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403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 401k Plan overview

Plan Name403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC.
Plan identification number 002

403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

ADVOCATES FOR LIFE SKILLS AND OP has sponsored the creation of one or more 401k plans.

Company Name:ADVOCATES FOR LIFE SKILLS AND OP
Employer identification number (EIN):931234625
NAIC Classification:624310
NAIC Description:Vocational Rehabilitation Services

Additional information about ADVOCATES FOR LIFE SKILLS AND OP

Jurisdiction of Incorporation: Oregon Secretary of State Corporations Division
Incorporation Date: 1997-12-15
Company Identification Number: 60866283
Legal Registered Office Address: 10541 SE CHERRY BLOSSOM DR

PORTLAND
United States of America (USA)
97216

More information about ADVOCATES FOR LIFE SKILLS AND OP

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01BRETT TURNER
0022015-01-01BRETT TURNER
0022014-01-01DAVID DEMARKEY DAVID DEMARKEY2015-10-15
0022014-01-01DAVID DEMARKEY2015-10-14
0022013-01-01ALISON BURT ALISON BURT2014-10-15
0022012-01-01ALISON BURT
0022011-01-01ALISON BURT
0022010-01-01ALISON BURT
0022009-01-01ALISON BURT

Plan Statistics for 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC.

401k plan membership statisitcs for 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC.

Measure Date Value
2016: 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2016 401k membership
Total participants, beginning-of-year2016-01-01113
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-010
Number of other retired or separated participants entitled to future benefits2016-01-010
Total of all active and inactive participants2016-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-010
Number of participants with account balances2016-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2015 401k membership
Total participants, beginning-of-year2015-01-01376
Total number of active participants reported on line 7a of the Form 55002015-01-01270
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-0133
Total of all active and inactive participants2015-01-01303
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01303
Number of participants with account balances2015-01-01113
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2014 401k membership
Total participants, beginning-of-year2014-01-01249
Total number of active participants reported on line 7a of the Form 55002014-01-01351
Number of retired or separated participants receiving benefits2014-01-010
Number of other retired or separated participants entitled to future benefits2014-01-0125
Total of all active and inactive participants2014-01-01376
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01376
Number of participants with account balances2014-01-01108
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-012
2013: 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2013 401k membership
Total participants, beginning-of-year2013-01-01227
Total number of active participants reported on line 7a of the Form 55002013-01-01286
Number of retired or separated participants receiving benefits2013-01-018
Total of all active and inactive participants2013-01-01294
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01294
Number of participants with account balances2013-01-01104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2012 401k membership
Total participants, beginning-of-year2012-01-01177
Total number of active participants reported on line 7a of the Form 55002012-01-01220
Number of retired or separated participants receiving benefits2012-01-0114
Total of all active and inactive participants2012-01-01234
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01234
Number of participants with account balances2012-01-0199
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2011 401k membership
Total participants, beginning-of-year2011-01-01184
Total number of active participants reported on line 7a of the Form 55002011-01-01191
Number of other retired or separated participants entitled to future benefits2011-01-0116
Total of all active and inactive participants2011-01-01207
Total participants2011-01-01207
Number of participants with account balances2011-01-0192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2010: 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2010 401k membership
Total participants, beginning-of-year2010-01-01169
Total number of active participants reported on line 7a of the Form 55002010-01-01175
Number of other retired or separated participants entitled to future benefits2010-01-019
Total of all active and inactive participants2010-01-01184
Total participants2010-01-01184
Number of participants with account balances2010-01-0194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0112
2009: 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2009 401k membership
Total participants, beginning-of-year2009-01-01139
Total number of active participants reported on line 7a of the Form 55002009-01-01167
Number of other retired or separated participants entitled to future benefits2009-01-012
Total of all active and inactive participants2009-01-01169
Total participants2009-01-01169
Number of participants with account balances2009-01-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-018

Financial Data on 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC.

