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UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 401k Plan overview

Plan NameUNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN
Plan identification number 002

UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

UNIVERSITY OF THE SOUTHWEST has sponsored the creation of one or more 401k plans.

Company Name:UNIVERSITY OF THE SOUTHWEST
Employer identification number (EIN):850164940
NAIC Classification:813000
NAIC Description: Religious, Grantmaking, Civic, Professional, and Similar Organizations

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-08-01PAULA SMITH2023-07-31 PAULA SMITH2023-07-31
0022021-08-01PAULA SMITH2023-03-30 PAULA SMITH2023-03-30
0022020-08-01PAULA SMITH2022-05-09 PAULA SMITH2022-05-09
0022019-08-01
0022019-08-01
0022018-08-01
0022017-08-01
0022017-08-01
0022016-08-01QUINT THURMAN2018-04-12
0022016-08-01STEVEN RACHEL2019-05-09
0022015-08-01QUINT THURMAN2017-04-12

Plan Statistics for UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN

401k plan membership statisitcs for UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN

Measure Date Value
2022: UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-08-01116
Total number of active participants reported on line 7a of the Form 55002022-08-0190
Number of other retired or separated participants entitled to future benefits2022-08-0113
Total of all active and inactive participants2022-08-01103
Total participants2022-08-01103
Number of participants with account balances2022-08-0147
2021: UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-08-01103
Total number of active participants reported on line 7a of the Form 55002021-08-01104
Number of other retired or separated participants entitled to future benefits2021-08-0112
Total of all active and inactive participants2021-08-01116
Total participants2021-08-01116
Number of participants with account balances2021-08-0150
2020: UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-08-01118
Total number of active participants reported on line 7a of the Form 55002020-08-01101
Number of other retired or separated participants entitled to future benefits2020-08-012
Total of all active and inactive participants2020-08-01103
Total participants2020-08-01103
Number of participants with account balances2020-08-0152
2019: UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-08-01156
Total number of active participants reported on line 7a of the Form 55002019-08-01101
Number of retired or separated participants receiving benefits2019-08-010
Number of other retired or separated participants entitled to future benefits2019-08-0117
Total of all active and inactive participants2019-08-01118
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-08-010
Total participants2019-08-01118
Number of participants with account balances2019-08-0167
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-08-010
2018: UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-08-01149
Total number of active participants reported on line 7a of the Form 55002018-08-01112
Number of retired or separated participants receiving benefits2018-08-010
Number of other retired or separated participants entitled to future benefits2018-08-0126
Total of all active and inactive participants2018-08-01138
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-08-010
Total participants2018-08-01138
Number of participants with account balances2018-08-0175
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-08-010
2017: UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-08-01137
Total number of active participants reported on line 7a of the Form 55002017-08-01118
Number of retired or separated participants receiving benefits2017-08-010
Number of other retired or separated participants entitled to future benefits2017-08-0119
Total of all active and inactive participants2017-08-01137
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-08-010
Total participants2017-08-01137
Number of participants with account balances2017-08-0181
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-08-010

