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UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 401k Plan overview

Plan NameUNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN
Plan identification number 003

UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

UNIVERSITY OF SAN DIEGO has sponsored the creation of one or more 401k plans.

Company Name:UNIVERSITY OF SAN DIEGO
Employer identification number (EIN):952544535
NAIC Classification:611000

Additional information about UNIVERSITY OF SAN DIEGO

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C0240541

More information about UNIVERSITY OF SAN DIEGO

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01KATHRYN ROIG KATHRYN ROIG2018-10-11
0032017-01-01
0032016-01-01TERRY KALFAYAN
0032015-01-01TERRY KALFAYAN
0032014-01-01TERRY KALFAYAN
0032013-01-01TERRY KALFAYAN
0032012-01-01RUSSELL C THACKSTON
0032011-01-01JULIE SULLIVAN
0032010-01-01JULIE SULLIVAN JULIE SULLIVAN2011-10-17
0032009-01-01LEN R. HERING LEN R. HERING2010-10-15

Plan Statistics for UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN

401k plan membership statisitcs for UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-013,947
Total number of active participants reported on line 7a of the Form 55002022-01-011,995
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-012,348
Total of all active and inactive participants2022-01-014,344
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-0147
Total participants2022-01-014,391
Number of participants with account balances2022-01-014,391
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-011
2021: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-013,785
Total number of active participants reported on line 7a of the Form 55002021-01-011,845
Number of retired or separated participants receiving benefits2021-01-019
Number of other retired or separated participants entitled to future benefits2021-01-012,058
Total of all active and inactive participants2021-01-013,912
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0135
Total participants2021-01-013,947
Number of participants with account balances2021-01-013,947
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0114
2020: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-013,979
Total number of active participants reported on line 7a of the Form 55002020-01-011,787
Number of retired or separated participants receiving benefits2020-01-014
Number of other retired or separated participants entitled to future benefits2020-01-011,982
Total of all active and inactive participants2020-01-013,773
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0112
Total participants2020-01-013,785
Number of participants with account balances2020-01-013,785
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0176
2019: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-015,915
Total number of active participants reported on line 7a of the Form 55002019-01-014,032
Number of retired or separated participants receiving benefits2019-01-01213
Number of other retired or separated participants entitled to future benefits2019-01-011,792
Total of all active and inactive participants2019-01-016,037
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-018
Total participants2019-01-016,045
Number of participants with account balances2019-01-014,359
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0167
2018: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-013,522
Total number of active participants reported on line 7a of the Form 55002018-01-014,015
Number of retired or separated participants receiving benefits2018-01-01218
Number of other retired or separated participants entitled to future benefits2018-01-011,675
Total of all active and inactive participants2018-01-015,908
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-017
Total participants2018-01-015,915
Number of participants with account balances2018-01-014,242
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0145
2017: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-012,220
Total number of active participants reported on line 7a of the Form 55002017-01-011,905
Number of retired or separated participants receiving benefits2017-01-015
Number of other retired or separated participants entitled to future benefits2017-01-011,602
Total of all active and inactive participants2017-01-013,512
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0110
Total participants2017-01-013,522
Number of participants with account balances2017-01-014,091
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0136
2016: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-012,151
Total number of active participants reported on line 7a of the Form 55002016-01-011,239
Number of other retired or separated participants entitled to future benefits2016-01-01975
Total of all active and inactive participants2016-01-012,214
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-016
Total participants2016-01-012,220
Number of participants with account balances2016-01-012,158
2015: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-011,781
Total number of active participants reported on line 7a of the Form 55002015-01-011,854
Total of all active and inactive participants2015-01-011,854
Total participants2015-01-011,854
Number of participants with account balances2015-01-013,525
2014: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-011,769
Total number of active participants reported on line 7a of the Form 55002014-01-011,781
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-010
Total of all active and inactive participants2014-01-011,781
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-011,781
Number of participants with account balances2014-01-013,289
2013: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-011,693
Total number of active participants reported on line 7a of the Form 55002013-01-011,769
Total of all active and inactive participants2013-01-011,769
Total participants2013-01-011,769
Number of participants with account balances2013-01-013,294
2012: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-011,692
Total number of active participants reported on line 7a of the Form 55002012-01-011,693
Total of all active and inactive participants2012-01-011,693
Total participants2012-01-011,693
Number of participants with account balances2012-01-013,203
2011: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-011,985
Total number of active participants reported on line 7a of the Form 55002011-01-011,692
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-010
Total of all active and inactive participants2011-01-011,692
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,692
Number of participants with account balances2011-01-013,355
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k membership
Total participants, beginning-of-year2010-01-013,537
Total number of active participants reported on line 7a of the Form 55002010-01-011,629
Number of retired or separated participants receiving benefits2010-01-010
Number of other retired or separated participants entitled to future benefits2010-01-010
Total of all active and inactive participants2010-01-011,629
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-014
Total participants2010-01-011,633
Number of participants with account balances2010-01-013,341
