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PROFIT SHARING PLAN OF CADES SCHUTTE 401k Plan overview

Plan NamePROFIT SHARING PLAN OF CADES SCHUTTE
Plan identification number 003

PROFIT SHARING PLAN OF CADES SCHUTTE Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Age/Service Weighted or new comparability or similar plan - Age/Service Weighted Plan: Allocations are based on age, service, or age and service. New comparability or similar plan: Allocations are based on participant classifications and a classification(s) consists entirely or predominantly of highly compensated employees; or the plan provides an additional allocation rate on compensation above a specified threshold, and the theshold or additional rate exceeds the maximum threshold or rate allowed under the permitted disparity rules of section 401(l).
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan covering Self-Employed individuals.

401k Sponsoring company profile

CADES SCHUTTE A LIMITED LIABILITY LAW PARTNERSHIP LLP has sponsored the creation of one or more 401k plans.

Company Name:CADES SCHUTTE A LIMITED LIABILITY LAW PARTNERSHIP LLP
Employer identification number (EIN):990055190
NAIC Classification:541110
NAIC Description:Offices of Lawyers

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PROFIT SHARING PLAN OF CADES SCHUTTE

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032022-01-01
0032021-01-01
0032020-01-01
0032019-01-01
0032018-01-01
0032017-01-01SETSUKO ROBERTS
0032016-01-01SETSUKO ROBERTS
0032015-01-01SETSUKO ROBERTS
0032014-01-01SETSUKO ROBERTS
0032013-01-01SETSUKO ROBERTS
0032012-01-01SETSUKO ROBERTS
0032011-01-01SETSUKO ROBERTS
0032010-01-01SETSUKO ROBERTS
0032009-01-01SETSUKO ROBERTS SETSUKO ROBERTS2010-09-29

Plan Statistics for PROFIT SHARING PLAN OF CADES SCHUTTE

401k plan membership statisitcs for PROFIT SHARING PLAN OF CADES SCHUTTE

Measure Date Value
2022: PROFIT SHARING PLAN OF CADES SCHUTTE 2022 401k membership
Total participants, beginning-of-year2022-01-01230
Total number of active participants reported on line 7a of the Form 55002022-01-01128
Number of retired or separated participants receiving benefits2022-01-013
Number of other retired or separated participants entitled to future benefits2022-01-01108
Total of all active and inactive participants2022-01-01239
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01239
Number of participants with account balances2022-01-01239
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-014
2021: PROFIT SHARING PLAN OF CADES SCHUTTE 2021 401k membership
Total participants, beginning-of-year2021-01-01222
Total number of active participants reported on line 7a of the Form 55002021-01-01128
Number of retired or separated participants receiving benefits2021-01-013
Number of other retired or separated participants entitled to future benefits2021-01-0199
Total of all active and inactive participants2021-01-01230
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-010
Total participants2021-01-01230
Number of participants with account balances2021-01-01230
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-010
2020: PROFIT SHARING PLAN OF CADES SCHUTTE 2020 401k membership
Total participants, beginning-of-year2020-01-01216
Total number of active participants reported on line 7a of the Form 55002020-01-01126
Number of retired or separated participants receiving benefits2020-01-013
Number of other retired or separated participants entitled to future benefits2020-01-0193
Total of all active and inactive participants2020-01-01222
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-010
Total participants2020-01-01222
Number of participants with account balances2020-01-01222
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-017
2019: PROFIT SHARING PLAN OF CADES SCHUTTE 2019 401k membership
Total participants, beginning-of-year2019-01-01207
Total number of active participants reported on line 7a of the Form 55002019-01-01127
Number of retired or separated participants receiving benefits2019-01-013
Number of other retired or separated participants entitled to future benefits2019-01-0186
Total of all active and inactive participants2019-01-01216
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-01216
Number of participants with account balances2019-01-01216
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-011
2018: PROFIT SHARING PLAN OF CADES SCHUTTE 2018 401k membership
Total participants, beginning-of-year2018-01-01201
Total number of active participants reported on line 7a of the Form 55002018-01-01121
Number of retired or separated participants receiving benefits2018-01-014
Number of other retired or separated participants entitled to future benefits2018-01-0182
Total of all active and inactive participants2018-01-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-010
Total participants2018-01-01207
Number of participants with account balances2018-01-01207
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-012
2017: PROFIT SHARING PLAN OF CADES SCHUTTE 2017 401k membership
Total participants, beginning-of-year2017-01-01194
Total number of active participants reported on line 7a of the Form 55002017-01-01118
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-0180
Total of all active and inactive participants2017-01-01201
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-010
Total participants2017-01-01201
Number of participants with account balances2017-01-01201
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-014
2016: PROFIT SHARING PLAN OF CADES SCHUTTE 2016 401k membership
Total participants, beginning-of-year2016-01-01212
Total number of active participants reported on line 7a of the Form 55002016-01-01120
Number of retired or separated participants receiving benefits2016-01-011
Number of other retired or separated participants entitled to future benefits2016-01-0173
Total of all active and inactive participants2016-01-01194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-010
Total participants2016-01-01194
Number of participants with account balances2016-01-01194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-013
2015: PROFIT SHARING PLAN OF CADES SCHUTTE 2015 401k membership
Total participants, beginning-of-year2015-01-01193
Total number of active participants reported on line 7a of the Form 55002015-01-01117
Number of retired or separated participants receiving benefits2015-01-011
Number of other retired or separated participants entitled to future benefits2015-01-0194
Total of all active and inactive participants2015-01-01212
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-01212
Number of participants with account balances2015-01-01212
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-012
2014: PROFIT SHARING PLAN OF CADES SCHUTTE 2014 401k membership
Total participants, beginning-of-year2014-01-01191
Total number of active participants reported on line 7a of the Form 55002014-01-01121
Number of retired or separated participants receiving benefits2014-01-011
