UNIVERSITY OF THE SOUTHWEST has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2025 : UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2025 401k financial data |
|---|
| Total expenses incurred by plan in this plan year | 2025-07-18 | 9972 |
| Net assets as of the end of the plan year | 2025-07-18 | 692862 |
| Total assets as of the beginning of the plan year | 2025-07-18 | 420901 |
| Value of plan covered by a fidelity bond | 2025-07-18 | 500000 |
| Participant contributions to plan in this plan year | 2025-07-18 | 125434 |
| Other contributions to plan in this plan year | 2025-07-18 | 41287 |
| Other income to plan in this plan year | 2025-07-18 | 63320 |
| Plan net income in this plan year | 2025-07-18 | 271961 |
| Net assets as of the end of the plan year | 2025-07-18 | 692862 |
| Net assets as of the beginning of the plan year | 2025-07-18 | 420901 |
| Employer contributions to plan in this plan year | 2025-07-18 | 51892 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2025-07-18 | 1452 |
| 2024 : UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2024 401k financial data |
|---|
| Total expenses incurred by plan in this plan year | 2024-09-03 | 25868 |
| Net assets as of the end of the plan year | 2024-09-03 | 420901 |
| Total assets as of the beginning of the plan year | 2024-09-03 | 314772 |
| Value of plan covered by a fidelity bond | 2024-09-03 | 500000 |
| Participant contributions to plan in this plan year | 2024-09-03 | 76569 |
| Other income to plan in this plan year | 2024-09-03 | 55204 |
| Plan net income in this plan year | 2024-09-03 | 106129 |
| Net assets as of the end of the plan year | 2024-09-03 | 420901 |
| Net assets as of the beginning of the plan year | 2024-09-03 | 314772 |
| Employer contributions to plan in this plan year | 2024-09-03 | 224 |
| Expensese paid to adminstrative service provicers from plan in this plan year | 2024-09-03 | 1670 |
| 2022 : UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2022 401k financial data |
|---|
| Total income from all sources (including contributions) | 2022-12-31 | $23,068 |
| Total of all expenses incurred | 2022-12-31 | $12,285 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-12-31 | $11,299 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-12-31 | $35,078 |
| Value of total assets at end of year | 2022-12-31 | $314,772 |
| Value of total assets at beginning of year | 2022-12-31 | $303,989 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-12-31 | $986 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-12-31 | $19,627 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-12-31 | $19,627 |
| Was this plan covered by a fidelity bond | 2022-12-31 | Yes |
| Value of fidelity bond cover | 2022-12-31 | $300,000 |
| If this is an individual account plan, was there a blackout period | 2022-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-12-31 | No |
| Contributions received from participants | 2022-12-31 | $34,918 |
| Participant contributions at end of year | 2022-12-31 | $0 |
| Participant contributions at beginning of year | 2022-12-31 | $400 |
| Administrative expenses (other) incurred | 2022-12-31 | $986 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Value of net income/loss | 2022-12-31 | $10,783 |
| Value of net assets at end of year (total assets less liabilities) | 2022-12-31 | $314,772 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-12-31 | $303,989 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-12-31 | $314,772 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-12-31 | $302,872 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-12-31 | $-31,637 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-12-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-12-31 | No |
| Contributions received in cash from employer | 2022-12-31 | $160 |
| Employer contributions (assets) at end of year | 2022-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2022-12-31 | $717 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-12-31 | $11,299 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-12-31 | No |
| Did the plan have assets held for investment | 2022-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-12-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-12-31 | Unqualified |
| Accountancy firm name | 2022-12-31 | CAPIN CROUSE LLP |
| Accountancy firm EIN | 2022-12-31 | 363990892 |
| Total income from all sources (including contributions) | 2022-08-01 | $23,068 |
| Total of all expenses incurred | 2022-08-01 | $12,285 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-08-01 | $11,299 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-08-01 | $35,078 |
| Value of total assets at end of year | 2022-08-01 | $314,772 |
| Value of total assets at beginning of year | 2022-08-01 | $303,989 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-08-01 | $986 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-08-01 | $19,627 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-08-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-08-01 | $19,627 |
| Was this plan covered by a fidelity bond | 2022-08-01 | Yes |
| Value of fidelity bond cover | 2022-08-01 | $300,000 |
| If this is an individual account plan, was there a blackout period | 2022-08-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-08-01 | No |
| Contributions received from participants | 2022-08-01 | $34,918 |
| Participant contributions at end of year | 2022-08-01 | $0 |
| Participant contributions at beginning of year | 2022-08-01 | $400 |
| Administrative expenses (other) incurred | 2022-08-01 | $986 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-08-01 | No |
| Value of net income/loss | 2022-08-01 | $10,783 |
| Value of net assets at end of year (total assets less liabilities) | 2022-08-01 | $314,772 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-08-01 | $303,989 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-08-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-08-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-08-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-08-01 | $314,772 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-08-01 | $302,872 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-08-01 | $-31,637 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-08-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-08-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-08-01 | No |
| Contributions received in cash from employer | 2022-08-01 | $160 |
| Employer contributions (assets) at end of year | 2022-08-01 | $0 |
| Employer contributions (assets) at beginning of year | 2022-08-01 | $717 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-08-01 | $11,299 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-08-01 | No |
| Did the plan have assets held for investment | 2022-08-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-08-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-08-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-08-01 | 1 |
| Accountancy firm name | 2022-08-01 | CAPIN CROUSE LLP |
| Accountancy firm EIN | 2022-08-01 | 363990892 |
| Total income from all sources (including contributions) | 2022-07-31 | $14,822 |
