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403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 401k Plan overview

Plan Name403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC.
Plan identification number 001

403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Code section 403(b)(1) arrangement - See Limited Pension Plan Reporting instructions for Code section 403(b)(1) arrangements for certain exempt organizations.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.

401k Sponsoring company profile

GOODWILL INDUSTRIES OF SACRAMENTO VALLEY AND NORTHERN NEVADA, INC. has sponsored the creation of one or more 401k plans.

Company Name:GOODWILL INDUSTRIES OF SACRAMENTO VALLEY AND NORTHERN NEVADA, INC.
Employer identification number (EIN):941201202
NAIC Classification:453310
NAIC Description:Used Merchandise Stores

Form 5500 Filing Information

Submission information for form 5500 for 401k plan 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012022-01-01BRYAN WAGNER2023-10-13
0012021-01-01BRYAN S. WAGNER2022-10-17
0012020-01-01BRYAN WAGNER2021-10-12
0012019-01-01BRIAN WAGNER2020-10-06
0012018-01-01BRIAN WAGNER2020-04-17
0012017-01-01RICHARD ABRUSCI
0012016-01-01JOSEPH MENDEZ JOSEPH MENDEZ2017-10-12
0012015-01-01JOSEPH MENDEZ JOSEPH MENDEZ2016-07-11
0012014-01-01JOSEPH MENDEZ JOSEPH MENDEZ2015-07-24
0012013-01-01JOSEPH MENDEZ JOSEPH MENDEZ2014-07-21
0012012-01-01JOSEPH MENDEZ JOSEPH MENDEZ2013-07-30
0012011-01-01JOSEPH MENDEZ
0012009-01-01 JOSEPH MENDEZ2010-10-12

Plan Statistics for 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC.

401k plan membership statisitcs for 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC.

Measure Date Value
2022: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2022 401k membership
Total participants, beginning-of-year2022-01-01111
Total number of active participants reported on line 7a of the Form 55002022-01-0197
Number of retired or separated participants receiving benefits2022-01-010
Number of other retired or separated participants entitled to future benefits2022-01-0150
Total of all active and inactive participants2022-01-01147
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-010
Total participants2022-01-01147
Number of participants with account balances2022-01-01130
2021: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2021 401k membership
Total participants, beginning-of-year2021-01-01131
Total number of active participants reported on line 7a of the Form 55002021-01-0168
Number of other retired or separated participants entitled to future benefits2021-01-0143
Total of all active and inactive participants2021-01-01111
Total participants2021-01-01111
Number of participants with account balances2021-01-01111
2020: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2020 401k membership
Total participants, beginning-of-year2020-01-01146
Total number of active participants reported on line 7a of the Form 55002020-01-0154
Number of retired or separated participants receiving benefits2020-01-011
Number of other retired or separated participants entitled to future benefits2020-01-0176
Total of all active and inactive participants2020-01-01131
Total participants2020-01-01131
Number of participants with account balances2020-01-01131
2019: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2019 401k membership
Total participants, beginning-of-year2019-01-012,128
Total number of active participants reported on line 7a of the Form 55002019-01-01113
Number of other retired or separated participants entitled to future benefits2019-01-0133
Total of all active and inactive participants2019-01-01146
Total participants2019-01-01146
Number of participants with account balances2019-01-01146
2018: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2018 401k membership
Total participants, beginning-of-year2018-01-012,425
Total number of active participants reported on line 7a of the Form 55002018-01-012,092
Number of other retired or separated participants entitled to future benefits2018-01-0136
Total of all active and inactive participants2018-01-012,128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-011
Total participants2018-01-012,129
