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UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 401k Plan overview

Plan NameUNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN
Plan identification number 001

UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, LLC has sponsored the creation of one or more 401k plans.

Company Name:UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, LLC
Employer identification number (EIN):421454252
NAIC Classification:621111
NAIC Description:Offices of Physicians (except Mental Health Specialists)

Form 5500 Filing Information

Submission information for form 5500 for 401k plan UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01JOHN STARK
0012016-01-01CHRISTINE MILLER
0012015-01-01MICHAEL HAYDEN
0012014-01-01MICHAEL HAYDEN
0012013-01-01TERRY J. PROTEXTOR
0012012-01-01TERRY J. PROTEXTOR TERRY J. PROTEXTOR2013-10-11
0012011-01-01TERRY PROTEXTOR
0012009-01-01TERRY PROTEXTOR

Plan Statistics for UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN

401k plan membership statisitcs for UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN

Measure Date Value
2022: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2022 401k membership
Total participants, beginning-of-year2022-01-01169
Total number of active participants reported on line 7a of the Form 55002022-01-0188
Number of retired or separated participants receiving benefits2022-01-011
Number of other retired or separated participants entitled to future benefits2022-01-01138
Total of all active and inactive participants2022-01-01227
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01227
Number of participants with account balances2022-01-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-010
2021: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2021 401k membership
Total participants, beginning-of-year2021-01-01162
Total number of active participants reported on line 7a of the Form 55002021-01-0169
Number of retired or separated participants receiving benefits2021-01-011
Number of other retired or separated participants entitled to future benefits2021-01-0199
Total of all active and inactive participants2021-01-01169
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01169
Number of participants with account balances2021-01-01155
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2020 401k membership
Total participants, beginning-of-year2020-01-01168
Total number of active participants reported on line 7a of the Form 55002020-01-0148
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-01113
Total of all active and inactive participants2020-01-01161
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-011
Total participants2020-01-01162
Number of participants with account balances2020-01-01158
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2019 401k membership
Total participants, beginning-of-year2019-01-01234
Total number of active participants reported on line 7a of the Form 55002019-01-0151
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-01116
Total of all active and inactive participants2019-01-01167
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01167
Number of participants with account balances2019-01-01164
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-013
2018: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2018 401k membership
Total participants, beginning-of-year2018-01-01446
Total number of active participants reported on line 7a of the Form 55002018-01-0195
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-01139
Total of all active and inactive participants2018-01-01234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01234
Number of participants with account balances2018-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0156
2017: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2017 401k membership
Total participants, beginning-of-year2017-01-01419
Total number of active participants reported on line 7a of the Form 55002017-01-01370
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0176
Total of all active and inactive participants2017-01-01446
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01446
Number of participants with account balances2017-01-01386
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0120
2016: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2016 401k membership
Total participants, beginning-of-year2016-01-01310
Total number of active participants reported on line 7a of the Form 55002016-01-01351
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-0168
Total of all active and inactive participants2016-01-01419
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01419
Number of participants with account balances2016-01-01358
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0116
2015: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2015 401k membership
Total participants, beginning-of-year2015-01-01256
Total number of active participants reported on line 7a of the Form 55002015-01-01238
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0172
Total of all active and inactive participants2015-01-01310
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01310
Number of participants with account balances2015-01-01263
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0131
2014: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2014 401k membership
Total participants, beginning-of-year2014-01-01244
Total number of active participants reported on line 7a of the Form 55002014-01-01204
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0152
Total of all active and inactive participants2014-01-01256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01256
Number of participants with account balances2014-01-01213
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0112
2013: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2013 401k membership
Total participants, beginning-of-year2013-01-01219
Total number of active participants reported on line 7a of the Form 55002013-01-01195
Number of retired or separated participants receiving benefits2013-01-010
Number of other retired or separated participants entitled to future benefits2013-01-0149
Total of all active and inactive participants2013-01-01244
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01244
Number of participants with account balances2013-01-01199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0118
2012: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2012 401k membership
Total participants, beginning-of-year2012-01-01187
Total number of active participants reported on line 7a of the Form 55002012-01-01158
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0161
Total of all active and inactive participants2012-01-01219
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01219
Number of participants with account balances2012-01-01197
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0119
2011: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2011 401k membership
Total participants, beginning-of-year2011-01-01212
Total number of active participants reported on line 7a of the Form 55002011-01-01146
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0141
Total of all active and inactive participants2011-01-01187
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01187
Number of participants with account balances2011-01-01172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0116
2009: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2009 401k membership
Total participants, beginning-of-year2009-01-01244
Total number of active participants reported on line 7a of the Form 55002009-01-01166
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0150
Total of all active and inactive participants2009-01-01216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01216
Number of participants with account balances2009-01-01189
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0116

