LUXFER, INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan PENSION PLAN FOR HOURLY EMPLOYEES OF LUXFER, INC.
| Measure | Date | Value |
|---|
| 2015 : PENSION PLAN FOR HOURLY EMPLOYEES OF LUXFER, INC. 2015 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2015-12-31 | $0 |
| Total transfer of assets from this plan | 2015-12-31 | $7,524,084 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-12-31 | $0 |
| Total income from all sources (including contributions) | 2015-12-31 | $115,396 |
| Total loss/gain on sale of assets | 2015-12-31 | $0 |
| Total of all expenses incurred | 2015-12-31 | $604,801 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-12-31 | $523,328 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-12-31 | $205,000 |
| Value of total assets at end of year | 2015-12-31 | $7,524,084 |
| Value of total assets at beginning of year | 2015-12-31 | $8,013,489 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-12-31 | $81,473 |
| Total interest from all sources | 2015-12-31 | $16 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-12-31 | $99,466 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-12-31 | $99,466 |
| Administrative expenses professional fees incurred | 2015-12-31 | $64,396 |
| Was this plan covered by a fidelity bond | 2015-12-31 | Yes |
| Value of fidelity bond cover | 2015-12-31 | $500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2015-12-31 | $989 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2015-12-31 | $1,101 |
| Other income not declared elsewhere | 2015-12-31 | $88 |
| Administrative expenses (other) incurred | 2015-12-31 | $13,782 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Value of net income/loss | 2015-12-31 | $-489,405 |
| Value of net assets at end of year (total assets less liabilities) | 2015-12-31 | $7,524,084 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-12-31 | $8,013,489 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-12-31 | No |
| Investment advisory and management fees | 2015-12-31 | $3,295 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-12-31 | $3,262,873 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-12-31 | $3,567,468 |
| Value of interest in common/collective trusts at end of year | 2015-12-31 | $4,190,914 |
| Value of interest in common/collective trusts at beginning of year | 2015-12-31 | $4,179,210 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-12-31 | $69,308 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-12-31 | $85,710 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-12-31 | $85,710 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-12-31 | $16 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-12-31 | $-89,061 |
| Net investment gain or loss from common/collective trusts | 2015-12-31 | $-100,113 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-12-31 | No |
| Contributions received in cash from employer | 2015-12-31 | $205,000 |
| Employer contributions (assets) at end of year | 2015-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2015-12-31 | $180,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-12-31 | $523,328 |
| Did the plan have assets held for investment | 2015-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2015-12-31 | Disclaimer |
| Accountancy firm name | 2015-12-31 | WHITE NELSON DIEHL EVANS LLP |
| Accountancy firm EIN | 2015-12-31 | 330686301 |
| 2014 : PENSION PLAN FOR HOURLY EMPLOYEES OF LUXFER, INC. 2014 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2014-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2014-12-31 | $0 |
| Total income from all sources (including contributions) | 2014-12-31 | $802,623 |
| Total loss/gain on sale of assets | 2014-12-31 | $0 |
| Total of all expenses incurred | 2014-12-31 | $703,441 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2014-12-31 | $521,974 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2014-12-31 | $414,600 |
| Value of total assets at end of year | 2014-12-31 | $8,013,489 |
| Value of total assets at beginning of year | 2014-12-31 | $7,914,307 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2014-12-31 | $181,467 |
| Total interest from all sources | 2014-12-31 | $24 |
| Total dividends received (eg from common stock, registered investment company shares) | 2014-12-31 | $90,941 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2014-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2014-12-31 | $90,941 |
| Administrative expenses professional fees incurred | 2014-12-31 | $178,292 |
| Was this plan covered by a fidelity bond | 2014-12-31 | Yes |
| Value of fidelity bond cover | 2014-12-31 | $500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2014-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2014-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2014-12-31 | $1,101 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2014-12-31 | $21,151 |
| Other income not declared elsewhere | 2014-12-31 | $21 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Value of net income/loss | 2014-12-31 | $99,182 |
| Value of net assets at end of year (total assets less liabilities) | 2014-12-31 | $8,013,489 |
| Value of net assets at beginning of year (total assets less liabilities) | 2014-12-31 | $7,914,307 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2014-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2014-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2014-12-31 | No |
| Investment advisory and management fees | 2014-12-31 | $3,175 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2014-12-31 | $3,567,468 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2014-12-31 | $3,015,594 |
| Value of interest in common/collective trusts at end of year | 2014-12-31 | $4,179,210 |
| Value of interest in common/collective trusts at beginning of year | 2014-12-31 | $4,471,040 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2014-12-31 | $85,710 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2014-12-31 | $90,522 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2014-12-31 | $90,522 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2014-12-31 | $24 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2014-12-31 | $115,965 |
| Net investment gain or loss from common/collective trusts | 2014-12-31 | $181,072 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2014-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2014-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2014-12-31 | No |
| Contributions received in cash from employer | 2014-12-31 | $414,600 |
| Employer contributions (assets) at end of year | 2014-12-31 | $180,000 |
| Employer contributions (assets) at beginning of year | 2014-12-31 | $316,000 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2014-12-31 | $521,974 |
| Did the plan have assets held for investment | 2014-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2014-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2014-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2014-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2014-12-31 | Disclaimer |