Number of participants with account balances2018-01-01125
2017: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2017 401k membership
Total participants, beginning-of-year2017-01-012,226
Total number of active participants reported on line 7a of the Form 55002017-01-012,395
Number of retired or separated participants receiving benefits2017-01-010
Number of other retired or separated participants entitled to future benefits2017-01-0130
Total of all active and inactive participants2017-01-012,425
Total participants2017-01-012,425
Number of participants with account balances2017-01-01134
2016: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2016 401k membership
Total participants, beginning-of-year2016-01-011,717
Total number of active participants reported on line 7a of the Form 55002016-01-012,173
Number of other retired or separated participants entitled to future benefits2016-01-0153
Total of all active and inactive participants2016-01-012,226
Total participants2016-01-012,226
Number of participants with account balances2016-01-01114
2015: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2015 401k membership
Total participants, beginning-of-year2015-01-011,766
Total number of active participants reported on line 7a of the Form 55002015-01-011,717
Number of other retired or separated participants entitled to future benefits2015-01-0167
Total of all active and inactive participants2015-01-011,784
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-011
Total participants2015-01-011,785
Number of participants with account balances2015-01-01116
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2014 401k membership
Total participants, beginning-of-year2014-01-011,496
Total number of active participants reported on line 7a of the Form 55002014-01-011,766
Number of other retired or separated participants entitled to future benefits2014-01-0163
Total of all active and inactive participants2014-01-011,829
Total participants2014-01-011,829
Number of participants with account balances2014-01-0193
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2013 401k membership
Total participants, beginning-of-year2013-01-011,194
Total number of active participants reported on line 7a of the Form 55002013-01-011,437
Number of other retired or separated participants entitled to future benefits2013-01-0159
Total of all active and inactive participants2013-01-011,496
Total participants2013-01-011,496
Number of participants with account balances2013-01-0195
2012: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2012 401k membership
Total participants, beginning-of-year2012-01-011,044
Total number of active participants reported on line 7a of the Form 55002012-01-011,143
Number of retired or separated participants receiving benefits2012-01-010
Number of other retired or separated participants entitled to future benefits2012-01-0151
Total of all active and inactive participants2012-01-011,194
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-011,194
Number of participants with account balances2012-01-0178
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2011 401k membership
Total participants, beginning-of-year2011-01-01876
Total number of active participants reported on line 7a of the Form 55002011-01-01992
Number of retired or separated participants receiving benefits2011-01-010
Number of other retired or separated participants entitled to future benefits2011-01-0152
Total of all active and inactive participants2011-01-011,044
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-011,044
Number of participants with account balances2011-01-0177
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2009 401k membership
Total participants, beginning-of-year2009-01-01644
Total number of active participants reported on line 7a of the Form 55002009-01-01622
Number of retired or separated participants receiving benefits2009-01-010
Number of other retired or separated participants entitled to future benefits2009-01-0168
Total of all active and inactive participants2009-01-01690
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01690
Number of participants with account balances2009-01-01100
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC.

