401k Plan data: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY plan

PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 401k Plan overview

Plan Name	PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY
Plan identification number	002

PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Benefits are primarily flat dollar (includes dollars per year of service)
Code section 414(k) arrangement - Benefits are based partly on the balance of the separate account of the participant (also include appropriate defined contribution pension feature codes).
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan sponsor(s) received services of leased employees, as defined in Code section 414(n), during the plan year.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

DRESSER-RAND COMPANY has sponsored the creation of one or more 401k plans.

Company Name: DRESSER-RAND COMPANY

Employer identification number (EIN): 201897619

NAIC Classification: 333610

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
002 2016-01-01 SIGRID DENGLER SIGRID DENGLER 2017-10-02
002 2015-01-01 GUSTAVO NECHAR GUSTAVO NECHAR 2016-08-29
002 2014-01-01 GUSTAVO NECHAR GUSTAVO NECHAR 2015-10-09
002 2013-01-01 GUSTAVO NECHAR GUSTAVO NECHAR 2014-10-06
002 2012-01-01 GUSTAVO NECHAR GUSTAVO NECHAR 2013-09-30
002 2011-01-01 GUSTAVO NECHAR
002 2009-01-01 JIM GARMAN
002 2009-01-01 JIM GARMAN 2010-10-15
002 2009-01-01 JIM GARMAN

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
002	2016-01-01	SIGRID DENGLER	SIGRID DENGLER	2017-10-02
002	2015-01-01	GUSTAVO NECHAR	GUSTAVO NECHAR	2016-08-29
002	2014-01-01	GUSTAVO NECHAR	GUSTAVO NECHAR	2015-10-09
002	2013-01-01	GUSTAVO NECHAR	GUSTAVO NECHAR	2014-10-06
002	2012-01-01	GUSTAVO NECHAR	GUSTAVO NECHAR	2013-09-30
002	2011-01-01	GUSTAVO NECHAR
002	2009-01-01	JIM GARMAN
002	2009-01-01		JIM GARMAN	2010-10-15
002	2009-01-01	JIM GARMAN

Plan Statistics for PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY

401k plan membership statisitcs for PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY

