INT'L ASSN UNIONS OF SHEET METAL, AIR, RAIL & TRANSPORTATION WORKERS has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan PENSION PLAN FOR UNITED TRANSPORTATION UNION
| Measure | Date | Value |
|---|
| 2019: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2019 401k membership |
|---|
| Total participants, beginning-of-year | 2019-07-01 | 150 |
| Total number of active participants reported on line 7a of the Form 5500 | 2019-07-01 | 0 |
| Number of retired or separated participants receiving benefits | 2019-07-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2019-07-01 | 0 |
| Total of all active and inactive participants | 2019-07-01 | 0 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2019-07-01 | 0 |
| Total participants | 2019-07-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2019-07-01 | 0 |
| Market value of plan assets | 2019-06-30 | 16,436,731 |
| Acturial value of plan assets | 2019-06-30 | 16,466,753 |
| Funding target for retired participants and beneficiaries receiving payment | 2019-06-30 | 1,972,531 |
| Number of terminated vested participants | 2019-06-30 | 20 |
| Fundng target for terminated vested participants | 2019-06-30 | 1,071,065 |
| Active participant vested funding target | 2019-06-30 | 10,039,669 |
| Number of active participants | 2019-06-30 | 125 |
| Total funding liabilities for active participants | 2019-06-30 | 10,063,754 |
| Total participant count | 2019-06-30 | 166 |
| Total funding target for all participants | 2019-06-30 | 13,107,350 |
| Balance at beginning of prior year after applicable adjustments | 2019-06-30 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2019-06-30 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2019-06-30 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2019-06-30 | 0 |
| Amount remaining of carryover balance | 2019-06-30 | 0 |
| Amount remaining of prefunding balance | 2019-06-30 | 0 |
| Present value of excess contributions | 2019-06-30 | 577,935 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2019-06-30 | 612,553 |
| Balance of carryovers at beginning of current year | 2019-06-30 | 0 |
| Balance of prefunding at beginning of current year | 2019-06-30 | 0 |
| Total employer contributions | 2019-06-30 | 153,352 |
| Total employee contributions | 2019-06-30 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2019-06-30 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2019-06-30 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2019-06-30 | 151,878 |
| Unpaid minimum required contributions for all prior years | 2019-06-30 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2019-06-30 | 0 |
| Remaining amount of unpaid minimum required contributions | 2019-06-30 | 0 |
| Minimum required contributions for current year target normal cost | 2019-06-30 | 109,315 |
| Net shortfall amortization installment of oustanding balance | 2019-06-30 | 0 |
| Waiver amortization installment | 2019-06-30 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2019-06-30 | 0 |
| Additional cash requirement | 2019-06-30 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2019-06-30 | 151,878 |
| Unpaid minimum required contributions for current year | 2019-06-30 | 0 |
| Unpaid minimum required contributions for all years | 2019-06-30 | 0 |
| 2018: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2018 401k membership |
|---|
| Total participants, beginning-of-year | 2018-07-01 | 166 |
| Total number of active participants reported on line 7a of the Form 5500 | 2018-07-01 | 110 |
| Number of retired or separated participants receiving benefits | 2018-07-01 | 21 |
| Number of other retired or separated participants entitled to future benefits | 2018-07-01 | 17 |
| Total of all active and inactive participants | 2018-07-01 | 148 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2018-07-01 | 2 |
| Total participants | 2018-07-01 | 150 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2018-07-01 | 0 |
| Market value of plan assets | 2018-06-30 | 18,344,583 |
| Acturial value of plan assets | 2018-06-30 | 18,063,316 |
| Funding target for retired participants and beneficiaries receiving payment | 2018-06-30 | 1,538,676 |
| Number of terminated vested participants | 2018-06-30 | 24 |
| Fundng target for terminated vested participants | 2018-06-30 | 1,455,559 |
| Active participant vested funding target | 2018-06-30 | 10,969,920 |
| Number of active participants | 2018-06-30 | 139 |
| Total funding liabilities for active participants | 2018-06-30 | 11,035,097 |
| Total participant count | 2018-06-30 | 181 |
| Total funding target for all participants | 2018-06-30 | 14,029,332 |
| Balance at beginning of prior year after applicable adjustments | 2018-06-30 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2018-06-30 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2018-06-30 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2018-06-30 | 0 |
| Amount remaining of carryover balance | 2018-06-30 | 0 |
| Amount remaining of prefunding balance | 2018-06-30 | 0 |
