01-01 | $158 |
| Assets. Other investments not covered elsewhere at end of year | 2022-01-01 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2022-01-01 | $654,127 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-01-01 | $153,484 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2022-01-01 | $1,367 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2022-01-01 | $8 |
| Other income not declared elsewhere | 2022-01-01 | $-53,736 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Value of net income/loss | 2022-01-01 | $-13,649,591 |
| Value of net assets at end of year (total assets less liabilities) | 2022-01-01 | $61,289,393 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-01-01 | $74,938,984 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-01-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-01-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-01-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-01-01 | $48,186,265 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-01-01 | $61,313,478 |
| Value of interest in pooled separate accounts at end of year | 2022-01-01 | $596,183 |
| Value of interest in pooled separate accounts at beginning of year | 2022-01-01 | $606,997 |
| Interest earned on other investments | 2022-01-01 | $421,220 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-01-01 | $12,506,953 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-01-01 | $12,362,809 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-01-01 | $-11,147,768 |
| Net investment gain/loss from pooled separate accounts | 2022-01-01 | $49,472 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-01-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-01-01 | No |
| Has the plan failed to provide any benefit when due under the plan | 2022-01-01 | No |
| Contributions received in cash from employer | 2022-01-01 | $747,904 |
| Employer contributions (assets) at beginning of year | 2022-01-01 | $48 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-01-01 | $6,813,075 |
| Did the plan have assets held for investment | 2022-01-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-01-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-01-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-01-01 | 3 |
| Accountancy firm name | 2022-01-01 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2022-01-01 | 410746749 |
| 2021 : UNIVERSITY OF NORTHWESTERN - ST. PAUL 403(B) PLAN 2021 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2021-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-12-31 | $0 |
| Total income from all sources (including contributions) | 2021-12-31 | $13,552,345 |
| Total loss/gain on sale of assets | 2021-12-31 | $0 |
| Total of all expenses incurred | 2021-12-31 | $7,895,455 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-12-31 | $7,766,715 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-12-31 | $4,796,484 |
| Value of total assets at end of year | 2021-12-31 | $74,938,984 |
| Value of total assets at beginning of year | 2021-12-31 | $69,282,094 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-12-31 | $128,740 |
| Total interest from all sources | 2021-12-31 | $365,298 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-12-31 | $834,037 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-12-31 | $834,037 |
| Administrative expenses professional fees incurred | 2021-12-31 | $128,740 |
| Was this plan covered by a fidelity bond | 2021-12-31 | Yes |
| Value of fidelity bond cover | 2021-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-12-31 | No |
| Contributions received from participants | 2021-12-31 | $2,277,356 |
| Participant contributions at end of year | 2021-12-31 | $158 |
| Assets. Other investments not covered elsewhere at end of year | 2021-12-31 | $654,127 |
| Assets. Other investments not covered elsewhere at beginning of year | 2021-12-31 | $564,155 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-12-31 | $424,347 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2021-12-31 | $1,367 |
| Other income not declared elsewhere | 2021-12-31 | $18,221 |
| Administrative expenses (other) incurred | 2021-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Value of net income/loss | 2021-12-31 | $5,656,890 |
| Value of net assets at end of year (total assets less liabilities) | 2021-12-31 | $74,938,984 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-12-31 | $69,282,094 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-12-31 | $61,313,478 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-12-31 | $55,617,112 |
| Value of interest in pooled separate accounts at end of year | 2021-12-31 | $606,997 |
| Value of interest in pooled separate accounts at beginning of year | 2021-12-31 | $572,075 |
| Interest earned on other investments | 2021-12-31 | $365,298 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-12-31 | $12,362,809 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-12-31 | $12,528,752 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-12-31 | $7,440,821 |
| Net investment gain/loss from pooled separate accounts | 2021-12-31 | $97,484 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-12-31 | No |
| Contributions received in cash from employer | 2021-12-31 | $2,094,781 |
| Employer contributions (assets) at end of year | 2021-12-31 | $48 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-12-31 | $7,766,715 |
| Did the plan have assets held for investment | 2021-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-12-31 | Disclaimer |
| Accountancy firm name | 2021-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2021-12-31 | 410746749 |
| 2020 : UNIVERSITY OF NORTHWESTERN - ST. PAUL 403(B) PLAN 2020 401k financial data |
|---|
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-12-31 | $3,080 |
| Total income from all sources (including contributions) | 2020-12-31 | $10,875,822 |
| Total of all expenses incurred | 2020-12-31 | $7,071,062 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-12-31 | $6,973,061 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-12-31 | $2,759,140 |
| Value of total assets at end of year | 2020-12-31 | $69,282,094 |
| Value of total assets at beginning of year | 2020-12-31 | $65,480,414 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-12-31 | $98,001 |