Measure Date Value
2016: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2016 401k membership
Market value of plan assets 2016-12-30 236,923,950
Acturial value of plan assets 2016-12-30 248,598,759
Funding target for retired participants and beneficiaries receiving payment 2016-12-30 146,766,337
Number of terminated vested participants 2016-12-30 690
Fundng target for terminated vested participants 2016-12-30 19,932,023
Active participant vested funding target 2016-12-30 69,121,365
Number of active participants 2016-12-30 1,424
Total funding liabilities for active participants 2016-12-30 71,080,486
Total participant count 2016-12-30 6,009
Total funding target for all participants 2016-12-30 237,778,846
Balance at beginning of prior year after applicable adjustments 2016-12-30 0
Prefunding balance at beginning of prior year after applicable adjustments 2016-12-30 13,184,305
Carryover balanced portion elected for use to offset prior years funding requirement 2016-12-30 0
Prefunding balanced used to offset prior years funding requirement 2016-12-30 0
Amount remaining of carryover balance 2016-12-30 0
Amount remaining of prefunding balance 2016-12-30 13,184,305
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance 2016-12-30 0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance 2016-12-30 0
Reductions in caryover balances due to elections or deemed elections 2016-12-30 0
Reductions in prefunding balances due to elections or deemed elections 2016-12-30 0
Balance of carryovers at beginning of current year 2016-12-30 0
Balance of prefunding at beginning of current year 2016-12-30 13,098,607
Contributions allocated toward unpaid minimum require contributions from prior years 2016-12-30 0
Contributions made to avoid restrictions adjusted to valuation date 2016-12-30 0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date 2016-12-30 0
Unpaid minimum required contributions for all prior years 2016-12-30 0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years 2016-12-30 0
Remaining amount of unpaid minimum required contributions 2016-12-30 0
Minimum required contributions for current year target normal cost 2016-12-30 3,679,217
Net shortfall amortization installment of oustanding balance 2016-12-30 2,278,694
Waiver amortization installment 2016-12-30 0
Total funding amount beforereflecting carryover/prefunding balances 2016-12-30 4,054,682
Carryover balance elected to use to offset funding requirement 2016-12-30 0
Prefunding balance elected to use to offset funding requirement 2016-12-30 4,054,682
Additional cash requirement 2016-12-30 0
Contributions allocatedtoward minimum required contributions for current year 2016-12-30 0
Unpaid minimum required contributions for current year 2016-12-30 0
Unpaid minimum required contributions for all years 2016-12-30 0
Total participants, beginning-of-year 2016-01-01 6,009
Total number of active participants reported on line 7a of the Form 5500 2016-01-01 0
Number of retired or separated participants receiving benefits 2016-01-01 0
Number of other retired or separated participants entitled to future benefits 2016-01-01 0
Total of all active and inactive participants 2016-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2016-01-01 0
Total participants 2016-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2016-01-01 4
2015: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2015 401k membership
Total participants, beginning-of-year 2015-01-01 6,122
Total number of active participants reported on line 7a of the Form 5500 2015-01-01 1,424
Number of retired or separated participants receiving benefits 2015-01-01 3,171
Number of other retired or separated participants entitled to future benefits 2015-01-01 654
Total of all active and inactive participants 2015-01-01 5,249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2015-01-01 760
Total participants 2015-01-01 6,009
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2015-01-01 6
2014: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2014 401k membership
Total participants, beginning-of-year 2014-01-01 6,880
Total number of active participants reported on line 7a of the Form 5500 2014-01-01 1,555
Number of retired or separated participants receiving benefits 2014-01-01 3,172
Number of other retired or separated participants entitled to future benefits 2014-01-01 655
Total of all active and inactive participants 2014-01-01 5,382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-01-01 740
Total participants 2014-01-01 6,122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-01-01 7
2013: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2013 401k membership
Total participants, beginning-of-year 2013-01-01 7,055
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 1,669
Number of retired or separated participants receiving benefits 2013-01-01 3,169
Number of other retired or separated participants entitled to future benefits 2013-01-01 1,340
Total of all active and inactive participants 2013-01-01 6,178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 702
Total participants 2013-01-01 6,880
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 6
2012: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2012 401k membership
Total participants, beginning-of-year 2012-01-01 7,139
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 1,724
Number of retired or separated participants receiving benefits 2012-01-01 3,139
Number of other retired or separated participants entitled to future benefits 2012-01-01 1,429
Total of all active and inactive participants 2012-01-01 6,292
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 763
Total participants 2012-01-01 7,055
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 16
2011: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2011 401k membership
Total participants, beginning-of-year 2011-01-01 7,276
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 1,805
Number of retired or separated participants receiving benefits 2011-01-01 3,070
Number of other retired or separated participants entitled to future benefits 2011-01-01 1,517
Total of all active and inactive participants 2011-01-01 6,392
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 747
Total participants 2011-01-01 7,139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 30
2009: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2009 401k membership
Total participants, beginning-of-year 2009-01-01 7,650
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 2,064
Number of retired or separated participants receiving benefits 2009-01-01 2,934
Number of other retired or separated participants entitled to future benefits 2009-01-01 1,840
Total of all active and inactive participants 2009-01-01 6,838
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 620
Total participants 2009-01-01 7,458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 9

