401k Plan data: 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. plan

403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 401k Plan overview

Plan Name	403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC.
Plan identification number	002

403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Money purchase (other than target benefit)
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.

401k Sponsoring company profile

ASIAN AMERICAN RECOVERY SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name: ASIAN AMERICAN RECOVERY SERVICES, INC.

Employer identification number (EIN): 943007538

NAIC Classification: 621112
NAIC Description: Offices of Physicians, Mental Health Specialists

Additional information about ASIAN AMERICAN RECOVERY SERVICES, INC.

Jurisdiction of Incorporation: California Department of State

Incorporation Date: 1985-05-13

Company Identification Number: C1276403

Legal Registered Office Address: 1115 Mission Road

South San Francisco
United States of America (USA)
94080

More information about ASIAN AMERICAN RECOVERY SERVICES, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2014-01-01 TONY DUONG
002 2014-01-01
002 2013-01-01 TONY DUONG
002 2012-01-01 TONY DUONG
002 2011-01-01 TONY DUONG
002 2010-01-01 TONY DUONG
002 2009-01-01 TONY DUONG

Plan Statistics for 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC.

401k plan membership statisitcs for 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC.

Measure Date Value
2014: 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2014 401k membership
Total participants, beginning-of-year 2014-01-01 193
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 2
Number of retired or separated participants receiving benefits 2014-01-01 0
Number of other retired or separated participants entitled to future benefits 2014-01-01 30
Total of all active and inactive participants 2014-01-01 32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 0
Total participants 2014-01-01 32
Number of participants with account balances 2014-01-01 32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 32
2013: 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2013 401k membership
Total participants, beginning-of-year 2013-01-01 94
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 118
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 75
Total of all active and inactive participants 2013-01-01 193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 193
Number of participants with account balances 2013-01-01 193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 14
2012: 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2012 401k membership
Total participants, beginning-of-year 2012-01-01 178
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 123
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 71
Total of all active and inactive participants 2012-01-01 194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 194
Number of participants with account balances 2012-01-01 194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 4
2011: 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2011 401k membership
Total participants, beginning-of-year 2011-01-01 178
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 116
Number of other retired or separated participants entitled to future benefits 2011-01-01 33
Total of all active and inactive participants 2011-01-01 149
Total participants 2011-01-01 149
Number of participants with account balances 2011-01-01 149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 8
2010: 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2010 401k membership
Total participants, beginning-of-year 2010-01-01 175
Total number of active participants reported on line 7a of the Form 5500 2010-01-01 124
Number of retired or separated participants receiving benefits 2010-01-01 0
Number of other retired or separated participants entitled to future benefits 2010-01-01 54
Total of all active and inactive participants 2010-01-01 178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-01-01 0
Total participants 2010-01-01 178
Number of participants with account balances 2010-01-01 178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-01-01 10
2009: 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2009 401k membership
Total participants, beginning-of-year 2009-01-01 0
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 137
Number of retired or separated participants receiving benefits 2009-01-01 0
Number of other retired or separated participants entitled to future benefits 2009-01-01 3
Total of all active and inactive participants 2009-01-01 140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 0
Total participants 2009-01-01 140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 7

Measure	Date	Value
2014: 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2014 401k membership
Total participants, beginning-of-year	2014-01-01	193
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	2
Number of retired or separated participants receiving benefits	2014-01-01	0
Number of other retired or separated participants entitled to future benefits	2014-01-01	30
Total of all active and inactive participants	2014-01-01	32
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	0
Total participants	2014-01-01	32
Number of participants with account balances	2014-01-01	32
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	32
2013: 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2013 401k membership
Total participants, beginning-of-year	2013-01-01	94
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	118
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	75
Total of all active and inactive participants	2013-01-01	193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	193
Number of participants with account balances	2013-01-01	193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	14
2012: 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2012 401k membership
Total participants, beginning-of-year	2012-01-01	178
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	123
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	71
Total of all active and inactive participants	2012-01-01	194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	194
Number of participants with account balances	2012-01-01	194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	4
2011: 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2011 401k membership
Total participants, beginning-of-year	2011-01-01	178
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	116
Number of other retired or separated participants entitled to future benefits	2011-01-01	33
Total of all active and inactive participants	2011-01-01	149
Total participants	2011-01-01	149
Number of participants with account balances	2011-01-01	149
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	8
2010: 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2010 401k membership
Total participants, beginning-of-year	2010-01-01	175
Total number of active participants reported on line 7a of the Form 5500	2010-01-01	124
Number of retired or separated participants receiving benefits	2010-01-01	0
Number of other retired or separated participants entitled to future benefits	2010-01-01	54
Total of all active and inactive participants	2010-01-01	178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-01-01	0
Total participants	2010-01-01	178
Number of participants with account balances	2010-01-01	178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-01-01	10
2009: 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2009 401k membership
Total participants, beginning-of-year	2009-01-01	0
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	137
Number of retired or separated participants receiving benefits	2009-01-01	0
Number of other retired or separated participants entitled to future benefits	2009-01-01	3
Total of all active and inactive participants	2009-01-01	140
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	0
Total participants	2009-01-01	140
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	7