Measure Date Value
2016 : 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-06-16$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-16$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-06-16$3,124
Total income from all sources (including contributions)2016-06-16$-12,080
Total loss/gain on sale of assets2016-06-16$0
Total of all expenses incurred2016-06-16$763,456
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-06-16$754,632
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-06-16$0
Value of total assets at end of year2016-06-16$0
Value of total assets at beginning of year2016-06-16$778,660
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-06-16$8,824
Total interest from all sources2016-06-16$130
Total dividends received (eg from common stock, registered investment company shares)2016-06-16$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-06-16Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2016-06-16$0
Was this plan covered by a fidelity bond2016-06-16Yes
Value of fidelity bond cover2016-06-16$80,000
If this is an individual account plan, was there a blackout period2016-06-16No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-06-16$0
Were there any nonexempt tranactions with any party-in-interest2016-06-16No
Participant contributions at end of year2016-06-16$0
Participant contributions at beginning of year2016-06-16$30,890
Participant contributions at end of year2016-06-16$0
Participant contributions at beginning of year2016-06-16$78
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-06-16$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-06-16$3,124
Administrative expenses (other) incurred2016-06-16$84
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-16No
Value of net income/loss2016-06-16$-775,536
Value of net assets at end of year (total assets less liabilities)2016-06-16$0
Value of net assets at beginning of year (total assets less liabilities)2016-06-16$775,536
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-06-16No
Were any loans by the plan or fixed income obligations due to the plan in default2016-06-16No
Were any leases to which the plan was party in default or uncollectible2016-06-16No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-06-16$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-06-16$747,692
Interest on participant loans2016-06-16$130
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-06-16$-12,210
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-06-16No
Was there a failure to transmit to the plan any participant contributions2016-06-16Yes
Has the plan failed to provide any benefit when due under the plan2016-06-16No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-06-16$754,632
Contract administrator fees2016-06-16$8,740
Did the plan have assets held for investment2016-06-16No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-06-16No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-06-16Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-06-16Yes
Opinion of an independent qualified public accountant for this plan2016-06-16Disclaimer
Accountancy firm name2016-06-16HOFFMAN, STEWART & SCHMIDT, PC
Accountancy firm EIN2016-06-16930743240
2015 : 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$3,124
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$126,050
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$119,610
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$104,952
Value of total corrective distributions2015-12-31$1,499
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$154,796
Value of total assets at end of year2015-12-31$778,660
Value of total assets at beginning of year2015-12-31$769,096
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$13,159
Total interest from all sources2015-12-31$1,184
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$7,382
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2015-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$7,382
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$80,000
If this is an individual account plan, was there a blackout period2015-12-31Yes
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$87,372
Participant contributions at end of year2015-12-31$30,890
Participant contributions at beginning of year2015-12-31$38,064
Participant contributions at end of year2015-12-31$78
Participant contributions at beginning of year2015-12-31$18,509
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$995
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$3,124
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$0
Administrative expenses (other) incurred2015-12-31$324
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$6,440
Value of net assets at end of year (total assets less liabilities)2015-12-31$775,536
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$769,096
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$747,692
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$655,954
Value of interest in pooled separate accounts at end of year2015-12-31$0
Value of interest in pooled separate accounts at beginning of year2015-12-31$6,682
Interest on participant loans2015-12-31$1,184
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$30,606
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$30,606
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$1,560
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-37,312
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$67,424
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$16,726
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$104,952
Contract administrator fees2015-12-31$12,835
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31Yes
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31HOFFMAN, STEWART & SCHMIDT, PC
Accountancy firm EIN2015-12-31930743240
2014 : 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$193,682
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$32,134
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$29,613
Expenses. Certain deemed distributions of participant loans2014-12-31$0
Value of total corrective distributions2014-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$184,902
Value of total assets at end of year2014-12-31$769,096
Value of total assets at beginning of year2014-12-31$607,548
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$2,521
Total interest from all sources2014-12-31$1,273
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$80,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$112,351
Participant contributions at end of year2014-12-31$38,064
Participant contributions at beginning of year2014-12-31$36,747
Participant contributions at end of year2014-12-31$18,509
Participant contributions at beginning of year2014-12-31$3,092
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$995
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$995
Other income not declared elsewhere2014-12-31$-36
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$161,548
Value of net assets at end of year (total assets less liabilities)2014-12-31$769,096
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$607,548
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$655,954
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$547,296
Value of interest in pooled separate accounts at end of year2014-12-31$6,682
Value of interest in pooled separate accounts at beginning of year2014-12-31$8,894
Interest on participant loans2014-12-31$1,297
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$30,606
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$836
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$836
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$-24
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$1,560
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$5,421
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$7,313
Net investment gain/loss from pooled separate accounts2014-12-31$230
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$71,556
Employer contributions (assets) at end of year2014-12-31$16,726
Employer contributions (assets) at beginning of year2014-12-31$5,262
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$29,613
Contract administrator fees2014-12-31$2,521
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31HOFFMAN, STEWART & SCHMIDT, P.C.
Accountancy firm EIN2014-12-31930743240
2013 : 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$211,445
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$75,753
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$68,505
Expenses. Certain deemed distributions of participant loans2013-12-31$4,474
Value of total corrective distributions2013-12-31$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$121,658
Value of total assets at end of year2013-12-31$607,548
Value of total assets at beginning of year2013-12-31$471,856
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$2,774
Total interest from all sources2013-12-31$1,327
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$55,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$78,758
Participant contributions at end of year2013-12-31$36,747
Participant contributions at beginning of year2013-12-31$25,808
Participant contributions at end of year2013-12-31$3,092
Participant contributions at beginning of year2013-12-31$1,814
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$135,692
Value of net assets at end of year (total assets less liabilities)2013-12-31$607,548
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$471,856
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$547,296
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$398,922
Value of interest in pooled separate accounts at end of year2013-12-31$8,894
Value of interest in pooled separate accounts at beginning of year2013-12-31$35,591
Interest on participant loans2013-12-31$1,327
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$836
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$5,421
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$9,721
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$88,460
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$42,900
Employer contributions (assets) at end of year2013-12-31$5,262
Employer contributions (assets) at beginning of year2013-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$68,505
Contract administrator fees2013-12-31$2,774
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31HOFFMAN, STEWART & SCHMIDT, P.C.
Accountancy firm EIN2013-12-31930743240
2012 : 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$144,060
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$59,141
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$58,884
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$100,575
Value of total assets at end of year2012-12-31$471,856
Value of total assets at beginning of year2012-12-31$386,937
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$257
Total interest from all sources2012-12-31$2,432
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$37,500
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$68,350
Participant contributions at end of year2012-12-31$25,808
Participant contributions at end of year2012-12-31$1,814
Participant contributions at beginning of year2012-12-31$2,485
Other income not declared elsewhere2012-12-31$395
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$84,919
Value of net assets at end of year (total assets less liabilities)2012-12-31$471,856
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$386,937
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$398,922
Value of interest in pooled separate accounts at end of year2012-12-31$35,591
Value of interest in pooled separate accounts at beginning of year2012-12-31$314,215
Interest on participant loans2012-12-31$2,432
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$9,721
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$69,086
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$10,224
Net investment gain/loss from pooled separate accounts2012-12-31$30,434
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31Yes
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$32,225
Employer contributions (assets) at end of year2012-12-31$0
Employer contributions (assets) at beginning of year2012-12-31$1,151
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$58,884
Contract administrator fees2012-12-31$257
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31HOFFMAN, STEWART & SCHMIDT, P.C.
Accountancy firm EIN2012-12-31930743240
2011 : 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$94,015
Total of all expenses incurred2011-12-31$74,380
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$74,130
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$99,861
Value of total assets at end of year2011-12-31$386,937
Value of total assets at beginning of year2011-12-31$367,302
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$250
Total interest from all sources2011-12-31$1,331
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$37,500
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$70,295
Participant contributions at end of year2011-12-31$2,485
Participant contributions at beginning of year2011-12-31$2,999
Administrative expenses (other) incurred2011-12-31$250
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$19,635
Value of net assets at end of year (total assets less liabilities)2011-12-31$386,937
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$367,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$314,215
Value of interest in pooled separate accounts at beginning of year2011-12-31$290,988
Interest earned on other investments2011-12-31$1,331
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$69,086
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$72,099
Net investment gain/loss from pooled separate accounts2011-12-31$-7,177
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$29,566
Employer contributions (assets) at end of year2011-12-31$1,151
Employer contributions (assets) at beginning of year2011-12-31$1,216
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$74,130
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31HOFFMAN, STEWART & SCHMIDT, P.C.
Accountancy firm EIN2011-12-31930743240
2010 : 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$168,279
Total of all expenses incurred2010-12-31$16,256
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$15,737
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$135,143
Value of total assets at end of year2010-12-31$367,302
Value of total assets at beginning of year2010-12-31$215,279
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$519
Total interest from all sources2010-12-31$1,422
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$37,500
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$81,035
Participant contributions at end of year2010-12-31$2,999
Participant contributions at beginning of year2010-12-31$2,951
Administrative expenses (other) incurred2010-12-31$519
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$152,023
Value of net assets at end of year (total assets less liabilities)2010-12-31$367,302
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$215,279
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$290,988
Value of interest in pooled separate accounts at beginning of year2010-12-31$179,916
Interest earned on other investments2010-12-31$1,422
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$72,099
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$30,276
Net investment gain/loss from pooled separate accounts2010-12-31$31,714
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31Yes
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$54,108
Employer contributions (assets) at end of year2010-12-31$1,216
Employer contributions (assets) at beginning of year2010-12-31$2,136
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$15,737
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31HOFFMAN, STEWART & SCHMIDT, P.C.
Accountancy firm EIN2010-12-31930743240