Measure	Date	Value
2016: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2016 401k membership
Market value of plan assets	2016-12-30	236,923,950
Acturial value of plan assets	2016-12-30	248,598,759
Funding target for retired participants and beneficiaries receiving payment	2016-12-30	146,766,337
Number of terminated vested participants	2016-12-30	690
Fundng target for terminated vested participants	2016-12-30	19,932,023
Active participant vested funding target	2016-12-30	69,121,365
Number of active participants	2016-12-30	1,424
Total funding liabilities for active participants	2016-12-30	71,080,486
Total participant count	2016-12-30	6,009
Total funding target for all participants	2016-12-30	237,778,846
Balance at beginning of prior year after applicable adjustments	2016-12-30	0
Prefunding balance at beginning of prior year after applicable adjustments	2016-12-30	13,184,305
Carryover balanced portion elected for use to offset prior years funding requirement	2016-12-30	0
Prefunding balanced used to offset prior years funding requirement	2016-12-30	0
Amount remaining of carryover balance	2016-12-30	0
Amount remaining of prefunding balance	2016-12-30	13,184,305
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance	2016-12-30	0
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance	2016-12-30	0
Reductions in caryover balances due to elections or deemed elections	2016-12-30	0
Reductions in prefunding balances due to elections or deemed elections	2016-12-30	0
Balance of carryovers at beginning of current year	2016-12-30	0
Balance of prefunding at beginning of current year	2016-12-30	13,098,607
Contributions allocated toward unpaid minimum require contributions from prior years	2016-12-30	0
Contributions made to avoid restrictions adjusted to valuation date	2016-12-30	0
Contributions allocated toward minimum required contributions for current year adjusted to valuation date	2016-12-30	0
Unpaid minimum required contributions for all prior years	2016-12-30	0
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years	2016-12-30	0
Remaining amount of unpaid minimum required contributions	2016-12-30	0
Minimum required contributions for current year target normal cost	2016-12-30	3,679,217
Net shortfall amortization installment of oustanding balance	2016-12-30	2,278,694
Waiver amortization installment	2016-12-30	0
Total funding amount beforereflecting carryover/prefunding balances	2016-12-30	4,054,682
Carryover balance elected to use to offset funding requirement	2016-12-30	0
Prefunding balance elected to use to offset funding requirement	2016-12-30	4,054,682
Additional cash requirement	2016-12-30	0
Contributions allocatedtoward minimum required contributions for current year	2016-12-30	0
Unpaid minimum required contributions for current year	2016-12-30	0
Unpaid minimum required contributions for all years	2016-12-30	0
Total participants, beginning-of-year	2016-01-01	6,009
Total number of active participants reported on line 7a of the Form 5500	2016-01-01	0
Number of retired or separated participants receiving benefits	2016-01-01	0
Number of other retired or separated participants entitled to future benefits	2016-01-01	0
Total of all active and inactive participants	2016-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2016-01-01	0
Total participants	2016-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2016-01-01	4
2015: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2015 401k membership
Total participants, beginning-of-year	2015-01-01	6,122
Total number of active participants reported on line 7a of the Form 5500	2015-01-01	1,424
Number of retired or separated participants receiving benefits	2015-01-01	3,171
Number of other retired or separated participants entitled to future benefits	2015-01-01	654
Total of all active and inactive participants	2015-01-01	5,249
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2015-01-01	760
Total participants	2015-01-01	6,009
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2015-01-01	6
2014: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2014 401k membership
Total participants, beginning-of-year	2014-01-01	6,880
Total number of active participants reported on line 7a of the Form 5500	2014-01-01	1,555
Number of retired or separated participants receiving benefits	2014-01-01	3,172
Number of other retired or separated participants entitled to future benefits	2014-01-01	655
Total of all active and inactive participants	2014-01-01	5,382
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-01-01	740
Total participants	2014-01-01	6,122
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-01-01	7
2013: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2013 401k membership
Total participants, beginning-of-year	2013-01-01	7,055
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	1,669
Number of retired or separated participants receiving benefits	2013-01-01	3,169
Number of other retired or separated participants entitled to future benefits	2013-01-01	1,340
Total of all active and inactive participants	2013-01-01	6,178
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	702
Total participants	2013-01-01	6,880
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	6
2012: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2012 401k membership
Total participants, beginning-of-year	2012-01-01	7,139
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	1,724
Number of retired or separated participants receiving benefits	2012-01-01	3,139
Number of other retired or separated participants entitled to future benefits	2012-01-01	1,429
Total of all active and inactive participants	2012-01-01	6,292
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	763
Total participants	2012-01-01	7,055
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	16
2011: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2011 401k membership
Total participants, beginning-of-year	2011-01-01	7,276
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	1,805
Number of retired or separated participants receiving benefits	2011-01-01	3,070
Number of other retired or separated participants entitled to future benefits	2011-01-01	1,517
Total of all active and inactive participants	2011-01-01	6,392
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	747
Total participants	2011-01-01	7,139
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	30
2009: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2009 401k membership
Total participants, beginning-of-year	2009-01-01	7,650
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	2,064
Number of retired or separated participants receiving benefits	2009-01-01	2,934
Number of other retired or separated participants entitled to future benefits	2009-01-01	1,840
Total of all active and inactive participants	2009-01-01	6,838
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	620
Total participants	2009-01-01	7,458
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	9