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-013,537
Total number of active participants reported on line 7a of the Form 55002009-01-012,001
Number of retired or separated participants receiving benefits2009-01-011,534
Number of other retired or separated participants entitled to future benefits2009-01-010
Total of all active and inactive participants2009-01-013,535
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-012
Total participants2009-01-013,537
Number of participants with account balances2009-01-013,112
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN

Measure Date Value
2022 : UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-69,940,117
Total loss/gain on sale of assets2022-12-31$0
Total of all expenses incurred2022-12-31$43,253,966
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$42,833,010
Expenses. Certain deemed distributions of participant loans2022-12-31$11,637
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$29,597,154
Value of total assets at end of year2022-12-31$632,077,886
Value of total assets at beginning of year2022-12-31$745,271,969
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$409,319
Total interest from all sources2022-12-31$5,343,813
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$16,521,734
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$16,521,734
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$3,000,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$11,249,871
Participant contributions at end of year2022-12-31$2,563,391
Participant contributions at beginning of year2022-12-31$2,198,595
Participant contributions at end of year2022-12-31$883,193
Participant contributions at beginning of year2022-12-31$825,786
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$2,576,847
Other income not declared elsewhere2022-12-31$298,574
Administrative expenses (other) incurred2022-12-31$318,632
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-113,194,083
Value of net assets at end of year (total assets less liabilities)2022-12-31$632,077,886
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$745,271,969
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$90,687
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$481,330,341
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$594,895,280
Value of interest in pooled separate accounts at end of year2022-12-31$6,809,948
Value of interest in pooled separate accounts at beginning of year2022-12-31$6,847,423
Interest on participant loans2022-12-31$136,498
Interest earned on other investments2022-12-31$5,075,191
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$9,788,138
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$10,206,650
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$10,206,650
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$132,124
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$129,498,697
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$129,624,242
Expenses. Payments to insurance carriers foe the provision of benefits2022-12-31$1,006,489
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-122,286,637
Net investment gain/loss from pooled separate accounts2022-12-31$585,245
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$15,770,436
Employer contributions (assets) at end of year2022-12-31$1,204,178
Employer contributions (assets) at beginning of year2022-12-31$673,993
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$41,826,521
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31MOSS ADAMS LLP
Accountancy firm EIN2022-12-31910189318
2021 : UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$109,664,527
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$41,192,908
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$40,612,053
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$20,422,543
Value of total assets at end of year2021-12-31$745,271,969
Value of total assets at beginning of year2021-12-31$676,800,350
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$580,855
Total interest from all sources2021-12-31$4,475,345
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$15,835,519
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$15,835,519
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$3,000,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$11,337,187
Participant contributions at end of year2021-12-31$2,198,595
Participant contributions at beginning of year2021-12-31$2,103,435
Participant contributions at end of year2021-12-31$825,786
Participant contributions at beginning of year2021-12-31$794,006
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$2,326,070
Administrative expenses (other) incurred2021-12-31$496,269
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$68,471,619
Value of net assets at end of year (total assets less liabilities)2021-12-31$745,271,969
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$676,800,350
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$84,586
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$594,895,280
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$523,763,308
Value of interest in pooled separate accounts at end of year2021-12-31$6,847,423
Value of interest in pooled separate accounts at beginning of year2021-12-31$6,170,493
Interest on participant loans2021-12-31$141,794
Interest earned on other investments2021-12-31$4,317,150
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$10,206,650
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$15,271,535
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$15,271,535
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$16,401
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$129,624,242
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$128,697,552
Expenses. Payments to insurance carriers foe the provision of benefits2021-12-31$1,668,173
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$67,870,584
Net investment gain/loss from pooled separate accounts2021-12-31$1,060,536
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$6,759,286
Employer contributions (assets) at end of year2021-12-31$673,993
Employer contributions (assets) at beginning of year2021-12-31$21
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$38,943,880
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31MOSS ADAMS LLP
Accountancy firm EIN2021-12-31910189318
2020 : UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$102,644,178
Total loss/gain on sale of assets2020-12-31$0
Total of all expenses incurred2020-12-31$33,849,028
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$33,179,929
Expenses. Certain deemed distributions of participant loans2020-12-31$68,685
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$24,530,903
Value of total assets at end of year2020-12-31$676,800,350
Value of total assets at beginning of year2020-12-31$608,005,200
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$600,414
Total interest from all sources2020-12-31$4,987,208
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$9,414,444
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$9,414,444
Administrative expenses professional fees incurred2020-12-31$111,100
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$3,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$9,919,913