Number of other retired or separated participants entitled to future benefits2014-01-0171
Total of all active and inactive participants2014-01-01193
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-010
Total participants2014-01-01193
Number of participants with account balances2014-01-01193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PROFIT SHARING PLAN OF CADES SCHUTTE 2013 401k membership
Total participants, beginning-of-year2013-01-01192
Total number of active participants reported on line 7a of the Form 55002013-01-01118
Number of retired or separated participants receiving benefits2013-01-011
Number of other retired or separated participants entitled to future benefits2013-01-0172
Total of all active and inactive participants2013-01-01191
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-010
Total participants2013-01-01191
Number of participants with account balances2013-01-01191
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PROFIT SHARING PLAN OF CADES SCHUTTE 2012 401k membership
Total participants, beginning-of-year2012-01-01185
Total number of active participants reported on line 7a of the Form 55002012-01-01127
Number of retired or separated participants receiving benefits2012-01-011
Number of other retired or separated participants entitled to future benefits2012-01-0164
Total of all active and inactive participants2012-01-01192
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01192
Number of participants with account balances2012-01-01192
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-014
2011: PROFIT SHARING PLAN OF CADES SCHUTTE 2011 401k membership
Total participants, beginning-of-year2011-01-01177
Total number of active participants reported on line 7a of the Form 55002011-01-01131
Number of retired or separated participants receiving benefits2011-01-011
Number of other retired or separated participants entitled to future benefits2011-01-0153
Total of all active and inactive participants2011-01-01185
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01185
Number of participants with account balances2011-01-01184
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-015
2010: PROFIT SHARING PLAN OF CADES SCHUTTE 2010 401k membership
Total participants, beginning-of-year2010-01-01173
Total number of active participants reported on line 7a of the Form 55002010-01-01129
Number of retired or separated participants receiving benefits2010-01-011
Number of other retired or separated participants entitled to future benefits2010-01-0147
Total of all active and inactive participants2010-01-01177
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-010
Total participants2010-01-01177
Number of participants with account balances2010-01-01177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-013
2009: PROFIT SHARING PLAN OF CADES SCHUTTE 2009 401k membership
Total participants, beginning-of-year2009-01-01176
Total number of active participants reported on line 7a of the Form 55002009-01-01130
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0143
Total of all active and inactive participants2009-01-01173
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01173
Number of participants with account balances2009-01-01173
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-012

Financial Data on PROFIT SHARING PLAN OF CADES SCHUTTE

Measure Date Value
2022 : PROFIT SHARING PLAN OF CADES SCHUTTE 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-480,461
Total unrealized appreciation/depreciation of assets2022-12-31$-480,461
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-13,354,959
Total loss/gain on sale of assets2022-12-31$-4,668
Total of all expenses incurred2022-12-31$3,407,722
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$3,303,810
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$3,139,807
Value of total assets at end of year2022-12-31$97,130,841
Value of total assets at beginning of year2022-12-31$113,893,522
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$103,912
Total interest from all sources2022-12-31$227,787
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$851,517
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$811,544
Administrative expenses professional fees incurred2022-12-31$34,172
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$1,539,034
Participant contributions at end of year2022-12-31$160,274
Participant contributions at beginning of year2022-12-31$68,350
Assets. Other investments not covered elsewhere at end of year2022-12-31$5,458,195
Assets. Other investments not covered elsewhere at beginning of year2022-12-31$6,525,701
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$39,376
Other income not declared elsewhere2022-12-31$66,159
Administrative expenses (other) incurred2022-12-31$36,878
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-16,762,681
Value of net assets at end of year (total assets less liabilities)2022-12-31$97,130,841
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$113,893,522
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Investment advisory and management fees2022-12-31$32,862
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$58,755,023
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$70,814,267
Value of interest in pooled separate accounts at end of year2022-12-31$17,729,136
Value of interest in pooled separate accounts at beginning of year2022-12-31$23,245,904
Interest on participant loans2022-12-31$3,942
Interest earned on other investments2022-12-31$223,845
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$15,028,213
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$13,239,300
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-13,345,285
Net investment gain/loss from pooled separate accounts2022-12-31$-3,809,815
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$1,561,397
Income. Dividends from common stock2022-12-31$39,973
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$3,303,810
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$29,960
Aggregate carrying amount (costs) on sale of assets2022-12-31$34,628
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KMH LLP
Accountancy firm EIN2022-12-31421539623
2021 : PROFIT SHARING PLAN OF CADES SCHUTTE 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$340,508
Total unrealized appreciation/depreciation of assets2021-12-31$340,508
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$19,372,734
Total loss/gain on sale of assets2021-12-31$85,213
Total of all expenses incurred2021-12-31$7,563,640
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$7,512,348
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$3,287,958
Value of total assets at end of year2021-12-31$113,893,522
Value of total assets at beginning of year2021-12-31$102,084,428
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$51,292
Total interest from all sources2021-12-31$337,817
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$727,102
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$684,865
