S.T. GRISWOLD & COMPANY, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan PENSION PLAN FOR THE EMPLOYEES OF S.T. GRISWOLD & COMPANY, INC.
401k plan membership statisitcs for PENSION PLAN FOR THE EMPLOYEES OF S.T. GRISWOLD & COMPANY, INC.
Measure | Date | Value |
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2011 : PENSION PLAN FOR THE EMPLOYEES OF S.T. GRISWOLD & COMPANY, INC. 2011 401k financial data |
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Unrealized appreciation/depreciation of other (non real estate) assets | 2011-03-31 | $-22,607 |
Total unrealized appreciation/depreciation of assets | 2011-03-31 | $-22,607 |
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-31 | $0 |
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-03-31 | $0 |
Total income from all sources (including contributions) | 2011-03-31 | $1,181,218 |
Total loss/gain on sale of assets | 2011-03-31 | $-5,202 |
Total of all expenses incurred | 2011-03-31 | $6,101,258 |
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-03-31 | $6,065,181 |
Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-03-31 | $1,122,000 |
Value of total assets at end of year | 2011-03-31 | $61,116 |
Value of total assets at beginning of year | 2011-03-31 | $4,981,156 |
Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-03-31 | $36,077 |
Total income from rents | 2011-03-31 | $0 |
Total interest from all sources | 2011-03-31 | $66,434 |
Total dividends received (eg from common stock, registered investment company shares) | 2011-03-31 | $20,593 |
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-03-31 | Yes |
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2011-03-31 | $0 |
Total dividends received from registered investment company shares (eg mutual funds) | 2011-03-31 | $1,652 |
Administrative expenses professional fees incurred | 2011-03-31 | $9,650 |
Was this plan covered by a fidelity bond | 2011-03-31 | No |
If this is an individual account plan, was there a blackout period | 2011-03-31 | No |
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-03-31 | $0 |
Were there any nonexempt tranactions with any party-in-interest | 2011-03-31 | No |
Contributions received from participants | 2011-03-31 | $0 |
Income. Received or receivable in cash from other sources (including rollovers) | 2011-03-31 | $0 |
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-03-31 | $1,506,365 |
Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-03-31 | $3 |
Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-03-31 | $22,610 |
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-31 | No |
Income. Non cash contributions | 2011-03-31 | $0 |
Value of net income/loss | 2011-03-31 | $-4,920,040 |
Value of net assets at end of year (total assets less liabilities) | 2011-03-31 | $61,116 |
Value of net assets at beginning of year (total assets less liabilities) | 2011-03-31 | $4,981,156 |
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-03-31 | No |
Were any loans by the plan or fixed income obligations due to the plan in default | 2011-03-31 | No |
Were any leases to which the plan was party in default or uncollectible | 2011-03-31 | No |
Investment advisory and management fees | 2011-03-31 | $26,427 |
Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-03-31 | $0 |
Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-03-31 | $864,675 |
Interest on participant loans | 2011-03-31 | $0 |
Income. Interest from loans (other than to participants) | 2011-03-31 | $0 |
Interest earned on other investments | 2011-03-31 | $0 |
Income. Interest from US Government securities | 2011-03-31 | $36,266 |
Income. Interest from corporate debt instruments | 2011-03-31 | $28,533 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-03-31 | $61,113 |
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-03-31 | $850,890 |
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-03-31 | $850,890 |
Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-03-31 | $1,635 |
Asset value of US Government securities at end of year | 2011-03-31 | $0 |
Asset value of US Government securities at beginning of year | 2011-03-31 | $1,145,666 |
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-03-31 | Yes |
Was there a failure to transmit to the plan any participant contributions | 2011-03-31 | No |
Has the plan failed to provide any benefit when due under the plan | 2011-03-31 | No |
Contributions received in cash from employer | 2011-03-31 | $1,122,000 |
Income. Dividends from preferred stock | 2011-03-31 | $0 |
Income. Dividends from common stock | 2011-03-31 | $18,941 |
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-03-31 | $4,558,816 |
Asset. Corporate debt instrument preferred debt at end of year | 2011-03-31 | $0 |
Asset. Corporate debt instrument preferred debt at beginning of year | 2011-03-31 | $694,094 |
Assets. Corporate common stocks other than exployer securities at end of year | 2011-03-31 | $0 |
Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-03-31 | $1,403,221 |
Did the plan have assets held for investment | 2011-03-31 | Yes |
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-03-31 | No |
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-03-31 | No |
Aggregate proceeds on sale of assets | 2011-03-31 | $422,295 |
Aggregate carrying amount (costs) on sale of assets | 2011-03-31 | $427,497 |
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-03-31 | Yes |
Opinion of an independent qualified public accountant for this plan | 2011-03-31 | Disclaimer |
Accountancy firm name | 2011-03-31 | DAVIS & HODGDON ASSO. CPAS, PLC |
Accountancy firm EIN | 2011-03-31 | 030325875 |
2010 : PENSION PLAN FOR THE EMPLOYEES OF S.T. GRISWOLD & COMPANY, INC. 2010 401k financial data |
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Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-03-31 | $0 |