Participant contributions at end of year2020-12-31$2,103,435
Participant contributions at beginning of year2020-12-31$1,986,587
Participant contributions at end of year2020-12-31$794,006
Participant contributions at beginning of year2020-12-31$694,499
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$1,454,055
Other income not declared elsewhere2020-12-31$4,145
Administrative expenses (other) incurred2020-12-31$413,667
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$68,795,150
Value of net assets at end of year (total assets less liabilities)2020-12-31$676,800,350
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$608,005,200
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$75,647
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$523,763,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$448,074,284
Value of interest in pooled separate accounts at end of year2020-12-31$6,170,493
Value of interest in pooled separate accounts at beginning of year2020-12-31$6,316,214
Interest on participant loans2020-12-31$121,567
Interest earned on other investments2020-12-31$4,785,689
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$15,271,535
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$11,476,400
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$11,476,400
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$79,952
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$128,697,552
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$138,148,664
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$3,057,096
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$63,758,741
Net investment gain/loss from pooled separate accounts2020-12-31$-51,263
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$13,156,935
Employer contributions (assets) at end of year2020-12-31$21
Employer contributions (assets) at beginning of year2020-12-31$1,308,552
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$30,122,833
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31MOSS ADAMS LLP
Accountancy firm EIN2020-12-31910189318
2019 : UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$124,270,961
Total income from all sources (including contributions)2019-12-31$124,270,961
Total loss/gain on sale of assets2019-12-31$0
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$44,106,177
Total of all expenses incurred2019-12-31$44,106,177
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$43,809,158
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$43,809,158
Expenses. Certain deemed distributions of participant loans2019-12-31$14,516
Expenses. Certain deemed distributions of participant loans2019-12-31$14,516
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$29,678,343
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$29,678,343
Value of total assets at end of year2019-12-31$608,005,200
Value of total assets at beginning of year2019-12-31$527,840,416
Value of total assets at beginning of year2019-12-31$527,840,416
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$282,503
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$282,503
Total interest from all sources2019-12-31$5,037,582
Total interest from all sources2019-12-31$5,037,582
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$11,202,989
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$11,202,989
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$11,202,989
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$11,202,989
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$3,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$9,317,884
Contributions received from participants2019-12-31$9,317,884
Participant contributions at end of year2019-12-31$1,986,587
Participant contributions at end of year2019-12-31$1,986,587
Participant contributions at beginning of year2019-12-31$1,591,209
Participant contributions at beginning of year2019-12-31$1,591,209
Participant contributions at end of year2019-12-31$694,499
Participant contributions at end of year2019-12-31$694,499
Participant contributions at beginning of year2019-12-31$659,434
Participant contributions at beginning of year2019-12-31$659,434
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,090,755
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,090,755
Other income not declared elsewhere2019-12-31$5,928
Other income not declared elsewhere2019-12-31$5,928
Administrative expenses (other) incurred2019-12-31$262,996
Administrative expenses (other) incurred2019-12-31$262,996
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$80,164,784
Value of net income/loss2019-12-31$80,164,784
Value of net assets at end of year (total assets less liabilities)2019-12-31$608,005,200
Value of net assets at end of year (total assets less liabilities)2019-12-31$608,005,200
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$527,840,416
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$527,840,416
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$19,507
Investment advisory and management fees2019-12-31$19,507
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$448,074,284
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$448,074,284
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$381,271,116
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$381,271,116
Value of interest in pooled separate accounts at end of year2019-12-31$6,316,214
Value of interest in pooled separate accounts at end of year2019-12-31$6,316,214
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,256,711
Value of interest in pooled separate accounts at beginning of year2019-12-31$6,256,711
Interest on participant loans2019-12-31$105,998
Interest on participant loans2019-12-31$105,998
Interest earned on other investments2019-12-31$4,713,638
Interest earned on other investments2019-12-31$4,713,638
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$11,476,400
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$11,476,400
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$11,774,795
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$11,774,795
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$11,774,795
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$11,774,795
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$217,946
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$217,946
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$138,148,664
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$138,148,664
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$125,119,413
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$125,119,413
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$1,704,163
Expenses. Payments to insurance carriers foe the provision of benefits2019-12-31$1,704,163
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$78,003,656
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$78,003,656
Net investment gain/loss from pooled separate accounts2019-12-31$342,463
Net investment gain/loss from pooled separate accounts2019-12-31$342,463
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$18,269,704
Contributions received in cash from employer2019-12-31$18,269,704
Employer contributions (assets) at end of year2019-12-31$1,308,552
Employer contributions (assets) at end of year2019-12-31$1,308,552