Financial Data on 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC.

Measure	Date	Value
2014 : 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$1,963,740
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$71,554
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$94,054
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$92,877
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$24,924
Value of total assets at end of year	2014-12-31	$640,044
Value of total assets at beginning of year	2014-12-31	$2,626,284
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$1,177
Total interest from all sources	2014-12-31	$11,943
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,500,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Funding deficiency by the employer to the plan for this plan year	2014-12-31	$0
Minimum employer required contribution for this plan year	2014-12-31	$4,953
Amount contributed by the employer to the plan for this plan year	2014-12-31	$4,953
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Contributions received from participants	2014-12-31	$17,482
Income. Received or receivable in cash from other sources (including rollovers)	2014-12-31	$2,489
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-22,500
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$640,044
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$2,626,284
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Value of interest in pooled separate accounts at end of year	2014-12-31	$285,664
Value of interest in pooled separate accounts at beginning of year	2014-12-31	$1,988,217
Interest earned on other investments	2014-12-31	$11,943
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-12-31	$354,380
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-12-31	$638,067
Net investment gain/loss from pooled separate accounts	2014-12-31	$34,687
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$4,953
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$92,877
Contract administrator fees	2014-12-31	$1,177
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	ARMANINO, LLP
Accountancy firm EIN	2014-12-31	946214841
Total unrealized appreciation/depreciation of assets	2014-05-01	$0
Total transfer of assets from this plan	2014-05-01	$2,575,821
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-05-01	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-05-01	$0
Total income from all sources (including contributions)	2014-05-01	$43,186
Total loss/gain on sale of assets	2014-05-01	$0
Total of all expenses incurred	2014-05-01	$93,649
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-05-01	$92,877
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-05-01	$24,924
Value of total assets at end of year	2014-05-01	$0
Value of total assets at beginning of year	2014-05-01	$2,626,284
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-05-01	$772
Total interest from all sources	2014-05-01	$844
Total dividends received (eg from common stock, registered investment company shares)	2014-05-01	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-05-01	Yes
Was this plan covered by a fidelity bond	2014-05-01	Yes
Value of fidelity bond cover	2014-05-01	$1,000,000
Funding deficiency by the employer to the plan for this plan year	2014-05-01	$0
Minimum employer required contribution for this plan year	2014-05-01	$4,953
Amount contributed by the employer to the plan for this plan year	2014-05-01	$4,953
Were there any nonexempt tranactions with any party-in-interest	2014-05-01	No
Contributions received from participants	2014-05-01	$17,482
Income. Received or receivable in cash from other sources (including rollovers)	2014-05-01	$2,489
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-05-01	No
Value of net income/loss	2014-05-01	$-50,463
Value of net assets at end of year (total assets less liabilities)	2014-05-01	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-05-01	$2,626,284
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-05-01	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-05-01	No
Were any leases to which the plan was party in default or uncollectible	2014-05-01	No
Value of interest in pooled separate accounts at end of year	2014-05-01	$0
Value of interest in pooled separate accounts at beginning of year	2014-05-01	$1,988,217
Interest earned on other investments	2014-05-01	$844
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2014-05-01	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2014-05-01	$638,067
Net investment gain/loss from pooled separate accounts	2014-05-01	$17,418
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-05-01	No
Was there a failure to transmit to the plan any participant contributions	2014-05-01	No
Has the plan failed to provide any benefit when due under the plan	2014-05-01	No
Contributions received in cash from employer	2014-05-01	$4,953
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-05-01	$92,877
Contract administrator fees	2014-05-01	$772
Did the plan have assets held for investment	2014-05-01	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-05-01	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-05-01	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-05-01	Yes
Opinion of an independent qualified public accountant for this plan	2014-05-01	Disclaimer
Accountancy firm name	2014-05-01	ARMANINO, LLP
Accountancy firm EIN	2014-05-01	946214841
2013 : 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2013 401k financial data
Total unrealized appreciation/depreciation of assets	2013-12-31	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$0
Total income from all sources (including contributions)	2013-12-31	$684,222
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$138,771
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$135,621
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$340,559
Value of total assets at end of year	2013-12-31	$2,626,284
Value of total assets at beginning of year	2013-12-31	$2,080,833
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$3,150
Total interest from all sources	2013-12-31	$11,790
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$5,500,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Funding deficiency by the employer to the plan for this plan year	2013-12-31	$0
Minimum employer required contribution for this plan year	2013-12-31	$101,460
Amount contributed by the employer to the plan for this plan year	2013-12-31	$101,460
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Contributions received from participants	2013-12-31	$194,124
Income. Received or receivable in cash from other sources (including rollovers)	2013-12-31	$39,802
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$545,451
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$2,626,284
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$2,080,833
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in pooled separate accounts at end of year	2013-12-31	$1,988,217
Value of interest in pooled separate accounts at beginning of year	2013-12-31	$1,564,138
