UNIVERSITY OF THE OZARKS has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan UNIVERSITY OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN
| Measure | Date | Value |
|---|
| 2023 : UNIVERSITY OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2023 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2023-07-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-07-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-07-01 | $0 |
| Total income from all sources (including contributions) | 2023-07-01 | $4,110,518 |
| Total loss/gain on sale of assets | 2023-07-01 | $0 |
| Total of all expenses incurred | 2023-07-01 | $2,058,295 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-07-01 | $2,023,406 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-07-01 | $1,064,186 |
| Value of total assets at end of year | 2023-07-01 | $25,050,336 |
| Value of total assets at beginning of year | 2023-07-01 | $22,998,113 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-07-01 | $34,889 |
| Total interest from all sources | 2023-07-01 | $213,538 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-07-01 | $61,841 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-07-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-07-01 | $61,841 |
| Was this plan covered by a fidelity bond | 2023-07-01 | Yes |
| Value of fidelity bond cover | 2023-07-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-07-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-07-01 | No |
| Contributions received from participants | 2023-07-01 | $200,750 |
| Participant contributions at beginning of year | 2023-07-01 | $0 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-07-01 | $70,350 |
| Other income not declared elsewhere | 2023-07-01 | $30,981 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-07-01 | No |
| Value of net income/loss | 2023-07-01 | $2,052,223 |
| Value of net assets at end of year (total assets less liabilities) | 2023-07-01 | $25,050,336 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-07-01 | $22,998,113 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-07-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-07-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-07-01 | No |
| Investment advisory and management fees | 2023-07-01 | $21,483 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-07-01 | $19,292,267 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-07-01 | $16,673,538 |
| Value of interest in pooled separate accounts at end of year | 2023-07-01 | $967,645 |
| Value of interest in pooled separate accounts at beginning of year | 2023-07-01 | $1,078,212 |
| Interest earned on other investments | 2023-07-01 | $213,538 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-07-01 | $4,790,424 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-07-01 | $5,246,363 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2023-07-01 | $581,155 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-07-01 | $2,859,048 |
| Net investment gain/loss from pooled separate accounts | 2023-07-01 | $-119,076 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-07-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-07-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-07-01 | No |
| Contributions received in cash from employer | 2023-07-01 | $793,086 |
| Employer contributions (assets) at beginning of year | 2023-07-01 | $0 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-07-01 | $1,442,251 |
| Contract administrator fees | 2023-07-01 | $13,406 |
| Did the plan have assets held for investment | 2023-07-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-07-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-07-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-07-01 | 1 |
| Accountancy firm name | 2023-07-01 | BROWN, EDWARDS & COMPANY, L.L.P. |
| Accountancy firm EIN | 2023-07-01 | 540504608 |
| Total unrealized appreciation/depreciation of assets | 2023-06-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-06-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2023-06-30 | $10,075 |
| Total income from all sources (including contributions) | 2023-06-30 | $3,224,506 |
| Total loss/gain on sale of assets | 2023-06-30 | $0 |
| Total of all expenses incurred | 2023-06-30 | $1,132,244 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2023-06-30 | $1,098,685 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2023-06-30 | $934,253 |
| Value of total assets at end of year | 2023-06-30 | $22,998,113 |
| Value of total assets at beginning of year | 2023-06-30 | $20,915,926 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2023-06-30 | $33,559 |
| Total interest from all sources | 2023-06-30 | $223,191 |
| Total dividends received (eg from common stock, registered investment company shares) | 2023-06-30 | $39,897 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2023-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2023-06-30 | $39,897 |
| Was this plan covered by a fidelity bond | 2023-06-30 | Yes |
| Value of fidelity bond cover | 2023-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2023-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2023-06-30 | No |
| Contributions received from participants | 2023-06-30 | $195,341 |
| Participant contributions at end of year | 2023-06-30 | $0 |
| Participant contributions at beginning of year | 2023-06-30 | $19,240 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2023-06-30 | $4,262 |
| Other income not declared elsewhere | 2023-06-30 | $28,767 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-06-30 | No |
| Value of net income/loss | 2023-06-30 | $2,092,262 |
| Value of net assets at end of year (total assets less liabilities) | 2023-06-30 | $22,998,113 |
| Value of net assets at beginning of year (total assets less liabilities) | 2023-06-30 | $20,905,851 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2023-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2023-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2023-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2023-06-30 | $16,673,538 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2023-06-30 | $14,304,571 |
| Value of interest in pooled separate accounts at end of year | 2023-06-30 | $1,078,212 |