Employer contributions (assets) at beginning of year2019-12-31$1,167,738
Employer contributions (assets) at beginning of year2019-12-31$1,167,738
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$42,104,995
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$42,104,995
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm name2019-12-31MOSS ADAMS LLP
Accountancy firm EIN2019-12-31910189318
Accountancy firm EIN2019-12-31910189318
2018 : UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$7,008,831
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$26,573,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$26,232,021
Expenses. Certain deemed distributions of participant loans2018-12-31$63,787
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$29,858,996
Value of total assets at end of year2018-12-31$527,840,416
Value of total assets at beginning of year2018-12-31$547,404,630
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$277,237
Total interest from all sources2018-12-31$4,988,446
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$17,075,232
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$17,075,232
Administrative expenses professional fees incurred2018-12-31$208,500
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$3,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$9,039,378
Participant contributions at end of year2018-12-31$1,591,209
Participant contributions at beginning of year2018-12-31$1,806,223
Participant contributions at end of year2018-12-31$659,434
Participant contributions at beginning of year2018-12-31$581,974
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$3,763,958
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$243
Other income not declared elsewhere2018-12-31$125,952
Administrative expenses (other) incurred2018-12-31$67,851
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-19,564,214
Value of net assets at end of year (total assets less liabilities)2018-12-31$527,840,416
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$547,404,630
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$886
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$381,271,116
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$411,510,037
Value of interest in pooled separate accounts at end of year2018-12-31$6,256,711
Value of interest in pooled separate accounts at beginning of year2018-12-31$5,407,946
Interest on participant loans2018-12-31$100,065
Interest earned on other investments2018-12-31$4,759,755
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$11,774,795
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$8,991,830
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$8,991,830
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$128,626
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$125,119,413
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$117,880,480
Expenses. Payments to insurance carriers foe the provision of benefits2018-12-31$1,425,389
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-45,315,917
Net investment gain/loss from pooled separate accounts2018-12-31$276,122
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$17,055,660
Employer contributions (assets) at end of year2018-12-31$1,167,738
Employer contributions (assets) at beginning of year2018-12-31$1,225,897
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$24,806,632
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS LLP
Accountancy firm EIN2018-12-31910189318
2017 : UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$99,352,119
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$31,759,718
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$31,615,305
Expenses. Certain deemed distributions of participant loans2017-12-31$16,279
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$27,744,585
Value of total assets at end of year2017-12-31$547,404,630
Value of total assets at beginning of year2017-12-31$479,812,229
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$128,134
Total interest from all sources2017-12-31$4,562,767
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$10,933,177
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$10,933,177
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$30,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$8,564,611
Participant contributions at end of year2017-12-31$1,806,223
Participant contributions at beginning of year2017-12-31$1,776,689
Participant contributions at end of year2017-12-31$581,974
Participant contributions at beginning of year2017-12-31$571,931
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$2,492,722
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$243
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$243
Other income not declared elsewhere2017-12-31$125,868
Administrative expenses (other) incurred2017-12-31$92,387
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$67,592,401
Value of net assets at end of year (total assets less liabilities)2017-12-31$547,404,630
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$479,812,229
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$747
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$411,510,037
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$348,468,032
Value of interest in pooled separate accounts at end of year2017-12-31$5,407,946
Value of interest in pooled separate accounts at beginning of year2017-12-31$3,785,898
Interest on participant loans2017-12-31$94,633
Interest earned on other investments2017-12-31$4,429,592
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$8,991,830
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$7,726,243
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$7,726,243
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$38,542
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$117,880,480
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$116,299,176
Expenses. Payments to insurance carriers foe the provision of benefits2017-12-31$3,364,981
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$55,792,352
Net investment gain/loss from pooled separate accounts2017-12-31$193,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$16,687,252
Employer contributions (assets) at end of year2017-12-31$1,225,897
Employer contributions (assets) at beginning of year2017-12-31$1,184,017
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$28,250,324
Contract administrator fees2017-12-31$35,000
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS LLP
Accountancy firm EIN2017-12-31910189318
2016 : UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$56,725,237
Total of all expenses incurred2016-12-31$21,351,245
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$21,075,182
Expenses. Certain deemed distributions of participant loans2016-12-31$81,384
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$27,230,315
Value of total assets at end of year2016-12-31$479,812,229
Value of total assets at beginning of year2016-12-31$444,438,237
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$194,679
Total interest from all sources2016-12-31$4,782,409
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$7,718,362
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$7,718,362
