401k Plan data: 403(B) THRIFT PLAN OF HALL NEIGHBORHOOD HOUSE, INC. plan

403(B) THRIFT PLAN OF HALL NEIGHBORHOOD HOUSE, INC. 401k Plan overview

Plan Name	403(B) THRIFT PLAN OF HALL NEIGHBORHOOD HOUSE, INC.
Plan identification number	002

403(B) THRIFT PLAN OF HALL NEIGHBORHOOD HOUSE, INC. Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
Code section 403(b)(7) accounts - See Limited Pension Plan Reporting instructions for Code section 403(b)(7) custodial accounts for regulated investment company stock for certain exempt organizations.
Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

HALL NEIGHBORHOOD HOUSE, INC. has sponsored the creation of one or more 401k plans.

Company Name: HALL NEIGHBORHOOD HOUSE, INC.

Employer identification number (EIN): 060676851

NAIC Classification: 624200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 403(B) THRIFT PLAN OF HALL NEIGHBORHOOD HOUSE, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2021-07-01 JOSEPH KEYES 2023-04-13
002 2020-07-01 JOSEPH KEYES 2022-04-08
002 2019-07-01 JOSEPH KEYES 2021-04-09
002 2018-07-01 JOSEPH KEYES 2020-04-09
002 2017-07-01 JANICE NISHIMURA 2019-01-29
002 2016-07-01 JANICE NISHIMURA 2017-09-06 JANICE NISHIMURA 2017-09-06
002 2015-07-01 JANICE NISHIMURA 2016-11-15 JANICE NISHIMURA 2016-11-15
002 2015-07-01 JANICE NISHIMURA 2016-11-15 JANICE NISHIMURA 2016-11-15
002 2014-07-01 KATHLEEN FRANCO 2016-01-11 KATHLEN FRANCO 2016-01-11
002 2013-07-01 KATHLEEN FRANCO 2015-01-13 KATHLEEN FRANCO 2015-01-13
002 2012-07-01 KATHLEEN FRANCO 2014-01-21 KATHLEEN FRANCO 2014-01-21
002 2011-07-01 DOROTHY LEWIS 2012-11-13 DOROTHY LEWIS 2012-11-13
002 2010-07-01 DOROTHY LEWIS DOROTHY LEWIS 2012-02-29
002 2009-07-01 DOROTHY LEWIS DOROTHY LEWIS 2011-04-13
002 2008-07-01 DOROTHY LEWIS

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
002	2021-07-01	JOSEPH KEYES	2023-04-13
002	2020-07-01	JOSEPH KEYES	2022-04-08
002	2019-07-01	JOSEPH KEYES	2021-04-09
002	2018-07-01	JOSEPH KEYES	2020-04-09
002	2017-07-01	JANICE NISHIMURA	2019-01-29
002	2016-07-01	JANICE NISHIMURA	2017-09-06	JANICE NISHIMURA	2017-09-06
002	2015-07-01	JANICE NISHIMURA	2016-11-15	JANICE NISHIMURA	2016-11-15
002	2015-07-01	JANICE NISHIMURA	2016-11-15	JANICE NISHIMURA	2016-11-15
002	2014-07-01	KATHLEEN FRANCO	2016-01-11	KATHLEN FRANCO	2016-01-11
002	2013-07-01	KATHLEEN FRANCO	2015-01-13	KATHLEEN FRANCO	2015-01-13
002	2012-07-01	KATHLEEN FRANCO	2014-01-21	KATHLEEN FRANCO	2014-01-21
002	2011-07-01	DOROTHY LEWIS	2012-11-13	DOROTHY LEWIS	2012-11-13
002	2010-07-01	DOROTHY LEWIS		DOROTHY LEWIS	2012-02-29
002	2009-07-01	DOROTHY LEWIS		DOROTHY LEWIS	2011-04-13
002	2008-07-01	DOROTHY LEWIS

Plan Statistics for 403(B) THRIFT PLAN OF HALL NEIGHBORHOOD HOUSE, INC.