Financial Data on PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY

Measure	Date	Value
2016 : PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2016-12-30	$-10,797,249
Total unrealized appreciation/depreciation of assets	2016-12-30	$-10,797,249
Total transfer of assets from this plan	2016-12-30	$227,696,648
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2016-12-30	$994,576
Total income from all sources (including contributions)	2016-12-30	$10,450,994
Total loss/gain on sale of assets	2016-12-30	$12,131,020
Total of all expenses incurred	2016-12-30	$19,319,484
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2016-12-30	$16,255,896
Value of total assets at end of year	2016-12-30	$0
Value of total assets at beginning of year	2016-12-30	$237,559,714
Total of administrative expenses incurred including professional, contract, advisory and management fees	2016-12-30	$3,063,588
Total interest from all sources	2016-12-30	$0
Total dividends received (eg from common stock, registered investment company shares)	2016-12-30	$6,296,306
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2016-12-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2016-12-30	$5,684,909
Administrative expenses professional fees incurred	2016-12-30	$79,501
Was this plan covered by a fidelity bond	2016-12-30	Yes
Value of fidelity bond cover	2016-12-30	$10,000,000
If this is an individual account plan, was there a blackout period	2016-12-30	No
Were there any nonexempt tranactions with any party-in-interest	2016-12-30	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2016-12-30	$562,751
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2016-12-30	$635,763
Other income not declared elsewhere	2016-12-30	$6,403
Administrative expenses (other) incurred	2016-12-30	$1,649,706
Liabilities. Value of operating payables at end of year	2016-12-30	$0
Liabilities. Value of operating payables at beginning of year	2016-12-30	$358,813
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-30	No
Value of net income/loss	2016-12-30	$-8,868,490
Value of net assets at end of year (total assets less liabilities)	2016-12-30	$0
Value of net assets at beginning of year (total assets less liabilities)	2016-12-30	$236,565,138
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2016-12-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2016-12-30	No
Were any leases to which the plan was party in default or uncollectible	2016-12-30	No
Investment advisory and management fees	2016-12-30	$1,334,381
Value of interest in registered invesment companies (eg mutual funds) at end of year	2016-12-30	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2016-12-30	$101,185,628
Interest earned on other investments	2016-12-30	$0
Value of interest in common/collective trusts at end of year	2016-12-30	$0
Value of interest in common/collective trusts at beginning of year	2016-12-30	$76,666,492
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2016-12-30	$774,186
Net investment gain or loss from common/collective trusts	2016-12-30	$2,040,328
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2016-12-30	Yes
Was there a failure to transmit to the plan any participant contributions	2016-12-30	No
Has the plan failed to provide any benefit when due under the plan	2016-12-30	No
Income. Dividends from common stock	2016-12-30	$611,397
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2016-12-30	$16,255,896
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2016-12-30	No
Assets. Corporate common stocks other than exployer securities at end of year	2016-12-30	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2016-12-30	$59,144,843
Did the plan have assets held for investment	2016-12-30	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2016-12-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2016-12-30	Yes
Aggregate proceeds on sale of assets	2016-12-30	$74,900,764
Aggregate carrying amount (costs) on sale of assets	2016-12-30	$62,769,744
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2016-12-30	Yes
Opinion of an independent qualified public accountant for this plan	2016-12-30	Disclaimer
Accountancy firm name	2016-12-30	DOPKINS & COMPANY, LLP
Accountancy firm EIN	2016-12-30	160929175
2015 : PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2015-12-31	$-4,213,644
Total unrealized appreciation/depreciation of assets	2015-12-31	$-4,213,644
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$994,576
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2015-12-31	$763,622
Total income from all sources (including contributions)	2015-12-31	$-587,874
Total loss/gain on sale of assets	2015-12-31	$4,740,027
Total of all expenses incurred	2015-12-31	$17,874,816
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2015-12-31	$15,393,793
Value of total assets at end of year	2015-12-31	$237,559,714
Value of total assets at beginning of year	2015-12-31	$255,791,450
Total of administrative expenses incurred including professional, contract, advisory and management fees	2015-12-31	$2,481,023
Total interest from all sources	2015-12-31	$3,550
Total dividends received (eg from common stock, registered investment company shares)	2015-12-31	$5,045,151
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2015-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2015-12-31	$3,907,258
Administrative expenses professional fees incurred	2015-12-31	$162,992
Was this plan covered by a fidelity bond	2015-12-31	Yes
Value of fidelity bond cover	2015-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2015-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2015-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2015-12-31	$562,751
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2015-12-31	$564,127
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2015-12-31	$635,763
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2015-12-31	$327,028
Other income not declared elsewhere	2015-12-31	$16,339
Administrative expenses (other) incurred	2015-12-31	$1,110,330