Measure Date Value
2022 : 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2022 401k financial data
Total income from all sources (including contributions)2022-12-31$33,666
Total of all expenses incurred2022-12-31$98,167
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$97,207
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$484,220
Value of total assets at end of year2022-12-31$3,365,701
Value of total assets at beginning of year2022-12-31$3,430,202
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$960
Total interest from all sources2022-12-31$5,992
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$500,000
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$308,699
Participant contributions at end of year2022-12-31$30,585
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$22,295
Administrative expenses (other) incurred2022-12-31$960
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-64,501
Value of net assets at end of year (total assets less liabilities)2022-12-31$3,365,701
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$3,430,202
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in pooled separate accounts at end of year2022-12-31$2,439,456
Value of interest in pooled separate accounts at beginning of year2022-12-31$2,771,628
Interest earned on other investments2022-12-31$5,992
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2022-12-31$872,804
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2022-12-31$658,574
Net investment gain/loss from pooled separate accounts2022-12-31$-456,546
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31Yes
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Contributions received in cash from employer2022-12-31$153,226
Employer contributions (assets) at end of year2022-12-31$22,856
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$97,207
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32022-12-31No
Did the plan have assets held for investment2022-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31EIDE BAILLY, LLP
Accountancy firm EIN2022-12-31450250958
2021 : 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2021 401k financial data
Total income from all sources (including contributions)2021-12-31$729,744
Total of all expenses incurred2021-12-31$279,368
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$278,223
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$364,169
Value of total assets at end of year2021-12-31$3,430,202
Value of total assets at beginning of year2021-12-31$2,979,826
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$1,145
Total interest from all sources2021-12-31$355,625
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Was this plan covered by a fidelity bond2021-12-31No
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$193,308
Participant contributions at beginning of year2021-12-31$18,183
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$62,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$450,376
Value of net assets at end of year (total assets less liabilities)2021-12-31$3,430,202
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$2,979,826
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in pooled separate accounts at end of year2021-12-31$2,771,628
Value of interest in pooled separate accounts at beginning of year2021-12-31$2,716,254
Interest earned on other investments2021-12-31$355,625
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$658,574
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$168,783
Net investment gain/loss from pooled separate accounts2021-12-31$9,950
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31Yes
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$107,961
Employer contributions (assets) at beginning of year2021-12-31$76,606
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$278,223
Contract administrator fees2021-12-31$1,145
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32021-12-31No
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31EIDE BAILLY, LLP
Accountancy firm EIN2021-12-31450250958
2020 : 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2020 401k financial data
Total income from all sources (including contributions)2020-12-31$563,380
Total of all expenses incurred2020-12-31$239,907
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$238,743
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$268,949
Value of total assets at end of year2020-12-31$2,979,826
Value of total assets at beginning of year2020-12-31$2,656,353
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$1,164
Total interest from all sources2020-12-31$285,994
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Was this plan covered by a fidelity bond2020-12-31No
If this is an individual account plan, was there a blackout period2020-12-31No
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$167,459
Participant contributions at end of year2020-12-31$14,536
Participant contributions at beginning of year2020-12-31$11,314
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$323,473
Value of net assets at end of year (total assets less liabilities)2020-12-31$2,979,826
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$2,656,353
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in pooled separate accounts at end of year2020-12-31$2,716,254
Value of interest in pooled separate accounts at beginning of year2020-12-31$2,506,771
Interest earned on other investments2020-12-31$285,994
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$168,783
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$138,268
Net investment gain/loss from pooled separate accounts2020-12-31$8,437
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31Yes
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$101,490
Employer contributions (assets) at end of year2020-12-31$80,253
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$238,743
Contract administrator fees2020-12-31$1,164
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32020-12-31No
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31EIDE BAILLY LLP
Accountancy firm EIN2020-12-31450250958
2019 : 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2019 401k financial data
Total income from all sources (including contributions)2019-12-31$687,629
Total income from all sources (including contributions)2019-12-31$687,629
Total of all expenses incurred2019-12-31$180,882
Total of all expenses incurred2019-12-31$180,882
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$179,856
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$179,856
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$308,772
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$308,772
Value of total assets at end of year2019-12-31$2,656,353
Value of total assets at beginning of year2019-12-31$2,149,606
Value of total assets at beginning of year2019-12-31$2,149,606
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,026
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,026
Total interest from all sources2019-12-31$8,909
Total interest from all sources2019-12-31$8,909
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$500,000
Value of fidelity bond cover2019-12-31$500,000
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$185,415
Participant contributions at end of year2019-12-31$11,314
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$42,677
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$506,747
Value of net income/loss2019-12-31$506,747
Value of net assets at end of year (total assets less liabilities)2019-12-31$2,656,353
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$2,149,606
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$2,506,771
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,765,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$1,765,891
Interest earned on other investments2019-12-31$8,909
Interest earned on other investments2019-12-31$8,909
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$138,268
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$383,715
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$383,715
Net investment gain/loss from pooled separate accounts2019-12-31$369,948
Net investment gain/loss from pooled separate accounts2019-12-31$369,948
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$80,680
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$179,856
