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UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 401k Plan overview

Plan NameUNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN
Plan identification number 001

UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

UNIVERSITY OF HAWAII FOUNDATION has sponsored the creation of one or more 401k plans.

Company Name:UNIVERSITY OF HAWAII FOUNDATION
Employer identification number (EIN):990085260
NAIC Classification:611000

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01AILEEN YAMASHITA JASON ONO2018-10-11
0012016-01-01AILEEN YAMASHITA SARAH NAKAGAWA2017-10-12
0012015-01-01AILEEN YAMASHITA TRACY IDE2016-10-14
0012014-01-01AILEEN YAMASHITA TRACY IDE2015-10-14
0012013-01-01AILEEN YAMASHITA TRACY IDE2014-10-13
0012012-01-01AILEEN YAMASHITA TRACY IDE2013-10-14
0012011-01-01AILEEN YAMASHITA TRACY IDE2012-10-15
0012009-01-01AILEEN YAMASHITA TRACY IDE2010-10-15
0012009-01-01AILEEN YAMASHITA TRACY IDE2010-10-15
0012009-01-01AILEEN YAMASHITA TRACY IDE2010-10-14
0012009-01-01AILEEN YAMASHITA TRACY IDE2010-10-15
0012009-01-01AILEEN YAMASHITA TRACY IDE2010-10-15
0012009-01-01AILEEN YAMASHITA TRACY IDE2010-10-15

Plan Statistics for UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN

401k plan membership statisitcs for UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN

Measure Date Value
2022: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01328
Total number of active participants reported on line 7a of the Form 55002022-01-0189
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-01232
Total of all active and inactive participants2022-01-01321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-013
Total participants2022-01-01324
Number of participants with account balances2022-01-01318
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01322
Total number of active participants reported on line 7a of the Form 55002021-01-0199
Number of retired or separated participants receiving benefits2021-01-010
Number of other retired or separated participants entitled to future benefits2021-01-01227
Total of all active and inactive participants2021-01-01326
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-012
Total participants2021-01-01328
Number of participants with account balances2021-01-01311
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01314
Total number of active participants reported on line 7a of the Form 55002020-01-0196
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01225
Total of all active and inactive participants2020-01-01321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01322
Number of participants with account balances2020-01-01307
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01318
Total number of active participants reported on line 7a of the Form 55002019-01-0192
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01221
Total of all active and inactive participants2019-01-01313
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-011
Total participants2019-01-01314
Number of participants with account balances2019-01-01313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01315
Total number of active participants reported on line 7a of the Form 55002018-01-01110
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01207
Total of all active and inactive participants2018-01-01317
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-01318
Number of participants with account balances2018-01-01315
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01322
Total number of active participants reported on line 7a of the Form 55002017-01-01101
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-01213
Total of all active and inactive participants2017-01-01314
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-011
Total participants2017-01-01315
Number of participants with account balances2017-01-01313
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01347
Total number of active participants reported on line 7a of the Form 55002016-01-01104
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-01217
Total of all active and inactive participants2016-01-01321
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-011
Total participants2016-01-01322
Number of participants with account balances2016-01-01317
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01373
Total number of active participants reported on line 7a of the Form 55002015-01-01127
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-01252
Total of all active and inactive participants2015-01-01379
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-01380
Number of participants with account balances2015-01-01348
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01370
Total number of active participants reported on line 7a of the Form 55002014-01-01340
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-01240
Total of all active and inactive participants2014-01-01580
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-011
Total participants2014-01-01581
Number of participants with account balances2014-01-01340
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01376
Total number of active participants reported on line 7a of the Form 55002013-01-01141
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-01237
Total of all active and inactive participants2013-01-01378
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01378
Number of participants with account balances2013-01-01338
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01373
Total number of active participants reported on line 7a of the Form 55002012-01-01136
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-01241
Total of all active and inactive participants2012-01-01377
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01377
Number of participants with account balances2012-01-01336
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01357
Total number of active participants reported on line 7a of the Form 55002011-01-01111
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-01235
Total of all active and inactive participants2011-01-01346
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01346
Number of participants with account balances2011-01-01323
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01364
Total number of active participants reported on line 7a of the Form 55002009-01-01212
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-01146
Total of all active and inactive participants2009-01-01358
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01358
Number of participants with account balances2009-01-01325
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN

