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403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 401k Plan overview

Plan Name403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC.
Plan identification number 002

403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

CLIFFORD W. BEERS GUIDANCE CLINIC, INC. has sponsored the creation of one or more 401k plans.

Company Name:CLIFFORD W. BEERS GUIDANCE CLINIC, INC.
Employer identification number (EIN):060646757
NAIC Classification:621399
NAIC Description:Offices of All Other Miscellaneous Health Practitioners

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022021-07-01
0022021-07-01
0022020-07-01
0022019-07-01
0022018-07-01
0022017-07-01
0022016-07-01MICHAEL RISO MICHAEL RISO2018-03-30
0022015-07-01MICHAEL RISO2017-03-31 MICHAEL RISO2017-03-31
0022014-07-01MICHAEL RISO
0022013-07-01DENNIS COLWELL DENNIS COLWELL2015-04-07
0022012-07-01DENNIS COLWELL2013-11-06 DENNIS COLWELL2013-11-06
0022011-07-01DENNIS COLWELL2012-10-25
0022010-07-01DENNIS COLWELL2012-01-19

Plan Statistics for 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC.

401k plan membership statisitcs for 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC.

Measure Date Value
2021: 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2021 401k membership
Total participants, beginning-of-year2021-07-01210
Total number of active participants reported on line 7a of the Form 55002021-07-01105
Number of retired or separated participants receiving benefits2021-07-010
Number of other retired or separated participants entitled to future benefits2021-07-01111
Total of all active and inactive participants2021-07-01216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-07-010
Total participants2021-07-01216
Number of participants with account balances2021-07-01214
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-07-015
2020: 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2020 401k membership
Total participants, beginning-of-year2020-07-01276
Total number of active participants reported on line 7a of the Form 55002020-07-01191
Number of retired or separated participants receiving benefits2020-07-010
Number of other retired or separated participants entitled to future benefits2020-07-0198
Total of all active and inactive participants2020-07-01289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-07-010
Total participants2020-07-01289
Number of participants with account balances2020-07-01210
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-07-0110
2019: 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2019 401k membership
Total participants, beginning-of-year2019-07-01241
Total number of active participants reported on line 7a of the Form 55002019-07-01189
Number of retired or separated participants receiving benefits2019-07-010
Number of other retired or separated participants entitled to future benefits2019-07-0187
Total of all active and inactive participants2019-07-01276
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-07-010
Total participants2019-07-01276
Number of participants with account balances2019-07-01199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-07-0120
2018: 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2018 401k membership
Total participants, beginning-of-year2018-07-01161
Total number of active participants reported on line 7a of the Form 55002018-07-01168
Number of retired or separated participants receiving benefits2018-07-010
Number of other retired or separated participants entitled to future benefits2018-07-0173
Total of all active and inactive participants2018-07-01241
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-07-010
Total participants2018-07-01241
Number of participants with account balances2018-07-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-07-0124
2017: 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2017 401k membership
Total participants, beginning-of-year2017-07-01157
Total number of active participants reported on line 7a of the Form 55002017-07-01167
Number of retired or separated participants receiving benefits2017-07-010
Number of other retired or separated participants entitled to future benefits2017-07-0155
Total of all active and inactive participants2017-07-01222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-07-010
Total participants2017-07-01222
Number of participants with account balances2017-07-01161
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-07-0113
2016: 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2016 401k membership
Total participants, beginning-of-year2016-07-01143
Total number of active participants reported on line 7a of the Form 55002016-07-01188
Number of retired or separated participants receiving benefits2016-07-010
Number of other retired or separated participants entitled to future benefits2016-07-0144
Total of all active and inactive participants2016-07-01232
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-07-010
Total participants2016-07-01232
Number of participants with account balances2016-07-01156
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-07-0112
2015: 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2015 401k membership
Total participants, beginning-of-year2015-07-01108
Total number of active participants reported on line 7a of the Form 55002015-07-01176
Number of retired or separated participants receiving benefits2015-07-010
Number of other retired or separated participants entitled to future benefits2015-07-0135
Total of all active and inactive participants2015-07-01211
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-07-010
Total participants2015-07-01211
Number of participants with account balances2015-07-01143
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-07-0112
2014: 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2014 401k membership
Total participants, beginning-of-year2014-07-01152
Total number of active participants reported on line 7a of the Form 55002014-07-01157
Number of retired or separated participants receiving benefits2014-07-010
Number of other retired or separated participants entitled to future benefits2014-07-0127
Total of all active and inactive participants2014-07-01184
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-07-010
Total participants2014-07-01184
Number of participants with account balances2014-07-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-07-014
2013: 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2013 401k membership
Total participants, beginning-of-year2013-07-01134
Total number of active participants reported on line 7a of the Form 55002013-07-01129
Number of retired or separated participants receiving benefits2013-07-010
Number of other retired or separated participants entitled to future benefits2013-07-0123
Total of all active and inactive participants2013-07-01152
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-07-010
Total participants2013-07-01152
Number of participants with account balances2013-07-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-07-012

Financial Data on 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC.