Liabilities. Value of operating payables at end of year	2015-12-31	$358,813
Liabilities. Value of operating payables at beginning of year	2015-12-31	$436,594
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Value of net income/loss	2015-12-31	$-18,462,690
Value of net assets at end of year (total assets less liabilities)	2015-12-31	$236,565,138
Value of net assets at beginning of year (total assets less liabilities)	2015-12-31	$255,027,828
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2015-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2015-12-31	No
Were any leases to which the plan was party in default or uncollectible	2015-12-31	No
Investment advisory and management fees	2015-12-31	$1,207,701
Value of interest in registered invesment companies (eg mutual funds) at end of year	2015-12-31	$101,185,628
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2015-12-31	$106,670,305
Interest earned on other investments	2015-12-31	$3,550
Value of interest in common/collective trusts at end of year	2015-12-31	$76,666,492
Value of interest in common/collective trusts at beginning of year	2015-12-31	$79,896,005
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2015-12-31	$-6,569,830
Net investment gain or loss from common/collective trusts	2015-12-31	$390,533
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2015-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2015-12-31	No
Has the plan failed to provide any benefit when due under the plan	2015-12-31	No
Employer contributions (assets) at beginning of year	2015-12-31	$11,000,000
Income. Dividends from common stock	2015-12-31	$1,137,893
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2015-12-31	$15,393,793
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2015-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2015-12-31	$59,144,843
Assets. Corporate common stocks other than exployer securities at beginning of year	2015-12-31	$57,661,013
Did the plan have assets held for investment	2015-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2015-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2015-12-31	No
Aggregate proceeds on sale of assets	2015-12-31	$26,806,834
Aggregate carrying amount (costs) on sale of assets	2015-12-31	$22,066,807
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2015-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2015-12-31	Disclaimer
Accountancy firm name	2015-12-31	DOPKINS & COMPANY, LLP
Accountancy firm EIN	2015-12-31	160929175
2014 : PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2014-12-31	$-10,803,145
Total unrealized appreciation/depreciation of assets	2014-12-31	$-10,803,145
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$763,622
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$859,552
Total income from all sources (including contributions)	2014-12-31	$30,463,905
Total loss/gain on sale of assets	2014-12-31	$17,694,543
Total of all expenses incurred	2014-12-31	$30,500,277
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$27,991,392
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$11,000,000
Value of total assets at end of year	2014-12-31	$255,791,450
Value of total assets at beginning of year	2014-12-31	$255,923,752
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$2,508,885
Total interest from all sources	2014-12-31	$5,764
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$5,460,654
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-12-31	$3,965,460
Administrative expenses professional fees incurred	2014-12-31	$519,926
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2014-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	Yes
Amount of non-exempt transactions with any party-in-interest	2014-12-31	$73,436
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-12-31	$564,127
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$632,659
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2014-12-31	$327,028
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2014-12-31	$497,227
Other income not declared elsewhere	2014-12-31	$47,120
Administrative expenses (other) incurred	2014-12-31	$641,046
Liabilities. Value of operating payables at end of year	2014-12-31	$436,594
Liabilities. Value of operating payables at beginning of year	2014-12-31	$362,325
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-36,372
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$255,027,828
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$255,064,200
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Investment advisory and management fees	2014-12-31	$1,347,913
Value of interest in registered invesment companies (eg mutual funds) at end of year	2014-12-31	$106,670,305
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-12-31	$85,145,892
Interest earned on other investments	2014-12-31	$5,764
Value of interest in common/collective trusts at end of year	2014-12-31	$79,896,005
Value of interest in common/collective trusts at beginning of year	2014-12-31	$68,184,554
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-12-31	$8,354,694
Net investment gain or loss from common/collective trusts	2014-12-31	$-1,295,725
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Contributions received in cash from employer	2014-12-31	$11,000,000
Employer contributions (assets) at end of year	2014-12-31	$11,000,000
Employer contributions (assets) at beginning of year	2014-12-31	$8,450,000
Income. Dividends from common stock	2014-12-31	$1,495,194
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$27,991,392
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2014-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2014-12-31	$57,661,013
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-12-31	$93,510,647
Did the plan have assets held for investment	2014-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	No
Aggregate proceeds on sale of assets	2014-12-31	$80,730,419
Aggregate carrying amount (costs) on sale of assets	2014-12-31	$63,035,876