Measure Date Value
2022 : UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-26,377
Total unrealized appreciation/depreciation of assets2022-12-31$-26,377
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-3,287,078
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$1,777,486
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$1,777,486
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$1,367,288
Value of total assets at end of year2022-12-31$28,309,615
Value of total assets at beginning of year2022-12-31$33,374,179
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$0
Total interest from all sources2022-12-31$280,238
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$275,832
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$275,832
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$583,837
Participant contributions at end of year2022-12-31$23,953
Participant contributions at beginning of year2022-12-31$20,279
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$29,398
Other income not declared elsewhere2022-12-31$17,962
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-5,064,564
Value of net assets at end of year (total assets less liabilities)2022-12-31$28,309,615
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$33,374,179
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$20,571,223
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$25,860,814
Value of interest in pooled separate accounts at end of year2022-12-31$621,767
Value of interest in pooled separate accounts at beginning of year2022-12-31$626,731
Interest earned on other investments2022-12-31$280,238
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$7,063,096
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$6,839,655
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$30,206
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-5,255,712
Net investment gain/loss from pooled separate accounts2022-12-31$53,691
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$754,053
Employer contributions (assets) at end of year2022-12-31$29,576
Employer contributions (assets) at beginning of year2022-12-31$26,700
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$1,747,280
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KMH LLP
Accountancy firm EIN2022-12-31421539623
2021 : UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2021 401k financial data
Unrealized appreciation/depreciation of real estate assets2021-12-31$-27,351
Total unrealized appreciation/depreciation of assets2021-12-31$-27,351
Total transfer of assets to this plan2021-12-31$331
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$5,739,047
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,754,803
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,754,803
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$1,486,510
Value of total assets at end of year2021-12-31$33,374,179
Value of total assets at beginning of year2021-12-31$29,389,604
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$0
Total interest from all sources2021-12-31$233,987
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$968,883
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$968,883
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$479,703
Participant contributions at end of year2021-12-31$20,279
Participant contributions at beginning of year2021-12-31$18,828
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$337,554
Other income not declared elsewhere2021-12-31$16,527
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$3,984,244
Value of net assets at end of year (total assets less liabilities)2021-12-31$33,374,179
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$29,389,604
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$25,860,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$22,009,853
Value of interest in pooled separate accounts at end of year2021-12-31$626,731
Value of interest in pooled separate accounts at beginning of year2021-12-31$624,336
Interest earned on other investments2021-12-31$233,987
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$6,839,655
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$6,714,060
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$63,466
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$2,954,997
Net investment gain/loss from pooled separate accounts2021-12-31$105,494
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$669,253
Employer contributions (assets) at end of year2021-12-31$26,700
Employer contributions (assets) at beginning of year2021-12-31$22,527
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,691,337
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KMH LLP
Accountancy firm EIN2021-12-31421539623
2020 : UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$4,789,568
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$1,475,211
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$1,475,211
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$1,240,607
Value of total assets at end of year2020-12-31$29,389,604
Value of total assets at beginning of year2020-12-31$26,075,247
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$0
Total interest from all sources2020-12-31$252,987
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$376,375
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$376,375
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$493,394
Participant contributions at end of year2020-12-31$18,828
Participant contributions at beginning of year2020-12-31$13,204
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$51,776
Other income not declared elsewhere2020-12-31$14,289
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$3,314,357
Value of net assets at end of year (total assets less liabilities)2020-12-31$29,389,604
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$26,075,247
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$22,009,853
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$18,628,251
Value of interest in pooled separate accounts at end of year2020-12-31$624,336
Value of interest in pooled separate accounts at beginning of year2020-12-31$1,003,564
Interest earned on other investments2020-12-31$252,987
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$6,714,060
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$6,386,277
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$57,708
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$2,913,914
Net investment gain/loss from pooled separate accounts2020-12-31$-8,604
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$695,437
Employer contributions (assets) at end of year2020-12-31$22,527
Employer contributions (assets) at beginning of year2020-12-31$43,951
