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PENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC 401k Plan overview

Plan NamePENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC
Plan identification number 003

PENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

GE STEAM POWER, INC. has sponsored the creation of one or more 401k plans.

Company Name:GE STEAM POWER, INC.
Employer identification number (EIN):061553604
NAIC Classification:335900

Additional information about GE STEAM POWER, INC.

Jurisdiction of Incorporation: State of Delaware Division of Corporations
Incorporation Date:
Company Identification Number: 3053550

More information about GE STEAM POWER, INC.

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0032013-01-01AMY CHAPMAN
0032012-01-01AMY CHAPMAN AMY CHAPMAN2013-10-15
0032011-01-01AMY CHAPMAN AMY CHAPMAN2012-10-10
0032009-01-01GERALD W. TOWER GERALD W. TOWER2010-10-14

Plan Statistics for PENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC

401k plan membership statisitcs for PENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC

Measure Date Value
2013: PENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC 2013 401k membership
Total participants, beginning-of-year2013-01-011,162
Total number of active participants reported on line 7a of the Form 55002013-01-01549
Number of retired or separated participants receiving benefits2013-01-01371
Number of other retired or separated participants entitled to future benefits2013-01-01196
Total of all active and inactive participants2013-01-011,116
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01119
Total participants2013-01-011,235
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0114
2012: PENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC 2012 401k membership
Total participants, beginning-of-year2012-01-011,206
Total number of active participants reported on line 7a of the Form 55002012-01-01475
Number of retired or separated participants receiving benefits2012-01-01359
Number of other retired or separated participants entitled to future benefits2012-01-01208
Total of all active and inactive participants2012-01-011,042
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01120
Total participants2012-01-011,162
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-0143
2011: PENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC 2011 401k membership
Total participants, beginning-of-year2011-01-011,136
Total number of active participants reported on line 7a of the Form 55002011-01-01526
Number of retired or separated participants receiving benefits2011-01-01357
Number of other retired or separated participants entitled to future benefits2011-01-01212
Total of all active and inactive participants2011-01-011,095
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01111
Total participants2011-01-011,206
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-017
2009: PENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC 2009 401k membership
Total participants, beginning-of-year2009-01-011,264
Total number of active participants reported on line 7a of the Form 55002009-01-01513
Number of retired or separated participants receiving benefits2009-01-01347
Number of other retired or separated participants entitled to future benefits2009-01-01223
Total of all active and inactive participants2009-01-011,083
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-01105
Total participants2009-01-011,188
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0160

Financial Data on PENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC

Measure Date Value
2013 : PENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$58,717
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$81,731
Total income from all sources (including contributions)2013-12-31$3,283,541
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$2,076,272
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$1,717,223
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$1,249,000
Value of total assets at end of year2013-12-31$30,294,578
Value of total assets at beginning of year2013-12-31$29,110,323
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$359,049
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$71,048
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$388,225
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$0
Administrative expenses (other) incurred2013-12-31$105,099
Liabilities. Value of operating payables at end of year2013-12-31$58,717
Liabilities. Value of operating payables at beginning of year2013-12-31$81,731
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,207,269
Value of net assets at end of year (total assets less liabilities)2013-12-31$30,235,861
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$29,028,592
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$182,902
Value of interest in master investment trust accounts at end of year2013-12-31$29,452,353
Value of interest in master investment trust accounts at beginning of year2013-12-31$28,537,323
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$1,249,000
Employer contributions (assets) at end of year2013-12-31$454,000
Employer contributions (assets) at beginning of year2013-12-31$573,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$1,717,223
Did the plan have assets held for investment2013-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2013-12-31134008324
2012 : PENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$81,731
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$72,114
Total income from all sources (including contributions)2012-12-31$3,981,730
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$2,019,634
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$1,680,975
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,287,000
Value of total assets at end of year2012-12-31$29,110,323
Value of total assets at beginning of year2012-12-31$27,138,610
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$338,659
Total interest from all sources2012-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$54,895
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Administrative expenses (other) incurred2012-12-31$77,163
Liabilities. Value of operating payables at end of year2012-12-31$81,731
Liabilities. Value of operating payables at beginning of year2012-12-31$72,114
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,962,096
Value of net assets at end of year (total assets less liabilities)2012-12-31$29,028,592
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$27,066,496
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$206,601
Value of interest in master investment trust accounts at end of year2012-12-31$28,537,323
Value of interest in master investment trust accounts at beginning of year2012-12-31$25,752,610
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,287,000
Employer contributions (assets) at end of year2012-12-31$573,000
Employer contributions (assets) at beginning of year2012-12-31$1,386,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$1,680,975
Did the plan have assets held for investment2012-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2012-12-31134008324
2011 : PENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$72,114
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$67,826
Total income from all sources (including contributions)2011-12-31$3,594,053
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$2,052,137
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$1,738,072
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$2,256,000
Value of total assets at end of year2011-12-31$27,138,610
Value of total assets at beginning of year2011-12-31$25,592,406
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$314,065
Total interest from all sources2011-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$73,691
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Administrative expenses (other) incurred2011-12-31$61,127
Liabilities. Value of operating payables at end of year2011-12-31$72,114
Liabilities. Value of operating payables at beginning of year2011-12-31$67,826
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,541,916
Value of net assets at end of year (total assets less liabilities)2011-12-31$27,066,496
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$25,524,580
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$101,917
Value of interest in master investment trust accounts at end of year2011-12-31$25,752,610
Value of interest in master investment trust accounts at beginning of year2011-12-31$24,951,347
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$2,256,000
Employer contributions (assets) at end of year2011-12-31$1,386,000
Employer contributions (assets) at beginning of year2011-12-31$641,059
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$1,738,072
Contract administrator fees2011-12-31$77,330
Did the plan have assets held for investment2011-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2011-12-31134008324
2010 : PENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$67,826
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$71,032
Total income from all sources (including contributions)2010-12-31$3,934,899
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,880,034
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,589,720
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$1,037,177
Value of total assets at end of year2010-12-31$25,592,406
Value of total assets at beginning of year2010-12-31$23,540,747
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$290,314
Total interest from all sources2010-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$115,872
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$1,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Administrative expenses (other) incurred2010-12-31$81,547
Liabilities. Value of operating payables at end of year2010-12-31$67,826
Liabilities. Value of operating payables at beginning of year2010-12-31$71,032
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$2,054,865
Value of net assets at end of year (total assets less liabilities)2010-12-31$25,524,580
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$23,469,715
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$92,895
Value of interest in master investment trust accounts at end of year2010-12-31$24,951,347
Value of interest in master investment trust accounts at beginning of year2010-12-31$22,269,747
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$1,037,177
Employer contributions (assets) at end of year2010-12-31$641,059
Employer contributions (assets) at beginning of year2010-12-31$1,271,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,589,720
Did the plan have assets held for investment2010-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2010-12-31134008324
2009 : PENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC

2013: PENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PENSION PLAN FOR HOURLY EMPLOYEES OF THE AIR PREHEATER COMPANY DIVISION ALSTOM POWER INC 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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