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	DOPKINS & COMPANY, LLP
Accountancy firm EIN	2014-12-31	160929175
2013 : PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$13,970,515
Total unrealized appreciation/depreciation of assets	2013-12-31	$13,970,515
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$859,552
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$1,062,368
Total income from all sources (including contributions)	2013-12-31	$38,659,673
Total loss/gain on sale of assets	2013-12-31	$10,400,650
Total of all expenses incurred	2013-12-31	$16,394,423
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$14,156,043
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$5,550,000
Value of total assets at end of year	2013-12-31	$247,473,752
Value of total assets at beginning of year	2013-12-31	$225,411,318
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$2,238,380
Total interest from all sources	2013-12-31	$7,836
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$4,883,644
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$3,394,629
Administrative expenses professional fees incurred	2013-12-31	$310,729
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2013-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$632,659
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$673,578
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2013-12-31	$497,227
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-12-31	$618,932
Administrative expenses (other) incurred	2013-12-31	$727,212
Liabilities. Value of operating payables at end of year	2013-12-31	$362,325
Liabilities. Value of operating payables at beginning of year	2013-12-31	$443,436
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$22,265,250
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$246,614,200
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$224,348,950
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Investment advisory and management fees	2013-12-31	$1,200,439
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-12-31	$85,145,892
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-12-31	$85,457,947
Interest earned on other investments	2013-12-31	$7,836
Value of interest in common/collective trusts at end of year	2013-12-31	$68,184,554
Value of interest in common/collective trusts at beginning of year	2013-12-31	$58,341,256
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-12-31	$-5,067,416
Net investment gain or loss from common/collective trusts	2013-12-31	$8,914,444
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	No
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$5,550,000
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$5,550,000
Income. Dividends from common stock	2013-12-31	$1,489,015
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$14,156,043
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2013-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2013-12-31	$93,510,647
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-12-31	$75,388,537
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Aggregate proceeds on sale of assets	2013-12-31	$47,316,692
Aggregate carrying amount (costs) on sale of assets	2013-12-31	$36,916,042
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	DOPKINS & COMPANY, LLP
Accountancy firm EIN	2013-12-31	160929175
2012 : PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$4,360,154
Total unrealized appreciation/depreciation of assets	2012-12-31	$4,360,154
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$1,062,368
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$552,351
Total income from all sources (including contributions)	2012-12-31	$37,305,921
Total loss/gain on sale of assets	2012-12-31	$5,321,427
Total of all expenses incurred	2012-12-31	$16,355,894
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$13,796,372
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$11,550,000
Value of total assets at end of year	2012-12-31	$225,411,318
Value of total assets at beginning of year	2012-12-31	$203,951,274
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$2,559,522
Total interest from all sources	2012-12-31	$8,995
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$4,824,386
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-12-31	$3,258,367
Administrative expenses professional fees incurred	2012-12-31	$248,873
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2012-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2012-12-31	$0
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$673,578
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$593,699
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-12-31	$618,932
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2012-12-31	$552,351
Administrative expenses (other) incurred	2012-12-31	$702,970
Liabilities. Value of operating payables at end of year	2012-12-31	$443,436
Liabilities. Value of operating payables at beginning of year	2012-12-31	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$20,950,027
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$224,348,950
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$203,398,923
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$1,607,679
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-12-31	$85,457,947
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-12-31	$81,158,126
Interest earned on other investments	2012-12-31	$8,995
Value of interest in common/collective trusts at end of year	2012-12-31	$58,341,256
Value of interest in common/collective trusts at beginning of year	2012-12-31	$39,367,577
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-12-31	$4,627,589
Net investment gain or loss from common/collective trusts	2012-12-31	$6,613,370
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	No
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$11,550,000
Employer contributions (assets) at end of year	2012-12-31	$5,550,000