| Total interest from all sources | 2020-12-31 | $419,247 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-12-31 | $1,206,191 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-12-31 | $1,206,191 |
| Was this plan covered by a fidelity bond | 2020-12-31 | Yes |
| Value of fidelity bond cover | 2020-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-12-31 | No |
| Contributions received from participants | 2020-12-31 | $2,093,528 |
| Assets. Other investments not covered elsewhere at end of year | 2020-12-31 | $564,155 |
| Assets. Other investments not covered elsewhere at beginning of year | 2020-12-31 | $719,495 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-12-31 | $121,741 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-12-31 | $3,080 |
| Other income not declared elsewhere | 2020-12-31 | $5,819 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Value of net income/loss | 2020-12-31 | $3,804,760 |
| Value of net assets at end of year (total assets less liabilities) | 2020-12-31 | $69,282,094 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-12-31 | $65,477,334 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-12-31 | $55,617,112 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-12-31 | $51,593,142 |
| Value of interest in pooled separate accounts at end of year | 2020-12-31 | $572,075 |
| Value of interest in pooled separate accounts at beginning of year | 2020-12-31 | $613,577 |
| Interest earned on other investments | 2020-12-31 | $419,247 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-12-31 | $12,528,752 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-12-31 | $12,554,200 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-12-31 | $6,490,578 |
| Net investment gain/loss from pooled separate accounts | 2020-12-31 | $-5,153 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-12-31 | No |
| Contributions received in cash from employer | 2020-12-31 | $543,871 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-12-31 | $6,973,061 |
| Contract administrator fees | 2020-12-31 | $98,001 |
| Did the plan have assets held for investment | 2020-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-12-31 | Disclaimer |
| Accountancy firm name | 2020-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2020-12-31 | 410746749 |
| 2019 : UNIVERSITY OF NORTHWESTERN - ST. PAUL 403(B) PLAN 2019 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $3,080 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $244 |
| Total income from all sources (including contributions) | 2019-12-31 | $13,965,313 |
| Total of all expenses incurred | 2019-12-31 | $6,470,172 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $6,388,632 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $3,793,035 |
| Value of total assets at end of year | 2019-12-31 | $65,480,414 |
| Value of total assets at beginning of year | 2019-12-31 | $57,982,437 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $81,540 |
| Total interest from all sources | 2019-12-31 | $463,586 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $885,085 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-12-31 | $885,085 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Contributions received from participants | 2019-12-31 | $2,025,837 |
| Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $719,495 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $564,708 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-12-31 | $337,555 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-12-31 | $3,080 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-12-31 | $244 |
| Other income not declared elsewhere | 2019-12-31 | $39 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $7,495,141 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $65,477,334 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $57,982,193 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $51,593,142 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $42,519,065 |
| Value of interest in pooled separate accounts at end of year | 2019-12-31 | $613,577 |
| Value of interest in pooled separate accounts at beginning of year | 2019-12-31 | $673,245 |
| Interest earned on other investments | 2019-12-31 | $463,586 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-12-31 | $12,554,200 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-12-31 | $14,225,419 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $8,787,849 |
| Net investment gain/loss from pooled separate accounts | 2019-12-31 | $35,719 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $1,429,643 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $6,388,632 |
| Contract administrator fees | 2019-12-31 | $81,540 |
| Did the plan have assets held for investment | 2019-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2019-12-31 | 410746749 |
| 2018 : UNIVERSITY OF NORTHWESTERN - ST. PAUL 403(B) PLAN 2018 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $244 |
| Total income from all sources (including contributions) | 2018-12-31 | $622,589 |
| Total of all expenses incurred | 2018-12-31 | $2,731,858 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $2,709,573 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $3,359,281 |
| Value of total assets at end of year | 2018-12-31 | $57,982,437 |
| Value of total assets at beginning of year | 2018-12-31 | $60,091,462 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $22,285 |
| Total interest from all sources | 2018-12-31 | $502,461 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $767,821 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $767,821 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Contributions received from participants | 2018-12-31 | $1,909,937 |
| Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $564,708 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $581,289 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-12-31 | $55,715 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2018-12-31 | $244 |
| Other income not declared elsewhere | 2018-12-31 | $3 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-2,109,269 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $57,982,193 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $60,091,462 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $42,519,065 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $44,480,834 |
| Value of interest in pooled separate accounts at end of year | 2018-12-31 | $673,245 |