| Present value of excess contributions | 2018-06-30 | 0 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2018-06-30 | 0 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2018-06-30 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2018-06-30 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2018-06-30 | 0 |
| Balance of carryovers at beginning of current year | 2018-06-30 | 0 |
| Balance of prefunding at beginning of current year | 2018-06-30 | 0 |
| Total employer contributions | 2018-06-30 | 595,821 |
| Total employee contributions | 2018-06-30 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2018-06-30 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2018-06-30 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2018-06-30 | 577,935 |
| Unpaid minimum required contributions for all prior years | 2018-06-30 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2018-06-30 | 0 |
| Remaining amount of unpaid minimum required contributions | 2018-06-30 | 0 |
| Minimum required contributions for current year target normal cost | 2018-06-30 | 90,770 |
| Net shortfall amortization installment of oustanding balance | 2018-06-30 | 0 |
| Waiver amortization installment | 2018-06-30 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2018-06-30 | 0 |
| Carryover balance elected to use to offset funding requirement | 2018-06-30 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2018-06-30 | 0 |
| Additional cash requirement | 2018-06-30 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2018-06-30 | 577,935 |
| Unpaid minimum required contributions for current year | 2018-06-30 | 0 |
| Unpaid minimum required contributions for all years | 2018-06-30 | 0 |
| 2017: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-07-01 | 181 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-07-01 | 125 |
| Number of retired or separated participants receiving benefits | 2017-07-01 | 19 |
| Number of other retired or separated participants entitled to future benefits | 2017-07-01 | 20 |
| Total of all active and inactive participants | 2017-07-01 | 164 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-07-01 | 2 |
| Total participants | 2017-07-01 | 166 |
| Number of participants with account balances | 2017-07-01 | 0 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-07-01 | 0 |
| Market value of plan assets | 2017-06-30 | 18,682,273 |
| Acturial value of plan assets | 2017-06-30 | 19,213,255 |
| Funding target for retired participants and beneficiaries receiving payment | 2017-06-30 | 1,278,433 |
| Number of terminated vested participants | 2017-06-30 | 22 |
| Fundng target for terminated vested participants | 2017-06-30 | 1,475,674 |
| Active participant vested funding target | 2017-06-30 | 11,250,719 |
| Number of active participants | 2017-06-30 | 153 |
| Total funding liabilities for active participants | 2017-06-30 | 11,412,468 |
| Total participant count | 2017-06-30 | 189 |
| Total funding target for all participants | 2017-06-30 | 14,166,575 |
| Balance at beginning of prior year after applicable adjustments | 2017-06-30 | 0 |
| Prefunding balance at beginning of prior year after applicable adjustments | 2017-06-30 | 0 |
| Carryover balanced portion elected for use to offset prior years funding requirement | 2017-06-30 | 0 |
| Prefunding balanced used to offset prior years funding requirement | 2017-06-30 | 0 |
| Amount remaining of carryover balance | 2017-06-30 | 0 |
| Amount remaining of prefunding balance | 2017-06-30 | 0 |
| Present value of excess contributions | 2017-06-30 | 702,063 |
| Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance | 2017-06-30 | 746,784 |
| Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance | 2017-06-30 | 0 |
| Reductions in caryover balances due to elections or deemed elections | 2017-06-30 | 0 |
| Reductions in prefunding balances due to elections or deemed elections | 2017-06-30 | 0 |
| Balance of carryovers at beginning of current year | 2017-06-30 | 0 |
| Balance of prefunding at beginning of current year | 2017-06-30 | 0 |
| Total employer contributions | 2017-06-30 | 0 |
| Total employee contributions | 2017-06-30 | 0 |
| Contributions allocated toward unpaid minimum require contributions from prior years | 2017-06-30 | 0 |
| Contributions made to avoid restrictions adjusted to valuation date | 2017-06-30 | 0 |
| Contributions allocated toward minimum required contributions for current year adjusted to valuation date | 2017-06-30 | 0 |
| Unpaid minimum required contributions for all prior years | 2017-06-30 | 0 |
| iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years | 2017-06-30 | 0 |
| Remaining amount of unpaid minimum required contributions | 2017-06-30 | 0 |
| Minimum required contributions for current year target normal cost | 2017-06-30 | 0 |
| Net shortfall amortization installment of oustanding balance | 2017-06-30 | 0 |
| Waiver amortization installment | 2017-06-30 | 0 |
| Total funding amount beforereflecting carryover/prefunding balances | 2017-06-30 | 0 |
| Carryover balance elected to use to offset funding requirement | 2017-06-30 | 0 |
| Prefunding balance elected to use to offset funding requirement | 2017-06-30 | 0 |
| Additional cash requirement | 2017-06-30 | 0 |
| Contributions allocatedtoward minimum required contributions for current year | 2017-06-30 | 0 |