| Accountancy firm name | 2014-12-31 | FLIESHER AND DISHMAN LLP |
| Accountancy firm EIN | 2014-12-31 | 330267331 |
| 2013 : PENSION PLAN FOR HOURLY EMPLOYEES OF LUXFER, INC. 2013 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2013-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2013-12-31 | $2,511 |
| Total income from all sources (including contributions) | 2013-12-31 | $1,835,944 |
| Total loss/gain on sale of assets | 2013-12-31 | $0 |
| Total of all expenses incurred | 2013-12-31 | $4,146,276 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2013-12-31 | $4,056,928 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2013-12-31 | $685,500 |
| Value of total assets at end of year | 2013-12-31 | $7,914,307 |
| Value of total assets at beginning of year | 2013-12-31 | $10,227,150 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2013-12-31 | $89,348 |
| Total interest from all sources | 2013-12-31 | $22 |
| Total dividends received (eg from common stock, registered investment company shares) | 2013-12-31 | $126,636 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2013-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2013-12-31 | $126,626 |
| Administrative expenses professional fees incurred | 2013-12-31 | $86,849 |
| Was this plan covered by a fidelity bond | 2013-12-31 | Yes |
| Value of fidelity bond cover | 2013-12-31 | $500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2013-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2013-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2013-12-31 | $21,151 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2013-12-31 | $2,812 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2013-12-31 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2013-12-31 | $2,511 |
| Other income not declared elsewhere | 2013-12-31 | $4 |
| Administrative expenses (other) incurred | 2013-12-31 | $-2,511 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Value of net income/loss | 2013-12-31 | $-2,310,332 |
| Value of net assets at end of year (total assets less liabilities) | 2013-12-31 | $7,914,307 |
| Value of net assets at beginning of year (total assets less liabilities) | 2013-12-31 | $10,224,639 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2013-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2013-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2013-12-31 | No |
| Investment advisory and management fees | 2013-12-31 | $5,010 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2013-12-31 | $3,015,594 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2013-12-31 | $3,704,141 |
| Value of interest in common/collective trusts at end of year | 2013-12-31 | $4,471,040 |
| Value of interest in common/collective trusts at beginning of year | 2013-12-31 | $5,417,890 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2013-12-31 | $90,522 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2013-12-31 | $70,583 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2013-12-31 | $70,583 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2013-12-31 | $22 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2013-12-31 | $-137,706 |
| Net investment gain or loss from common/collective trusts | 2013-12-31 | $1,161,488 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2013-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2013-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2013-12-31 | No |
| Contributions received in cash from employer | 2013-12-31 | $685,500 |
| Employer contributions (assets) at end of year | 2013-12-31 | $316,000 |
| Employer contributions (assets) at beginning of year | 2013-12-31 | $1,031,724 |
| Income. Dividends from common stock | 2013-12-31 | $10 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2013-12-31 | $4,056,928 |
| Did the plan have assets held for investment | 2013-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2013-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2013-12-31 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2013-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2013-12-31 | Disclaimer |
| Accountancy firm name | 2013-12-31 | FLIESHER AND DISHMAN LLP |
| Accountancy firm EIN | 2013-12-31 | 330267331 |
| 2012 : PENSION PLAN FOR HOURLY EMPLOYEES OF LUXFER, INC. 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-12-31 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $2,511 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-12-31 | $12,190 |
| Total income from all sources (including contributions) | 2012-12-31 | $2,560,229 |
| Total loss/gain on sale of assets | 2012-12-31 | $642,202 |
| Total of all expenses incurred | 2012-12-31 | $575,519 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-12-31 | $514,483 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-12-31 | $1,304,008 |
| Value of total assets at end of year | 2012-12-31 | $10,227,150 |
| Value of total assets at beginning of year | 2012-12-31 | $8,252,119 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-12-31 | $61,036 |
| Total interest from all sources | 2012-12-31 | $294 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-12-31 | $280,316 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-12-31 | $240,105 |
| Administrative expenses professional fees incurred | 2012-12-31 | $35,231 |
| Was this plan covered by a fidelity bond | 2012-12-31 | Yes |
| Value of fidelity bond cover | 2012-12-31 | $500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2012-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2012-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-12-31 | $2,812 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-12-31 | $8,003 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-12-31 | $2,511 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-12-31 | $12,190 |
| Other income not declared elsewhere | 2012-12-31 | $-397 |
| Administrative expenses (other) incurred | 2012-12-31 | $2,793 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Value of net income/loss | 2012-12-31 | $1,984,710 |
| Value of net assets at end of year (total assets less liabilities) | 2012-12-31 | $10,224,639 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-12-31 | $8,239,929 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-12-31 | No |
| Investment advisory and management fees | 2012-12-31 | $23,012 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-12-31 | $3,704,141 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-12-31 | $3,954,461 |
| Value of interest in common/collective trusts at end of year | 2012-12-31 | $5,417,890 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-12-31 | $70,583 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-12-31 | $501,159 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-12-31 | $501,159 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-12-31 | $294 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-12-31 | $201,543 |