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$30,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$8,282,587
Participant contributions at end of year2016-12-31$1,776,689
Participant contributions at beginning of year2016-12-31$1,680,420
Participant contributions at end of year2016-12-31$571,931
Participant contributions at beginning of year2016-12-31$564,111
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$2,630,793
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$243
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$243
Other income not declared elsewhere2016-12-31$125,030
Administrative expenses (other) incurred2016-12-31$81,437
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$35,373,992
Value of net assets at end of year (total assets less liabilities)2016-12-31$479,812,229
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$444,438,237
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$605
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$348,468,032
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$320,206,323
Value of interest in pooled separate accounts at end of year2016-12-31$3,785,898
Value of interest in pooled separate accounts at beginning of year2016-12-31$2,418,231
Interest on participant loans2016-12-31$82,061
Interest earned on other investments2016-12-31$4,697,364
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$7,726,243
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$6,169,976
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$6,169,976
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$2,984
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$116,299,176
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$112,231,651
Expenses. Payments to insurance carriers foe the provision of benefits2016-12-31$1,547,868
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$16,710,610
Net investment gain/loss from pooled separate accounts2016-12-31$158,511
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$16,316,935
Employer contributions (assets) at end of year2016-12-31$1,184,017
Employer contributions (assets) at beginning of year2016-12-31$1,167,282
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$19,527,314
Contract administrator fees2016-12-31$112,637
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31MOSS ADAMS LLP
Accountancy firm EIN2016-12-31910189318
2015 : UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$29,777,437
Total of all expenses incurred2015-12-31$21,472,678
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$21,395,563
Expenses. Certain deemed distributions of participant loans2015-12-31$24,532
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$26,185,105
Value of total assets at end of year2015-12-31$444,438,237
Value of total assets at beginning of year2015-12-31$436,133,478
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$52,583
Total interest from all sources2015-12-31$4,369,277
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$8,700,785
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$8,700,785
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$3,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$8,060,139
Participant contributions at end of year2015-12-31$1,680,420
Participant contributions at beginning of year2015-12-31$1,618,393
Participant contributions at end of year2015-12-31$564,111
Participant contributions at beginning of year2015-12-31$562,042
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$2,396,161
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$243
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$243
Other income not declared elsewhere2015-12-31$253,696
Administrative expenses (other) incurred2015-12-31$48,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$8,304,759
Value of net assets at end of year (total assets less liabilities)2015-12-31$444,438,237
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$436,133,478
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$526
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$320,206,323
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$309,396,300
Value of interest in pooled separate accounts at end of year2015-12-31$2,418,231
Value of interest in pooled separate accounts at beginning of year2015-12-31$1,794,513
Interest on participant loans2015-12-31$79,205
Interest earned on other investments2015-12-31$4,251,264
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$6,169,976
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$5,772,981
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$5,772,981
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$38,808
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$112,231,651
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$115,890,394
Expenses. Payments to insurance carriers foe the provision of benefits2015-12-31$952,830
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-9,883,452
Net investment gain/loss from pooled separate accounts2015-12-31$152,026
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$15,728,805
Employer contributions (assets) at end of year2015-12-31$1,167,282
Employer contributions (assets) at beginning of year2015-12-31$1,098,612
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$20,442,733
Contract administrator fees2015-12-31$3,772
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MOSS ADAMS LLP
Accountancy firm EIN2015-12-31910189318
2014 : UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$47,509,955
Total of all expenses incurred2014-12-31$18,423,467
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$18,185,344
Expenses. Certain deemed distributions of participant loans2014-12-31$69,068
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$23,651,645
Value of total assets at end of year2014-12-31$436,133,478
Value of total assets at beginning of year2014-12-31$407,046,990
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$169,055
Total interest from all sources2014-12-31$4,366,356
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$9,406,924
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$9,406,924
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$3,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$7,676,566
Participant contributions at end of year2014-12-31$1,618,393
Participant contributions at beginning of year2014-12-31$1,663,216
Participant contributions at end of year2014-12-31$562,042
Participant contributions at beginning of year2014-12-31$524,705
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$1,258,988
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$243
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$243
Administrative expenses (other) incurred2014-12-31$110,719
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$29,086,488
Value of net assets at end of year (total assets less liabilities)2014-12-31$436,133,478
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$407,046,990
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$8,356
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$309,396,300
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$292,025,925
Value of interest in pooled separate accounts at end of year2014-12-31$1,794,513
Value of interest in pooled separate accounts at beginning of year2014-12-31$2,097,141
Interest on participant loans2014-12-31$71,697