Administrative expenses professional fees incurred2021-12-31$24,111
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$500,000
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$1,548,727
Participant contributions at end of year2021-12-31$68,350
Participant contributions at beginning of year2021-12-31$122,698
Assets. Other investments not covered elsewhere at end of year2021-12-31$6,525,701
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$7,928,022
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$213,296
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$11,809,094
Value of net assets at end of year (total assets less liabilities)2021-12-31$113,893,522
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$102,084,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Investment advisory and management fees2021-12-31$27,181
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$70,814,267
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$58,304,959
Value of interest in pooled separate accounts at end of year2021-12-31$23,245,904
Value of interest in pooled separate accounts at beginning of year2021-12-31$21,952,827
Interest on participant loans2021-12-31$4,317
Interest earned on other investments2021-12-31$332,539
Income. Interest from US Government securities2021-12-31$180
Income. Interest from corporate debt instruments2021-12-31$781
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$13,239,300
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$13,775,922
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$12,144,890
Net investment gain/loss from pooled separate accounts2021-12-31$2,449,246
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$1,525,935
Income. Dividends from common stock2021-12-31$42,237
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$7,512,348
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$1,935,418
Aggregate carrying amount (costs) on sale of assets2021-12-31$1,850,205
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31KMH LLP
Accountancy firm EIN2021-12-31421539623
2020 : PROFIT SHARING PLAN OF CADES SCHUTTE 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$483,994
Total unrealized appreciation/depreciation of assets2020-12-31$483,994
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$13,825,809
Total loss/gain on sale of assets2020-12-31$-187,996
Total of all expenses incurred2020-12-31$2,876,592
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$2,822,643
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$3,112,053
Value of total assets at end of year2020-12-31$102,084,428
Value of total assets at beginning of year2020-12-31$91,135,211
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$53,949
Total interest from all sources2020-12-31$261,907
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$633,715
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$582,752
Administrative expenses professional fees incurred2020-12-31$25,435
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$500,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$1,375,587
Participant contributions at end of year2020-12-31$122,698
Participant contributions at beginning of year2020-12-31$144,391
Assets. Other investments not covered elsewhere at end of year2020-12-31$7,928,022
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$7,545,120
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$298,624
Other income not declared elsewhere2020-12-31$92,191
Administrative expenses (other) incurred2020-12-31$579
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$10,949,217
Value of net assets at end of year (total assets less liabilities)2020-12-31$102,084,428
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$91,135,211
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$27,935
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$58,304,959
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$51,471,715
Value of interest in pooled separate accounts at end of year2020-12-31$21,952,827
Value of interest in pooled separate accounts at beginning of year2020-12-31$20,066,030
Interest on participant loans2020-12-31$7,717
Interest earned on other investments2020-12-31$247,318
Income. Interest from US Government securities2020-12-31$1,897
Income. Interest from corporate debt instruments2020-12-31$4,975
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$13,775,922
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$11,907,955
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$7,031,098
Net investment gain/loss from pooled separate accounts2020-12-31$2,398,847
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$1,437,842
Income. Dividends from common stock2020-12-31$50,963
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$2,822,643
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$1,923,219
Aggregate carrying amount (costs) on sale of assets2020-12-31$2,111,215
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KMH LLP
Accountancy firm EIN2020-12-31421539623
2019 : PROFIT SHARING PLAN OF CADES SCHUTTE 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$842,973
Total unrealized appreciation/depreciation of assets2019-12-31$842,973
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$18,454,924
Total loss/gain on sale of assets2019-12-31$13,445
Total of all expenses incurred2019-12-31$6,344,427
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$6,276,755
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$2,918,384
Value of total assets at end of year2019-12-31$91,135,211
Value of total assets at beginning of year2019-12-31$79,024,714
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$67,672
Total interest from all sources2019-12-31$255,438
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$786,881
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$723,251
Administrative expenses professional fees incurred2019-12-31$24,702
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$1,363,115
Participant contributions at end of year2019-12-31$144,391
Participant contributions at beginning of year2019-12-31$117,326
Assets. Other investments not covered elsewhere at end of year2019-12-31$7,545,120
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$5,804,120
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$128,313
Other income not declared elsewhere2019-12-31$88,723
Administrative expenses (other) incurred2019-12-31$2,869
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$12,110,497
Value of net assets at end of year (total assets less liabilities)2019-12-31$91,135,211
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$79,024,714
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$40,101
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$51,471,715
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$41,356,316
Value of interest in pooled separate accounts at end of year2019-12-31$20,066,030
Value of interest in pooled separate accounts at beginning of year2019-12-31$21,145,267
Interest on participant loans2019-12-31$11,737