| Unpaid minimum required contributions for current year | 2017-06-30 | 0 |
| Unpaid minimum required contributions for all years | 2017-06-30 | 0 |
| 2016: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-07-01 | 189 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-07-01 | 139 |
| Number of retired or separated participants receiving benefits | 2016-07-01 | 16 |
| Number of other retired or separated participants entitled to future benefits | 2016-07-01 | 24 |
| Total of all active and inactive participants | 2016-07-01 | 179 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-07-01 | 2 |
| Total participants | 2016-07-01 | 181 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-07-01 | 0 |
| 2015: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-07-01 | 203 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-07-01 | 153 |
| Number of retired or separated participants receiving benefits | 2015-07-01 | 12 |
| Number of other retired or separated participants entitled to future benefits | 2015-07-01 | 22 |
| Total of all active and inactive participants | 2015-07-01 | 187 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-07-01 | 2 |
| Total participants | 2015-07-01 | 189 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-07-01 | 3 |
| 2014: PENSION PLAN FOR UNITED TRANSPORTATION UNION 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-07-01 | 208 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-07-01 | 166 |
| Number of retired or separated participants receiving benefits | 2014-07-01 | 12 |
| Number of other retired or separated participants entitled to future benefits | 2014-07-01 | 23 |
| Total of all active and inactive participants | 2014-07-01 | 201 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-07-01 | 2 |
| Total participants | 2014-07-01 | 203 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-07-01 | 12 |
| Measure | Date | Value |
|---|
| 2020 : PENSION PLAN FOR UNITED TRANSPORTATION UNION 2020 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2020-06-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-06-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2020-06-30 | $76,325 |
| Total income from all sources (including contributions) | 2020-06-30 | $688,580 |
| Total loss/gain on sale of assets | 2020-06-30 | $0 |
| Total of all expenses incurred | 2020-06-30 | $15,173,283 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2020-06-30 | $14,981,660 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2020-06-30 | $0 |
| Value of total assets at end of year | 2020-06-30 | $365,673 |
| Value of total assets at beginning of year | 2020-06-30 | $14,926,701 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2020-06-30 | $191,623 |
| Total interest from all sources | 2020-06-30 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2020-06-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2020-06-30 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2020-06-30 | $0 |
| Administrative expenses professional fees incurred | 2020-06-30 | $151,495 |
| Was this plan covered by a fidelity bond | 2020-06-30 | Yes |
| Value of fidelity bond cover | 2020-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2020-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2020-06-30 | No |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2020-06-30 | $3,362,000 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2020-06-30 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2020-06-30 | $76,325 |
| Administrative expenses (other) incurred | 2020-06-30 | $22,815 |
| Total non interest bearing cash at end of year | 2020-06-30 | $365,673 |
| Total non interest bearing cash at beginning of year | 2020-06-30 | $268,093 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-06-30 | No |
| Value of net income/loss | 2020-06-30 | $-14,484,703 |
| Value of net assets at end of year (total assets less liabilities) | 2020-06-30 | $365,673 |
| Value of net assets at beginning of year (total assets less liabilities) | 2020-06-30 | $14,850,376 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2020-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2020-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2020-06-30 | No |
| Investment advisory and management fees | 2020-06-30 | $17,313 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2020-06-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2020-06-30 | $0 |
| Value of interest in common/collective trusts at end of year | 2020-06-30 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2020-06-30 | $14,658,564 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2020-06-30 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2020-06-30 | $44 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2020-06-30 | $44 |
| Net investment gain or loss from common/collective trusts | 2020-06-30 | $688,580 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2020-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2020-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2020-06-30 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2020-06-30 | $11,619,660 |
| Contract administrator fees | 2020-06-30 | $0 |