Measure Date Value
2022 : 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2022 401k financial data
Total unrealized appreciation/depreciation of assets2022-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-06-30$0
Total income from all sources (including contributions)2022-06-30$-99,638
Total loss/gain on sale of assets2022-06-30$0
Total of all expenses incurred2022-06-30$370,971
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-06-30$368,686
Expenses. Certain deemed distributions of participant loans2022-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-06-30$572,703
Value of total assets at end of year2022-06-30$5,718,957
Value of total assets at beginning of year2022-06-30$6,189,566
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-06-30$2,285
Total interest from all sources2022-06-30$34,734
Total dividends received (eg from common stock, registered investment company shares)2022-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-06-30No
Was this plan covered by a fidelity bond2022-06-30Yes
Value of fidelity bond cover2022-06-30$500,000
If this is an individual account plan, was there a blackout period2022-06-30No
Were there any nonexempt tranactions with any party-in-interest2022-06-30No
Contributions received from participants2022-06-30$372,614
Participant contributions at end of year2022-06-30$94,671
Participant contributions at beginning of year2022-06-30$97,823
Income. Received or receivable in cash from other sources (including rollovers)2022-06-30$98,464
Other income not declared elsewhere2022-06-30$0
Administrative expenses (other) incurred2022-06-30$2,285
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Value of net income/loss2022-06-30$-470,609
Value of net assets at end of year (total assets less liabilities)2022-06-30$5,718,957
Value of net assets at beginning of year (total assets less liabilities)2022-06-30$6,189,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2022-06-30No
Were any leases to which the plan was party in default or uncollectible2022-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-06-30$3,910,540
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-06-30$4,438,784
Interest on participant loans2022-06-30$0
Interest earned on other investments2022-06-30$34,734
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-06-30$1,713,746
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-06-30$1,652,959
Expenses. Payments to insurance carriers foe the provision of benefits2022-06-30$0
Net investment gain/loss from pooled separate accounts2022-06-30$-707,075
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-06-30No
Was there a failure to transmit to the plan any participant contributions2022-06-30No
Has the plan failed to provide any benefit when due under the plan2022-06-30No
Contributions received in cash from employer2022-06-30$101,625
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-06-30$368,686
Did the plan have assets held for investment2022-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-06-30No
Opinion of an independent qualified public accountant for this plan2022-06-30Disclaimer
Accountancy firm name2022-06-30CLIFTONLARSONALLEN LLP
Accountancy firm EIN2022-06-30410746749
2021 : 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-06-30$0
Total income from all sources (including contributions)2021-06-30$1,679,713
Total loss/gain on sale of assets2021-06-30$0
Total of all expenses incurred2021-06-30$283,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-06-30$280,876
Expenses. Certain deemed distributions of participant loans2021-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-06-30$517,847
Value of total assets at end of year2021-06-30$6,189,566
Value of total assets at beginning of year2021-06-30$4,792,949
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-06-30$2,220
Total interest from all sources2021-06-30$35,679
Total dividends received (eg from common stock, registered investment company shares)2021-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-06-30No
Was this plan covered by a fidelity bond2021-06-30Yes
Value of fidelity bond cover2021-06-30$500,000
If this is an individual account plan, was there a blackout period2021-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-06-30$0
Were there any nonexempt tranactions with any party-in-interest2021-06-30No
Contributions received from participants2021-06-30$283,283
Participant contributions at end of year2021-06-30$0
Participant contributions at beginning of year2021-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2021-06-30$138,728
Other income not declared elsewhere2021-06-30$0
Administrative expenses (other) incurred2021-06-30$2,220
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Value of net income/loss2021-06-30$1,396,617
Value of net assets at end of year (total assets less liabilities)2021-06-30$6,189,566
Value of net assets at beginning of year (total assets less liabilities)2021-06-30$4,792,949
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2021-06-30No
Were any leases to which the plan was party in default or uncollectible2021-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-06-30$4,438,784
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-06-30$3,182,768
Interest on participant loans2021-06-30$0
Interest earned on other investments2021-06-30$35,679
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-06-30$1,750,782
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-06-30$1,610,181
