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403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF THE GREATER EAST BAY, INC. 401k Plan overview

Plan Name403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF THE GREATER EAST BAY, INC.
Plan identification number 001

403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF THE GREATER EAST BAY, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

GOODWILL INDUSTRIES OF THE GREATER EAST BAY, INC. has sponsored the creation of one or more 401k plans.

Company Name:GOODWILL INDUSTRIES OF THE GREATER EAST BAY, INC.
Employer identification number (EIN):941186175
NAIC Classification:238900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF THE GREATER EAST BAY, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01MITTIE GRIGSBY2020-10-15
0012019-01-01MITTIE GRIGSBY2020-12-29
0012018-01-01MITTIE GRIGSBY2020-08-14 MITTIE GRIGSBY2020-08-14
0012017-03-01MITTIE GRIGSBY2020-08-14 MITTIE GRIGSBY2020-08-14
0012017-01-01MATHEW HOFFMAN MATHEW HOFFMAN2018-10-15

Plan Statistics for 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF THE GREATER EAST BAY, INC.

401k plan membership statisitcs for 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF THE GREATER EAST BAY, INC.

Measure Date Value
2019: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF THE GREATER EAST BAY, INC. 2019 401k membership
Total participants, beginning-of-year2019-01-011,662
Total number of active participants reported on line 7a of the Form 55002019-01-011,643
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-0130
Total of all active and inactive participants2019-01-011,673
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-011,673
Number of participants with account balances2019-01-0172
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011
2018: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF THE GREATER EAST BAY, INC. 2018 401k membership
Total participants, beginning-of-year2018-01-011,573
Total number of active participants reported on line 7a of the Form 55002018-01-011,643
Number of retired or separated participants receiving benefits2018-01-010
Number of other retired or separated participants entitled to future benefits2018-01-0119
Total of all active and inactive participants2018-01-011,662
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-011,662
Number of participants with account balances2018-01-0182
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-019
2017: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF THE GREATER EAST BAY, INC. 2017 401k membership
Total participants, beginning-of-year2017-03-01416
Total number of active participants reported on line 7a of the Form 55002017-03-011,593
Number of retired or separated participants receiving benefits2017-03-010
Number of other retired or separated participants entitled to future benefits2017-03-012
Total of all active and inactive participants2017-03-011,595
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-03-010
Total participants2017-03-011,595
Number of participants with account balances2017-03-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-03-011
Total participants, beginning-of-year2017-01-010
Total number of active participants reported on line 7a of the Form 55002017-01-011,593
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-012
Total of all active and inactive participants2017-01-011,595
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-011,595
Number of participants with account balances2017-01-01128
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-011

Financial Data on 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF THE GREATER EAST BAY, INC.