Interest earned on other investments2014-12-31$4,254,651
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$5,772,981
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$5,606,632
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$5,606,632
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$40,008
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$115,890,394
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$104,066,366
Expenses. Payments to insurance carriers foe the provision of benefits2014-12-31$1,155,486
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$9,845,607
Net investment gain/loss from pooled separate accounts2014-12-31$239,423
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$14,716,091
Employer contributions (assets) at end of year2014-12-31$1,098,612
Employer contributions (assets) at beginning of year2014-12-31$1,062,762
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$17,029,858
Contract administrator fees2014-12-31$49,980
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MOSS ADAMS LLP
Accountancy firm EIN2014-12-31910189318
2013 : UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$79,721,148
Total of all expenses incurred2013-12-31$26,471,838
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$26,216,260
Expenses. Certain deemed distributions of participant loans2013-12-31$118,971
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$23,954,371
Value of total assets at end of year2013-12-31$407,046,990
Value of total assets at beginning of year2013-12-31$353,797,680
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$136,607
Total interest from all sources2013-12-31$4,119,216
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$7,059,371
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$7,059,371
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$7,562,757
Participant contributions at end of year2013-12-31$1,663,216
Participant contributions at beginning of year2013-12-31$1,494,038
Participant contributions at end of year2013-12-31$524,705
Participant contributions at beginning of year2013-12-31$511,079
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$2,188,987
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$243
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$2,800
Administrative expenses (other) incurred2013-12-31$82,411
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$53,249,310
Value of net assets at end of year (total assets less liabilities)2013-12-31$407,046,990
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$353,797,680
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$9,799
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$292,025,925
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$240,106,947
Value of interest in pooled separate accounts at end of year2013-12-31$2,097,141
Value of interest in pooled separate accounts at beginning of year2013-12-31$2,096,737
Interest on participant loans2013-12-31$69,785
Interest earned on other investments2013-12-31$4,005,402
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$5,606,632
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$7,106,788
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$7,106,788
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$44,029
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$104,066,366
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$101,488,573
Expenses. Payments to insurance carriers foe the provision of benefits2013-12-31$1,829,014
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$44,393,222
Net investment gain/loss from pooled separate accounts2013-12-31$194,968
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$14,202,627
Employer contributions (assets) at end of year2013-12-31$1,062,762
Employer contributions (assets) at beginning of year2013-12-31$990,718
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$24,387,246
Contract administrator fees2013-12-31$44,397
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MOSS ADAMS LLP
Accountancy firm EIN2013-12-31910189318
2012 : UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$55,642,810
Total of all expenses incurred2012-12-31$18,062,999
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$17,968,160
Expenses. Certain deemed distributions of participant loans2012-12-31$4,869
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$22,101,665
Value of total assets at end of year2012-12-31$353,797,680
Value of total assets at beginning of year2012-12-31$316,217,869
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$89,970
Total interest from all sources2012-12-31$3,937,257
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$3,756,357
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$3,756,357
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$7,313,843
Participant contributions at end of year2012-12-31$1,494,038
Participant contributions at beginning of year2012-12-31$1,276,990
Participant contributions at end of year2012-12-31$511,079
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$1,344,279
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$2,800
Administrative expenses (other) incurred2012-12-31$89,970
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$37,579,811
Value of net assets at end of year (total assets less liabilities)2012-12-31$353,797,680
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$316,217,869
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$240,106,947
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$205,990,953
Value of interest in pooled separate accounts at end of year2012-12-31$2,096,737
Value of interest in pooled separate accounts at beginning of year2012-12-31$2,308,426
Interest on participant loans2012-12-31$100,004
Interest earned on other investments2012-12-31$3,837,253
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$7,106,788
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$6,969,672
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$6,969,672
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$101,488,573
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$99,671,828
Expenses. Payments to insurance carriers foe the provision of benefits2012-12-31$1,692,306
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$25,632,243
Net investment gain/loss from pooled separate accounts2012-12-31$215,288
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$13,443,543
Employer contributions (assets) at end of year2012-12-31$990,718
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$16,275,854
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MOSS ADAMS LLP
Accountancy firm EIN2012-12-31910189318
2011 : UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$20,722,861
Total of all expenses incurred2011-12-31$16,288,053
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$16,186,129
Expenses. Certain deemed distributions of participant loans2011-12-31$14,649
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$21,800,444
Value of total assets at end of year2011-12-31$316,217,869
Value of total assets at beginning of year2011-12-31$311,783,061
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$87,275
Total interest from all sources2011-12-31$3,785,699
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$2,682,619