Interest earned on other investments2019-12-31$234,030
Income. Interest from US Government securities2019-12-31$3,665
Income. Interest from corporate debt instruments2019-12-31$6,006
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$11,907,955
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$10,601,685
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$9,700,344
Net investment gain/loss from pooled separate accounts2019-12-31$3,848,736
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$1,426,956
Income. Dividends from common stock2019-12-31$63,630
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$6,276,755
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$445,829
Aggregate carrying amount (costs) on sale of assets2019-12-31$432,384
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KMH LLP
Accountancy firm EIN2019-12-31421539623
2018 : PROFIT SHARING PLAN OF CADES SCHUTTE 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-77,909
Total unrealized appreciation/depreciation of assets2018-12-31$-77,909
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$-1,711,663
Total loss/gain on sale of assets2018-12-31$-5,059
Total of all expenses incurred2018-12-31$1,671,516
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$1,614,338
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$2,608,730
Value of total assets at end of year2018-12-31$79,024,714
Value of total assets at beginning of year2018-12-31$82,407,893
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$57,178
Total interest from all sources2018-12-31$238,389
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$658,720
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$602,963
Administrative expenses professional fees incurred2018-12-31$24,283
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$1,217,974
Participant contributions at end of year2018-12-31$117,326
Participant contributions at beginning of year2018-12-31$126,473
Assets. Other investments not covered elsewhere at end of year2018-12-31$5,804,120
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$5,819,113
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,058
Other income not declared elsewhere2018-12-31$105,703
Administrative expenses (other) incurred2018-12-31$2,337
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-3,383,179
Value of net assets at end of year (total assets less liabilities)2018-12-31$79,024,714
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$82,407,893
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$30,558
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$41,356,316
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$41,788,360
Value of interest in pooled separate accounts at end of year2018-12-31$21,145,267
Value of interest in pooled separate accounts at beginning of year2018-12-31$23,089,882
Interest on participant loans2018-12-31$5,368
Interest earned on other investments2018-12-31$224,090
Income. Interest from US Government securities2018-12-31$1,893
Income. Interest from corporate debt instruments2018-12-31$7,038
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$10,601,685
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$11,584,065
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-3,815,587
Net investment gain/loss from pooled separate accounts2018-12-31$-1,424,650
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$1,389,698
Income. Dividends from common stock2018-12-31$55,757
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$1,614,338
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$464,572
Aggregate carrying amount (costs) on sale of assets2018-12-31$469,631
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KMH LLP
Accountancy firm EIN2018-12-31421539623
2017 : PROFIT SHARING PLAN OF CADES SCHUTTE 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$478,989
Total unrealized appreciation/depreciation of assets2017-12-31$478,989
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$13,705,183
Total loss/gain on sale of assets2017-12-31$33,447
Total of all expenses incurred2017-12-31$3,792,207
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,745,454
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$3,093,161
Value of total assets at end of year2017-12-31$82,407,893
Value of total assets at beginning of year2017-12-31$72,494,917
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$46,753
Total interest from all sources2017-12-31$217,435
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$542,373
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$488,302
Administrative expenses professional fees incurred2017-12-31$25,618
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$1,295,349
Participant contributions at end of year2017-12-31$126,473
Participant contributions at beginning of year2017-12-31$127,790
Assets. Other investments not covered elsewhere at end of year2017-12-31$5,819,113
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$5,518,453
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$412,461
Other income not declared elsewhere2017-12-31$86,900
Administrative expenses (other) incurred2017-12-31$172
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$9,912,976
Value of net assets at end of year (total assets less liabilities)2017-12-31$82,407,893
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$72,494,917
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$20,963
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$41,788,360
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$33,910,952
Value of interest in pooled separate accounts at end of year2017-12-31$23,089,882
Value of interest in pooled separate accounts at beginning of year2017-12-31$22,508,512
Interest on participant loans2017-12-31$5,330
Interest earned on other investments2017-12-31$205,771
Income. Interest from US Government securities2017-12-31$78
Income. Interest from corporate debt instruments2017-12-31$6,256
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$11,584,065
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$10,429,210
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$6,474,412
Net investment gain/loss from pooled separate accounts2017-12-31$2,778,466
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$1,385,351
Income. Dividends from common stock2017-12-31$54,071
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,745,454
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$469,514
Aggregate carrying amount (costs) on sale of assets2017-12-31$436,067
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KMH LLP
Accountancy firm EIN2017-12-31421539623
2016 : PROFIT SHARING PLAN OF CADES SCHUTTE 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$8,457,747
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$2,538,413
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,494,851
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$2,578,957
Value of total assets at end of year2016-12-31$72,494,917
Value of total assets at beginning of year2016-12-31$66,575,583