Measure Date Value
2019 : 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF THE GREATER EAST BAY, INC. 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$170,233
Total income from all sources (including contributions)2019-12-31$170,233
Total of all expenses incurred2019-12-31$78,511
Total of all expenses incurred2019-12-31$78,511
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$78,511
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$78,511
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$67,138
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$67,138
Value of total assets at end of year2019-12-31$551,896
Value of total assets at end of year2019-12-31$551,896
Value of total assets at beginning of year2019-12-31$460,174
Value of total assets at beginning of year2019-12-31$460,174
Total interest from all sources2019-12-31$98
Total interest from all sources2019-12-31$98
Was this plan covered by a fidelity bond2019-12-31No
Was this plan covered by a fidelity bond2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$67,138
Contributions received from participants2019-12-31$67,138
Participant contributions at end of year2019-12-31$6,774
Participant contributions at beginning of year2019-12-31$26,691
Participant contributions at beginning of year2019-12-31$26,691
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$91,722
Value of net income/loss2019-12-31$91,722
Value of net assets at end of year (total assets less liabilities)2019-12-31$551,896
Value of net assets at end of year (total assets less liabilities)2019-12-31$551,896
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$460,174
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$460,174
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$545,773
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$545,773
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$428,262
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$428,262
Interest earned on other investments2019-12-31$98
Interest earned on other investments2019-12-31$98
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$6,123
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$6,123
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$5,221
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$5,221
Net investment gain/loss from pooled separate accounts2019-12-31$102,997
Net investment gain/loss from pooled separate accounts2019-12-31$102,997
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$78,511
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$78,511
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31MOSS ADAMS, LLP
Accountancy firm name2019-12-31MOSS ADAMS, LLP
Accountancy firm EIN2019-12-31910189318
Accountancy firm EIN2019-12-31910189318
2018 : 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF THE GREATER EAST BAY, INC. 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$144,631
Total of all expenses incurred2018-12-31$36,885
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$36,885
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$185,455
Value of total assets at end of year2018-12-31$460,174
Value of total assets at beginning of year2018-12-31$352,428
Total interest from all sources2018-12-31$40
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31No
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$185,455
Participant contributions at end of year2018-12-31$26,691
Participant contributions at beginning of year2018-12-31$33,173
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$107,746
Value of net assets at end of year (total assets less liabilities)2018-12-31$460,174
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$352,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$428,262
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$316,934
Interest earned on other investments2018-12-31$40
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$5,221
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$2,321
Net investment gain/loss from pooled separate accounts2018-12-31$-40,864
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31Yes
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$36,885
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31MOSS ADAMS, LLP
Accountancy firm EIN2018-12-31910189318
2017 : 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF THE GREATER EAST BAY, INC. 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$352,865
Total of all expenses incurred2017-12-31$437
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$437
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$334,878
Value of total assets at end of year2017-12-31$352,428
Value of total assets at beginning of year2017-12-31$0
Total interest from all sources2017-12-31$2,900
Transfers to/from the plan2017-12-31$0
Total plan liabilities at end of year2017-12-31$0
Total plan liabilities at beginning of year2017-12-31$0
Total income from all sources2017-12-31$319,692
Expenses. Total of all expenses incurred2017-12-31$437
Benefits paid (including direct rollovers)2017-12-31$437
Total plan assets at end of year2017-12-31$319,255
Total plan assets at beginning of year2017-12-31$0
Value of fidelity bond covering the plan2017-12-31$50,000
Total contributions received or receivable from participants2017-12-31$148,910
Expenses. Other expenses not covered elsewhere2017-12-31$0
Contributions received from other sources (not participants or employers)2017-12-31$152,795
Other income received2017-12-31$17,987
Net income (gross income less expenses)2017-12-31$319,255
Net plan assets at end of year (total assets less liabilities)2017-12-31$319,255
Net plan assets at beginning of year (total assets less liabilities)2017-12-31$0
Total contributions received or receivable from employer(s)2017-12-31$0
Value of certain deemed distributions of participant loans2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$50,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$182,083
Participant contributions at end of year2017-12-31$33,173
Participant contributions at beginning of year2017-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$152,795
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$352,428
Value of net assets at end of year (total assets less liabilities)2017-12-31$352,428
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$0
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$316,934
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$0
Interest earned on other investments2017-12-31$2,900
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$2,321
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$15,087
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$437
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31MOSS ADAMS, LLP
Accountancy firm EIN2017-12-31910189318

Form 5500 Responses for 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF THE GREATER EAST BAY, INC.

2019: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF THE GREATER EAST BAY, INC. 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedYes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF THE GREATER EAST BAY, INC. 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF THE GREATER EAST BAY, INC. 2017 form 5500 responses
2017-03-01Type of plan entitySingle employer plan
2017-03-01First time form 5500 has been submittedYes
2017-03-01Submission has been amendedYes
2017-03-01This return/report is a short plan year return/report (less than 12 months)Yes
2017-03-01Plan funding arrangement – InsuranceYes
2017-03-01Plan benefit arrangement – InsuranceYes
2017-01-01Type of plan entitySingle employer plan
2017-01-01First time form 5500 has been submittedYes
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number061016A
Policy instance 1
Insurance contract or identification number061016A
Number of Individuals Covered84
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $569
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees569
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number061016A
Policy instance 1
Insurance contract or identification number061016A
Number of Individuals Covered95
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $656
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees656
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number061016A
Policy instance 1
Insurance contract or identification number061016A
Number of Individuals Covered141
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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