| Total of all expenses incurred | 2022-07-31 | $37,367 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-07-31 | $29,609 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-07-31 | $43,912 |
| Value of total assets at end of year | 2022-07-31 | $303,989 |
| Value of total assets at beginning of year | 2022-07-31 | $326,534 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-07-31 | $7,758 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-07-31 | $15,487 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-07-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-07-31 | $15,487 |
| Was this plan covered by a fidelity bond | 2022-07-31 | Yes |
| Value of fidelity bond cover | 2022-07-31 | $300,000 |
| If this is an individual account plan, was there a blackout period | 2022-07-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-07-31 | No |
| Contributions received from participants | 2022-07-31 | $57,223 |
| Participant contributions at end of year | 2022-07-31 | $400 |
| Participant contributions at beginning of year | 2022-07-31 | $1,526 |
| Administrative expenses (other) incurred | 2022-07-31 | $7,758 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-07-31 | No |
| Value of net income/loss | 2022-07-31 | $-22,545 |
| Value of net assets at end of year (total assets less liabilities) | 2022-07-31 | $303,989 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-07-31 | $326,534 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-07-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-07-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-07-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-07-31 | $302,872 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-07-31 | $310,980 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-07-31 | $-44,577 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-07-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-07-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-07-31 | No |
| Contributions received in cash from employer | 2022-07-31 | $-13,311 |
| Employer contributions (assets) at end of year | 2022-07-31 | $717 |
| Employer contributions (assets) at beginning of year | 2022-07-31 | $14,028 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-07-31 | $29,609 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2022-07-31 | No |
| Did the plan have assets held for investment | 2022-07-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-07-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-07-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-07-31 | Unqualified |
| Accountancy firm name | 2022-07-31 | CAPIN CROUSE LLP |
| Accountancy firm EIN | 2022-07-31 | 363990892 |
| 2021 : UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2021 401k financial data |
|---|
| Total income from all sources (including contributions) | 2021-07-31 | $132,286 |
| Total of all expenses incurred | 2021-07-31 | $52,247 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-07-31 | $49,589 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-07-31 | $80,048 |
| Value of total assets at end of year | 2021-07-31 | $326,534 |
| Value of total assets at beginning of year | 2021-07-31 | $246,495 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-07-31 | $2,658 |
| Total dividends received (eg from common stock, registered investment company shares) | 2021-07-31 | $8,166 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-07-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2021-07-31 | $8,166 |
| Was this plan covered by a fidelity bond | 2021-07-31 | Yes |
| Value of fidelity bond cover | 2021-07-31 | $300,000 |
| If this is an individual account plan, was there a blackout period | 2021-07-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-07-31 | No |
| Contributions received from participants | 2021-07-31 | $39,817 |
| Participant contributions at end of year | 2021-07-31 | $1,526 |
| Participant contributions at beginning of year | 2021-07-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-07-31 | $5,413 |
| Administrative expenses (other) incurred | 2021-07-31 | $2,658 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-07-31 | No |
| Value of net income/loss | 2021-07-31 | $80,039 |
| Value of net assets at end of year (total assets less liabilities) | 2021-07-31 | $326,534 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-07-31 | $246,495 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-07-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-07-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-07-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-07-31 | $310,980 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-07-31 | $246,495 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-07-31 | $44,072 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-07-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-07-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2021-07-31 | No |
| Contributions received in cash from employer | 2021-07-31 | $34,818 |
| Employer contributions (assets) at end of year | 2021-07-31 | $14,028 |
| Employer contributions (assets) at beginning of year | 2021-07-31 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-07-31 | $49,589 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2021-07-31 | No |
| Did the plan have assets held for investment | 2021-07-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-07-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-07-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-07-31 | Unqualified |
| Accountancy firm name | 2021-07-31 | CAPIN CROUSE LLP |
| Accountancy firm EIN | 2021-07-31 | 363990892 |
| 2020 : UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2020 401k financial data |
|---|
| Total income from all sources (including contributions) | 2020-07-31 | $70,158 |
| Total of all expenses incurred | 2020-07-31 | $34,492 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-07-31 | $31,466 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-07-31 | $54,696 |
| Value of total assets at end of year | 2020-07-31 | $246,495 |
| Value of total assets at beginning of year | 2020-07-31 | $210,829 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-07-31 | $3,026 |
| Total interest from all sources | 2020-07-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-07-31 | $8,631 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-07-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2020-07-31 | $8,631 |
| Was this plan covered by a fidelity bond | 2020-07-31 | Yes |
| Value of fidelity bond cover | 2020-07-31 | $300,000 |
| If this is an individual account plan, was there a blackout period | 2020-07-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-07-31 | No |
| Contributions received from participants | 2020-07-31 | $52,453 |
| Participant contributions at beginning of year | 2020-07-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-07-31 | $2,243 |
| Administrative expenses (other) incurred | 2020-07-31 | $3,026 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-07-31 | No |
| Value of net income/loss | 2020-07-31 | $35,666 |