401k plan membership statisitcs for 403(B) THRIFT PLAN OF HALL NEIGHBORHOOD HOUSE, INC.

Measure Date Value
2010: 403(B) THRIFT PLAN OF HALL NEIGHBORHOOD HOUSE, INC. 2010 401k membership
Total participants, beginning-of-year 2010-07-01 110
Total number of active participants reported on line 7a of the Form 5500 2010-07-01 79
Number of retired or separated participants receiving benefits 2010-07-01 0
Number of other retired or separated participants entitled to future benefits 2010-07-01 7
Total of all active and inactive participants 2010-07-01 86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2010-07-01 1
Total participants 2010-07-01 87
Number of participants with account balances 2010-07-01 29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2010-07-01 11
2009: 403(B) THRIFT PLAN OF HALL NEIGHBORHOOD HOUSE, INC. 2009 401k membership
Total participants, beginning-of-year 2009-07-01 282
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 85
Number of retired or separated participants receiving benefits 2009-07-01 0
Number of other retired or separated participants entitled to future benefits 2009-07-01 10
Total of all active and inactive participants 2009-07-01 95
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 1
Total participants 2009-07-01 96
Number of participants with account balances 2009-07-01 33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 1

Measure	Date	Value
2010: 403(B) THRIFT PLAN OF HALL NEIGHBORHOOD HOUSE, INC. 2010 401k membership
Total participants, beginning-of-year	2010-07-01	110
Total number of active participants reported on line 7a of the Form 5500	2010-07-01	79
Number of retired or separated participants receiving benefits	2010-07-01	0
Number of other retired or separated participants entitled to future benefits	2010-07-01	7
Total of all active and inactive participants	2010-07-01	86
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2010-07-01	1
Total participants	2010-07-01	87
Number of participants with account balances	2010-07-01	29
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2010-07-01	11
2009: 403(B) THRIFT PLAN OF HALL NEIGHBORHOOD HOUSE, INC. 2009 401k membership
Total participants, beginning-of-year	2009-07-01	282
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	85
Number of retired or separated participants receiving benefits	2009-07-01	0
Number of other retired or separated participants entitled to future benefits	2009-07-01	10
Total of all active and inactive participants	2009-07-01	95
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	1
Total participants	2009-07-01	96
Number of participants with account balances	2009-07-01	33
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	1

Financial Data on 403(B) THRIFT PLAN OF HALL NEIGHBORHOOD HOUSE, INC.