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$43,562
Total interest from all sources2016-12-31$199,076
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$568,671
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$568,671
Administrative expenses professional fees incurred2016-12-31$22,712
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$1,206,532
Participant contributions at end of year2016-12-31$127,790
Participant contributions at beginning of year2016-12-31$185,621
Assets. Other investments not covered elsewhere at end of year2016-12-31$5,518,453
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,648
Other income not declared elsewhere2016-12-31$615,584
Administrative expenses (other) incurred2016-12-31$100
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$5,919,334
Value of net assets at end of year (total assets less liabilities)2016-12-31$72,494,917
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$66,575,583
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$20,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$33,910,952
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$31,177,384
Value of interest in pooled separate accounts at end of year2016-12-31$22,508,512
Value of interest in pooled separate accounts at beginning of year2016-12-31$20,971,494
Interest on participant loans2016-12-31$6,524
Interest earned on other investments2016-12-31$192,552
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$947,824
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$947,824
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$10,429,210
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$10,324,343
Asset value of US Government securities at end of year2016-12-31$0
Asset value of US Government securities at beginning of year2016-12-31$365,483
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,280,832
Net investment gain/loss from pooled separate accounts2016-12-31$1,214,627
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$1,372,425
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,494,851
Asset. Corporate debt instrument preferred debt at end of year2016-12-31$0
Asset. Corporate debt instrument preferred debt at beginning of year2016-12-31$107,482
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$2,494,304
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KMH LLP
Accountancy firm EIN2016-12-31421539623
2015 : PROFIT SHARING PLAN OF CADES SCHUTTE 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$94,885
Total unrealized appreciation/depreciation of assets2015-12-31$94,885
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$3,610,154
Total loss/gain on sale of assets2015-12-31$1,265,968
Total of all expenses incurred2015-12-31$3,932,704
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$3,874,132
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,675,513
Value of total assets at end of year2015-12-31$66,575,583
Value of total assets at beginning of year2015-12-31$66,898,133
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$58,572
Total interest from all sources2015-12-31$168,545
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$475,137
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$415,413
Administrative expenses professional fees incurred2015-12-31$24,283
Assets. Corporate prefeered stocks other than exployer securities at end of year2015-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2015-12-31$97,596
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$1,232,446
Participant contributions at end of year2015-12-31$185,621
Participant contributions at beginning of year2015-12-31$214,849
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,648
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,680
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$34,408
Other income not declared elsewhere2015-12-31$89,223
Administrative expenses (other) incurred2015-12-31$11,246
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-322,550
Value of net assets at end of year (total assets less liabilities)2015-12-31$66,575,583
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$66,898,133
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$23,043
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$31,177,384
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$33,698,588
Value of interest in pooled separate accounts at end of year2015-12-31$20,971,494
Value of interest in pooled separate accounts at beginning of year2015-12-31$20,828,923
Interest on participant loans2015-12-31$5,330
Interest earned on other investments2015-12-31$157,038
Income. Interest from US Government securities2015-12-31$2,038
Income. Interest from corporate debt instruments2015-12-31$4,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$947,824
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$714,489
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$714,489
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$14
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$10,324,343
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$6,191,145
Asset value of US Government securities at end of year2015-12-31$365,483
Asset value of US Government securities at beginning of year2015-12-31$306,685
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,027,726
Net investment gain/loss from pooled separate accounts2015-12-31$-131,391
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,408,659
Income. Dividends from common stock2015-12-31$59,724
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$3,874,132
Asset. Corporate debt instrument preferred debt at end of year2015-12-31$107,482
Asset. Corporate debt instrument preferred debt at beginning of year2015-12-31$109,121
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$2,494,304
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$4,735,057
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$4,354,667
Aggregate carrying amount (costs) on sale of assets2015-12-31$3,088,699
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KMH LLP
Accountancy firm EIN2015-12-31421539623
2014 : PROFIT SHARING PLAN OF CADES SCHUTTE 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$707,417
Total unrealized appreciation/depreciation of assets2014-12-31$707,417
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$6,872,762
Total loss/gain on sale of assets2014-12-31$84,612
Total of all expenses incurred2014-12-31$2,365,097
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,300,316
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,506,079
Value of total assets at end of year2014-12-31$66,898,133
Value of total assets at beginning of year2014-12-31$62,390,468
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$64,781
Total interest from all sources2014-12-31$160,940
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$563,464
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$448,973
Administrative expenses professional fees incurred2014-12-31$32,963