| Did the plan have assets held for investment | 2020-06-30 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2020-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2020-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2020-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2020-06-30 | Unqualified |
| Accountancy firm name | 2020-06-30 | CALIBRE CPA GROUP LLC |
| Accountancy firm EIN | 2020-06-30 | 470900880 |
| 2019 : PENSION PLAN FOR UNITED TRANSPORTATION UNION 2019 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2019-06-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-06-30 | $76,325 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-06-30 | $0 |
| Total income from all sources (including contributions) | 2019-06-30 | $1,721,612 |
| Total loss/gain on sale of assets | 2019-06-30 | $0 |
| Total of all expenses incurred | 2019-06-30 | $3,303,313 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-06-30 | $2,940,803 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-06-30 | $153,351 |
| Value of total assets at end of year | 2019-06-30 | $14,926,701 |
| Value of total assets at beginning of year | 2019-06-30 | $16,432,077 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-06-30 | $362,510 |
| Total interest from all sources | 2019-06-30 | $4,757 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-06-30 | $214,911 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2019-06-30 | $214,911 |
| Administrative expenses professional fees incurred | 2019-06-30 | $184,200 |
| Was this plan covered by a fidelity bond | 2019-06-30 | Yes |
| Value of fidelity bond cover | 2019-06-30 | $500,000 |
| If this is an individual account plan, was there a blackout period | 2019-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-06-30 | No |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2019-06-30 | $76,325 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2019-06-30 | $0 |
| Administrative expenses (other) incurred | 2019-06-30 | $22,260 |
| Total non interest bearing cash at end of year | 2019-06-30 | $268,093 |
| Total non interest bearing cash at beginning of year | 2019-06-30 | $134,839 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-06-30 | No |
| Value of net income/loss | 2019-06-30 | $-1,581,701 |
| Value of net assets at end of year (total assets less liabilities) | 2019-06-30 | $14,850,376 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-06-30 | $16,432,077 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-06-30 | No |
| Investment advisory and management fees | 2019-06-30 | $156,050 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-06-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-06-30 | $16,236,603 |
| Value of interest in common/collective trusts at end of year | 2019-06-30 | $14,658,564 |
| Value of interest in common/collective trusts at beginning of year | 2019-06-30 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-06-30 | $44 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-06-30 | $60,635 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-06-30 | $60,635 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2019-06-30 | $4,757 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-06-30 | $1,348,593 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2019-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-06-30 | No |
| Contributions received in cash from employer | 2019-06-30 | $153,351 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-06-30 | $2,940,803 |
| Did the plan have assets held for investment | 2019-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2019-06-30 | Unqualified |
| Accountancy firm name | 2019-06-30 | CALIBRE CPA GROUP LLC |
| Accountancy firm EIN | 2019-06-30 | 470900880 |
| 2018 : PENSION PLAN FOR UNITED TRANSPORTATION UNION 2018 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2018-06-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-06-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-06-30 | $0 |
| Total income from all sources (including contributions) | 2018-06-30 | $1,465,192 |
| Total loss/gain on sale of assets | 2018-06-30 | $0 |
| Total of all expenses incurred | 2018-06-30 | $3,363,337 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-06-30 | $3,200,868 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-06-30 | $595,821 |
| Value of total assets at end of year | 2018-06-30 | $16,432,077 |
| Value of total assets at beginning of year | 2018-06-30 | $18,330,222 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-06-30 | $162,469 |
| Total interest from all sources | 2018-06-30 | $285 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-06-30 | $430,475 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-06-30 | $430,475 |
| Administrative expenses professional fees incurred | 2018-06-30 | $90,621 |
| Was this plan covered by a fidelity bond | 2018-06-30 | Yes |
| Value of fidelity bond cover | 2018-06-30 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2018-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-06-30 | No |
| Administrative expenses (other) incurred | 2018-06-30 | $27,331 |
| Total non interest bearing cash at end of year | 2018-06-30 | $134,839 |