| Value of interest in pooled separate accounts at beginning of year | 2023-06-30 | $1,319,854 |
| Interest earned on other investments | 2023-06-30 | $223,191 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2023-06-30 | $5,246,363 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2023-06-30 | $5,210,571 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2023-06-30 | $383,311 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2023-06-30 | $2,112,313 |
| Net investment gain/loss from pooled separate accounts | 2023-06-30 | $-113,915 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2023-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2023-06-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2023-06-30 | No |
| Contributions received in cash from employer | 2023-06-30 | $734,650 |
| Employer contributions (assets) at end of year | 2023-06-30 | $0 |
| Employer contributions (assets) at beginning of year | 2023-06-30 | $61,690 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2023-06-30 | $715,374 |
| Contract administrator fees | 2023-06-30 | $33,559 |
| Liabilities. Value of benefit claims payable at beginning of year | 2023-06-30 | $10,075 |
| Did the plan have assets held for investment | 2023-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2023-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2023-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2023-06-30 | Unqualified |
| Accountancy firm name | 2023-06-30 | BROWN, EDWARDS & COMPANY, L.L.P. |
| Accountancy firm EIN | 2023-06-30 | 540504608 |
| 2022 : UNIVERSITY OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2022 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2022-07-01 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-07-01 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-07-01 | $10,075 |
| Total income from all sources (including contributions) | 2022-07-01 | $3,224,506 |
| Total loss/gain on sale of assets | 2022-07-01 | $0 |
| Total of all expenses incurred | 2022-07-01 | $1,132,244 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-07-01 | $1,098,685 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-07-01 | $934,253 |
| Value of total assets at end of year | 2022-07-01 | $22,998,113 |
| Value of total assets at beginning of year | 2022-07-01 | $20,915,926 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-07-01 | $33,559 |
| Total interest from all sources | 2022-07-01 | $223,191 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-07-01 | $39,897 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-07-01 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-07-01 | $39,897 |
| Was this plan covered by a fidelity bond | 2022-07-01 | Yes |
| Value of fidelity bond cover | 2022-07-01 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-07-01 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-07-01 | No |
| Contributions received from participants | 2022-07-01 | $195,341 |
| Participant contributions at end of year | 2022-07-01 | $0 |
| Participant contributions at beginning of year | 2022-07-01 | $19,240 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-07-01 | $4,262 |
| Other income not declared elsewhere | 2022-07-01 | $28,767 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-07-01 | No |
| Value of net income/loss | 2022-07-01 | $2,092,262 |
| Value of net assets at end of year (total assets less liabilities) | 2022-07-01 | $22,998,113 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-07-01 | $20,905,851 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-07-01 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-07-01 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-07-01 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-07-01 | $16,673,538 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-07-01 | $14,304,571 |
| Value of interest in pooled separate accounts at end of year | 2022-07-01 | $1,078,212 |
| Value of interest in pooled separate accounts at beginning of year | 2022-07-01 | $1,319,854 |
| Interest earned on other investments | 2022-07-01 | $223,191 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-07-01 | $5,246,363 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-07-01 | $5,210,571 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-07-01 | $383,311 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-07-01 | $2,112,313 |
| Net investment gain/loss from pooled separate accounts | 2022-07-01 | $-113,915 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-07-01 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-07-01 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-07-01 | No |
| Contributions received in cash from employer | 2022-07-01 | $734,650 |
| Employer contributions (assets) at end of year | 2022-07-01 | $0 |
| Employer contributions (assets) at beginning of year | 2022-07-01 | $61,690 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-07-01 | $715,374 |
| Contract administrator fees | 2022-07-01 | $33,559 |
| Liabilities. Value of benefit claims payable at beginning of year | 2022-07-01 | $10,075 |
| Did the plan have assets held for investment | 2022-07-01 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-07-01 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-07-01 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-07-01 | 1 |
| Accountancy firm name | 2022-07-01 | BROWN, EDWARDS & COMPANY, L.L.P. |
| Accountancy firm EIN | 2022-07-01 | 540504608 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-06-30 | $10,075 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2022-06-30 | $15,043 |
| Total income from all sources (including contributions) | 2022-06-30 | $-1,169,934 |
| Total of all expenses incurred | 2022-06-30 | $1,237,892 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2022-06-30 | $1,095,395 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2022-06-30 | $1,255,888 |
| Value of total assets at end of year | 2022-06-30 | $20,915,926 |
| Value of total assets at beginning of year | 2022-06-30 | $23,328,720 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2022-06-30 | $142,497 |
| Total interest from all sources | 2022-06-30 | $181,689 |