| Value of interest in pooled separate accounts at beginning of year | 2018-12-31 | $642,705 |
| Interest earned on other investments | 2018-12-31 | $502,461 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-12-31 | $14,225,419 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-12-31 | $14,386,634 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-4,036,504 |
| Net investment gain/loss from pooled separate accounts | 2018-12-31 | $29,527 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $1,393,629 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $2,709,573 |
| Contract administrator fees | 2018-12-31 | $22,285 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2018-12-31 | 410746749 |
| 2017 : UNIVERSITY OF NORTHWESTERN - ST. PAUL 403(B) PLAN 2017 401k financial data |
|---|
| Total transfer of assets to this plan | 2017-12-31 | $0 |
| Total transfer of assets from this plan | 2017-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-12-31 | $561 |
| Total income from all sources (including contributions) | 2017-12-31 | $10,471,103 |
| Total of all expenses incurred | 2017-12-31 | $5,359,448 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-12-31 | $5,337,111 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-12-31 | $3,137,926 |
| Value of total assets at end of year | 2017-12-31 | $60,091,462 |
| Value of total assets at beginning of year | 2017-12-31 | $54,980,368 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-12-31 | $22,337 |
| Total interest from all sources | 2017-12-31 | $515,111 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-12-31 | $721,015 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-12-31 | $721,015 |
| Administrative expenses professional fees incurred | 2017-12-31 | $0 |
| Was this plan covered by a fidelity bond | 2017-12-31 | Yes |
| Value of fidelity bond cover | 2017-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-12-31 | No |
| Contributions received from participants | 2017-12-31 | $1,771,755 |
| Assets. Other investments not covered elsewhere at end of year | 2017-12-31 | $581,289 |
| Assets. Other investments not covered elsewhere at beginning of year | 2017-12-31 | $466,754 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-12-31 | $157,647 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2017-12-31 | $561 |
| Other income not declared elsewhere | 2017-12-31 | $-131 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Value of net income/loss | 2017-12-31 | $5,111,655 |
| Value of net assets at end of year (total assets less liabilities) | 2017-12-31 | $60,091,462 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-12-31 | $54,979,807 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-12-31 | $44,480,834 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-12-31 | $38,435,281 |
| Value of interest in pooled separate accounts at end of year | 2017-12-31 | $642,705 |
| Value of interest in pooled separate accounts at beginning of year | 2017-12-31 | $815,610 |
| Interest earned on other investments | 2017-12-31 | $515,111 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-12-31 | $14,386,634 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-12-31 | $15,262,723 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-12-31 | $6,064,038 |
| Net investment gain/loss from pooled separate accounts | 2017-12-31 | $33,144 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-12-31 | No |
| Contributions received in cash from employer | 2017-12-31 | $1,208,524 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-12-31 | $5,337,111 |
| Contract administrator fees | 2017-12-31 | $22,337 |
| Did the plan have assets held for investment | 2017-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-12-31 | Disclaimer |
| Accountancy firm name | 2017-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2017-12-31 | 410746749 |
| 2016 : UNIVERSITY OF NORTHWESTERN - ST. PAUL 403(B) PLAN 2016 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2016-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $561 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-12-31 | $866 |
| Total income from all sources (including contributions) | 2016-12-31 | $6,446,910 |
| Total loss/gain on sale of assets | 2016-12-31 | $0 |
| Total of all expenses incurred | 2016-12-31 | $3,887,129 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-12-31 | $3,884,036 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-12-31 | $3,176,924 |
| Value of total assets at end of year | 2016-12-31 | $54,980,368 |
| Value of total assets at beginning of year | 2016-12-31 | $52,420,892 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-12-31 | $3,093 |
| Total interest from all sources | 2016-12-31 | $586,169 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-12-31 | $560,877 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-12-31 | $560,877 |
| Was this plan covered by a fidelity bond | 2016-12-31 | Yes |
| Value of fidelity bond cover | 2016-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-12-31 | No |
| Contributions received from participants | 2016-12-31 | $1,644,490 |
| Assets. Other investments not covered elsewhere at end of year | 2016-12-31 | $466,754 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-12-31 | $420,100 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-12-31 | $315,421 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2016-12-31 | $561 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2016-12-31 | $866 |
| Other income not declared elsewhere | 2016-12-31 | $40,416 |
| Administrative expenses (other) incurred | 2016-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Value of net income/loss | 2016-12-31 | $2,559,781 |
| Value of net assets at end of year (total assets less liabilities) | 2016-12-31 | $54,979,807 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-12-31 | $52,420,026 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-12-31 | $38,435,281 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-12-31 | $35,790,981 |
| Value of interest in pooled separate accounts at end of year | 2016-12-31 | $815,610 |
| Value of interest in pooled separate accounts at beginning of year | 2016-12-31 | $819,340 |
| Interest earned on other investments | 2016-12-31 | $586,169 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-12-31 | $15,262,723 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-12-31 | $15,390,471 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-12-31 | $2,041,146 |