Financial Data on UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN

Measure Date Value
2022 : UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$1,150,580
Total of all expenses incurred2022-12-31$1,012,009
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$975,829
Expenses. Certain deemed distributions of participant loans2022-12-31$4,589
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$2,389,208
Value of total assets at end of year2022-12-31$6,494,229
Value of total assets at beginning of year2022-12-31$6,355,658
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$31,591
Total interest from all sources2022-12-31$3,446
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$148,094
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$148,094
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$488,243
Participant contributions at end of year2022-12-31$16,003
Participant contributions at beginning of year2022-12-31$9,448
Participant contributions at end of year2022-12-31$16,430
Participant contributions at beginning of year2022-12-31$8,497
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$1,566,106
Value of other receiveables (less allowance for doubtful accounts) at end of year2022-12-31$144
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2022-12-31$40
Administrative expenses (other) incurred2022-12-31$28,396
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$138,571
Value of net assets at end of year (total assets less liabilities)2022-12-31$6,494,229
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$6,355,658
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$3,195
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$6,102,308
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$6,007,132
Interest on participant loans2022-12-31$522
Interest earned on other investments2022-12-31$2,921
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2022-12-31$1,258
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2022-12-31$1,208
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2022-12-31$1,208
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2022-12-31$3
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$347,087
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$322,916
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-1,390,168
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$334,859
Employer contributions (assets) at end of year2022-12-31$10,999
Employer contributions (assets) at beginning of year2022-12-31$6,417
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$975,829
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EIDE BAILLY LLP
Accountancy firm EIN2022-12-31450250958
2021 : UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$1,222,660
Total of all expenses incurred2021-12-31$1,404,768
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$1,375,199
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$346,581
Value of total assets at end of year2021-12-31$6,355,658
Value of total assets at beginning of year2021-12-31$6,537,766
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$29,569
Total interest from all sources2021-12-31$3,617
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$91,042
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$91,042
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$203,031
Participant contributions at end of year2021-12-31$9,448
Participant contributions at beginning of year2021-12-31$12,192
Participant contributions at end of year2021-12-31$8,497
Participant contributions at beginning of year2021-12-31$5,447
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$3,835
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$40
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Administrative expenses (other) incurred2021-12-31$26,296
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-182,108
Value of net assets at end of year (total assets less liabilities)2021-12-31$6,355,658
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$6,537,766
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$3,273
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$6,007,132
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$6,090,571
Interest on participant loans2021-12-31$728
Interest earned on other investments2021-12-31$2,889
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$1,208
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$322,916
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$425,165
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$781,420
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$139,715
Employer contributions (assets) at end of year2021-12-31$6,417
Employer contributions (assets) at beginning of year2021-12-31$4,391
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$1,375,199
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31EIDE BAILLY LLP
Accountancy firm EIN2021-12-31450250958
2020 : UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$1,042,632
Total of all expenses incurred2020-12-31$792,788
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$767,176
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$340,696
Value of total assets at end of year2020-12-31$6,537,766
Value of total assets at beginning of year2020-12-31$6,287,922
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$25,612
Total interest from all sources2020-12-31$589
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$57,332
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$57,332
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$193,540
Participant contributions at end of year2020-12-31$12,192
Participant contributions at beginning of year2020-12-31$13,245
Participant contributions at end of year2020-12-31$5,447
Participant contributions at beginning of year2020-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$5,112
Other income not declared elsewhere2020-12-31$3,148
Administrative expenses (other) incurred2020-12-31$25,612
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$249,844
Value of net assets at end of year (total assets less liabilities)2020-12-31$6,537,766
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$6,287,922
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$6,090,571
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$6,216,478
Interest on participant loans2020-12-31$589
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$425,165
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$58,199
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$640,867
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$142,044
Employer contributions (assets) at end of year2020-12-31$4,391
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$767,176
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31Yes
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31RSM US LLP
Accountancy firm EIN2020-12-31420714325
2019 : UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$1,699,069
Total loss/gain on sale of assets2019-12-31$0
Total of all expenses incurred2019-12-31$1,957,593
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$1,955,243
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$372,750
Value of total assets at end of year2019-12-31$6,287,922
Value of total assets at beginning of year2019-12-31$6,546,446
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$2,350
Total interest from all sources2019-12-31$2,193
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$229,856
Participant contributions at end of year2019-12-31$13,245
Participant contributions at beginning of year2019-12-31$25,089
Other income not declared elsewhere2019-12-31$149
Administrative expenses (other) incurred2019-12-31$2,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$-258,524
Value of net assets at end of year (total assets less liabilities)2019-12-31$6,287,922
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$6,546,446
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$6,216,478
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$6,471,439