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$179,856
Contract administrator fees2019-12-31$1,026
Contract administrator fees2019-12-31$1,026
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32019-12-31No
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31No
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Opinion of an independent qualified public accountant for this plan2019-12-31Unqualified
Accountancy firm name2019-12-31EIDE BAILLY LLP
Accountancy firm name2019-12-31EIDE BAILLY LLP
Accountancy firm EIN2019-12-31450250958
Accountancy firm EIN2019-12-31450250958
2018 : 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$133,613
Total of all expenses incurred2018-12-31$594,565
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$593,492
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$223,934
Value of total assets at end of year2018-12-31$2,149,606
Value of total assets at beginning of year2018-12-31$2,610,558
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,073
Total interest from all sources2018-12-31$6,973
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$156,054
Participant contributions at beginning of year2018-12-31$93
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$100
Total non interest bearing cash at beginning of year2018-12-31$29,922
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-460,952
Value of net assets at end of year (total assets less liabilities)2018-12-31$2,149,606
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$2,610,558
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$1,765,891
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$2,197,424
Interest earned on other investments2018-12-31$6,973
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$383,715
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$383,019
Net investment gain/loss from pooled separate accounts2018-12-31$-97,294
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$67,880
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$593,492
Contract administrator fees2018-12-31$1,073
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32018-12-31No
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31EIDE BAILLY LLP
Accountancy firm EIN2018-12-31450250958
2017 : 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2017 401k financial data
Total unrealized appreciation/depreciation of assets2017-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$600,893
Total loss/gain on sale of assets2017-12-31$0
Total of all expenses incurred2017-12-31$132,480
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$131,402
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$318,243
Value of total assets at end of year2017-12-31$2,610,558
Value of total assets at beginning of year2017-12-31$2,142,145
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,078
Total interest from all sources2017-12-31$6,768
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$275,882
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$275,882
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$225,059
Participant contributions at end of year2017-12-31$100
Participant contributions at beginning of year2017-12-31$10,000
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$36,742
Administrative expenses (other) incurred2017-12-31$765
Total non interest bearing cash at end of year2017-12-31$29,922
Total non interest bearing cash at beginning of year2017-12-31$30,177
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$468,413
Value of net assets at end of year (total assets less liabilities)2017-12-31$2,610,558
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$2,142,145
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$2,197,424
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$1,764,629
Interest on participant loans2017-12-31$1,092
Interest earned on other investments2017-12-31$2,319
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$3,357
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$383,019
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$334,812
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31Yes
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$56,442
Employer contributions (assets) at end of year2017-12-31$93
Employer contributions (assets) at beginning of year2017-12-31$2,527
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$131,402
Contract administrator fees2017-12-31$313
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2017-12-31410746749
2016 : 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$444,059
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$106,928
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$105,953
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$307,169
Value of total assets at end of year2016-12-31$2,142,145
Value of total assets at beginning of year2016-12-31$1,805,014
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$975
Total interest from all sources2016-12-31$6,060
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$130,830
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$130,830
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$252,219
Participant contributions at end of year2016-12-31$10,000
Participant contributions at beginning of year2016-12-31$3,971
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,488
Administrative expenses (other) incurred2016-12-31$643
Total non interest bearing cash at end of year2016-12-31$30,177
Total non interest bearing cash at beginning of year2016-12-31$30,639
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$337,131
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,142,145
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$1,805,014
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$1,764,629
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$1,513,546
Interest on participant loans2016-12-31$1,039
Interest earned on other investments2016-12-31$1,733
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$3,288
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$334,812
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$255,159
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31Yes
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$53,462
Employer contributions (assets) at end of year2016-12-31$2,527
Employer contributions (assets) at beginning of year2016-12-31$1,699
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$105,953
Contract administrator fees2016-12-31$332
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31CLIFTONLARSONALLEN
Accountancy firm EIN2016-12-31410746749
2015 : 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$253,519
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$41,259
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$40,342
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$270,074
Value of total assets at end of year2015-12-31$1,805,014
Value of total assets at beginning of year2015-12-31$1,592,754
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$917
Total interest from all sources2015-12-31$4,223
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$161,782
Participant contributions at end of year2015-12-31$3,971
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$64,288
Total non interest bearing cash at end of year2015-12-31$30,639
Total non interest bearing cash at beginning of year2015-12-31$30,895
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$212,260
Value of net assets at end of year (total assets less liabilities)2015-12-31$1,805,014
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$1,592,754
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$1,513,546
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$1,337,990
Interest on participant loans2015-12-31$983
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$3,240
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$255,159
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$223,869
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-20,778
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$44,004
Employer contributions (assets) at end of year2015-12-31$1,699
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$40,342
Contract administrator fees2015-12-31$917
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31GALLINA LLP
Accountancy firm EIN2015-12-31942147510
2014 : 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$272,717