| Total dividends received (eg from common stock, registered investment company shares) | 2022-06-30 | $1,351 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2022-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2022-06-30 | $1,351 |
| Was this plan covered by a fidelity bond | 2022-06-30 | Yes |
| Value of fidelity bond cover | 2022-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2022-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2022-06-30 | No |
| Contributions received from participants | 2022-06-30 | $262,566 |
| Participant contributions at end of year | 2022-06-30 | $19,240 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2022-06-30 | $260,774 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-06-30 | No |
| Value of net income/loss | 2022-06-30 | $-2,407,826 |
| Value of net assets at end of year (total assets less liabilities) | 2022-06-30 | $20,905,851 |
| Value of net assets at beginning of year (total assets less liabilities) | 2022-06-30 | $23,313,677 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2022-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2022-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2022-06-30 | No |
| Investment advisory and management fees | 2022-06-30 | $142,497 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2022-06-30 | $14,304,571 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2022-06-30 | $16,881,906 |
| Value of interest in pooled separate accounts at end of year | 2022-06-30 | $1,319,854 |
| Value of interest in pooled separate accounts at beginning of year | 2022-06-30 | $1,027,971 |
| Interest earned on other investments | 2022-06-30 | $181,689 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2022-06-30 | $5,210,571 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2022-06-30 | $5,418,843 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2022-06-30 | $417,413 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2022-06-30 | $-1,994,346 |
| Net investment gain/loss from pooled separate accounts | 2022-06-30 | $-614,516 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2022-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2022-06-30 | Yes |
| Has the plan failed to provide any benefit when due under the plan | 2022-06-30 | No |
| Contributions received in cash from employer | 2022-06-30 | $732,548 |
| Employer contributions (assets) at end of year | 2022-06-30 | $61,690 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2022-06-30 | $677,982 |
| Liabilities. Value of benefit claims payable at end of year | 2022-06-30 | $10,075 |
| Liabilities. Value of benefit claims payable at beginning of year | 2022-06-30 | $15,043 |
| Did the plan have assets held for investment | 2022-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2022-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2022-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2022-06-30 | Unqualified |
| Accountancy firm name | 2022-06-30 | HOGANTAYLOR LLP |
| Accountancy firm EIN | 2022-06-30 | 731413977 |
| 2021 : UNIVERSITY OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2021 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-06-30 | $15,043 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2021-06-30 | $22,412 |
| Total income from all sources (including contributions) | 2021-06-30 | $5,792,739 |
| Total of all expenses incurred | 2021-06-30 | $823,297 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2021-06-30 | $579,539 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2021-06-30 | $944,869 |
| Value of total assets at end of year | 2021-06-30 | $23,328,720 |
| Value of total assets at beginning of year | 2021-06-30 | $18,366,647 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2021-06-30 | $243,758 |
| Total interest from all sources | 2021-06-30 | $337,309 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2021-06-30 | No |
| Was this plan covered by a fidelity bond | 2021-06-30 | Yes |
| Value of fidelity bond cover | 2021-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2021-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2021-06-30 | No |
| Contributions received from participants | 2021-06-30 | $222,137 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2021-06-30 | $5,472 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-06-30 | No |
| Value of net income/loss | 2021-06-30 | $4,969,442 |
| Value of net assets at end of year (total assets less liabilities) | 2021-06-30 | $23,313,677 |
| Value of net assets at beginning of year (total assets less liabilities) | 2021-06-30 | $18,344,235 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2021-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2021-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2021-06-30 | No |
| Investment advisory and management fees | 2021-06-30 | $243,758 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2021-06-30 | $16,881,906 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2021-06-30 | $12,359,615 |
| Value of interest in pooled separate accounts at end of year | 2021-06-30 | $1,027,971 |
| Value of interest in pooled separate accounts at beginning of year | 2021-06-30 | $906,348 |
| Interest earned on other investments | 2021-06-30 | $337,309 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2021-06-30 | $5,418,843 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2021-06-30 | $5,099,184 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2021-06-30 | $3,193,953 |
| Net investment gain/loss from pooled separate accounts | 2021-06-30 | $1,316,608 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2021-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2021-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2021-06-30 | No |
| Contributions received in cash from employer | 2021-06-30 | $717,260 |
| Employer contributions (assets) at beginning of year | 2021-06-30 | $1,500 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2021-06-30 | $579,539 |
| Liabilities. Value of benefit claims payable at end of year | 2021-06-30 | $15,043 |
| Liabilities. Value of benefit claims payable at beginning of year | 2021-06-30 | $22,412 |