Assets. Corporate prefeered stocks other than exployer securities at end of year2014-12-31$97,596
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2014-12-31$103,996
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$1,103,118
Participant contributions at end of year2014-12-31$214,849
Participant contributions at beginning of year2014-12-31$247,419
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,680
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$89,625
Other income not declared elsewhere2014-12-31$100,756
Administrative expenses (other) incurred2014-12-31$3,654
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$4,507,665
Value of net assets at end of year (total assets less liabilities)2014-12-31$66,898,133
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$62,390,468
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$28,164
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$33,698,588
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$31,691,866
Value of interest in pooled separate accounts at end of year2014-12-31$20,828,923
Value of interest in pooled separate accounts at beginning of year2014-12-31$17,015,730
Interest on participant loans2014-12-31$14,169
Interest earned on other investments2014-12-31$141,181
Income. Interest from US Government securities2014-12-31$2,406
Income. Interest from corporate debt instruments2014-12-31$3,094
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$714,489
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$750,754
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$750,754
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$90
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$6,191,145
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$8,589,287
Asset value of US Government securities at end of year2014-12-31$306,685
Asset value of US Government securities at beginning of year2014-12-31$228,430
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,909,431
Net investment gain/loss from pooled separate accounts2014-12-31$840,063
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$1,313,336
Income. Dividends from common stock2014-12-31$114,491
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,300,316
Asset. Corporate debt instrument preferred debt at end of year2014-12-31$109,121
Asset. Corporate debt instrument preferred debt at beginning of year2014-12-31$107,371
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$4,735,057
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$3,655,615
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$7,571,892
Aggregate carrying amount (costs) on sale of assets2014-12-31$7,487,280
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KMH LLP
Accountancy firm EIN2014-12-31421539623
2013 : PROFIT SHARING PLAN OF CADES SCHUTTE 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,011,782
Total unrealized appreciation/depreciation of assets2013-12-31$1,011,782
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$13,459,083
Total loss/gain on sale of assets2013-12-31$33,155
Total of all expenses incurred2013-12-31$5,104,839
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$5,028,041
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,558,133
Value of total assets at end of year2013-12-31$62,390,468
Value of total assets at beginning of year2013-12-31$54,036,224
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$76,798
Total interest from all sources2013-12-31$216,820
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$427,976
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$379,233
Administrative expenses professional fees incurred2013-12-31$35,320
Assets. Corporate prefeered stocks other than exployer securities at end of year2013-12-31$103,996
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2013-12-31$90,596
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$500,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$1,152,836
Participant contributions at end of year2013-12-31$247,419
Participant contributions at beginning of year2013-12-31$219,948
Assets. Other investments not covered elsewhere at end of year2013-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$0
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$48,853
Other income not declared elsewhere2013-12-31$122,672
Administrative expenses (other) incurred2013-12-31$19,360
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$8,354,244
Value of net assets at end of year (total assets less liabilities)2013-12-31$62,390,468
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$54,036,224
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$22,118
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$31,691,866
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$25,911,169
Value of interest in pooled separate accounts at end of year2013-12-31$17,015,730
Value of interest in pooled separate accounts at beginning of year2013-12-31$15,999,385
Interest on participant loans2013-12-31$12,378
Interest earned on other investments2013-12-31$198,580
Income. Interest from US Government securities2013-12-31$1,547
Income. Interest from corporate debt instruments2013-12-31$4,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$750,754
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$360,368
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$360,368
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$190
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$8,589,287
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$8,479,927
Asset value of US Government securities at end of year2013-12-31$228,430
Asset value of US Government securities at beginning of year2013-12-31$275,763
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$6,747,994
Net investment gain/loss from pooled separate accounts2013-12-31$2,340,551
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,356,444
Income. Dividends from common stock2013-12-31$48,743
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$5,028,041
Asset. Corporate debt instrument preferred debt at end of year2013-12-31$107,371
Asset. Corporate debt instrument preferred debt at beginning of year2013-12-31$113,590
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$3,655,615
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$2,585,478
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$4,685,722
Aggregate carrying amount (costs) on sale of assets2013-12-31$4,652,567
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KMH LLP
Accountancy firm EIN2013-12-31421539623
2012 : PROFIT SHARING PLAN OF CADES SCHUTTE 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$178,550
Total unrealized appreciation/depreciation of assets2012-12-31$178,550
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$8,379,974
Total loss/gain on sale of assets2012-12-31$17,074
Total of all expenses incurred2012-12-31$3,463,897
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$3,431,439
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$2,609,193
Value of total assets at end of year2012-12-31$54,036,224