Expenses. Payments to insurance carriers foe the provision of benefits2021-06-30$0
Net investment gain/loss from pooled separate accounts2021-06-30$1,126,187
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-06-30No
Was there a failure to transmit to the plan any participant contributions2021-06-30No
Has the plan failed to provide any benefit when due under the plan2021-06-30No
Contributions received in cash from employer2021-06-30$95,836
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-06-30$280,876
Did the plan have assets held for investment2021-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-06-30No
Opinion of an independent qualified public accountant for this plan2021-06-30Disclaimer
Accountancy firm name2021-06-30CLIFTONLARSONALLEN LLP
Accountancy firm EIN2021-06-30410746749
2020 : 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2020 401k financial data
Total unrealized appreciation/depreciation of assets2020-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-06-30$0
Total income from all sources (including contributions)2020-06-30$805,082
Total loss/gain on sale of assets2020-06-30$0
Total of all expenses incurred2020-06-30$237,096
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-06-30$235,086
Expenses. Certain deemed distributions of participant loans2020-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-06-30$597,179
Value of total assets at end of year2020-06-30$4,792,949
Value of total assets at beginning of year2020-06-30$4,224,963
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-06-30$2,010
Total interest from all sources2020-06-30$36,311
Total dividends received (eg from common stock, registered investment company shares)2020-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-06-30No
Was this plan covered by a fidelity bond2020-06-30Yes
Value of fidelity bond cover2020-06-30$500,000
If this is an individual account plan, was there a blackout period2020-06-30No
Were there any nonexempt tranactions with any party-in-interest2020-06-30No
Contributions received from participants2020-06-30$269,159
Participant contributions at end of year2020-06-30$0
Participant contributions at beginning of year2020-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2020-06-30$234,011
Other income not declared elsewhere2020-06-30$0
Administrative expenses (other) incurred2020-06-30$2,010
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Value of net income/loss2020-06-30$567,986
Value of net assets at end of year (total assets less liabilities)2020-06-30$4,792,949
Value of net assets at beginning of year (total assets less liabilities)2020-06-30$4,224,963
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2020-06-30No
Were any leases to which the plan was party in default or uncollectible2020-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-06-30$3,182,768
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-06-30$2,790,773
Interest on participant loans2020-06-30$0
Interest earned on other investments2020-06-30$36,311
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-06-30$1,610,181
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-06-30$1,434,190
Expenses. Payments to insurance carriers foe the provision of benefits2020-06-30$0
Net investment gain/loss from pooled separate accounts2020-06-30$171,592
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-06-30No
Was there a failure to transmit to the plan any participant contributions2020-06-30No
Has the plan failed to provide any benefit when due under the plan2020-06-30No
Contributions received in cash from employer2020-06-30$94,009
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-06-30$235,086
Did the plan have assets held for investment2020-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2020-06-30Yes
Opinion of an independent qualified public accountant for this plan2020-06-30Disclaimer
Accountancy firm name2020-06-30CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-06-30410746749
2019 : 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2019 401k financial data
Total unrealized appreciation/depreciation of assets2019-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-06-30$1,756
Total income from all sources (including contributions)2019-06-30$513,958
Total loss/gain on sale of assets2019-06-30$0
Total of all expenses incurred2019-06-30$379,192
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-06-30$377,561
Expenses. Certain deemed distributions of participant loans2019-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-06-30$327,745
Value of total assets at end of year2019-06-30$4,224,963
Value of total assets at beginning of year2019-06-30$4,091,953
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-06-30$1,631
Total interest from all sources2019-06-30$35,107
Total dividends received (eg from common stock, registered investment company shares)2019-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-06-30No
Was this plan covered by a fidelity bond2019-06-30Yes
Value of fidelity bond cover2019-06-30$500,000
If this is an individual account plan, was there a blackout period2019-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-06-30$0
Were there any nonexempt tranactions with any party-in-interest2019-06-30No
Contributions received from participants2019-06-30$235,250
Income. Received or receivable in cash from other sources (including rollovers)2019-06-30$1,223