Financial Data on UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN

Measure Date Value
2022 : UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$23,068
Total of all expenses incurred2022-12-31$12,285
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$11,299
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$35,078
Value of total assets at end of year2022-12-31$314,772
Value of total assets at beginning of year2022-12-31$303,989
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$986
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$19,627
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$19,627
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$300,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$34,918
Participant contributions at end of year2022-12-31$0
Participant contributions at beginning of year2022-12-31$400
Administrative expenses (other) incurred2022-12-31$986
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$10,783
Value of net assets at end of year (total assets less liabilities)2022-12-31$314,772
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$303,989
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$314,772
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$302,872
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-31,637
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$160
Employer contributions (assets) at end of year2022-12-31$0
Employer contributions (assets) at beginning of year2022-12-31$717
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$11,299
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31CAPIN CROUSE LLP
Accountancy firm EIN2022-12-31363990892
Total income from all sources (including contributions)2022-07-31$14,822
Total of all expenses incurred2022-07-31$37,367
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-07-31$29,609
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-07-31$43,912
Value of total assets at end of year2022-07-31$303,989
Value of total assets at beginning of year2022-07-31$326,534
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-07-31$7,758
Total dividends received (eg from common stock, registered investment company shares)2022-07-31$15,487
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-07-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-07-31$15,487
Was this plan covered by a fidelity bond2022-07-31Yes
Value of fidelity bond cover2022-07-31$300,000
If this is an individual account plan, was there a blackout period2022-07-31No
Were there any nonexempt tranactions with any party-in-interest2022-07-31No
Contributions received from participants2022-07-31$57,223
Participant contributions at end of year2022-07-31$400
Participant contributions at beginning of year2022-07-31$1,526
Administrative expenses (other) incurred2022-07-31$7,758
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-07-31No
Value of net income/loss2022-07-31$-22,545
Value of net assets at end of year (total assets less liabilities)2022-07-31$303,989
Value of net assets at beginning of year (total assets less liabilities)2022-07-31$326,534
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-07-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-07-31No
Were any leases to which the plan was party in default or uncollectible2022-07-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-07-31$302,872
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-07-31$310,980
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-07-31$-44,577
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-07-31No
Was there a failure to transmit to the plan any participant contributions2022-07-31Yes
Has the plan failed to provide any benefit when due under the plan2022-07-31No
Contributions received in cash from employer2022-07-31$-13,311
Employer contributions (assets) at end of year2022-07-31$717
Employer contributions (assets) at beginning of year2022-07-31$14,028
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-07-31$29,609
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-07-31No
Did the plan have assets held for investment2022-07-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-07-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-07-31No
Opinion of an independent qualified public accountant for this plan2022-07-31Unqualified
Accountancy firm name2022-07-31CAPIN CROUSE LLP
Accountancy firm EIN2022-07-31363990892
2021 : UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-07-31$132,286
Total of all expenses incurred2021-07-31$52,247
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-07-31$49,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-07-31$80,048
Value of total assets at end of year2021-07-31$326,534
Value of total assets at beginning of year2021-07-31$246,495
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-07-31$2,658
Total dividends received (eg from common stock, registered investment company shares)2021-07-31$8,166
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-07-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-07-31$8,166
Was this plan covered by a fidelity bond2021-07-31Yes
Value of fidelity bond cover2021-07-31$300,000
If this is an individual account plan, was there a blackout period2021-07-31No
Were there any nonexempt tranactions with any party-in-interest2021-07-31No
Contributions received from participants2021-07-31$39,817
Participant contributions at end of year2021-07-31$1,526
Participant contributions at beginning of year2021-07-31$0
Income. Received or receivable in cash from other sources (including rollovers)2021-07-31$5,413
Administrative expenses (other) incurred2021-07-31$2,658
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-07-31No
Value of net income/loss2021-07-31$80,039
Value of net assets at end of year (total assets less liabilities)2021-07-31$326,534
Value of net assets at beginning of year (total assets less liabilities)2021-07-31$246,495
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-07-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-07-31No
Were any leases to which the plan was party in default or uncollectible2021-07-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-07-31$310,980
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-07-31$246,495
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-07-31$44,072
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-07-31No
Was there a failure to transmit to the plan any participant contributions2021-07-31Yes
Has the plan failed to provide any benefit when due under the plan2021-07-31No
Contributions received in cash from employer2021-07-31$34,818
Employer contributions (assets) at end of year2021-07-31$14,028
Employer contributions (assets) at beginning of year2021-07-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-07-31$49,589
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-07-31No
Did the plan have assets held for investment2021-07-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-07-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-07-31No
Opinion of an independent qualified public accountant for this plan2021-07-31Unqualified
Accountancy firm name2021-07-31CAPIN CROUSE LLP
Accountancy firm EIN2021-07-31363990892
2020 : UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-07-31$70,158
Total of all expenses incurred2020-07-31$34,492
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-07-31$31,466
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-07-31$54,696
Value of total assets at end of year2020-07-31$246,495
Value of total assets at beginning of year2020-07-31$210,829
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-07-31$3,026
Total interest from all sources2020-07-31$0
Total dividends received (eg from common stock, registered investment company shares)2020-07-31$8,631
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-07-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-07-31$8,631
Was this plan covered by a fidelity bond2020-07-31Yes
Value of fidelity bond cover2020-07-31$300,000
If this is an individual account plan, was there a blackout period2020-07-31No
Were there any nonexempt tranactions with any party-in-interest2020-07-31No
Contributions received from participants2020-07-31$52,453
Participant contributions at beginning of year2020-07-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-07-31$2,243
Administrative expenses (other) incurred2020-07-31$3,026
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-07-31No
Value of net income/loss2020-07-31$35,666
Value of net assets at end of year (total assets less liabilities)2020-07-31$246,495
Value of net assets at beginning of year (total assets less liabilities)2020-07-31$210,829
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-07-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-07-31No
Were any leases to which the plan was party in default or uncollectible2020-07-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-07-31$246,495
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-07-31$210,829
Interest on participant loans2020-07-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-07-31$6,831
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-07-31No
Was there a failure to transmit to the plan any participant contributions2020-07-31Yes
Has the plan failed to provide any benefit when due under the plan2020-07-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-07-31$31,466
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-07-31No
Did the plan have assets held for investment2020-07-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-07-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-07-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-07-31No
Opinion of an independent qualified public accountant for this plan2020-07-31Unqualified
Accountancy firm name2020-07-31WHITLEY PENN LLP
Accountancy firm EIN2020-07-31752393478
2019 : UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2019 401k financial data
Total income from all sources (including contributions)2019-07-31$53,586
Total of all expenses incurred2019-07-31$52,246
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-07-31$47,049
Expenses. Certain deemed distributions of participant loans2019-07-31$1,755
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-07-31$47,714
Value of total assets at end of year2019-07-31$210,829
Value of total assets at beginning of year2019-07-31$209,489
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-07-31$3,442
Total interest from all sources2019-07-31$39
Total dividends received (eg from common stock, registered investment company shares)2019-07-31$12,696
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-07-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-07-31$12,696
Was this plan covered by a fidelity bond2019-07-31Yes
Value of fidelity bond cover2019-07-31$300,000
If this is an individual account plan, was there a blackout period2019-07-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-07-31$0
Were there any nonexempt tranactions with any party-in-interest2019-07-31No
Contributions received from participants2019-07-31$47,714
Participant contributions at beginning of year2019-07-31$1,716
Administrative expenses (other) incurred2019-07-31$3,442
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-07-31No
Value of net income/loss2019-07-31$1,340
Value of net assets at end of year (total assets less liabilities)2019-07-31$210,829
Value of net assets at beginning of year (total assets less liabilities)2019-07-31$209,489
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-07-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-07-31No
Were any leases to which the plan was party in default or uncollectible2019-07-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-07-31$210,829
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-07-31$207,773
Interest on participant loans2019-07-31$39
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-07-31$-6,863
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-07-31No
Was there a failure to transmit to the plan any participant contributions2019-07-31Yes
Has the plan failed to provide any benefit when due under the plan2019-07-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-07-31$47,049
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-07-31No
Did the plan have assets held for investment2019-07-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-07-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-07-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-07-31No
Opinion of an independent qualified public accountant for this plan2019-07-31Unqualified
Accountancy firm name2019-07-31JOHNSON, MILLER & CO., CPA'S PC
Accountancy firm EIN2019-07-31850214336
2018 : UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2018 401k financial data
Total income from all sources (including contributions)2018-07-31$69,713
Total of all expenses incurred2018-07-31$16,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-07-31$12,598
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-07-31$57,970
Value of total assets at end of year2018-07-31$209,489
Value of total assets at beginning of year2018-07-31$155,992
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-07-31$3,618
Total interest from all sources2018-07-31$65
Total dividends received (eg from common stock, registered investment company shares)2018-07-31$6,576
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-07-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-07-31$6,576
Was this plan covered by a fidelity bond2018-07-31Yes
Value of fidelity bond cover2018-07-31$300,000
If this is an individual account plan, was there a blackout period2018-07-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-07-31$0
Were there any nonexempt tranactions with any party-in-interest2018-07-31No
Contributions received from participants2018-07-31$56,706
Participant contributions at end of year2018-07-31$1,716
Participant contributions at beginning of year2018-07-31$0
Income. Received or receivable in cash from other sources (including rollovers)2018-07-31$463
Administrative expenses (other) incurred2018-07-31$3,618
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-07-31No
Value of net income/loss2018-07-31$53,497
Value of net assets at end of year (total assets less liabilities)2018-07-31$209,489
Value of net assets at beginning of year (total assets less liabilities)2018-07-31$155,992
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-07-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-07-31No
Were any leases to which the plan was party in default or uncollectible2018-07-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-07-31$207,773
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-07-31$99,807
Interest on participant loans2018-07-31$65
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-07-31$5,102
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-07-31No
Was there a failure to transmit to the plan any participant contributions2018-07-31Yes
Has the plan failed to provide any benefit when due under the plan2018-07-31No
Contributions received in cash from employer2018-07-31$801
Employer contributions (assets) at beginning of year2018-07-31$56,185
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-07-31$12,598
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-07-31No
Did the plan have assets held for investment2018-07-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-07-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-07-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-07-31No
Opinion of an independent qualified public accountant for this plan2018-07-31Unqualified
Accountancy firm name2018-07-31JOHNSON, MILLER & CO., CPA'S PC
Accountancy firm EIN2018-07-31850214336