Value of total assets at beginning of year2012-12-31$49,120,147
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$32,458
Total interest from all sources2012-12-31$226,327
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$507,572
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$452,273
Administrative expenses professional fees incurred2012-12-31$12,157
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$90,596
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$24,760
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$1,230,109
Participant contributions at end of year2012-12-31$219,948
Participant contributions at beginning of year2012-12-31$232,185
Assets. Other investments not covered elsewhere at end of year2012-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$64,300
Other income not declared elsewhere2012-12-31$1,296
Administrative expenses (other) incurred2012-12-31$9,304
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$4,916,077
Value of net assets at end of year (total assets less liabilities)2012-12-31$54,036,224
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$49,120,147
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$10,997
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$25,911,169
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$24,148,698
Value of interest in pooled separate accounts at end of year2012-12-31$15,999,385
Value of interest in pooled separate accounts at beginning of year2012-12-31$13,994,664
Interest on participant loans2012-12-31$13,209
Interest earned on other investments2012-12-31$209,397
Income. Interest from US Government securities2012-12-31$-717
Income. Interest from corporate debt instruments2012-12-31$4,125
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$360,368
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$345,264
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$345,264
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$313
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$8,479,927
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$7,013,615
Asset value of US Government securities at end of year2012-12-31$275,763
Asset value of US Government securities at beginning of year2012-12-31$173,231
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$3,248,679
Net investment gain/loss from pooled separate accounts2012-12-31$1,591,283
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,379,084
Income. Dividends from preferred stock2012-12-31$438
Income. Dividends from common stock2012-12-31$54,861
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$3,431,439
Asset. Corporate debt instrument preferred debt at end of year2012-12-31$113,590
Asset. Corporate debt instrument preferred debt at beginning of year2012-12-31$111,572
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$2,585,478
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$3,011,858
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$3,634,371
Aggregate carrying amount (costs) on sale of assets2012-12-31$3,617,297
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KMH LLP
Accountancy firm EIN2012-12-31421539623
2011 : PROFIT SHARING PLAN OF CADES SCHUTTE 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$115,705
Total unrealized appreciation/depreciation of assets2011-12-31$115,705
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$2,425,771
Total loss/gain on sale of assets2011-12-31$-20,227
Total of all expenses incurred2011-12-31$2,031,491
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,022,649
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,614,584
Value of total assets at end of year2011-12-31$49,120,147
Value of total assets at beginning of year2011-12-31$48,725,867
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$8,842
Total interest from all sources2011-12-31$220,670
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$461,371
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$402,430
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$24,760
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$23,980
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$1,232,730
Participant contributions at end of year2011-12-31$232,185
Participant contributions at beginning of year2011-12-31$128,949
Assets. Other investments not covered elsewhere at end of year2011-12-31$64,300
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$104,504
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$110,000
Other income not declared elsewhere2011-12-31$44
Administrative expenses (other) incurred2011-12-31$8,842
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$394,280
Value of net assets at end of year (total assets less liabilities)2011-12-31$49,120,147
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$48,725,867
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$24,148,698
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$25,363,688
Value of interest in pooled separate accounts at end of year2011-12-31$13,994,664
Value of interest in pooled separate accounts at beginning of year2011-12-31$11,586,403
Interest on participant loans2011-12-31$9,836
Interest earned on other investments2011-12-31$206,393
Income. Interest from US Government securities2011-12-31$2,699
Income. Interest from corporate debt instruments2011-12-31$1,384
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$345,264
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$239,656
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$239,656
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$358
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$7,013,615
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$7,438,034
Asset value of US Government securities at end of year2011-12-31$173,231
Asset value of US Government securities at beginning of year2011-12-31$334,025
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-965,554
Net investment gain/loss from pooled separate accounts2011-12-31$-822
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,271,854
Income. Dividends from preferred stock2011-12-31$1,750
Income. Dividends from common stock2011-12-31$57,191
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,022,649
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$111,572
Asset. Corporate debt instrument preferred debt at beginning of year2011-12-31$42,350
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$3,011,858
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$3,464,278
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$-20,227
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KMH LLP
Accountancy firm EIN2011-12-31421539623
2010 : PROFIT SHARING PLAN OF CADES SCHUTTE 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$385,632
Total unrealized appreciation/depreciation of assets2010-12-31$385,632
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$7,416,770
Total loss/gain on sale of assets2010-12-31$-32,592
Total of all expenses incurred2010-12-31$1,116,006