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-06-30$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-06-30$1,756
Other income not declared elsewhere2019-06-30$0
Administrative expenses (other) incurred2019-06-30$1,631
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Value of net income/loss2019-06-30$134,766
Value of net assets at end of year (total assets less liabilities)2019-06-30$4,224,963
Value of net assets at beginning of year (total assets less liabilities)2019-06-30$4,090,197
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2019-06-30No
Were any leases to which the plan was party in default or uncollectible2019-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-06-30$2,790,773
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-06-30$2,665,325
Interest on participant loans2019-06-30$0
Interest earned on other investments2019-06-30$35,107
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-06-30$1,434,190
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-06-30$1,426,628
Expenses. Payments to insurance carriers foe the provision of benefits2019-06-30$0
Net investment gain/loss from pooled separate accounts2019-06-30$151,106
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-06-30No
Was there a failure to transmit to the plan any participant contributions2019-06-30No
Has the plan failed to provide any benefit when due under the plan2019-06-30No
Contributions received in cash from employer2019-06-30$91,272
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-06-30$377,561
Did the plan have assets held for investment2019-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-06-30Yes
Opinion of an independent qualified public accountant for this plan2019-06-30Disclaimer
Accountancy firm name2019-06-30BLUM, SHAPIRO % CO., P.C.
Accountancy firm EIN2019-06-30061009205
2018 : 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2018 401k financial data
Total unrealized appreciation/depreciation of assets2018-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$1,756
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-06-30$1,926
Total income from all sources (including contributions)2018-06-30$714,470
Total loss/gain on sale of assets2018-06-30$0
Total of all expenses incurred2018-06-30$501,701
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-06-30$500,233
Expenses. Certain deemed distributions of participant loans2018-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-06-30$423,694
Value of total assets at end of year2018-06-30$4,091,953
Value of total assets at beginning of year2018-06-30$3,879,354
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-06-30$1,468
Total interest from all sources2018-06-30$34,139
Total dividends received (eg from common stock, registered investment company shares)2018-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-06-30No
Was this plan covered by a fidelity bond2018-06-30Yes
Value of fidelity bond cover2018-06-30$500,000
If this is an individual account plan, was there a blackout period2018-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-06-30$0
Were there any nonexempt tranactions with any party-in-interest2018-06-30No
Contributions received from participants2018-06-30$251,069
Participant contributions at end of year2018-06-30$0
Participant contributions at beginning of year2018-06-30$0
Participant contributions at end of year2018-06-30$0
Participant contributions at beginning of year2018-06-30$8,637
Income. Received or receivable in cash from other sources (including rollovers)2018-06-30$90,423
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-06-30$1,756
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-06-30$1,926
Other income not declared elsewhere2018-06-30$0
Administrative expenses (other) incurred2018-06-30$1,468
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Value of net income/loss2018-06-30$212,769
Value of net assets at end of year (total assets less liabilities)2018-06-30$4,090,197
Value of net assets at beginning of year (total assets less liabilities)2018-06-30$3,877,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2018-06-30No
Were any leases to which the plan was party in default or uncollectible2018-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-06-30$2,665,325
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-06-30$2,435,080
Interest on participant loans2018-06-30$0
Interest earned on other investments2018-06-30$34,139
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-06-30$1,426,628
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-06-30$1,432,642
Expenses. Payments to insurance carriers foe the provision of benefits2018-06-30$0
Net investment gain/loss from pooled separate accounts2018-06-30$256,637
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-06-30No
Was there a failure to transmit to the plan any participant contributions2018-06-30No
Has the plan failed to provide any benefit when due under the plan2018-06-30No
Contributions received in cash from employer2018-06-30$82,202
Employer contributions (assets) at end of year2018-06-30$0
Employer contributions (assets) at beginning of year2018-06-30$2,995
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-06-30$500,233
Did the plan have assets held for investment2018-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-06-30Yes
Opinion of an independent qualified public accountant for this plan2018-06-30Disclaimer
Accountancy firm name2018-06-30BLUM, SHAPIRO & CO., P.C.