| Did the plan have assets held for investment | 2021-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2021-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2021-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2021-06-30 | Disclaimer |
| Accountancy firm name | 2021-06-30 | HOGANTAYLOR LLP |
| Accountancy firm EIN | 2021-06-30 | 731413977 |
| 2020 : UNIVERSITY OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2020 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-06-30 | $22,412 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-06-30 | $22,412 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-06-30 | $22,417 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-06-30 | $22,417 |
| Total income from all sources (including contributions) | 2020-06-30 | $1,925,498 |
| Total income from all sources (including contributions) | 2020-06-30 | $1,925,498 |
| Total of all expenses incurred | 2020-06-30 | $1,116,947 |
| Total of all expenses incurred | 2020-06-30 | $1,116,947 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-06-30 | $1,007,275 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-06-30 | $1,007,275 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-06-30 | $1,068,291 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-06-30 | $1,068,291 |
| Value of total assets at end of year | 2020-06-30 | $18,366,647 |
| Value of total assets at end of year | 2020-06-30 | $18,366,647 |
| Value of total assets at beginning of year | 2020-06-30 | $17,558,101 |
| Value of total assets at beginning of year | 2020-06-30 | $17,558,101 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-06-30 | $109,672 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-06-30 | $109,672 |
| Total interest from all sources | 2020-06-30 | $175,706 |
| Total interest from all sources | 2020-06-30 | $175,706 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-06-30 | No |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-06-30 | No |
| Was this plan covered by a fidelity bond | 2020-06-30 | Yes |
| Was this plan covered by a fidelity bond | 2020-06-30 | Yes |
| Value of fidelity bond cover | 2020-06-30 | $500,000 |
| Value of fidelity bond cover | 2020-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-06-30 | No |
| If this is an individual account plan, was there a blackout period | 2020-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-06-30 | No |
| Contributions received from participants | 2020-06-30 | $218,669 |
| Contributions received from participants | 2020-06-30 | $218,669 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-06-30 | $185,483 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2020-06-30 | $185,483 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-06-30 | No |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-06-30 | No |
| Value of net income/loss | 2020-06-30 | $808,551 |
| Value of net income/loss | 2020-06-30 | $808,551 |
| Value of net assets at end of year (total assets less liabilities) | 2020-06-30 | $18,344,235 |
| Value of net assets at end of year (total assets less liabilities) | 2020-06-30 | $18,344,235 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-06-30 | $17,535,684 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-06-30 | $17,535,684 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-06-30 | No |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-06-30 | No |
| Investment advisory and management fees | 2020-06-30 | $109,672 |
| Investment advisory and management fees | 2020-06-30 | $109,672 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-06-30 | $12,359,615 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-06-30 | $12,359,615 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-06-30 | $12,013,559 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-06-30 | $12,013,559 |
| Value of interest in pooled separate accounts at end of year | 2020-06-30 | $906,348 |
| Value of interest in pooled separate accounts at end of year | 2020-06-30 | $906,348 |
| Value of interest in pooled separate accounts at beginning of year | 2020-06-30 | $879,913 |
| Value of interest in pooled separate accounts at beginning of year | 2020-06-30 | $879,913 |
| Interest earned on other investments | 2020-06-30 | $175,706 |
| Interest earned on other investments | 2020-06-30 | $175,706 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-06-30 | $5,099,184 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2020-06-30 | $5,099,184 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-06-30 | $4,664,629 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2020-06-30 | $4,664,629 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-06-30 | $665,964 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2020-06-30 | $665,964 |
| Net investment gain/loss from pooled separate accounts | 2020-06-30 | $15,537 |
| Net investment gain/loss from pooled separate accounts | 2020-06-30 | $15,537 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-06-30 | No |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-06-30 | No |
| Contributions received in cash from employer | 2020-06-30 | $664,139 |
| Contributions received in cash from employer | 2020-06-30 | $664,139 |
| Employer contributions (assets) at end of year | 2020-06-30 | $1,500 |
| Employer contributions (assets) at end of year | 2020-06-30 | $1,500 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-06-30 | $1,007,275 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-06-30 | $1,007,275 |
| Liabilities. Value of benefit claims payable at end of year | 2020-06-30 | $22,412 |
| Liabilities. Value of benefit claims payable at end of year | 2020-06-30 | $22,412 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-06-30 | $22,417 |
| Liabilities. Value of benefit claims payable at beginning of year | 2020-06-30 | $22,417 |
| Did the plan have assets held for investment | 2020-06-30 | Yes |
| Did the plan have assets held for investment | 2020-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-06-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-06-30 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2020-06-30 | Disclaimer |
| Opinion of an independent qualified public accountant for this plan | 2020-06-30 | Disclaimer |
| Accountancy firm name | 2020-06-30 | HOGANTAYLOR LLP |
| Accountancy firm name | 2020-06-30 | HOGANTAYLOR LLP |