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,091,173
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$2,663,950
Value of total assets at end of year2010-12-31$48,725,867
Value of total assets at beginning of year2010-12-31$42,425,103
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$24,833
Total interest from all sources2010-12-31$233,096
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$408,929
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$356,712
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$23,980
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$21,260
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$1,258,718
Participant contributions at end of year2010-12-31$128,949
Participant contributions at beginning of year2010-12-31$45,075
Assets. Other investments not covered elsewhere at end of year2010-12-31$104,504
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$117,296
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$32,830
Administrative expenses (other) incurred2010-12-31$24,833
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$6,300,764
Value of net assets at end of year (total assets less liabilities)2010-12-31$48,725,867
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$42,425,103
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$25,363,688
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$22,886,446
Value of interest in pooled separate accounts at end of year2010-12-31$11,586,403
Value of interest in pooled separate accounts at beginning of year2010-12-31$8,098,432
Interest on participant loans2010-12-31$4,961
Interest earned on other investments2010-12-31$224,624
Income. Interest from US Government securities2010-12-31$2,701
Income. Interest from corporate debt instruments2010-12-31$289
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$239,656
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$1,310,488
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$1,310,488
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$521
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$7,438,034
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$6,130,103
Asset value of US Government securities at end of year2010-12-31$334,025
Asset value of US Government securities at beginning of year2010-12-31$375,863
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$2,632,312
Net investment gain/loss from pooled separate accounts2010-12-31$1,125,443
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,372,402
Income. Dividends from preferred stock2010-12-31$1,750
Income. Dividends from common stock2010-12-31$50,467
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,091,173
Asset. Corporate debt instrument preferred debt at end of year2010-12-31$42,350
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$3,464,278
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$3,440,140
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$-32,592
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KMH LLP
Accountancy firm EIN2010-12-31421539623
2009 : PROFIT SHARING PLAN OF CADES SCHUTTE 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PROFIT SHARING PLAN OF CADES SCHUTTE

2022: PROFIT SHARING PLAN OF CADES SCHUTTE 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement – InsuranceYes
2022-01-01Plan benefit arrangement - TrustYes
2021: PROFIT SHARING PLAN OF CADES SCHUTTE 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: PROFIT SHARING PLAN OF CADES SCHUTTE 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PROFIT SHARING PLAN OF CADES SCHUTTE 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PROFIT SHARING PLAN OF CADES SCHUTTE 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PROFIT SHARING PLAN OF CADES SCHUTTE 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PROFIT SHARING PLAN OF CADES SCHUTTE 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PROFIT SHARING PLAN OF CADES SCHUTTE 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PROFIT SHARING PLAN OF CADES SCHUTTE 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PROFIT SHARING PLAN OF CADES SCHUTTE 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PROFIT SHARING PLAN OF CADES SCHUTTE 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PROFIT SHARING PLAN OF CADES SCHUTTE 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: PROFIT SHARING PLAN OF CADES SCHUTTE 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedYes
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: PROFIT SHARING PLAN OF CADES SCHUTTE 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041361
Policy instance 1
Insurance contract or identification number041361
Number of Individuals Covered239
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041361
Policy instance 1
Insurance contract or identification number041361
Number of Individuals Covered230
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041361
Policy instance 1
Insurance contract or identification number041361
Number of Individuals Covered222
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041361
Policy instance 1
Insurance contract or identification number041361
Number of Individuals Covered216
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041361
Policy instance 1
Insurance contract or identification number041361
Number of Individuals Covered201
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041361
Policy instance 1
Insurance contract or identification number041361
Number of Individuals Covered212
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041361
Policy instance 1
Insurance contract or identification number041361
Number of Individuals Covered193
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041361
Policy instance 1
Insurance contract or identification number041361
Number of Individuals Covered191
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number041361
Policy instance 1
Insurance contract or identification number041361
Number of Individuals Covered192
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $38,008
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $38,008
Insurance broker organization code?7
Insurance broker nameUBS FINANCIAL SERVICES
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41361
Policy instance 1
Insurance contract or identification number41361
Number of Individuals Covered184
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $33,350
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL RETIREMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 93629 )
Policy contract number41361
Policy instance 1
Insurance contract or identification number41361
Number of Individuals Covered177
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $32,919
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees32919
Additional information about fees paid to insurance brokerSERVICES TO INSURER OR PLAN
Insurance broker organization code?1
Insurance broker nameUBS FINANCIAL SRVCS INS AGENCY INC

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