Accountancy firm EIN2018-06-30061009205
2017 : 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$1,926
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-06-30$3,050
Total income from all sources (including contributions)2017-06-30$1,232,379
Total loss/gain on sale of assets2017-06-30$0
Total of all expenses incurred2017-06-30$556,306
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-06-30$555,126
Expenses. Certain deemed distributions of participant loans2017-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-06-30$866,402
Value of total assets at end of year2017-06-30$3,879,354
Value of total assets at beginning of year2017-06-30$3,204,405
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-06-30$1,180
Total interest from all sources2017-06-30$31,809
Total dividends received (eg from common stock, registered investment company shares)2017-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-06-30No
Was this plan covered by a fidelity bond2017-06-30Yes
Value of fidelity bond cover2017-06-30$500,000
If this is an individual account plan, was there a blackout period2017-06-30No
Were there any nonexempt tranactions with any party-in-interest2017-06-30No
Contributions received from participants2017-06-30$228,358
Participant contributions at end of year2017-06-30$0
Participant contributions at beginning of year2017-06-30$0
Participant contributions at end of year2017-06-30$8,637
Income. Received or receivable in cash from other sources (including rollovers)2017-06-30$575,902
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-06-30$1,926
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-06-30$3,050
Other income not declared elsewhere2017-06-30$0
Administrative expenses (other) incurred2017-06-30$1,180
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Value of net income/loss2017-06-30$676,073
Value of net assets at end of year (total assets less liabilities)2017-06-30$3,877,428
Value of net assets at beginning of year (total assets less liabilities)2017-06-30$3,201,355
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-06-30No
Were any leases to which the plan was party in default or uncollectible2017-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-06-30$2,435,080
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-06-30$2,007,317
Interest on participant loans2017-06-30$0
Interest earned on other investments2017-06-30$31,809
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-06-30$1,432,642
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-06-30$1,197,088
Expenses. Payments to insurance carriers foe the provision of benefits2017-06-30$0
Net investment gain/loss from pooled separate accounts2017-06-30$334,168
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-06-30No
Was there a failure to transmit to the plan any participant contributions2017-06-30No
Has the plan failed to provide any benefit when due under the plan2017-06-30No
Contributions received in cash from employer2017-06-30$62,142
Employer contributions (assets) at end of year2017-06-30$2,995
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-06-30$555,126
Did the plan have assets held for investment2017-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-06-30Yes
Opinion of an independent qualified public accountant for this plan2017-06-30Disclaimer
Accountancy firm name2017-06-30BLUM, SHAPIRO & CO., P.C.