| Accountancy firm EIN | 2020-06-30 | 731413977 |
| Accountancy firm EIN | 2020-06-30 | 731413977 |
| 2019 : UNIVERSITY OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2019 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-06-30 | $22,417 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-06-30 | $7,600 |
| Total income from all sources (including contributions) | 2019-06-30 | $1,882,929 |
| Total of all expenses incurred | 2019-06-30 | $1,160,735 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-06-30 | $1,053,268 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-06-30 | $956,933 |
| Value of total assets at end of year | 2019-06-30 | $17,558,101 |
| Value of total assets at beginning of year | 2019-06-30 | $16,821,090 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-06-30 | $107,467 |
| Total interest from all sources | 2019-06-30 | $139,595 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-06-30 | No |
| Was this plan covered by a fidelity bond | 2019-06-30 | Yes |
| Value of fidelity bond cover | 2019-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2019-06-30 | No |
| Contributions received from participants | 2019-06-30 | $238,238 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2019-06-30 | $47,855 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-06-30 | No |
| Value of net income/loss | 2019-06-30 | $722,194 |
| Value of net assets at end of year (total assets less liabilities) | 2019-06-30 | $17,535,684 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-06-30 | $16,813,490 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-06-30 | No |
| Investment advisory and management fees | 2019-06-30 | $107,467 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-06-30 | $12,013,559 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-06-30 | $11,315,673 |
| Value of interest in pooled separate accounts at end of year | 2019-06-30 | $879,913 |
| Value of interest in pooled separate accounts at beginning of year | 2019-06-30 | $868,974 |
| Interest earned on other investments | 2019-06-30 | $139,595 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2019-06-30 | $4,664,629 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2019-06-30 | $4,634,680 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-06-30 | $734,838 |
| Net investment gain/loss from pooled separate accounts | 2019-06-30 | $51,563 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-06-30 | No |
| Contributions received in cash from employer | 2019-06-30 | $670,840 |
| Employer contributions (assets) at beginning of year | 2019-06-30 | $1,763 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-06-30 | $1,053,268 |
| Liabilities. Value of benefit claims payable at end of year | 2019-06-30 | $22,417 |
| Liabilities. Value of benefit claims payable at beginning of year | 2019-06-30 | $7,600 |
| Did the plan have assets held for investment | 2019-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-06-30 | Disclaimer |
| Accountancy firm name | 2019-06-30 | HOGANTAYLOR LLP |
| Accountancy firm EIN | 2019-06-30 | 731413977 |
| 2018 : UNIVERSITY OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2018 401k financial data |
|---|
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-06-30 | $7,600 |
| Total income from all sources (including contributions) | 2018-06-30 | $2,469,543 |
| Total of all expenses incurred | 2018-06-30 | $995,355 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-06-30 | $889,918 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-06-30 | $940,791 |
| Value of total assets at end of year | 2018-06-30 | $16,821,090 |
| Value of total assets at beginning of year | 2018-06-30 | $15,339,302 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-06-30 | $105,437 |
| Total interest from all sources | 2018-06-30 | $170,697 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-06-30 | $1,491 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-06-30 | $1,491 |
| Was this plan covered by a fidelity bond | 2018-06-30 | Yes |
| Value of fidelity bond cover | 2018-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2018-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2018-06-30 | No |
| Contributions received from participants | 2018-06-30 | $229,802 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2018-06-30 | $47,730 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-06-30 | No |
| Value of net income/loss | 2018-06-30 | $1,474,188 |
| Value of net assets at end of year (total assets less liabilities) | 2018-06-30 | $16,813,490 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-06-30 | $15,339,302 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-06-30 | No |
| Investment advisory and management fees | 2018-06-30 | $105,437 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-06-30 | $11,315,673 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-06-30 | $10,017,909 |
| Value of interest in pooled separate accounts at end of year | 2018-06-30 | $868,974 |
| Value of interest in pooled separate accounts at beginning of year | 2018-06-30 | $842,941 |
| Interest earned on other investments | 2018-06-30 | $170,697 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2018-06-30 | $4,634,680 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2018-06-30 | $4,467,896 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-06-30 | $1,307,804 |
| Net investment gain/loss from pooled separate accounts | 2018-06-30 | $48,760 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-06-30 | No |
| Contributions received in cash from employer | 2018-06-30 | $663,259 |
| Employer contributions (assets) at end of year | 2018-06-30 | $1,763 |
| Employer contributions (assets) at beginning of year | 2018-06-30 | $10,556 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-06-30 | $889,918 |
| Liabilities. Value of benefit claims payable at end of year | 2018-06-30 | $7,600 |
| Did the plan have assets held for investment | 2018-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-06-30 | Disclaimer |
| Accountancy firm name | 2018-06-30 | HOGANTAYLOR LLP |
| Accountancy firm EIN | 2018-06-30 | 731413977 |
| 2017 : UNIVERSITY OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2017 401k financial data |