Form 5500 Responses for UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN

2022: UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2022 form 5500 responses
2022-08-01Type of plan entitySingle employer plan
2022-08-01This return/report is a short plan year return/report (less than 12 months)Yes
2022-08-01Plan funding arrangement – TrustYes
2022-08-01Plan benefit arrangement - TrustYes
2021: UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2021 form 5500 responses
2021-08-01Type of plan entitySingle employer plan
2021-08-01Plan funding arrangement – TrustYes
2021-08-01Plan benefit arrangement - TrustYes
2020: UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2020 form 5500 responses
2020-08-01Type of plan entitySingle employer plan
2020-08-01Plan funding arrangement – TrustYes
2020-08-01Plan benefit arrangement - TrustYes
2019: UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2019 form 5500 responses
2019-08-01Type of plan entitySingle employer plan
2019-08-01Submission has been amendedYes
2019-08-01Plan funding arrangement – TrustYes
2019-08-01Plan benefit arrangement - TrustYes
2018: UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2018 form 5500 responses
2018-08-01Type of plan entitySingle employer plan
2018-08-01Plan funding arrangement – TrustYes
2018-08-01Plan benefit arrangement - TrustYes
2017: UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2017 form 5500 responses
2017-08-01Type of plan entitySingle employer plan
2017-08-01Submission has been amendedYes
2017-08-01Plan funding arrangement – TrustYes
2017-08-01Plan benefit arrangement - TrustYes

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