Interest earned on other investments	2013-12-31	$11,790
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$638,067
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$516,695
Net investment gain/loss from pooled separate accounts	2013-12-31	$331,873
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$106,633
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$135,621
Contract administrator fees	2013-12-31	$3,150
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	ARMANINO LLP
Accountancy firm EIN	2013-12-31	946214841
2012 : 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2012 401k financial data
Total income from all sources (including contributions)	2012-12-31	$421,850
Total of all expenses incurred	2012-12-31	$61,803
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$57,458
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$263,082
Value of total assets at end of year	2012-12-31	$2,080,833
Value of total assets at beginning of year	2012-12-31	$1,720,786
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$4,345
Total interest from all sources	2012-12-31	$11,040
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Funding deficiency by the employer to the plan for this plan year	2012-12-31	$0
Minimum employer required contribution for this plan year	2012-12-31	$98,727
Amount contributed by the employer to the plan for this plan year	2012-12-31	$98,727
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Contributions received from participants	2012-12-31	$159,967
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$4,388
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$360,047
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$2,080,833
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$1,720,786
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Value of interest in pooled separate accounts at end of year	2012-12-31	$1,564,138
Value of interest in pooled separate accounts at beginning of year	2012-12-31	$1,307,514
Interest earned on other investments	2012-12-31	$11,040
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$516,695
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$413,272
Net investment gain/loss from pooled separate accounts	2012-12-31	$147,728
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$98,727
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$57,458
Contract administrator fees	2012-12-31	$4,345
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	BENSON AND NEFF CPA'S
Accountancy firm EIN	2012-12-31	942973071
2011 : 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2011 401k financial data
Total income from all sources (including contributions)	2011-12-31	$291,401
Total of all expenses incurred	2011-12-31	$108,866
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$103,619
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$300,623
Value of total assets at end of year	2011-12-31	$1,720,784
Value of total assets at beginning of year	2011-12-31	$1,538,251
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$5,247
Total interest from all sources	2011-12-31	$8,823
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$5,247
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Funding deficiency by the employer to the plan for this plan year	2011-12-31	$0
Minimum employer required contribution for this plan year	2011-12-31	$93,991
Amount contributed by the employer to the plan for this plan year	2011-12-31	$93,991
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Contributions received from participants	2011-12-31	$194,377
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$12,255
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$182,535
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$1,720,784
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$1,538,251
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Value of interest in pooled separate accounts at end of year	2011-12-31	$1,307,512
Value of interest in pooled separate accounts at beginning of year	2011-12-31	$1,229,927
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$8,823
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$413,272
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$308,324
Net investment gain/loss from pooled separate accounts	2011-12-31	$-18,045
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$93,991
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$103,619
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	BENSON AND NEFF CPA'S
Accountancy firm EIN	2011-12-31	942973071
2010 : 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2010 401k financial data
Total income from all sources (including contributions)	2010-12-31	$541,892
Total of all expenses incurred	2010-12-31	$58,044
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$54,280
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$392,243
Value of total assets at end of year	2010-12-31	$1,538,251
Value of total assets at beginning of year	2010-12-31	$1,054,401
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$3,764
Total interest from all sources	2010-12-31	$8,273
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$3,764
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$1,000,000
If this is an individual account plan, was there a blackout period	2010-12-31	No
Funding deficiency by the employer to the plan for this plan year	2010-12-31	$0
Minimum employer required contribution for this plan year	2010-12-31	$109,380
Amount contributed by the employer to the plan for this plan year	2010-12-31	$109,380
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Contributions received from participants	2010-12-31	$175,375
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$107,488
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$483,848
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$1,538,251
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$1,054,401
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Value of interest in pooled separate accounts at end of year	2010-12-31	$1,229,927
Value of interest in pooled separate accounts at beginning of year	2010-12-31	$811,328
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$8,273
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$308,324
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$243,073
Net investment gain/loss from pooled separate accounts	2010-12-31	$141,376
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	No
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$109,380
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$54,280
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2010-12-31	No
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	BENSON AND NEFF CPA'S
Accountancy firm EIN	2010-12-31	942973071
2009 : 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2009 401k financial data
Funding deficiency by the employer to the plan for this plan year	2009-12-31	$0
Minimum employer required contribution for this plan year	2009-12-31	$32,409
Amount contributed by the employer to the plan for this plan year	2009-12-31	$32,409