| Value of net assets at end of year (total assets less liabilities) | 2020-07-31 | $246,495 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-07-31 | $210,829 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-07-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-07-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-07-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-07-31 | $246,495 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-07-31 | $210,829 |
| Interest on participant loans | 2020-07-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-07-31 | $6,831 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-07-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-07-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2020-07-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-07-31 | $31,466 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2020-07-31 | No |
| Did the plan have assets held for investment | 2020-07-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-07-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-07-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-07-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-07-31 | Unqualified |
| Accountancy firm name | 2020-07-31 | WHITLEY PENN LLP |
| Accountancy firm EIN | 2020-07-31 | 752393478 |
| 2019 : UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2019 401k financial data |
|---|
| Total income from all sources (including contributions) | 2019-07-31 | $53,586 |
| Total of all expenses incurred | 2019-07-31 | $52,246 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-07-31 | $47,049 |
| Expenses. Certain deemed distributions of participant loans | 2019-07-31 | $1,755 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-07-31 | $47,714 |
| Value of total assets at end of year | 2019-07-31 | $210,829 |
| Value of total assets at beginning of year | 2019-07-31 | $209,489 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-07-31 | $3,442 |
| Total interest from all sources | 2019-07-31 | $39 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-07-31 | $12,696 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-07-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-07-31 | $12,696 |
| Was this plan covered by a fidelity bond | 2019-07-31 | Yes |
| Value of fidelity bond cover | 2019-07-31 | $300,000 |
| If this is an individual account plan, was there a blackout period | 2019-07-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-07-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-07-31 | No |
| Contributions received from participants | 2019-07-31 | $47,714 |
| Participant contributions at beginning of year | 2019-07-31 | $1,716 |
| Administrative expenses (other) incurred | 2019-07-31 | $3,442 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-07-31 | No |
| Value of net income/loss | 2019-07-31 | $1,340 |
| Value of net assets at end of year (total assets less liabilities) | 2019-07-31 | $210,829 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-07-31 | $209,489 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-07-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-07-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-07-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-07-31 | $210,829 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-07-31 | $207,773 |
| Interest on participant loans | 2019-07-31 | $39 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-07-31 | $-6,863 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-07-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-07-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2019-07-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-07-31 | $47,049 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2019-07-31 | No |
| Did the plan have assets held for investment | 2019-07-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-07-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-07-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-07-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-07-31 | Unqualified |
| Accountancy firm name | 2019-07-31 | JOHNSON, MILLER & CO., CPA'S PC |
| Accountancy firm EIN | 2019-07-31 | 850214336 |
| 2018 : UNIVERSITY OF THE SOUTHWEST 403(B) RETIREMENT PLAN 2018 401k financial data |
|---|
| Total income from all sources (including contributions) | 2018-07-31 | $69,713 |
| Total of all expenses incurred | 2018-07-31 | $16,216 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-07-31 | $12,598 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-07-31 | $57,970 |
| Value of total assets at end of year | 2018-07-31 | $209,489 |
| Value of total assets at beginning of year | 2018-07-31 | $155,992 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-07-31 | $3,618 |
| Total interest from all sources | 2018-07-31 | $65 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-07-31 | $6,576 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-07-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-07-31 | $6,576 |
| Was this plan covered by a fidelity bond | 2018-07-31 | Yes |
| Value of fidelity bond cover | 2018-07-31 | $300,000 |
| If this is an individual account plan, was there a blackout period | 2018-07-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-07-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-07-31 | No |
| Contributions received from participants | 2018-07-31 | $56,706 |
| Participant contributions at end of year | 2018-07-31 | $1,716 |
| Participant contributions at beginning of year | 2018-07-31 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-07-31 | $463 |
| Administrative expenses (other) incurred | 2018-07-31 | $3,618 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-07-31 | No |
| Value of net income/loss | 2018-07-31 | $53,497 |
| Value of net assets at end of year (total assets less liabilities) | 2018-07-31 | $209,489 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-07-31 | $155,992 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-07-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-07-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-07-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-07-31 | $207,773 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-07-31 | $99,807 |
| Interest on participant loans | 2018-07-31 | $65 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-07-31 | $5,102 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-07-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-07-31 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2018-07-31 | No |
| Contributions received in cash from employer | 2018-07-31 | $801 |
| Employer contributions (assets) at beginning of year | 2018-07-31 | $56,185 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-07-31 | $12,598 |
| Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2018-07-31 | No |
| Did the plan have assets held for investment | 2018-07-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-07-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-07-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-07-31 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-07-31 | Unqualified |
| Accountancy firm name | 2018-07-31 | JOHNSON, MILLER & CO., CPA'S PC |
| Accountancy firm EIN | 2018-07-31 | 850214336 |