| Total non interest bearing cash at beginning of year | 2018-06-30 | $33,027 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-06-30 | No |
| Value of net income/loss | 2018-06-30 | $-1,898,145 |
| Value of net assets at end of year (total assets less liabilities) | 2018-06-30 | $16,432,077 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-06-30 | $18,330,222 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-06-30 | No |
| Investment advisory and management fees | 2018-06-30 | $44,517 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-06-30 | $16,236,603 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-06-30 | $18,266,142 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-06-30 | $60,635 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-06-30 | $31,053 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-06-30 | $31,053 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-06-30 | $285 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-06-30 | $438,611 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2018-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-06-30 | No |
| Contributions received in cash from employer | 2018-06-30 | $595,821 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-06-30 | $3,200,868 |
| Did the plan have assets held for investment | 2018-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2018-06-30 | Unqualified |
| Accountancy firm name | 2018-06-30 | CALIBRE CPA GROUP LLC |
| Accountancy firm EIN | 2018-06-30 | 470900880 |
| 2017 : PENSION PLAN FOR UNITED TRANSPORTATION UNION 2017 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2017-06-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-06-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-06-30 | $0 |
| Total income from all sources (including contributions) | 2017-06-30 | $1,695,289 |
| Total loss/gain on sale of assets | 2017-06-30 | $0 |
| Total of all expenses incurred | 2017-06-30 | $2,033,452 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-06-30 | $1,888,313 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-06-30 | $0 |
| Value of total assets at end of year | 2017-06-30 | $18,330,222 |
| Value of total assets at beginning of year | 2017-06-30 | $18,668,385 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-06-30 | $145,139 |
| Total interest from all sources | 2017-06-30 | $18 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-06-30 | $458,670 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2017-06-30 | $458,670 |
| Administrative expenses professional fees incurred | 2017-06-30 | $72,852 |
| Was this plan covered by a fidelity bond | 2017-06-30 | Yes |
| Value of fidelity bond cover | 2017-06-30 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2017-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2017-06-30 | No |
| Administrative expenses (other) incurred | 2017-06-30 | $26,883 |
| Total non interest bearing cash at end of year | 2017-06-30 | $33,027 |
| Total non interest bearing cash at beginning of year | 2017-06-30 | $117,472 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-06-30 | No |
| Value of net income/loss | 2017-06-30 | $-338,163 |
| Value of net assets at end of year (total assets less liabilities) | 2017-06-30 | $18,330,222 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-06-30 | $18,668,385 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-06-30 | No |
| Investment advisory and management fees | 2017-06-30 | $45,404 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2017-06-30 | $18,266,142 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2017-06-30 | $18,529,496 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2017-06-30 | $31,053 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2017-06-30 | $21,417 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2017-06-30 | $21,417 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2017-06-30 | $18 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2017-06-30 | $1,236,601 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-06-30 | No |
| Was there a failure to transmit to the plan any participant contributions | 2017-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-06-30 | No |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-06-30 | $1,888,313 |
| Did the plan have assets held for investment | 2017-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2017-06-30 | Unqualified |
| Accountancy firm name | 2017-06-30 | CALIBRE CPA GROUP LLC |
| Accountancy firm EIN | 2017-06-30 | 470900880 |
| 2016 : PENSION PLAN FOR UNITED TRANSPORTATION UNION 2016 401k financial data |
|---|
| Total income from all sources (including contributions) | 2016-06-30 | $1,528,731 |
| Total of all expenses incurred | 2016-06-30 | $3,211,523 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-06-30 | $3,071,135 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-06-30 | $714,627 |
| Value of total assets at end of year | 2016-06-30 | $18,668,385 |
| Value of total assets at beginning of year | 2016-06-30 | $20,351,177 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-06-30 | $140,388 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-06-30 | $814,104 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-06-30 | $814,104 |