Interest on participant loans2019-12-31$827
Interest earned on other investments2019-12-31$1,366
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$58,199
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$49,918
Net investment gain/loss from pooled separate accounts2019-12-31$1,323,977
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$142,894
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$1,955,243
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31RSM US LLP
Accountancy firm EIN2019-12-31420714325
2018 : UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$1,101,465
Total loss/gain on sale of assets2018-12-31$0
Total of all expenses incurred2018-12-31$7,538,216
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$7,524,466
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$1,422,562
Value of total assets at end of year2018-12-31$6,546,446
Value of total assets at beginning of year2018-12-31$12,983,197
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$13,750
Total interest from all sources2018-12-31$5,070
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$790,875
Participant contributions at end of year2018-12-31$25,089
Participant contributions at beginning of year2018-12-31$106,386
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$38,078
Other income not declared elsewhere2018-12-31$10,448
Administrative expenses (other) incurred2018-12-31$13,750
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-6,436,751
Value of net assets at end of year (total assets less liabilities)2018-12-31$6,546,446
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$12,983,197
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$6,471,439
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$12,790,217
Interest on participant loans2018-12-31$3,204
Interest earned on other investments2018-12-31$1,866
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$49,918
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$86,594
Net investment gain/loss from pooled separate accounts2018-12-31$-336,615
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$593,609
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$7,524,466
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31RSM US LLP
Accountancy firm EIN2018-12-31420714325
2017 : UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$5,894,702
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$3,829,193
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,808,462
Value of total corrective distributions2017-12-31$10,381
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,905,220
Value of total assets at end of year2017-12-31$12,983,197
Value of total assets at beginning of year2017-12-31$10,917,688
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$10,350
Total interest from all sources2017-12-31$9,162
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,413,735
Participant contributions at end of year2017-12-31$106,386
Participant contributions at beginning of year2017-12-31$53,545
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,452,091
Other income not declared elsewhere2017-12-31$6,205
Administrative expenses (other) incurred2017-12-31$10,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$2,065,509
Value of net assets at end of year (total assets less liabilities)2017-12-31$12,983,197
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$10,917,688
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$12,790,217
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$10,699,284
Interest on participant loans2017-12-31$5,034
Interest earned on other investments2017-12-31$4,128
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$86,594
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$164,859
Net investment gain/loss from pooled separate accounts2017-12-31$1,974,115
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,039,394
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,808,462
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31RSM US LLP
Accountancy firm EIN2017-12-31420714325
2016 : UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$3,018,764
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$1,502,801
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$1,496,301
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,219,042
Value of total assets at end of year2016-12-31$10,917,688
Value of total assets at beginning of year2016-12-31$9,401,725
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$6,500
Total interest from all sources2016-12-31$8,735
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,054,073
Participant contributions at end of year2016-12-31$53,545
Participant contributions at beginning of year2016-12-31$70,494
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$453,678
Other income not declared elsewhere2016-12-31$125
Administrative expenses (other) incurred2016-12-31$6,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,515,963
Value of net assets at end of year (total assets less liabilities)2016-12-31$10,917,688
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$9,401,725
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$10,699,284
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$9,122,525
Interest on participant loans2016-12-31$2,839
Interest earned on other investments2016-12-31$5,896
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$164,859
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$208,706
Net investment gain/loss from pooled separate accounts2016-12-31$790,862
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$711,291
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$1,496,301
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31RSM US LLP
Accountancy firm EIN2016-12-31420714325
2015 : UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$1,306,445
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$842,613
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$839,144
Value of total corrective distributions2015-12-31$569
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,315,841
Value of total assets at end of year2015-12-31$9,401,725
Value of total assets at beginning of year2015-12-31$8,937,893
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$2,900
Total interest from all sources2015-12-31$9,059
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$560,234
Participant contributions at end of year2015-12-31$70,494
Participant contributions at beginning of year2015-12-31$77,882
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$501,074
Other income not declared elsewhere2015-12-31$9,672
Administrative expenses (other) incurred2015-12-31$2,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$463,832
Value of net assets at end of year (total assets less liabilities)2015-12-31$9,401,725
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$8,937,893
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$9,122,525
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$8,666,425
Interest on participant loans2015-12-31$3,237
Interest earned on other investments2015-12-31$5,822
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$208,706
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$193,586
Net investment gain/loss from pooled separate accounts2015-12-31$-28,127
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$254,533
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$839,144
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31RSM US LLP
Accountancy firm EIN2015-12-31420714325
2014 : UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$1,329,113
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$176,409
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$168,116
Value of total corrective distributions2014-12-31$5,793
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$809,248
Value of total assets at end of year2014-12-31$8,937,893
Value of total assets at beginning of year2014-12-31$7,785,189
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,500
Total interest from all sources2014-12-31$7,444