Form 5500 Responses for 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC.

2016: 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingYes
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedYes
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan benefit arrangement – InsuranceYes
2010: 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan benefit arrangement – InsuranceYes
2009: 403(B) THRIFT PLAN OF ADULT LEARNING SYSTEMS OF OREGON, INC. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )
Policy contract number613953
Policy instance 1
Insurance contract or identification number613953
Number of Individuals Covered0
Insurance policy start date2016-01-01
Insurance policy end date2016-06-16
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?Yes
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number057370-J
Policy instance 1
Insurance contract or identification number057370-J
Number of Individuals Covered0
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number057370-J
Policy instance 1
Insurance contract or identification number057370-J
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number057370-J
Policy instance 1
Insurance contract or identification number057370-J
Number of Individuals Covered2
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $44
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees44
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP PROGRAM
Insurance broker organization code?3
Insurance broker nameSEATTLE REGIONAL OFFICE
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number057370-J
Policy instance 1
Insurance contract or identification number057370-J
Number of Individuals Covered9
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $113
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Amount paid for insurance broker fees32
Additional information about fees paid to insurance brokerCOMPENSATION
Insurance broker organization code?3
Insurance broker name
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number057370-J
Policy instance 1
Insurance contract or identification number057370-J
Number of Individuals Covered92
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $295
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number057370-J
Policy instance 1
Insurance contract or identification number057370-J
Number of Individuals Covered94
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $94
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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