Accountancy firm EIN2017-06-30061009205
2016 : 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$3,051
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-30$0
Total income from all sources (including contributions)2016-06-30$760,634
Total loss/gain on sale of assets2016-06-30$0
Total of all expenses incurred2016-06-30$136,301
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-30$135,407
Expenses. Certain deemed distributions of participant loans2016-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-30$750,448
Value of total assets at end of year2016-06-30$3,204,406
Value of total assets at beginning of year2016-06-30$2,577,022
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-30$894
Total interest from all sources2016-06-30$27,513
Total dividends received (eg from common stock, registered investment company shares)2016-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-30No
Was this plan covered by a fidelity bond2016-06-30Yes
Value of fidelity bond cover2016-06-30$500,000
If this is an individual account plan, was there a blackout period2016-06-30No
Were there any nonexempt tranactions with any party-in-interest2016-06-30No
Contributions received from participants2016-06-30$204,335
Participant contributions at end of year2016-06-30$0
Participant contributions at beginning of year2016-06-30$0
Income. Received or receivable in cash from other sources (including rollovers)2016-06-30$488,474
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-06-30$3,051
Other income not declared elsewhere2016-06-30$0
Administrative expenses (other) incurred2016-06-30$894
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Value of net income/loss2016-06-30$624,333
Value of net assets at end of year (total assets less liabilities)2016-06-30$3,201,355
Value of net assets at beginning of year (total assets less liabilities)2016-06-30$2,577,022
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-30No
Were any leases to which the plan was party in default or uncollectible2016-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-30$2,007,318
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-30$1,767,311
Interest on participant loans2016-06-30$0
Interest earned on other investments2016-06-30$27,513
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-06-30$1,197,088
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-06-30$753,864
Expenses. Payments to insurance carriers foe the provision of benefits2016-06-30$0
Net investment gain/loss from pooled separate accounts2016-06-30$-17,327
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-30No
Was there a failure to transmit to the plan any participant contributions2016-06-30No
Has the plan failed to provide any benefit when due under the plan2016-06-30No
Contributions received in cash from employer2016-06-30$57,639
Employer contributions (assets) at beginning of year2016-06-30$55,847
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-30$135,407
Did the plan have assets held for investment2016-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-30Yes
Opinion of an independent qualified public accountant for this plan2016-06-30Disclaimer
Accountancy firm name2016-06-30BLUM, SHAPIRO & CO., P.C.
Accountancy firm EIN2016-06-30061009205
2015 : 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-06-30$0
Total income from all sources (including contributions)2015-06-30$434,984
Total loss/gain on sale of assets2015-06-30$0
Total of all expenses incurred2015-06-30$70,285
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-06-30$69,053
Expenses. Certain deemed distributions of participant loans2015-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-06-30$347,302
Value of total assets at end of year2015-06-30$2,577,022
Value of total assets at beginning of year2015-06-30$2,212,323
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-06-30$1,232
Total interest from all sources2015-06-30$17,234
Total dividends received (eg from common stock, registered investment company shares)2015-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-06-30No
Was this plan covered by a fidelity bond2015-06-30Yes
Value of fidelity bond cover2015-06-30$500,000
If this is an individual account plan, was there a blackout period2015-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-06-30$0
Were there any nonexempt tranactions with any party-in-interest2015-06-30No
Contributions received from participants2015-06-30$203,470
Participant contributions at end of year2015-06-30$0
Participant contributions at beginning of year2015-06-30$0
Participant contributions at beginning of year2015-06-30$250
Income. Received or receivable in cash from other sources (including rollovers)2015-06-30$31,242
Other income not declared elsewhere2015-06-30$7
Administrative expenses (other) incurred2015-06-30$1,232
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Value of net income/loss2015-06-30$364,699
Value of net assets at end of year (total assets less liabilities)2015-06-30$2,577,022
Value of net assets at beginning of year (total assets less liabilities)2015-06-30$2,212,323
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2015-06-30No
Were any leases to which the plan was party in default or uncollectible2015-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-06-30$1,767,311
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-06-30$1,492,458
Interest on participant loans2015-06-30$0
Interest earned on other investments2015-06-30$17,234
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-06-30$753,864
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-06-30$719,611
Expenses. Payments to insurance carriers foe the provision of benefits2015-06-30$0
Net investment gain/loss from pooled separate accounts2015-06-30$70,441
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-06-30No
Was there a failure to transmit to the plan any participant contributions2015-06-30No
Has the plan failed to provide any benefit when due under the plan2015-06-30No
Contributions received in cash from employer2015-06-30$112,590
Employer contributions (assets) at end of year2015-06-30$55,847
Employer contributions (assets) at beginning of year2015-06-30$4
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-06-30$69,053
Did the plan have assets held for investment2015-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-06-30Yes
Opinion of an independent qualified public accountant for this plan2015-06-30Disclaimer
Accountancy firm name2015-06-30BLUM SHAPIRO AND CO., P.C.