| Net investment gain or loss from common/collective trusts | 2012-12-31 | $132,263 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2012-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-12-31 | No |
| Contributions received in cash from employer | 2012-12-31 | $1,304,008 |
| Employer contributions (assets) at end of year | 2012-12-31 | $1,031,724 |
| Employer contributions (assets) at beginning of year | 2012-12-31 | $405,361 |
| Income. Dividends from common stock | 2012-12-31 | $40,211 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-12-31 | $514,483 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-12-31 | $3,383,135 |
| Did the plan have assets held for investment | 2012-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-12-31 | No |
| Aggregate proceeds on sale of assets | 2012-12-31 | $6,195,590 |
| Aggregate carrying amount (costs) on sale of assets | 2012-12-31 | $5,553,388 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-12-31 | Disclaimer |
| Accountancy firm name | 2012-12-31 | FLIESHER AND DISHMAN LLP |
| Accountancy firm EIN | 2012-12-31 | 330267331 |
| 2011 : PENSION PLAN FOR HOURLY EMPLOYEES OF LUXFER, INC. 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of real estate assets | 2011-12-31 | $-3,969 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $-3,969 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $12,190 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $0 |
| Total income from all sources (including contributions) | 2011-12-31 | $451,092 |
| Total loss/gain on sale of assets | 2011-12-31 | $-485,620 |
| Total of all expenses incurred | 2011-12-31 | $620,950 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $521,415 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $664,361 |
| Value of total assets at end of year | 2011-12-31 | $8,252,119 |
| Value of total assets at beginning of year | 2011-12-31 | $8,409,787 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $99,535 |
| Total interest from all sources | 2011-12-31 | $110 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $277,682 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $208,050 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2011-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $8,003 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $4,800 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $12,190 |
| Other income not declared elsewhere | 2011-12-31 | $0 |
| Administrative expenses (other) incurred | 2011-12-31 | $3,102 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-169,858 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $8,239,929 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $8,409,787 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Investment advisory and management fees | 2011-12-31 | $27,803 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $3,954,461 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $3,747,699 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $501,159 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $34,276 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $34,276 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $110 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,472 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $664,361 |
| Employer contributions (assets) at end of year | 2011-12-31 | $405,361 |
| Income. Dividends from common stock | 2011-12-31 | $69,632 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $521,415 |
| Contract administrator fees | 2011-12-31 | $68,630 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $3,383,135 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $4,623,012 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $5,950,524 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $6,436,144 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | FLIESHER AND DISHMAN LLP |
| Accountancy firm EIN | 2011-12-31 | 330267331 |
| 2010 : PENSION PLAN FOR HOURLY EMPLOYEES OF LUXFER, INC. 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $470,518 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $470,518 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $0 |
| Total income from all sources (including contributions) | 2010-12-31 | $979,552 |
| Total loss/gain on sale of assets | 2010-12-31 | $41,281 |
| Total of all expenses incurred | 2010-12-31 | $661,648 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $596,516 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $3,000 |
| Value of total assets at end of year | 2010-12-31 | $8,409,787 |
| Value of total assets at beginning of year | 2010-12-31 | $8,091,883 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $65,132 |
| Total interest from all sources | 2010-12-31 | $788 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $304,566 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $232,382 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $500,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $4,800 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $5,971 |
| Other income not declared elsewhere | 2010-12-31 | $-991 |
| Administrative expenses (other) incurred | 2010-12-31 | $4,804 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $317,904 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $8,409,787 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $8,091,883 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Investment advisory and management fees | 2010-12-31 | $22,824 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $3,747,699 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $3,405,098 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $34,276 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $204,596 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $204,596 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $788 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $160,390 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $3,000 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $400,700 |
| Income. Dividends from common stock | 2010-12-31 | $72,184 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $596,516 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2010-12-31 | $19,477 |
| Contract administrator fees | 2010-12-31 | $37,504 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $4,623,012 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $4,056,041 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $4,644,767 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $4,603,486 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | FLIESHER AND DISHMAN, LLP |
| Accountancy firm EIN | 2010-12-31 | 330267331 |
| 2009 : PENSION PLAN FOR HOURLY EMPLOYEES OF LUXFER, INC. 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