|---|
| Total income from all sources (including contributions) | 2017-06-30 | $2,493,186 |
| Total of all expenses incurred | 2017-06-30 | $2,502,006 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-06-30 | $2,398,560 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-06-30 | $788,983 |
| Value of total assets at end of year | 2017-06-30 | $15,339,302 |
| Value of total assets at beginning of year | 2017-06-30 | $15,348,122 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-06-30 | $103,446 |
| Total interest from all sources | 2017-06-30 | $185,840 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-06-30 | $692 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-06-30 | $692 |
| Was this plan covered by a fidelity bond | 2017-06-30 | Yes |
| Value of fidelity bond cover | 2017-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2017-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-06-30 | No |
| Contributions received from participants | 2017-06-30 | $188,302 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2017-06-30 | $4,248 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-06-30 | No |
| Value of net income/loss | 2017-06-30 | $-8,820 |
| Value of net assets at end of year (total assets less liabilities) | 2017-06-30 | $15,339,302 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-06-30 | $15,348,122 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-06-30 | No |
| Investment advisory and management fees | 2017-06-30 | $103,446 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-06-30 | $10,017,909 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-06-30 | $9,345,533 |
| Value of interest in pooled separate accounts at end of year | 2017-06-30 | $842,941 |
| Value of interest in pooled separate accounts at beginning of year | 2017-06-30 | $826,429 |
| Interest earned on other investments | 2017-06-30 | $185,840 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-06-30 | $4,467,896 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-06-30 | $5,176,160 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-06-30 | $1,478,109 |
| Net investment gain/loss from pooled separate accounts | 2017-06-30 | $39,562 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-06-30 | No |
| Contributions received in cash from employer | 2017-06-30 | $596,433 |
| Employer contributions (assets) at end of year | 2017-06-30 | $10,556 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-06-30 | $2,398,560 |
| Did the plan have assets held for investment | 2017-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-06-30 | Disclaimer |
| Accountancy firm name | 2017-06-30 | HOGANTAYLOR LLP |
| Accountancy firm EIN | 2017-06-30 | 731413977 |
| 2016 : UNIVERSITY OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-06-30 | $1,048,001 |
| Total of all expenses incurred | 2016-06-30 | $1,166,450 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-06-30 | $1,063,293 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-06-30 | $848,166 |
| Value of total assets at end of year | 2016-06-30 | $15,348,122 |
| Value of total assets at beginning of year | 2016-06-30 | $15,466,571 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-06-30 | $103,157 |
| Total interest from all sources | 2016-06-30 | $226,644 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-06-30 | No |
| Was this plan covered by a fidelity bond | 2016-06-30 | Yes |
| Value of fidelity bond cover | 2016-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2016-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2016-06-30 | No |
| Contributions received from participants | 2016-06-30 | $191,012 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2016-06-30 | $54,106 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
| Value of net income/loss | 2016-06-30 | $-118,449 |
| Value of net assets at end of year (total assets less liabilities) | 2016-06-30 | $15,348,122 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-06-30 | $15,466,571 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-06-30 | $9,345,533 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-06-30 | $9,552,724 |
| Value of interest in pooled separate accounts at end of year | 2016-06-30 | $826,429 |
| Value of interest in pooled separate accounts at beginning of year | 2016-06-30 | $760,351 |
| Interest earned on other investments | 2016-06-30 | $226,644 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-06-30 | $5,176,160 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-06-30 | $5,153,496 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-06-30 | $-77,660 |
| Net investment gain/loss from pooled separate accounts | 2016-06-30 | $50,851 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2016-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-06-30 | No |
| Contributions received in cash from employer | 2016-06-30 | $603,048 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-06-30 | $1,063,293 |
| Contract administrator fees | 2016-06-30 | $103,157 |
| Did the plan have assets held for investment | 2016-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-06-30 | Disclaimer |
| Accountancy firm name | 2016-06-30 | HOGANTAYLOR LLP |
| Accountancy firm EIN | 2016-06-30 | 731413977 |
| 2015 : UNIVERSITY OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2015 401k financial data |
|---|
| Total income from all sources (including contributions) | 2015-06-30 | $1,555,144 |
| Total of all expenses incurred | 2015-06-30 | $961,099 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-06-30 | $961,099 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-06-30 | $850,715 |
| Value of total assets at end of year | 2015-06-30 | $15,466,571 |
| Value of total assets at beginning of year | 2015-06-30 | $14,872,526 |
| Total interest from all sources | 2015-06-30 | $190,660 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-06-30 | No |
| Was this plan covered by a fidelity bond | 2015-06-30 | Yes |
| Value of fidelity bond cover | 2015-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2015-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-06-30 | No |
| Contributions received from participants | 2015-06-30 | $210,343 |