Accountancy firm EIN2015-06-30061009205
2014 : 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-06-30$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-06-30$0
Total income from all sources (including contributions)2014-06-30$495,637
Total loss/gain on sale of assets2014-06-30$0
Total of all expenses incurred2014-06-30$39,225
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-06-30$38,115
Expenses. Certain deemed distributions of participant loans2014-06-30$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-06-30$240,712
Value of total assets at end of year2014-06-30$2,212,323
Value of total assets at beginning of year2014-06-30$1,755,911
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-06-30$1,110
Total interest from all sources2014-06-30$16,304
Total dividends received (eg from common stock, registered investment company shares)2014-06-30$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-06-30No
Was this plan covered by a fidelity bond2014-06-30Yes
Value of fidelity bond cover2014-06-30$250,000
If this is an individual account plan, was there a blackout period2014-06-30No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-06-30$0
Were there any nonexempt tranactions with any party-in-interest2014-06-30No
Contributions received from participants2014-06-30$173,916
Participant contributions at end of year2014-06-30$0
Participant contributions at beginning of year2014-06-30$0
Participant contributions at end of year2014-06-30$250
Income. Received or receivable in cash from other sources (including rollovers)2014-06-30$14,953
Other income not declared elsewhere2014-06-30$17
Administrative expenses (other) incurred2014-06-30$1,110
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Value of net income/loss2014-06-30$456,412
Value of net assets at end of year (total assets less liabilities)2014-06-30$2,212,323
Value of net assets at beginning of year (total assets less liabilities)2014-06-30$1,755,911
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-06-30No
Were any loans by the plan or fixed income obligations due to the plan in default2014-06-30No
Were any leases to which the plan was party in default or uncollectible2014-06-30No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-06-30$1,492,458
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-06-30$1,190,459
Interest on participant loans2014-06-30$0
Interest earned on other investments2014-06-30$16,304
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-06-30$719,611
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-06-30$565,452
Expenses. Payments to insurance carriers foe the provision of benefits2014-06-30$0
Net investment gain/loss from pooled separate accounts2014-06-30$238,604
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-06-30No
Was there a failure to transmit to the plan any participant contributions2014-06-30Yes
Has the plan failed to provide any benefit when due under the plan2014-06-30No
Contributions received in cash from employer2014-06-30$51,843
Employer contributions (assets) at end of year2014-06-30$4
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-06-30$38,115
Did the plan have assets held for investment2014-06-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-06-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-06-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-06-30Yes
Opinion of an independent qualified public accountant for this plan2014-06-30Disclaimer
Accountancy firm name2014-06-30BLUM SHAPIRO AND CO., P.C.
Accountancy firm EIN2014-06-30061009205

Form 5500 Responses for 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC.

2021: 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2021 form 5500 responses
2021-07-01Type of plan entitySingle employer plan
2021-07-01Submission has been amendedNo
2021-07-01This submission is the final filingNo
2021-07-01This return/report is a short plan year return/report (less than 12 months)No
2021-07-01Plan is a collectively bargained planNo
2021-07-01Plan funding arrangement – InsuranceYes
2021-07-01Plan benefit arrangement – InsuranceYes
2020: 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2020 form 5500 responses
2020-07-01Type of plan entitySingle employer plan
2020-07-01Submission has been amendedNo
2020-07-01This submission is the final filingNo
2020-07-01This return/report is a short plan year return/report (less than 12 months)No
2020-07-01Plan is a collectively bargained planNo
2020-07-01Plan funding arrangement – InsuranceYes
2020-07-01Plan benefit arrangement – InsuranceYes
2019: 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2019 form 5500 responses
2019-07-01Type of plan entitySingle employer plan
2019-07-01Submission has been amendedNo
2019-07-01This submission is the final filingNo
2019-07-01This return/report is a short plan year return/report (less than 12 months)No
2019-07-01Plan is a collectively bargained planNo
2019-07-01Plan funding arrangement – InsuranceYes
2019-07-01Plan benefit arrangement – InsuranceYes
2018: 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2018 form 5500 responses
2018-07-01Type of plan entitySingle employer plan
2018-07-01Submission has been amendedNo
2018-07-01This submission is the final filingNo
2018-07-01This return/report is a short plan year return/report (less than 12 months)No
2018-07-01Plan is a collectively bargained planNo