| Administrative expenses professional fees incurred | 2016-06-30 | $57,199 |
| Was this plan covered by a fidelity bond | 2016-06-30 | Yes |
| Value of fidelity bond cover | 2016-06-30 | $3,000,000 |
| If this is an individual account plan, was there a blackout period | 2016-06-30 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-06-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-06-30 | No |
| Administrative expenses (other) incurred | 2016-06-30 | $39,348 |
| Total non interest bearing cash at end of year | 2016-06-30 | $117,472 |
| Total non interest bearing cash at beginning of year | 2016-06-30 | $180,524 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
| Value of net income/loss | 2016-06-30 | $-1,682,792 |
| Value of net assets at end of year (total assets less liabilities) | 2016-06-30 | $18,668,385 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-06-30 | $20,351,177 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-06-30 | No |
| Investment advisory and management fees | 2016-06-30 | $43,841 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-06-30 | $18,529,496 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-06-30 | $20,116,795 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-06-30 | $21,417 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-06-30 | $53,858 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-06-30 | $53,858 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-06-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-06-30 | No |
| Contributions received in cash from employer | 2016-06-30 | $714,627 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-06-30 | $3,071,135 |
| Did the plan have assets held for investment | 2016-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2016-06-30 | Unqualified |
| Accountancy firm name | 2016-06-30 | CALIBRE CPA GROUP LLC |
| Accountancy firm EIN | 2016-06-30 | 470900880 |
| 2015 : PENSION PLAN FOR UNITED TRANSPORTATION UNION 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-06-30 | $143,345 |
| Total unrealized appreciation/depreciation of assets | 2015-06-30 | $143,345 |
| Total income from all sources (including contributions) | 2015-06-30 | $1,572,922 |
| Total of all expenses incurred | 2015-06-30 | $4,930,505 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-06-30 | $4,711,350 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-06-30 | $1,673,382 |
| Value of total assets at end of year | 2015-06-30 | $20,351,177 |
| Value of total assets at beginning of year | 2015-06-30 | $23,708,760 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-06-30 | $219,155 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-06-30 | $603,513 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-06-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-06-30 | $603,513 |
| Administrative expenses professional fees incurred | 2015-06-30 | $147,348 |
| Was this plan covered by a fidelity bond | 2015-06-30 | Yes |
| Value of fidelity bond cover | 2015-06-30 | $1,000,000 |
| If this is an individual account plan, was there a blackout period | 2015-06-30 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2015-06-30 | No |
| Total non interest bearing cash at end of year | 2015-06-30 | $180,524 |
| Total non interest bearing cash at beginning of year | 2015-06-30 | $948,247 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-06-30 | No |
| Value of net income/loss | 2015-06-30 | $-3,357,583 |
| Value of net assets at end of year (total assets less liabilities) | 2015-06-30 | $20,351,177 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-06-30 | $23,708,760 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-06-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-06-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-06-30 | No |
| Investment advisory and management fees | 2015-06-30 | $71,807 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-06-30 | $20,116,795 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-06-30 | $21,037,805 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-06-30 | $53,858 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-06-30 | $395,335 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-06-30 | $395,335 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-06-30 | $-847,318 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-06-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-06-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-06-30 | No |
| Contributions received in cash from employer | 2015-06-30 | $1,673,382 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-06-30 | $4,711,350 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-06-30 | $1,327,373 |
| Did the plan have assets held for investment | 2015-06-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-06-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-06-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-06-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-06-30 | Unqualified |
| Accountancy firm name | 2015-06-30 | CALIBRE CPA GROUP PLLC |
| Accountancy firm EIN | 2015-06-30 | 470900880 |