| Net investment gain/loss from pooled separate accounts | 2016-12-31 | $41,378 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-12-31 | No |
| Contributions received in cash from employer | 2016-12-31 | $1,217,013 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-12-31 | $3,884,036 |
| Contract administrator fees | 2016-12-31 | $3,093 |
| Did the plan have assets held for investment | 2016-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-12-31 | Disclaimer |
| Accountancy firm name | 2016-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2016-12-31 | 410746749 |
| 2015 : UNIVERSITY OF NORTHWESTERN - ST. PAUL 403(B) PLAN 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $866 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $3,404,435 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $3,686,857 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $3,680,501 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $3,200,934 |
| Value of total assets at end of year | 2015-12-31 | $52,420,892 |
| Value of total assets at beginning of year | 2015-12-31 | $52,702,448 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $6,356 |
| Total interest from all sources | 2015-12-31 | $554,275 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $515,970 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $515,970 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Contributions received from participants | 2015-12-31 | $1,540,038 |
| Assets. Other investments not covered elsewhere at end of year | 2015-12-31 | $420,100 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-12-31 | $491,100 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2015-12-31 | $866 |
| Other income not declared elsewhere | 2015-12-31 | $-37,324 |
| Administrative expenses (other) incurred | 2015-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-282,422 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $52,420,026 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $52,702,448 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $35,790,981 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $36,873,460 |
| Value of interest in pooled separate accounts at end of year | 2015-12-31 | $819,340 |
| Value of interest in pooled separate accounts at beginning of year | 2015-12-31 | $800,539 |
| Interest earned on other investments | 2015-12-31 | $554,275 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-12-31 | $15,390,471 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-12-31 | $15,028,449 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-893,273 |
| Net investment gain/loss from pooled separate accounts | 2015-12-31 | $63,853 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $1,169,796 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $3,680,501 |
| Contract administrator fees | 2015-12-31 | $6,356 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2015-12-31 | 410746749 |
| 2014 : UNIVERSITY OF NORTHWESTERN - ST. PAUL 403(B) PLAN 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $6,013,225 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $3,434,082 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $3,428,788 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $3,243,950 |
| Value of total assets at end of year | 2014-12-31 | $52,702,448 |
| Value of total assets at beginning of year | 2014-12-31 | $50,123,305 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $5,294 |
| Total interest from all sources | 2014-12-31 | $586,082 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $668,524 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $668,524 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Contributions received from participants | 2014-12-31 | $1,534,256 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-12-31 | $491,176 |
| Administrative expenses (other) incurred | 2014-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $2,579,143 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $52,702,448 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $50,123,305 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $36,873,460 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $34,203,201 |
| Value of interest in pooled separate accounts at end of year | 2014-12-31 | $800,539 |
| Value of interest in pooled separate accounts at beginning of year | 2014-12-31 | $700,657 |
| Interest earned on other investments | 2014-12-31 | $586,082 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $24 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $24 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-12-31 | $15,028,449 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-12-31 | $15,219,423 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-12-31 | $159,860 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $1,426,999 |
| Net investment gain/loss from pooled separate accounts | 2014-12-31 | $87,670 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $1,218,518 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $3,268,928 |
| Contract administrator fees | 2014-12-31 | $5,294 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2014-12-31 | 410746749 |
| 2013 : UNIVERSITY OF NORTHWESTERN - ST. PAUL 403(B) PLAN 2013 401k financial data |
|---|
| Total income from all sources (including contributions) | 2013-12-31 | $9,230,278 |
| Total of all expenses incurred | 2013-12-31 | $2,253,162 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $2,250,391 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $3,009,850 |
| Value of total assets at end of year | 2013-12-31 | $50,123,305 |
| Value of total assets at beginning of year | 2013-12-31 | $43,146,189 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $2,771 |
| Total interest from all sources | 2013-12-31 | $574,345 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $462,654 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $462,654 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $1,456,669 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $360,828 |
| Other income not declared elsewhere | 2013-12-31 | $101,386 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $6,977,116 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $50,123,305 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $43,146,189 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $34,203,201 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $27,380,433 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $700,657 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $701,382 |