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$1,417,503
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KPMG LLP
Accountancy firm EIN2020-12-31135565207
2019 : UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$5,324,351
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$2,425,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$2,408,781
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$1,288,122
Value of total assets at end of year2019-12-31$26,075,247
Value of total assets at beginning of year2019-12-31$23,176,749
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$17,072
Total interest from all sources2019-12-31$251,481
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$205,546
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$205,546
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Funding deficiency by the employer to the plan for this plan year2019-12-31$0
Minimum employer required contribution for this plan year2019-12-31$783,869
Amount contributed by the employer to the plan for this plan year2019-12-31$783,869
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$463,224
Participant contributions at end of year2019-12-31$13,204
Participant contributions at beginning of year2019-12-31$11,756
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$41,029
Other income not declared elsewhere2019-12-31$14,148
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$2,898,498
Value of net assets at end of year (total assets less liabilities)2019-12-31$26,075,247
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$23,176,749
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$18,628,251
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$15,465,456
Value of interest in pooled separate accounts at end of year2019-12-31$1,003,564
Value of interest in pooled separate accounts at beginning of year2019-12-31$1,061,029
Interest earned on other investments2019-12-31$251,481
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$6,386,277
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$6,556,834
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$302,085
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$3,508,147
Net investment gain/loss from pooled separate accounts2019-12-31$56,907
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$783,869
Employer contributions (assets) at end of year2019-12-31$43,951
Employer contributions (assets) at beginning of year2019-12-31$81,674
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$2,106,696
Contract administrator fees2019-12-31$17,072
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KPMG LLP
Accountancy firm EIN2019-12-31135565207
2018 : UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$446,923
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$1,749,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,749,798
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,394,048
Value of total assets at end of year2018-12-31$23,176,749
Value of total assets at beginning of year2018-12-31$24,479,624
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$267,332
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$200,488
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$200,488
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$488,515
Participant contributions at end of year2018-12-31$11,756
Participant contributions at beginning of year2018-12-31$17,919
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$83,428
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-1,302,875
Value of net assets at end of year (total assets less liabilities)2018-12-31$23,176,749
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$24,479,624
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$15,465,456
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$16,547,813
Value of interest in pooled separate accounts at end of year2018-12-31$1,061,029
Value of interest in pooled separate accounts at beginning of year2018-12-31$1,110,879
Interest earned on other investments2018-12-31$267,332
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$6,556,834
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$6,716,008
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$330,378
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-1,466,729
Net investment gain/loss from pooled separate accounts2018-12-31$51,784
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$822,105
Employer contributions (assets) at end of year2018-12-31$81,674
Employer contributions (assets) at beginning of year2018-12-31$87,005
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,419,420
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KPMG LLP
Accountancy firm EIN2018-12-31135565207
2017 : UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$4,902,356
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$1,326,900
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$1,326,900
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$1,913,276
Value of total assets at end of year2017-12-31$24,479,624
Value of total assets at beginning of year2017-12-31$20,904,168
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$0
Total interest from all sources2017-12-31$251,273
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$109,451
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$109,451
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$410,580
Participant contributions at end of year2017-12-31$17,919
Participant contributions at beginning of year2017-12-31$15,168
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$687,230
Other income not declared elsewhere2017-12-31$381
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$3,575,456
Value of net assets at end of year (total assets less liabilities)2017-12-31$24,479,624
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$20,904,168
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$16,547,813
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$13,540,251
Value of interest in pooled separate accounts at end of year2017-12-31$1,110,879
Value of interest in pooled separate accounts at beginning of year2017-12-31$1,231,197
Interest earned on other investments2017-12-31$251,273
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$6,716,008
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$6,026,312
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$7,643
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$2,578,997
Net investment gain/loss from pooled separate accounts2017-12-31$48,978
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$815,466
Employer contributions (assets) at end of year2017-12-31$87,005
Employer contributions (assets) at beginning of year2017-12-31$91,240