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$51,521
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$50,623
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$187,168
Value of total assets at end of year2014-12-31$1,592,754
Value of total assets at beginning of year2014-12-31$1,371,558
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$898
Total interest from all sources2014-12-31$4,339
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$139,221
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$7,048
Total non interest bearing cash at end of year2014-12-31$30,895
Total non interest bearing cash at beginning of year2014-12-31$31,148
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$221,196
Value of net assets at end of year (total assets less liabilities)2014-12-31$1,592,754
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$1,371,558
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$1,337,990
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$1,142,495
Interest on participant loans2014-12-31$933
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$3,406
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$223,869
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$197,915
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$81,210
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$40,899
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$50,623
Contract administrator fees2014-12-31$898
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31GALLINA LLP
Accountancy firm EIN2014-12-31942147510
2013 : 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$368,810
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$193,588
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$192,712
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$170,697
Value of total assets at end of year2013-12-31$1,371,558
Value of total assets at beginning of year2013-12-31$1,196,336
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$876
Total interest from all sources2013-12-31$5,047
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$140,115
Total non interest bearing cash at end of year2013-12-31$31,148
Total non interest bearing cash at beginning of year2013-12-31$31,425
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$175,222
Value of net assets at end of year (total assets less liabilities)2013-12-31$1,371,558
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$1,196,336
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$1,142,495
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$890,935
Interest on participant loans2013-12-31$885
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$4,162
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$197,915
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$273,976
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$193,066
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$30,582
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$192,712
Contract administrator fees2013-12-31$876
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31GALLINA LLP
Accountancy firm EIN2013-12-31942147510
2012 : 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$254,658
Total of all expenses incurred2012-12-31$73,343
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$72,356
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$152,928
Value of total assets at end of year2012-12-31$1,196,336
Value of total assets at beginning of year2012-12-31$1,015,021
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$987
Total interest from all sources2012-12-31$8,265
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$120,788
Participant contributions at beginning of year2012-12-31$22,035
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$4,592
Administrative expenses (other) incurred2012-12-31$987
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$181,315
Value of net assets at end of year (total assets less liabilities)2012-12-31$1,196,336
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$1,015,021
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$890,935
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$667,672
Interest on participant loans2012-12-31$1,164
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$31,425
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$31,738
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$31,738
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$7,101
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$273,976
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$293,576
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$93,465
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$27,548
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$72,356
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31GALLINA LLP
Accountancy firm EIN2012-12-31942147510
2011 : 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$129,794
Total of all expenses incurred2011-12-31$46,072
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$44,291
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$128,973
Value of total assets at end of year2011-12-31$1,030,235
Value of total assets at beginning of year2011-12-31$946,513
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,781
Total interest from all sources2011-12-31$9,639
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$95,001
Participant contributions at end of year2011-12-31$37,246
Participant contributions at beginning of year2011-12-31$47,005
Administrative expenses (other) incurred2011-12-31$1,781
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$83,722
Value of net assets at end of year (total assets less liabilities)2011-12-31$1,030,235
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$946,513
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$667,674
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$570,646
Interest on participant loans2011-12-31$1,611
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$31,739
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$32,406
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$32,406
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$8,028
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$293,576
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$296,456
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-8,818
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$33,972
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$44,291
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31GALLINA LLP
Accountancy firm EIN2011-12-31942147510
2010 : 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$207,012
Total of all expenses incurred2010-12-31$154,249
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$152,831
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$139,279
Value of total assets at end of year2010-12-31$946,513
Value of total assets at beginning of year2010-12-31$893,750
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$1,418
Total interest from all sources2010-12-31$12,218
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$95,735
Participant contributions at end of year2010-12-31$47,005
Participant contributions at beginning of year2010-12-31$57,432
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$11,515
Administrative expenses (other) incurred2010-12-31$1,418
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$52,763
Value of net assets at end of year (total assets less liabilities)2010-12-31$946,513
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$893,750
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$570,646
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$412,228
Interest on participant loans2010-12-31$1,654
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$32,406
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$32,851
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$32,851
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$10,564
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$296,456
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$391,239
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$55,515
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$32,029
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$152,831
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31GALLINA LLP
Accountancy firm EIN2010-12-31942147510