Form 5500 Responses for 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC.

2014: 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Submission has been amended	No
2014-01-01	This submission is the final filing	No
2014-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2014-01-01	Plan is a collectively bargained plan	No
2014-01-01	Plan funding arrangement – Insurance	Yes
2014-01-01	Plan benefit arrangement – Insurance	Yes
2013: 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2012: 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2011: 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	Yes
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2010: 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2010 form 5500 responses
2010-01-01	Type of plan entity	Single employer plan
2010-01-01	Submission has been amended	No
2010-01-01	This submission is the final filing	No
2010-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-01-01	Plan is a collectively bargained plan	No
2010-01-01	Plan funding arrangement – Insurance	Yes
2010-01-01	Plan benefit arrangement – Insurance	Yes
2009: 403(B) THRIFT PLAN OF ASIAN AMERICAN RECOVERY SERVICES, INC. 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	First time form 5500 has been submitted	Yes
2009-01-01	Submission has been amended	No
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )

Policy contract number

015321-G

Policy instance

Insurance contract or identification number	015321-G
Number of Individuals Covered	0
Insurance policy start date	2014-01-01
Insurance policy end date	2014-05-01
Total amount of commissions paid to insurance broker	USD $0
Total amount of fees paid to insurance company	USD $321
Are there contracts with allocated funds for individual policies?	0
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Amount paid for insurance broker fees	321
Additional information about fees paid to insurance broker	PORTION OF INCENTIVE COMP PROGRAM
Insurance broker organization code?	3

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See full terms and conditions

Company Name:	ASIAN AMERICAN RECOVERY SERVICES, INC.
Employer identification number (EIN):	943007538
NAIC Classification:	621112
NAIC Description:	Offices of Physicians, Mental Health Specialists

Jurisdiction of Incorporation:	California Department of State
Incorporation Date:	1985-05-13
Company Identification Number:	C1276403
Legal Registered Office Address:	1115 Mission Road South San Francisco United States of America (USA) 94080

Plan id#	Filing Submission Date	Name of Administrator
002	2014-01-01	TONY DUONG
002	2014-01-01
002	2013-01-01	TONY DUONG
002	2012-01-01	TONY DUONG
002	2011-01-01	TONY DUONG
002	2010-01-01	TONY DUONG
002	2009-01-01	TONY DUONG