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$1,319,257
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KPMG LLP
Accountancy firm EIN2017-12-31135565207
2016 : UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$2,454,559
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,310,644
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,310,644
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$1,248,094
Value of total assets at end of year2016-12-31$20,904,168
Value of total assets at beginning of year2016-12-31$19,760,253
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$0
Total interest from all sources2016-12-31$236,696
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$400,037
Participant contributions at end of year2016-12-31$15,168
Participant contributions at beginning of year2016-12-31$18,887
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$44,292
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,143,915
Value of net assets at end of year (total assets less liabilities)2016-12-31$20,904,168
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$19,760,253
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$13,540,251
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$12,939,924
Value of interest in pooled separate accounts at end of year2016-12-31$1,231,197
Value of interest in pooled separate accounts at beginning of year2016-12-31$1,285,382
Interest earned on other investments2016-12-31$236,696
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$6,026,312
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$5,452,619
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$904,789
Net investment gain/loss from pooled separate accounts2016-12-31$64,980
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$803,765
Employer contributions (assets) at end of year2016-12-31$91,240
Employer contributions (assets) at beginning of year2016-12-31$63,441
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,310,644
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,410,416
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$881,318
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$881,318
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,130,426
Value of total assets at end of year2015-12-31$19,760,253
Value of total assets at beginning of year2015-12-31$19,231,155
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$0
Total interest from all sources2015-12-31$209,735
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$402,251
Participant contributions at end of year2015-12-31$18,887
Participant contributions at beginning of year2015-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$529,098
Value of net assets at end of year (total assets less liabilities)2015-12-31$19,760,253
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$19,231,155
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$12,939,924
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$12,978,367
Value of interest in pooled separate accounts at end of year2015-12-31$1,285,382
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,224,417
Interest earned on other investments2015-12-31$209,735
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$5,452,619
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$5,028,371
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$9,028
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-28,055
Net investment gain/loss from pooled separate accounts2015-12-31$98,310
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$728,175
Employer contributions (assets) at end of year2015-12-31$63,441
Employer contributions (assets) at beginning of year2015-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$872,290
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$2,292,875
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$1,785,767
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$1,784,396
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$1,105,593
Value of total assets at end of year2014-12-31$19,231,155
Value of total assets at beginning of year2014-12-31$18,724,047
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$1,371
Total interest from all sources2014-12-31$202,846
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$345,610
Administrative expenses (other) incurred2014-12-31$1,371
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$507,108
Value of net assets at end of year (total assets less liabilities)2014-12-31$19,231,155
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$18,724,047
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$12,978,367
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$12,715,278
Value of interest in pooled separate accounts at end of year2014-12-31$1,224,417
Value of interest in pooled separate accounts at beginning of year2014-12-31$1,162,724
Interest earned on other investments2014-12-31$202,846
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$5,028,371
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$4,841,117
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$11,314
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$845,786
Net investment gain/loss from pooled separate accounts2014-12-31$138,650
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$759,983
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$4,928
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$1,773,082
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$3,689,139
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$679,806
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$679,557
Value of total corrective distributions2013-12-31$249
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,083,198
Value of total assets at end of year2013-12-31$18,724,047
Value of total assets at beginning of year2013-12-31$15,714,714
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$0
Total interest from all sources2013-12-31$186,796
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$352,744
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$3,009,333
Value of net assets at end of year (total assets less liabilities)2013-12-31$18,724,047
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$15,714,714
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$12,715,278
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$10,173,304
Value of interest in pooled separate accounts at end of year2013-12-31$1,162,724
Value of interest in pooled separate accounts at beginning of year2013-12-31$1,041,695
Interest earned on other investments2013-12-31$186,796
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$4,841,117
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$4,499,715