| Participant contributions at beginning of year | 2015-06-30 | $1,400 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2015-06-30 | $39,509 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-06-30 | No |
| Value of net income/loss | 2015-06-30 | $594,045 |
| Value of net assets at end of year (total assets less liabilities) | 2015-06-30 | $15,466,571 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-06-30 | $14,872,526 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-06-30 | $9,552,724 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-06-30 | $9,253,044 |
| Value of interest in pooled separate accounts at end of year | 2015-06-30 | $760,351 |
| Value of interest in pooled separate accounts at beginning of year | 2015-06-30 | $672,529 |
| Interest earned on other investments | 2015-06-30 | $190,660 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-06-30 | $5,153,496 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-06-30 | $4,945,553 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2015-06-30 | $90,359 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-06-30 | $440,167 |
| Net investment gain/loss from pooled separate accounts | 2015-06-30 | $73,602 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2015-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-06-30 | No |
| Contributions received in cash from employer | 2015-06-30 | $600,863 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-06-30 | $870,740 |
| Did the plan have assets held for investment | 2015-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-06-30 | Disclaimer |
| Accountancy firm name | 2015-06-30 | HOWLAND & NORRIS |
| Accountancy firm EIN | 2015-06-30 | 710598221 |
| 2014 : UNIVERSITY OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2014 401k financial data |
|---|
| Total income from all sources (including contributions) | 2014-06-30 | $2,888,425 |
| Total of all expenses incurred | 2014-06-30 | $1,395,393 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-06-30 | $1,395,393 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-06-30 | $915,648 |
| Value of total assets at end of year | 2014-06-30 | $14,872,526 |
| Value of total assets at beginning of year | 2014-06-30 | $13,379,494 |
| Total interest from all sources | 2014-06-30 | $184,354 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-06-30 | No |
| Was this plan covered by a fidelity bond | 2014-06-30 | Yes |
| Value of fidelity bond cover | 2014-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2014-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2014-06-30 | No |
| Contributions received from participants | 2014-06-30 | $271,245 |
| Participant contributions at end of year | 2014-06-30 | $1,400 |
| Participant contributions at beginning of year | 2014-06-30 | $16,663 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2014-06-30 | $5,683 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-30 | No |
| Value of net income/loss | 2014-06-30 | $1,493,032 |
| Value of net assets at end of year (total assets less liabilities) | 2014-06-30 | $14,872,526 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-06-30 | $13,379,494 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-06-30 | $9,253,044 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-06-30 | $8,148,685 |
| Value of interest in pooled separate accounts at end of year | 2014-06-30 | $672,529 |
| Value of interest in pooled separate accounts at beginning of year | 2014-06-30 | $576,129 |
| Interest earned on other investments | 2014-06-30 | $184,354 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2014-06-30 | $4,945,553 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2014-06-30 | $4,638,017 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2014-06-30 | $44,359 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-06-30 | $1,723,062 |
| Net investment gain/loss from pooled separate accounts | 2014-06-30 | $65,361 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2014-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-06-30 | No |
| Contributions received in cash from employer | 2014-06-30 | $638,720 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-06-30 | $1,351,034 |
| Did the plan have assets held for investment | 2014-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-06-30 | Disclaimer |
| Accountancy firm name | 2014-06-30 | HOWLAND & NORRIS |
| Accountancy firm EIN | 2014-06-30 | 710598221 |
| 2013 : UNIVERSITY OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2013 401k financial data |
|---|
| Total income from all sources (including contributions) | 2013-06-30 | $2,196,322 |
| Total of all expenses incurred | 2013-06-30 | $747,128 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-06-30 | $745,850 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-06-30 | $912,563 |
| Value of total assets at end of year | 2013-06-30 | $13,379,494 |
| Value of total assets at beginning of year | 2013-06-30 | $11,930,300 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-06-30 | $1,278 |
| Total interest from all sources | 2013-06-30 | $173,860 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-06-30 | No |
| Was this plan covered by a fidelity bond | 2013-06-30 | Yes |
| Value of fidelity bond cover | 2013-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2013-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2013-06-30 | No |
| Contributions received from participants | 2013-06-30 | $266,019 |
| Participant contributions at end of year | 2013-06-30 | $16,663 |
| Income. Received or receivable in cash from other sources (including rollovers) | 2013-06-30 | $27,812 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-06-30 | No |
| Value of net income/loss | 2013-06-30 | $1,449,194 |
| Value of net assets at end of year (total assets less liabilities) | 2013-06-30 | $13,379,494 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-06-30 | $11,930,300 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-06-30 | $8,148,685 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-06-30 | $6,892,575 |
| Value of interest in pooled separate accounts at end of year | 2013-06-30 | $576,129 |
| Value of interest in pooled separate accounts at beginning of year | 2013-06-30 | $479,707 |