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$548,375
Participant contributions at end of year2014-12-31$77,882
Participant contributions at beginning of year2014-12-31$42,463
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$25,655
Other income not declared elsewhere2014-12-31$28
Administrative expenses (other) incurred2014-12-31$2,500
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$1,152,704
Value of net assets at end of year (total assets less liabilities)2014-12-31$8,937,893
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$7,785,189
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$8,666,425
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$7,580,788
Interest on participant loans2014-12-31$2,506
Interest earned on other investments2014-12-31$4,938
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$193,586
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$161,938
Net investment gain/loss from pooled separate accounts2014-12-31$512,393
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$235,218
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$168,116
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MCGLADREY LLP
Accountancy firm EIN2014-12-31420714325
2013 : UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$2,244,685
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$460,825
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$455,207
Value of total corrective distributions2013-12-31$3,618
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$770,869
Value of total assets at end of year2013-12-31$7,785,189
Value of total assets at beginning of year2013-12-31$6,001,329
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,000
Total interest from all sources2013-12-31$5,860
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$528,518
Participant contributions at end of year2013-12-31$42,463
Participant contributions at beginning of year2013-12-31$35,598
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$16,768
Other income not declared elsewhere2013-12-31$3,325
Administrative expenses (other) incurred2013-12-31$2,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,783,860
Value of net assets at end of year (total assets less liabilities)2013-12-31$7,785,189
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$6,001,329
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$7,580,788
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$5,831,473
Interest on participant loans2013-12-31$1,438
Interest earned on other investments2013-12-31$4,422
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$161,938
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$134,258
Net investment gain/loss from pooled separate accounts2013-12-31$1,464,631
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$225,583
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$455,207
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MCGLADREY LLP
Accountancy firm EIN2013-12-31420714325
2012 : UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,485,898
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$1,582,484
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,581,459
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$702,721
Value of total assets at end of year2012-12-31$6,001,329
Value of total assets at beginning of year2012-12-31$6,097,915
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,025
Total interest from all sources2012-12-31$6,924
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$452,988
Participant contributions at end of year2012-12-31$35,598
Participant contributions at beginning of year2012-12-31$86,740
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$70,780
Other income not declared elsewhere2012-12-31$71
Administrative expenses (other) incurred2012-12-31$1,025
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$-96,586
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,001,329
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,097,915
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$5,831,473
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,893,544
Interest on participant loans2012-12-31$3,109
Interest earned on other investments2012-12-31$3,815
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$134,258
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$117,631
Net investment gain/loss from pooled separate accounts2012-12-31$776,182
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$178,953
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,581,459
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MCGLADREY LLP
Accountancy firm EIN2012-12-31420714325
2011 : UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$463,715
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$640,052
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$638,752
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$638,506
Value of total assets at end of year2011-12-31$6,097,915
Value of total assets at beginning of year2011-12-31$6,274,252
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,300
Total interest from all sources2011-12-31$7,489
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$420,476
Participant contributions at end of year2011-12-31$86,740
Participant contributions at beginning of year2011-12-31$81,144
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$41,548
Other income not declared elsewhere2011-12-31$293
Administrative expenses (other) incurred2011-12-31$1,300
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-176,337
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,097,915
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$6,274,252
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,893,544
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$6,065,297
Interest on participant loans2011-12-31$4,161
Interest earned on other investments2011-12-31$3,328
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$117,631
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$127,811
Net investment gain/loss from pooled separate accounts2011-12-31$-182,573
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$176,482
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$638,752
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MCGLADREY LLP
Accountancy firm EIN2011-12-31420714325
2010 : UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,340,562
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$480,474
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$470,418
Value of total corrective distributions2010-12-31$9,156
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$599,975
Value of total assets at end of year2010-12-31$6,274,252
Value of total assets at beginning of year2010-12-31$5,414,164
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$900
Total interest from all sources2010-12-31$8,294
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$386,137
Participant contributions at end of year2010-12-31$81,144
Participant contributions at beginning of year2010-12-31$91,002
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$16,783
Other income not declared elsewhere2010-12-31$565
Administrative expenses (other) incurred2010-12-31$900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$860,088
Value of net assets at end of year (total assets less liabilities)2010-12-31$6,274,252
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,414,164
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$6,065,297
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$5,212,272
Interest on participant loans2010-12-31$5,170
Interest earned on other investments2010-12-31$3,124
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$127,811
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$110,890
Net investment gain/loss from pooled separate accounts2010-12-31$731,728
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$197,055
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$470,418
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MCGLADREY & PULLEN LLP
Accountancy firm EIN2010-12-31420714325