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$6,473
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,316,931
Net investment gain/loss from pooled separate accounts2013-12-31$102,214
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$730,454
Employer contributions (assets) at end of year2013-12-31$4,928
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$673,084
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG LLP
Accountancy firm EIN2013-12-31135565207
2012 : UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$2,459,414
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$352,385
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$352,385
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$978,213
Value of total assets at end of year2012-12-31$15,714,714
Value of total assets at beginning of year2012-12-31$13,607,685
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$0
Total interest from all sources2012-12-31$172,401
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$268,058
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$25,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,107,029
Value of net assets at end of year (total assets less liabilities)2012-12-31$15,714,714
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$13,607,685
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$10,173,304
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$8,421,288
Value of interest in pooled separate accounts at end of year2012-12-31$1,041,695
Value of interest in pooled separate accounts at beginning of year2012-12-31$885,169
Interest earned on other investments2012-12-31$172,401
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$4,499,715
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$4,301,228
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$23,211
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$1,217,397
Net investment gain/loss from pooled separate accounts2012-12-31$91,403
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$685,155
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$329,174
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG LLP
Accountancy firm EIN2012-12-31135565207
2011 : UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total transfer of assets to this plan2011-12-31$3,831,998
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$654,598
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$405,012
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$405,012
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$613,473
Value of total assets at end of year2011-12-31$13,607,685
Value of total assets at beginning of year2011-12-31$9,526,101
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$0
Total interest from all sources2011-12-31$139,092
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$249,586
Value of net assets at end of year (total assets less liabilities)2011-12-31$13,607,685
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$9,526,101
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$8,421,288
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,785,814
Value of interest in pooled separate accounts at end of year2011-12-31$885,169
Value of interest in pooled separate accounts at beginning of year2011-12-31$351,904
Interest earned on other investments2011-12-31$139,092
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$4,301,228
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$3,388,383
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$50,265
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-145,485
Net investment gain/loss from pooled separate accounts2011-12-31$47,518
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$613,473
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$354,747
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KPMG LLP
Accountancy firm EIN2011-12-31135565207
2010 : UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,402,579
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$458,153
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$458,153
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$573,683
Value of total assets at end of year2010-12-31$9,526,101
Value of total assets at beginning of year2010-12-31$8,581,675
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$0
Total interest from all sources2010-12-31$128,348
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$944,426
Value of net assets at end of year (total assets less liabilities)2010-12-31$9,526,101
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$8,581,675
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,785,814
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$4,999,369
Value of interest in pooled separate accounts at end of year2010-12-31$351,904
Value of interest in pooled separate accounts at beginning of year2010-12-31$250,701
Interest earned on other investments2010-12-31$128,348
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$3,388,383
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$3,331,605
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$126,251
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$660,682
Net investment gain/loss from pooled separate accounts2010-12-31$39,866
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$573,683
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$331,902
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KPMG LLP
Accountancy firm EIN2010-12-31135565207
2009 : UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN

2022: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: UNIVERSITY OF HAWAII FOUNDATION 403(B) DC PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number346832
Policy instance 1
Insurance contract or identification number346832
Number of Individuals Covered239
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number346832
Policy instance 1
Insurance contract or identification number346832
Number of Individuals Covered246
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number346832
Policy instance 1
Insurance contract or identification number346832
Number of Individuals Covered254
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number346832
Policy instance 1
Insurance contract or identification number346832
Number of Individuals Covered262
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number346832
Policy instance 1
Insurance contract or identification number346832
Number of Individuals Covered273
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number346832
Policy instance 1
Insurance contract or identification number346832
Number of Individuals Covered285
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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