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,682,619
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$7,228,300
Participant contributions at end of year2011-12-31$1,276,990
Participant contributions at beginning of year2011-12-31$769,072
Participant contributions at end of year2011-12-31$0
Participant contributions at beginning of year2011-12-31$5,828
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$1,695,959
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$7,172
Administrative expenses (other) incurred2011-12-31$87,275
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$4,434,808
Value of net assets at end of year (total assets less liabilities)2011-12-31$316,217,869
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$311,783,061
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$205,990,953
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$206,591,253
Value of interest in pooled separate accounts at end of year2011-12-31$2,308,426
Value of interest in pooled separate accounts at beginning of year2011-12-31$2,136,132
Interest on participant loans2011-12-31$37,535
Interest earned on other investments2011-12-31$3,748,164
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$6,969,672
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$5,545,095
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$5,545,095
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$99,671,828
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$96,684,496
Expenses. Payments to insurance carriers foe the provision of benefits2011-12-31$1,566,818
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-7,831,471
Net investment gain/loss from pooled separate accounts2011-12-31$285,570
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$12,876,185
Employer contributions (assets) at end of year2011-12-31$0
Employer contributions (assets) at beginning of year2011-12-31$44,013
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$14,619,311
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MOSS ADAMS LLP
Accountancy firm EIN2011-12-31910189318
2010 : UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2010 401k financial data
Expenses. Interest paid2010-12-31$15
Amount of participant contributions which was failed to transmit to the plan within the time period described in 29 CFR 251.3-1022010-12-31$15
Total income from all sources (including contributions)2010-12-31$49,247,567
Total of all expenses incurred2010-12-31$14,223,094
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$14,086,242
Expenses. Certain deemed distributions of participant loans2010-12-31$47,625
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$21,306,197
Value of total assets at end of year2010-12-31$311,783,061
Value of total assets at beginning of year2010-12-31$276,758,588
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$89,212
Total interest from all sources2010-12-31$3,525,085
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,354,323
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,354,323
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$7,129,166
Participant contributions at end of year2010-12-31$769,072
Participant contributions at beginning of year2010-12-31$403,365
Participant contributions at end of year2010-12-31$5,828
Participant contributions at beginning of year2010-12-31$567,890
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$1,545,829
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$1,798,123
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$7,172
Administrative expenses (other) incurred2010-12-31$89,212
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$35,024,473
Value of net assets at end of year (total assets less liabilities)2010-12-31$311,783,061
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$276,758,588
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$206,591,253
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$174,912,935
Value of interest in pooled separate accounts at end of year2010-12-31$2,136,132
Value of interest in pooled separate accounts at beginning of year2010-12-31$1,230,499
Interest on participant loans2010-12-31$37,144
Interest earned on other investments2010-12-31$3,487,941
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$5,545,095
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$5,556,322
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$5,556,322
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$96,684,496
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$91,647,631
Expenses. Payments to insurance carriers foe the provision of benefits2010-12-31$1,701,128
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$22,845,579
Net investment gain/loss from pooled separate accounts2010-12-31$216,383
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$12,378,908
Employer contributions (assets) at end of year2010-12-31$44,013
Employer contributions (assets) at beginning of year2010-12-31$894,117
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$12,385,114
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MOSS ADAMS LLP
Accountancy firm EIN2010-12-31910189318
2009 : UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN

2022: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: UNIVERSITY OF SAN DIEGO DEFINED CONTRIBUTION RETIREMENT PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786
Policy instance 4
Insurance contract or identification number48786
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-002
Policy instance 3
Insurance contract or identification number48786-002
Number of Individuals Covered176
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101992
Policy instance 2
Insurance contract or identification number101992
Number of Individuals Covered1343
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786
Policy instance 1
Insurance contract or identification number48786
Number of Individuals Covered126
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786
Policy instance 1
Insurance contract or identification number48786
Number of Individuals Covered132
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101992
Policy instance 2
Insurance contract or identification number101992
Number of Individuals Covered1357
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-002
Policy instance 3
Insurance contract or identification number48786-002
Number of Individuals Covered184
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786
Policy instance 4
Insurance contract or identification number48786
Number of Individuals Covered70
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786
Policy instance 1
Insurance contract or identification number48786
Number of Individuals Covered140
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101992
Policy instance 2
Insurance contract or identification number101992
Number of Individuals Covered1386
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-002
Policy instance 3
Insurance contract or identification number48786-002
Number of Individuals Covered195
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786
Policy instance 4
Insurance contract or identification number48786
Number of Individuals Covered75
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786
Policy instance 1
Insurance contract or identification number48786