Form 5500 Responses for UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN

2022: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: UNIVERSITY OF IOWA COMMUNITY MEDICAL SERVICES, INC. 401(K) PLAN 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513514
Policy instance 1
Insurance contract or identification number513514
Number of Individuals Covered214
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $890
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $890
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513514
Policy instance 1
Insurance contract or identification number513514
Number of Individuals Covered155
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $914
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $914
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHX018
Policy instance 1
Insurance contract or identification numberPHX018
Number of Individuals Covered0
Insurance policy start date2020-01-01
Insurance policy end date2020-03-31
Total amount of commissions paid to insurance brokerUSD $1,307
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $1,307
Insurance broker organization code?3
TRANSAMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 86231 )
Policy contract number513514
Policy instance 2
Insurance contract or identification number513514
Number of Individuals Covered158
Insurance policy start date2020-05-19
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $903
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $903
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHX018
Policy instance 1
Insurance contract or identification numberPHX018
Number of Individuals Covered167
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $16,677
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $16,677
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHX018
Policy instance 1
Insurance contract or identification numberPHX018
Number of Individuals Covered234
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $31,479
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $31,479
Insurance broker organization code?3
VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )
Policy contract numberPHX018
Policy instance 1
Insurance contract or identification numberPHX018
Number of Individuals Covered446
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $48,852
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $48,852
Insurance broker organization code?3
Insurance broker nameLPL FINANCIAL CORP

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