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Plan Name | PROFIT SHARING 401(K) PLAN FOR THE SOUTHWEST WATER COMPANY'S RELATED COMPANIES |
Plan identification number | 002 |
401k Plan Type | Defined Contribution Pension |
Plan Features/Benefits |
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Company Name: | SOUTHWEST WATER COMPANY |
Employer identification number (EIN): | 741800544 |
NAIC Classification: | 221300 |
Additional information about SOUTHWEST WATER COMPANY
Jurisdiction of Incorporation: | Texas Secretary of State |
Incorporation Date: | 2002-06-27 |
Company Identification Number: | 0800099536 |
Legal Registered Office Address: |
12535 REED RD ATT: TAX DEPARTMENT FSC SUGAR LAND United States of America (USA) 77478 |
More information about SOUTHWEST WATER COMPANY
Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
---|---|---|---|---|---|
002 | 2011-01-01 | ADRIENNE JACOBS | |||
002 | 2010-01-01 | MARK RODRIGUEZ | |||
002 | 2009-01-01 | MARK RODRIGUEZ |
Measure | Date | Value |
---|---|---|
2011: PROFIT SHARING 401(K) PLAN FOR THE SOUTHWEST WATER COMPANY'S RELATED COMPANIES 2011 401k membership | ||
Total participants, beginning-of-year | 2011-01-01 | 916 |
Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 0 |
Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 0 |
Total of all active and inactive participants | 2011-01-01 | 0 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
Total participants | 2011-01-01 | 0 |
Number of participants with account balances | 2011-01-01 | 0 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
2010: PROFIT SHARING 401(K) PLAN FOR THE SOUTHWEST WATER COMPANY'S RELATED COMPANIES 2010 401k membership | ||
Total participants, beginning-of-year | 2010-01-01 | 1,088 |
Total number of active participants reported on line 7a of the Form 5500 | 2010-01-01 | 811 |
Number of retired or separated participants receiving benefits | 2010-01-01 | 1 |
Number of other retired or separated participants entitled to future benefits | 2010-01-01 | 104 |
Total of all active and inactive participants | 2010-01-01 | 916 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2010-01-01 | 0 |
Total participants | 2010-01-01 | 916 |
Number of participants with account balances | 2010-01-01 | 337 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2010-01-01 | 2 |
2009: PROFIT SHARING 401(K) PLAN FOR THE SOUTHWEST WATER COMPANY'S RELATED COMPANIES 2009 401k membership | ||
Total participants, beginning-of-year | 2009-01-01 | 1,202 |
Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 976 |
Number of retired or separated participants receiving benefits | 2009-01-01 | 2 |
Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 110 |
Total of all active and inactive participants | 2009-01-01 | 1,088 |
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
Total participants | 2009-01-01 | 1,088 |
Number of participants with account balances | 2009-01-01 | 382 |
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 4 |
Measure | Date | Value |
---|---|---|
2011 : PROFIT SHARING 401(K) PLAN FOR THE SOUTHWEST WATER COMPANY'S RELATED COMPANIES 2011 401k financial data | ||
Total transfer of assets from this plan | 2011-12-31 | $12,462,255 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $21,617 |
Total income from all sources (including contributions) | 2011-12-31 | $936,200 |
Total of all expenses incurred | 2011-12-31 | $1,745,666 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $1,732,361 |
Value of total corrective distributions | 2011-12-31 | $2,263 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $916,088 |
Value of total assets at end of year | 2011-12-31 | $0 |
Value of total assets at beginning of year | 2011-12-31 | $13,293,338 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $11,042 |
Total interest from all sources | 2011-12-31 | $40,490 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $264,278 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2011-12-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $264,278 |
Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
Value of fidelity bond cover | 2011-12-31 | $2,000,000 |
If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
Contributions received from participants | 2011-12-31 | $701,673 |
Participant contributions at end of year | 2011-12-31 | $0 |
Participant contributions at beginning of year | 2011-12-31 | $496,469 |
Participant contributions at end of year | 2011-12-31 | $0 |
Participant contributions at beginning of year | 2011-12-31 | $19,346 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-12-31 | $14,357 |
Administrative expenses (other) incurred | 2011-12-31 | $11,042 |
Liabilities. Value of operating payables at end of year | 2011-12-31 | $0 |
Liabilities. Value of operating payables at beginning of year | 2011-12-31 | $21,617 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Value of net income/loss | 2011-12-31 | $-809,466 |
Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $0 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $13,271,721 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $11,310,478 |
Interest on participant loans | 2011-12-31 | $40,326 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $0 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $1,462,861 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $1,462,861 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $164 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-284,656 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | Yes |
Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
Contributions received in cash from employer | 2011-12-31 | $200,058 |
Employer contributions (assets) at end of year | 2011-12-31 | $0 |
Employer contributions (assets) at beginning of year | 2011-12-31 | $4,184 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $1,732,361 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2011-12-31 | No |
Did the plan have assets held for investment | 2011-12-31 | No |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | Yes |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
Accountancy firm name | 2011-12-31 | HOLTHOUSE CARLIN & VAN TRIGT LLP |
Accountancy firm EIN | 2011-12-31 | 954345526 |
2010 : PROFIT SHARING 401(K) PLAN FOR THE SOUTHWEST WATER COMPANY'S RELATED COMPANIES 2010 401k financial data | ||
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $21,617 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $50,370 |
Total income from all sources (including contributions) | 2010-12-31 | $2,305,443 |
Total of all expenses incurred | 2010-12-31 | $776,567 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $752,363 |
Expenses. Certain deemed distributions of participant loans | 2010-12-31 | $3,007 |
Value of total corrective distributions | 2010-12-31 | $11,496 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $844,219 |
Value of total assets at end of year | 2010-12-31 | $13,293,338 |
Value of total assets at beginning of year | 2010-12-31 | $11,793,215 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $9,701 |
Total interest from all sources | 2010-12-31 | $42,487 |
Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $178,256 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $178,256 |
Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
Value of fidelity bond cover | 2010-12-31 | $500,000 |
If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
Contributions received from participants | 2010-12-31 | $647,160 |
Participant contributions at end of year | 2010-12-31 | $496,469 |
Participant contributions at beginning of year | 2010-12-31 | $516,820 |
Participant contributions at end of year | 2010-12-31 | $19,346 |
Participant contributions at beginning of year | 2010-12-31 | $13,706 |
Income. Received or receivable in cash from other sources (including rollovers) | 2010-12-31 | $7,024 |
Administrative expenses (other) incurred | 2010-12-31 | $9,701 |
Liabilities. Value of operating payables at end of year | 2010-12-31 | $21,617 |
Liabilities. Value of operating payables at beginning of year | 2010-12-31 | $50,370 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Value of net income/loss | 2010-12-31 | $1,528,876 |
Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $13,271,721 |
Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $11,742,845 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $11,310,478 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $9,969,442 |
Interest on participant loans | 2010-12-31 | $42,229 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $1,462,861 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $1,289,602 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $1,289,602 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $258 |
Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $1,240,481 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
Contributions received in cash from employer | 2010-12-31 | $190,035 |
Employer contributions (assets) at end of year | 2010-12-31 | $4,184 |
Employer contributions (assets) at beginning of year | 2010-12-31 | $3,645 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $752,363 |
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3 | 2010-12-31 | No |
Did the plan have assets held for investment | 2010-12-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
Accountancy firm name | 2010-12-31 | HOLTHOUSE CARLIN AND VAN TRIGHT LLP |
Accountancy firm EIN | 2010-12-31 | 954345526 |
2009 : PROFIT SHARING 401(K) PLAN FOR THE SOUTHWEST WATER COMPANY'S RELATED COMPANIES 2009 401k financial data | ||
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
2011: PROFIT SHARING 401(K) PLAN FOR THE SOUTHWEST WATER COMPANY'S RELATED COMPANIES 2011 form 5500 responses | ||
---|---|---|
2011-01-01 | Type of plan entity | Single employer plan |
2011-01-01 | Submission has been amended | No |
2011-01-01 | This submission is the final filing | Yes |
2011-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2011-01-01 | Plan funding arrangement – Trust | Yes |
2011-01-01 | Plan benefit arrangement - Trust | Yes |
2010: PROFIT SHARING 401(K) PLAN FOR THE SOUTHWEST WATER COMPANY'S RELATED COMPANIES 2010 form 5500 responses | ||
2010-01-01 | Type of plan entity | Single employer plan |
2010-01-01 | Submission has been amended | No |
2010-01-01 | This submission is the final filing | No |
2010-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2010-01-01 | Plan funding arrangement – Trust | Yes |
2010-01-01 | Plan benefit arrangement - Trust | Yes |
2009: PROFIT SHARING 401(K) PLAN FOR THE SOUTHWEST WATER COMPANY'S RELATED COMPANIES 2009 form 5500 responses | ||
2009-01-01 | Type of plan entity | Single employer plan |
2009-01-01 | Submission has been amended | No |
2009-01-01 | This submission is the final filing | No |
2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
2009-01-01 | Plan funding arrangement – Trust | Yes |
2009-01-01 | Plan benefit arrangement - Trust | Yes |