Form 5500 Responses for 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC.

2022: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Plan funding arrangement – InsuranceYes
2022-01-01Plan benefit arrangement – InsuranceYes
2021: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan benefit arrangement – InsuranceYes
2020: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan benefit arrangement – InsuranceYes
2019: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan benefit arrangement – InsuranceYes
2018: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan benefit arrangement – InsuranceYes
2017: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan benefit arrangement – InsuranceYes
2016: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan benefit arrangement – InsuranceYes
2015: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2014: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2013: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2012: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2011: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2009: 403(B) THRIFT PLAN OF GOODWILL INDUSTRIES OF SACRAMENTO VALLEY & NORTHERN NEVADA, INC. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan benefit arrangement – InsuranceYes

Insurance Providers Used on plan

MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058004
Policy instance 1
Insurance contract or identification number058004
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $2,201
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees2201
Additional information about fees paid to insurance brokerINCENTIVE COMPENSATION
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48674
Policy instance 2
Insurance contract or identification number48674
Number of Individuals Covered42
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058004A
Policy instance 1
Insurance contract or identification number058004A
Number of Individuals Covered111
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $594
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees594
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM.
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48674
Policy instance 2
Insurance contract or identification number48674
Number of Individuals Covered43
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $69
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $69
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058004A
Policy instance 1
Insurance contract or identification number058004A
Number of Individuals Covered95
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $594
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees594
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48674
Policy instance 2
Insurance contract or identification number48674
Number of Individuals Covered45
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $87
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $87
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058004A
Policy instance 1
Insurance contract or identification number058004A
Number of Individuals Covered98
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $664
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees664
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48674
Policy instance 2
Insurance contract or identification number48674
Number of Individuals Covered48
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $82
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $82
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058004A
Policy instance 1
Insurance contract or identification number058004A
Number of Individuals Covered79
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $719
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees719
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP. PROGRAM
Insurance broker organization code?3
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058004A
Policy instance 1
Insurance contract or identification number058004A
Number of Individuals Covered86
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $1,088
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees1088
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP PROGRAM
Insurance broker organization code?3
Insurance broker nameSAN FRANCISCO REGIONAL OFFICE
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48674
Policy instance 2
Insurance contract or identification number48674
Number of Individuals Covered50
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Total amount of commissions paid to insurance brokerUSD $72
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $72
Insurance broker organization code?3
Insurance broker nameJUSTIN OZEROFF
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058004-A
Policy instance 1
Insurance contract or identification number058004-A
Number of Individuals Covered74
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $125
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Amount paid for insurance broker fees125
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP PROGRAM
Insurance broker organization code?3
Insurance broker nameM OF A SAN FRANCISCO REGIONAL OFFIC
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48674
Policy instance 2
Insurance contract or identification number48674
Number of Individuals Covered53
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $74
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $7,372
Insurance broker organization code?3
Insurance broker nameJUSTIN OZEROFF
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058004-A
Policy instance 2
Insurance contract or identification number058004-A
Number of Individuals Covered59
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $170
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees170
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMPENSATION PROGRAM
Insurance broker organization code?3
Insurance broker nameSAN FRANCISCO REGIONAL OFFICE
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48674
Policy instance 1
Insurance contract or identification number48674
Number of Individuals Covered55
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $34,406
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $31
Additional information about fees paid to insurance brokerCOMMISSION
Insurance broker organization code?3
Insurance broker nameJUSTIN OZEROFF
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058004-A
Policy instance 1
Insurance contract or identification number058004-A
Number of Individuals Covered51
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $756
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration1
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees756
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP PLAN
Insurance broker organization code?3
Insurance broker nameSAN FRANCISCO REGIONAL OFFICE
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48674
Policy instance 2
Insurance contract or identification number48674
Number of Individuals Covered61
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $348
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $156
Insurance broker organization code?3
Insurance broker nameORLANDO BATTURARO
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48674
Policy instance 2
Insurance contract or identification number48674
Number of Individuals Covered65
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $427
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $152
Amount paid for insurance broker fees0
Insurance broker organization code?3
Insurance broker nameORLANDO BATTURARO
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058004-A
Policy instance 1
Insurance contract or identification number058004-A
Number of Individuals Covered33
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $103
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
Commission paid to Insurance BrokerUSD $0
Amount paid for insurance broker fees34
Additional information about fees paid to insurance brokerPORTION OF INCENTIVE COMP PROGRAM
Insurance broker organization code?3
Insurance broker nameJAMIE DANFORD
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058004-A
Policy instance 1
Insurance contract or identification number058004-A
Number of Individuals Covered26
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $231
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48674
Policy instance 2
Insurance contract or identification number48674
Number of Individuals Covered70
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $453
Total amount of fees paid to insurance companyUSD $0
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
MUTUAL OF AMERICA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 88668 )
Policy contract number058004A
Policy instance 2
Insurance contract or identification number058004A
Number of Individuals Covered28
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $60
Contracts With Unallocated Funds Deposit Administration1
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
VARIABLE ANNUITY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 70238 )
Policy contract number48674
Policy instance 1
Insurance contract or identification number48674
Number of Individuals Covered74
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $90
Total amount of fees paid to insurance companyUSD $0
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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