UNIVERSITY OF SAINT MARY has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan UNIVERSITY OF SAINT MARY 403(B) TDA PLAN
| Measure | Date | Value |
|---|
| 2022 : UNIVERSITY OF SAINT MARY 403(B) TDA PLAN 2022 401k financial data |
|---|
| Total expenses incurred by plan in this plan year | 2022-10-12 | 284549 |
| Net assets as of the end of the plan year | 2022-10-12 | 0 |
| Total assets as of the beginning of the plan year | 2022-10-12 | 1287539 |
| Other income to plan in this plan year | 2022-10-12 | -1002990 |
| Plan net income in this plan year | 2022-10-12 | -1287539 |
| Net assets as of the end of the plan year | 2022-10-12 | 0 |
| Net assets as of the beginning of the plan year | 2022-10-12 | 1287539 |
| 2013 : UNIVERSITY OF SAINT MARY 403(B) TDA PLAN 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total income from all sources (including contributions) | 2013-12-31 | $344,677 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $139,312 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $139,312 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $106,512 |
| Value of total assets at end of year | 2013-12-31 | $1,548,750 |
| Value of total assets at beginning of year | 2013-12-31 | $1,343,385 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $0 |
| Total interest from all sources | 2013-12-31 | $15,640 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2013-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Contributions received from participants | 2013-12-31 | $96,075 |
| Participant contributions at end of year | 2013-12-31 | $10,196 |
| Participant contributions at beginning of year | 2013-12-31 | $4,696 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-12-31 | $10,437 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $205,365 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $1,548,750 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,343,385 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $1,015,588 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $812,855 |
| Value of interest in pooled separate accounts at end of year | 2013-12-31 | $114,187 |
| Value of interest in pooled separate accounts at beginning of year | 2013-12-31 | $95,369 |
| Interest earned on other investments | 2013-12-31 | $15,640 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-12-31 | $408,779 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-12-31 | $430,465 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $212,604 |
| Net investment gain/loss from pooled separate accounts | 2013-12-31 | $9,921 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $139,312 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | STEPHEN M. CONNELLY, CPA, PC |
| Accountancy firm EIN | 2013-12-31 | 943451964 |
| 2012 : UNIVERSITY OF SAINT MARY 403(B) TDA PLAN 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $0 |
| Total income from all sources (including contributions) | 2012-12-31 | $207,822 |
| Total loss/gain on sale of assets | 2012-12-31 | $0 |
| Total of all expenses incurred | 2012-12-31 | $133,993 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $133,993 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $67,655 |
| Value of total assets at end of year | 2012-12-31 | $1,343,385 |
| Value of total assets at beginning of year | 2012-12-31 | $1,269,556 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $0 |
| Total interest from all sources | 2012-12-31 | $16,804 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Contributions received from participants | 2012-12-31 | $67,655 |
| Participant contributions at end of year | 2012-12-31 | $4,696 |
| Participant contributions at beginning of year | 2012-12-31 | $4,738 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $73,829 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $1,343,385 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,269,556 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $812,855 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $721,547 |
| Value of interest in pooled separate accounts at end of year | 2012-12-31 | $95,369 |
| Value of interest in pooled separate accounts at beginning of year | 2012-12-31 | $77,373 |
| Interest earned on other investments | 2012-12-31 | $16,804 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-12-31 | $430,465 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-12-31 | $465,898 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $114,962 |
| Net investment gain/loss from pooled separate accounts | 2012-12-31 | $8,401 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $133,993 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | STEPHEN M. CONNELLY, CPA, PC |
| Accountancy firm EIN | 2012-12-31 | 943451964 |
| 2011 : UNIVERSITY OF SAINT MARY 403(B) TDA PLAN 2011 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $0 |
| Total transfer of assets to this plan | 2011-12-31 | $23,646 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $101,382 |
| Total loss/gain on sale of assets | 2011-12-31 | $0 |
| Total of all expenses incurred | 2011-12-31 | $60,299 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $60,299 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $97,775 |
| Value of total assets at end of year | 2011-12-31 | $1,269,556 |
| Value of total assets at beginning of year | 2011-12-31 | $1,204,827 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $0 |
| Total interest from all sources | 2011-12-31 | $17,724 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Contributions received from participants | 2011-12-31 | $55,673 |
| Participant contributions at end of year | 2011-12-31 | $4,738 |
| Participant contributions at beginning of year | 2011-12-31 | $4,696 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $42,102 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $41,083 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $1,269,556 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,204,827 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $721,547 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $654,725 |
| Value of interest in pooled separate accounts at end of year | 2011-12-31 | $77,373 |
| Value of interest in pooled separate accounts at beginning of year | 2011-12-31 | $52,160 |
| Interest earned on other investments | 2011-12-31 | $17,724 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-12-31 | $465,898 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-12-31 | $493,246 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-22,138 |
| Net investment gain/loss from pooled separate accounts | 2011-12-31 | $8,021 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $60,299 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | STEPHEN M. CONNELLY CPA, PC |
| Accountancy firm EIN | 2011-12-31 | 943451964 |
| 2010 : UNIVERSITY OF SAINT MARY 403(B) TDA PLAN 2010 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $155,291 |
| Total loss/gain on sale of assets | 2010-12-31 | $0 |
| Total of all expenses incurred | 2010-12-31 | $47,390 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $47,390 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $51,513 |
| Value of total assets at end of year | 2010-12-31 | $1,204,827 |
| Value of total assets at beginning of year | 2010-12-31 | $1,096,926 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $0 |
| Total interest from all sources | 2010-12-31 | $17,808 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $2,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Contributions received from participants | 2010-12-31 | $51,513 |
| Participant contributions at end of year | 2010-12-31 | $4,696 |
| Participant contributions at beginning of year | 2010-12-31 | $4,172 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $107,901 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $1,204,827 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,096,926 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $654,725 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $539,130 |
| Value of interest in pooled separate accounts at end of year | 2010-12-31 | $52,160 |
| Value of interest in pooled separate accounts at beginning of year | 2010-12-31 | $34,221 |
| Interest earned on other investments | 2010-12-31 | $17,808 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2010-12-31 | $493,246 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2010-12-31 | $519,403 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $79,957 |
| Net investment gain/loss from pooled separate accounts | 2010-12-31 | $6,013 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $47,390 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | STEPHEN M. CONNELLY, CPA, PC |
| Accountancy firm EIN | 2010-12-31 | 943451964 |
| 2009 : UNIVERSITY OF SAINT MARY 403(B) TDA PLAN 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