Measure	Date	Value
2011 : 403(B) THRIFT PLAN OF HALL NEIGHBORHOOD HOUSE, INC. 2011 401k financial data
Unrealized appreciation/depreciation of real estate assets	2011-06-30	$0
Unrealized appreciation/depreciation of other (non real estate) assets	2011-06-30	$0
Total unrealized appreciation/depreciation of assets	2011-06-30	$0
Total transfer of assets to this plan	2011-06-30	$0
Total transfer of assets from this plan	2011-06-30	$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total income from all sources (including contributions)	2011-06-30	$110,546
Total loss/gain on sale of assets	2011-06-30	$0
Total of all expenses incurred	2011-06-30	$87,829
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$82,163
Expenses. Certain deemed distributions of participant loans	2011-06-30	$0
Value of total corrective distributions	2011-06-30	$0
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$51,094
Value of total assets at end of year	2011-06-30	$434,396
Value of total assets at beginning of year	2011-06-30	$411,679
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$5,666
Total income from rents	2011-06-30	$0
Total interest from all sources	2011-06-30	$7,443
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$1,893
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-06-30	$1,893
Administrative expenses professional fees incurred	2011-06-30	$0
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$100,000
If this is an individual account plan, was there a blackout period	2011-06-30	No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Amount of non-exempt transactions with any party-in-interest	2011-06-30	$0
Contributions received from participants	2011-06-30	$37,030
Participant contributions at end of year	2011-06-30	$39,843
Participant contributions at beginning of year	2011-06-30	$38,640
Participant contributions at end of year	2011-06-30	$0
Participant contributions at beginning of year	2011-06-30	$0
Income. Received or receivable in cash from other sources (including rollovers)	2011-06-30	$14,064
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)	2011-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-06-30	$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-06-30	$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-06-30	$0
Other income not declared elsewhere	2011-06-30	$-680
Administrative expenses (other) incurred	2011-06-30	$0
Liabilities. Value of operating payables at beginning of year	2011-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$22,717
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$434,396
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$411,679
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Amount of loans by the plan or fixed income obligations due to the plan which were in default/classified-as-uncollectible as of the close of the plan year	2011-06-30	$0
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Amount of leases to which the plan was a party which were in default/classified-as-uncollectible during the year	2011-06-30	$0
Investment advisory and management fees	2011-06-30	$0
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$206,458
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$180,925
Interest on participant loans	2011-06-30	$1,762
Income. Interest from loans (other than to participants)	2011-06-30	$0
Interest earned on other investments	2011-06-30	$5,681
Income. Interest from US Government securities	2011-06-30	$0
Income. Interest from corporate debt instruments	2011-06-30	$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-06-30	$0
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-06-30	$188,095
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-06-30	$192,114
Expenses. Payments to insurance carriers foe the provision of benefits	2011-06-30	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$50,796
Net investment gain/loss from pooled separate accounts	2011-06-30	$0
Net investment gain or loss from common/collective trusts	2011-06-30	$0
Net gain/loss from 103.12 investment entities	2011-06-30	$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	No
Was there a failure to transmit to the plan any participant contributions	2011-06-30	Yes
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$0
Employer contributions (assets) at end of year	2011-06-30	$0
Employer contributions (assets) at beginning of year	2011-06-30	$0
Income. Dividends from preferred stock	2011-06-30	$0
Income. Dividends from common stock	2011-06-30	$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$82,163
Contract administrator fees	2011-06-30	$5,666
Liabilities. Value of benefit claims payable at beginning of year	2011-06-30	$0
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Aggregate proceeds on sale of assets	2011-06-30	$0
Aggregate carrying amount (costs) on sale of assets	2011-06-30	$0
Liabilities. Value of acquisition indebtedness at beginning of year	2011-06-30	$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-06-30	Disclaimer
Accountancy firm name	2011-06-30	HOPE & HERNANDEZ, P.C.
Accountancy firm EIN	2011-06-30	060993320
2010 : 403(B) THRIFT PLAN OF HALL NEIGHBORHOOD HOUSE, INC. 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for 403(B) THRIFT PLAN OF HALL NEIGHBORHOOD HOUSE, INC.

2010: 403(B) THRIFT PLAN OF HALL NEIGHBORHOOD HOUSE, INC. 2010 form 5500 responses
2010-07-01	Type of plan entity	Single employer plan
2010-07-01	This submission is the final filing	No
2010-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2010-07-01	Plan is a collectively bargained plan	No
2010-07-01	Plan funding arrangement – Insurance	Yes
2010-07-01	Plan funding arrangement – Trust	Yes
2010-07-01	Plan benefit arrangement – Insurance	Yes
2010-07-01	Plan benefit arrangement - Trust	Yes
2009: 403(B) THRIFT PLAN OF HALL NEIGHBORHOOD HOUSE, INC. 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Insurance	Yes
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement – Insurance	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes
2008: 403(B) THRIFT PLAN OF HALL NEIGHBORHOOD HOUSE, INC. 2008 form 5500 responses
2008-07-01	Type of plan entity	Single employer plan
2008-07-01	Submission has been amended	No
2008-07-01	This submission is the final filing	No
2008-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2008-07-01	Plan is a collectively bargained plan	No

Insurance Providers Used on plan

PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 )

Policy contract number

441463

Policy instance

Insurance contract or identification number	441463
Number of Individuals Covered	87
Insurance policy start date	2010-07-01
Insurance policy end date	2011-06-30
Total amount of commissions paid to insurance broker	USD $758
Total amount of fees paid to insurance company	USD $388
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	HALL NEIGHBORHOOD HOUSE, INC.
Employer identification number (EIN):	060676851
NAIC Classification:	624200