2018-07-01Plan funding arrangement – InsuranceYes
2018-07-01Plan benefit arrangement – InsuranceYes
2017: 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2017 form 5500 responses
2017-07-01Type of plan entitySingle employer plan
2017-07-01Submission has been amendedNo
2017-07-01This submission is the final filingNo
2017-07-01This return/report is a short plan year return/report (less than 12 months)No
2017-07-01Plan is a collectively bargained planNo
2017-07-01Plan funding arrangement – InsuranceYes
2017-07-01Plan benefit arrangement – InsuranceYes
2016: 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2016 form 5500 responses
2016-07-01Type of plan entitySingle employer plan
2016-07-01Submission has been amendedNo
2016-07-01This submission is the final filingNo
2016-07-01This return/report is a short plan year return/report (less than 12 months)No
2016-07-01Plan is a collectively bargained planNo
2016-07-01Plan funding arrangement – InsuranceYes
2016-07-01Plan benefit arrangement – InsuranceYes
2015: 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2015 form 5500 responses
2015-07-01Type of plan entitySingle employer plan
2015-07-01Submission has been amendedNo
2015-07-01This submission is the final filingNo
2015-07-01This return/report is a short plan year return/report (less than 12 months)No
2015-07-01Plan is a collectively bargained planNo
2015-07-01Plan funding arrangement – InsuranceYes
2015-07-01Plan benefit arrangement – InsuranceYes
2014: 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2014 form 5500 responses
2014-07-01Type of plan entitySingle employer plan
2014-07-01Submission has been amendedNo
2014-07-01This submission is the final filingNo
2014-07-01This return/report is a short plan year return/report (less than 12 months)No
2014-07-01Plan is a collectively bargained planNo
2014-07-01Plan funding arrangement – InsuranceYes
2014-07-01Plan benefit arrangement – InsuranceYes
2013: 403(B) THRIFT PLAN OF CLIFFORD W. BEERS GUIDANCE CLINIC,INC. 2013 form 5500 responses
2013-07-01Type of plan entitySingle employer plan
2013-07-01Submission has been amendedNo
2013-07-01This submission is the final filingNo
2013-07-01This return/report is a short plan year return/report (less than 12 months)No
2013-07-01Plan is a collectively bargained planNo
2013-07-01Plan funding arrangement – InsuranceYes
2013-07-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053322A
Policy instance 1
Insurance contract or identification number053322A
Number of Individuals Covered216
Insurance policy start date2021-07-01
Insurance policy end date2022-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,748
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1748
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053322A
Policy instance 1
Insurance contract or identification number053322A
Number of Individuals Covered210
Insurance policy start date2020-07-01
Insurance policy end date2021-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,748
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1748
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053322A
Policy instance 1
Insurance contract or identification number053322A
Number of Individuals Covered199
Insurance policy start date2019-07-01
Insurance policy end date2020-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $490
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees490
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053322A
Policy instance 1
Insurance contract or identification number053322A
Number of Individuals Covered185
Insurance policy start date2018-07-01
Insurance policy end date2019-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $4,080
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees4080
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053322A
Policy instance 1
Insurance contract or identification number053322A
Number of Individuals Covered165
Insurance policy start date2017-07-01
Insurance policy end date2018-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $955
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053322A
Policy instance 1
Insurance contract or identification number053322A
Number of Individuals Covered143
Insurance policy start date2015-07-01
Insurance policy end date2016-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $196
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees196
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameHARTFORD REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053322A
Policy instance 1
Insurance contract or identification number053322A
Number of Individuals Covered108
Insurance policy start date2014-07-01
Insurance policy end date2015-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $402
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees402
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameHARTFORD REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number053322A
Policy instance 1
Insurance contract or identification number053322A
Number of Individuals Covered152
Insurance policy start date2013-07-01
Insurance policy end date2014-06-30
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $637
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees637
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
Insurance broker nameHARTFORD REGIONAL OFFICE

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