| Interest earned on other investments | 2013-12-31 | $574,345 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $24 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $15,219,423 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $15,064,374 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-12-31 | $78,979 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $5,016,953 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $65,090 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $1,192,353 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $2,171,412 |
| Contract administrator fees | 2013-12-31 | $2,771 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2013-12-31 | 410746749 |
| 2012 : UNIVERSITY OF NORTHWESTERN - ST. PAUL 403(B) PLAN 2012 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2012-12-31 | $-27,171 |
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $-27,171 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $6,657,599 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $1,831,962 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $1,829,947 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $2,705,883 |
| Value of total assets at end of year | 2012-12-31 | $43,146,189 |
| Value of total assets at beginning of year | 2012-12-31 | $38,320,552 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $2,015 |
| Total interest from all sources | 2012-12-31 | $567,183 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $407,188 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $407,188 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $1,363,417 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2012-12-31 | $204,256 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $4,825,637 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $43,146,189 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $38,320,552 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $27,380,433 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $22,801,031 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $701,382 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $700,033 |
| Interest earned on other investments | 2012-12-31 | $567,183 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $15,064,374 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $14,819,488 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $2,936,329 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $68,187 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $1,138,210 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $1,829,947 |
| Contract administrator fees | 2012-12-31 | $2,015 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2012-12-31 | 410746749 |
| 2011 : UNIVERSITY OF NORTHWESTERN - ST. PAUL 403(B) PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $3,581,458 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $2,889,692 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $2,885,092 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $3,531,301 |
| Value of total assets at end of year | 2011-12-31 | $38,320,552 |
| Value of total assets at beginning of year | 2011-12-31 | $37,628,786 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $4,600 |
| Total interest from all sources | 2011-12-31 | $477,634 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $1,309,229 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $1,087,717 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $691,766 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $38,320,552 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $37,628,786 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $22,801,031 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $21,484,756 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $700,033 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $2,843,975 |
| Interest earned on other investments | 2011-12-31 | $477,634 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $14,819,488 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $13,300,055 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-602,483 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $175,006 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $1,134,355 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $2,885,092 |
| Contract administrator fees | 2011-12-31 | $4,600 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | CLIFTONLARSONALLEN LLP |
| Accountancy firm EIN | 2011-12-31 | 410746749 |
| 2010 : UNIVERSITY OF NORTHWESTERN - ST. PAUL 403(B) PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $5,963,263 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $1,488,530 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $1,488,530 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $2,661,680 |
| Value of total assets at end of year | 2010-12-31 | $37,628,786 |
| Value of total assets at beginning of year | 2010-12-31 | $33,154,053 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
| Total interest from all sources | 2010-12-31 | $490,351 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $1,103,746 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $90,660 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $4,474,733 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $37,628,786 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $33,154,053 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $21,484,756 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $18,225,759 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $2,843,975 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $2,159,696 |
| Interest earned on other investments | 2010-12-31 | $490,351 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $13,300,055 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $12,768,598 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $2,485,665 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $325,567 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $1,467,274 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $1,488,530 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | LARSONALLEN LLP |
| Accountancy firm EIN | 2010-12-31 | 410746749 |