| Interest earned on other investments | 2013-06-30 | $173,860 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2013-06-30 | $4,638,017 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2013-06-30 | $4,558,018 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2013-06-30 | $326,636 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-06-30 | $1,066,230 |
| Net investment gain/loss from pooled separate accounts | 2013-06-30 | $43,669 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2013-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-06-30 | No |
| Contributions received in cash from employer | 2013-06-30 | $618,732 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-06-30 | $419,214 |
| Contract administrator fees | 2013-06-30 | $1,278 |
| Did the plan have assets held for investment | 2013-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-06-30 | Disclaimer |
| Accountancy firm name | 2013-06-30 | HOWLAND & NORRIS |
| Accountancy firm EIN | 2013-06-30 | 710598221 |
| 2012 : UNIVERSITY OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2012 401k financial data |
|---|
| Total income from all sources (including contributions) | 2012-06-30 | $1,128,495 |
| Total of all expenses incurred | 2012-06-30 | $955,966 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-06-30 | $955,966 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-06-30 | $872,972 |
| Value of total assets at end of year | 2012-06-30 | $11,930,300 |
| Value of total assets at beginning of year | 2012-06-30 | $11,757,771 |
| Total interest from all sources | 2012-06-30 | $170,797 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-06-30 | No |
| Was this plan covered by a fidelity bond | 2012-06-30 | Yes |
| Value of fidelity bond cover | 2012-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2012-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-06-30 | No |
| Contributions received from participants | 2012-06-30 | $249,882 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-30 | No |
| Value of net income/loss | 2012-06-30 | $172,529 |
| Value of net assets at end of year (total assets less liabilities) | 2012-06-30 | $11,930,300 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-06-30 | $11,757,771 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-06-30 | $6,892,575 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-06-30 | $6,967,993 |
| Value of interest in pooled separate accounts at end of year | 2012-06-30 | $479,707 |
| Value of interest in pooled separate accounts at beginning of year | 2012-06-30 | $397,551 |
| Interest earned on other investments | 2012-06-30 | $170,797 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2012-06-30 | $4,558,018 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2012-06-30 | $4,392,227 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2012-06-30 | $95,969 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-06-30 | $38,085 |
| Net investment gain/loss from pooled separate accounts | 2012-06-30 | $46,641 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-06-30 | No |
| Contributions received in cash from employer | 2012-06-30 | $623,090 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-06-30 | $859,997 |
| Did the plan have assets held for investment | 2012-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-06-30 | Disclaimer |
| Accountancy firm name | 2012-06-30 | HOWLAND & NORRIS |
| Accountancy firm EIN | 2012-06-30 | 710598221 |
| 2011 : UNIVERSITY OF THE OZARKS DEFINED CONTRIBUTION RETIREMENT PLAN 2011 401k financial data |
|---|
| Total transfer of assets to this plan | 2011-06-30 | $30,212 |
| Total income from all sources (including contributions) | 2011-06-30 | $2,508,730 |
| Total of all expenses incurred | 2011-06-30 | $131,280 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-06-30 | $131,013 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-06-30 | $920,247 |
| Value of total assets at end of year | 2011-06-30 | $11,757,771 |
| Value of total assets at beginning of year | 2011-06-30 | $9,350,109 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-06-30 | $267 |
| Total interest from all sources | 2011-06-30 | $156,250 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-06-30 | No |
| Was this plan covered by a fidelity bond | 2011-06-30 | Yes |
| Value of fidelity bond cover | 2011-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2011-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-06-30 | No |
| Contributions received from participants | 2011-06-30 | $292,260 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
| Value of net income/loss | 2011-06-30 | $2,377,450 |
| Value of net assets at end of year (total assets less liabilities) | 2011-06-30 | $11,757,771 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-06-30 | $9,350,109 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-06-30 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-06-30 | $6,967,993 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-06-30 | $5,099,418 |
| Value of interest in pooled separate accounts at end of year | 2011-06-30 | $397,551 |
| Value of interest in pooled separate accounts at beginning of year | 2011-06-30 | $270,554 |
| Interest earned on other investments | 2011-06-30 | $156,250 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2011-06-30 | $4,392,227 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2011-06-30 | $3,980,137 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2011-06-30 | $7,714 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-06-30 | $1,374,148 |
| Net investment gain/loss from pooled separate accounts | 2011-06-30 | $58,085 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-06-30 | No |
| Contributions received in cash from employer | 2011-06-30 | $627,987 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-06-30 | $123,299 |
| Contract administrator fees | 2011-06-30 | $267 |
| Did the plan have assets held for investment | 2011-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-06-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-06-30 | Disclaimer |
| Accountancy firm name | 2011-06-30 | HOWLAND & NORRIS |
| Accountancy firm EIN | 2011-06-30 | 710598221 |