Number of Individuals Covered151
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101992
Policy instance 2
Insurance contract or identification number101992
Number of Individuals Covered1415
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-002
Policy instance 3
Insurance contract or identification number48786-002
Number of Individuals Covered206
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786
Policy instance 4
Insurance contract or identification number48786
Number of Individuals Covered78
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786
Policy instance 1
Insurance contract or identification number48786
Number of Individuals Covered162
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101992
Policy instance 2
Insurance contract or identification number101992
Number of Individuals Covered1438
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-002
Policy instance 3
Insurance contract or identification number48786-002
Number of Individuals Covered212
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number70238
Policy instance 4
Insurance contract or identification number70238
Number of Individuals Covered79
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number70238
Policy instance 4
Insurance contract or identification number70238
Number of Individuals Covered85
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-002
Policy instance 3
Insurance contract or identification number48786-002
Number of Individuals Covered228
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101992
Policy instance 2
Insurance contract or identification number101992
Number of Individuals Covered1442
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786
Policy instance 1
Insurance contract or identification number48786
Number of Individuals Covered172
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101992
Policy instance 1
Insurance contract or identification number101992
Number of Individuals Covered1457
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-002
Policy instance 2
Insurance contract or identification number48786-002
Number of Individuals Covered261
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $34
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $34
Insurance broker organization code?3
Insurance broker nameERIN JOHNSON
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-001
Policy instance 3
Insurance contract or identification number48786-001
Number of Individuals Covered194
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-002 VC
Policy instance 4
Insurance contract or identification number48786-002 VC
Number of Individuals Covered96
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-001
Policy instance 3
Insurance contract or identification number48786-001
Number of Individuals Covered230
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $18
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $18
Insurance broker organization code?3
Insurance broker nameERIN JOHNSON
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101992
Policy instance 1
Insurance contract or identification number101992
Number of Individuals Covered1495
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-002
Policy instance 2
Insurance contract or identification number48786-002
Number of Individuals Covered306
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $79
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $79
Insurance broker organization code?3
Insurance broker nameERIN JOHNSON
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-002 VC
Policy instance 4
Insurance contract or identification number48786-002 VC
Number of Individuals Covered99
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-002
Policy instance 2
Insurance contract or identification number48786-002
Number of Individuals Covered343
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $54
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $54
Insurance broker organization code?3
Insurance broker nameERIN JOHNSON
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-002 VC
Policy instance 4
Insurance contract or identification number48786-002 VC
Number of Individuals Covered105
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-001
Policy instance 3
Insurance contract or identification number48786-001
Number of Individuals Covered259
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $12
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $12
Insurance broker organization code?3
Insurance broker nameERIN JOHNSON
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101992
Policy instance 1
Insurance contract or identification number101992
Number of Individuals Covered1517
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-002 VC
Policy instance 4
Insurance contract or identification number48786-002 VC
Number of Individuals Covered112
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-002
Policy instance 2
Insurance contract or identification number48786-002
Number of Individuals Covered374
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $2,469
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $2,211
Insurance broker organization code?3
Insurance broker nameMARCO A MOLEA
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101992
Policy instance 1
Insurance contract or identification number101992
Number of Individuals Covered1983
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-001
Policy instance 3
Insurance contract or identification number48786-001
Number of Individuals Covered289
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $91
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees69
Insurance broker organization code?3
Insurance broker nameMARCO A MOLEA
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-002 VC
Policy instance 4
Insurance contract or identification number48786-002 VC
Number of Individuals Covered118
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-001
Policy instance 3
Insurance contract or identification number48786-001
Number of Individuals Covered308
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,961
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-002
Policy instance 2
Insurance contract or identification number48786-002
Number of Individuals Covered395
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $932
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101992
Policy instance 1
Insurance contract or identification number101992
Number of Individuals Covered1969
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-001
Policy instance 3
Insurance contract or identification number48786-001
Number of Individuals Covered355
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $15,661
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48786-002
Policy instance 2
Insurance contract or identification number48786-002
Number of Individuals Covered443
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $29,426
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
TIAA-CREF (National Association of Insurance Commissioners NAIC id number: 69345 )
Policy contract number101992
Policy instance 1
Insurance contract or identification number101992
Number of Individuals Covered1929
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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