Employer contributions (assets) at beginning of year	2012-12-31	$6,919,000
Income. Dividends from common stock	2012-12-31	$1,566,019
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$13,796,372
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2012-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$75,388,537
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$75,912,872
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Aggregate proceeds on sale of assets	2012-12-31	$51,580,550
Aggregate carrying amount (costs) on sale of assets	2012-12-31	$46,259,123
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	DOPKINS & COMPANY, LLP
Accountancy firm EIN	2012-12-31	160929175
2011 : PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$-4,274,960
Total unrealized appreciation/depreciation of assets	2011-12-31	$-4,274,960
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$552,351
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$387,436
Total income from all sources (including contributions)	2011-12-31	$18,516,192
Total loss/gain on sale of assets	2011-12-31	$4,759,474
Total of all expenses incurred	2011-12-31	$15,876,230
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$14,014,549
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$13,584,299
Value of total assets at end of year	2011-12-31	$203,951,274
Value of total assets at beginning of year	2011-12-31	$201,146,397
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$1,861,681
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$4,358,731
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-12-31	$3,054,952
Administrative expenses professional fees incurred	2011-12-31	$171,965
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$10,000,000
If this is an individual account plan, was there a blackout period	2011-12-31	No
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Income. Received or receivable in cash from other sources (including rollovers)	2011-12-31	$8,299
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$593,699
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$379,481
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2011-12-31	$552,351
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2011-12-31	$387,436
Administrative expenses (other) incurred	2011-12-31	$517,595
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$2,639,962
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$203,398,923
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$200,758,961
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$1,172,121
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-12-31	$81,158,126
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-12-31	$66,374,396
Value of interest in common/collective trusts at end of year	2011-12-31	$39,367,577
Value of interest in common/collective trusts at beginning of year	2011-12-31	$42,178,031
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-12-31	$7,969,794
Net investment gain or loss from common/collective trusts	2011-12-31	$-7,881,146
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	No
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$13,576,000
Employer contributions (assets) at end of year	2011-12-31	$6,919,000
Employer contributions (assets) at beginning of year	2011-12-31	$17,000,000
Income. Dividends from common stock	2011-12-31	$1,303,779
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$14,014,549
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-3	2011-12-31	No
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$75,912,872
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$75,214,489
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Aggregate proceeds on sale of assets	2011-12-31	$38,426,351
Aggregate carrying amount (costs) on sale of assets	2011-12-31	$33,666,877
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	DOPKINS & COMPANY, LLP
Accountancy firm EIN	2011-12-31	160929175
2010 : PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$8,026,873
Total unrealized appreciation/depreciation of assets	2010-12-31	$8,026,873
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$387,436
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$245,600
Total income from all sources (including contributions)	2010-12-31	$39,088,872
Total loss/gain on sale of assets	2010-12-31	$1,492,191
Total of all expenses incurred	2010-12-31	$15,335,108
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$13,468,078
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$17,071,398
Value of total assets at end of year	2010-12-31	$201,146,397
Value of total assets at beginning of year	2010-12-31	$177,250,797
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$1,867,030
Total interest from all sources	2010-12-31	$0
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$5,273,997
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Total dividends received from registered investment company shares (eg mutual funds)	2010-12-31	$4,037,991
Administrative expenses professional fees incurred	2010-12-31	$429,363
Assets. Corporate prefeered stocks other than exployer securities at end of year	2010-12-31	$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2010-12-31	$198,436
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Assets. Other investments not covered elsewhere at beginning of year	2010-12-31	$0
Income. Received or receivable in cash from other sources (including rollovers)	2010-12-31	$71,398
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$379,481
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$574,771
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2010-12-31	$387,436
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2010-12-31	$245,600
Administrative expenses (other) incurred	2010-12-31	$578,892
Total non interest bearing cash at end of year	2010-12-31	$0
Total non interest bearing cash at beginning of year	2010-12-31	$6
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$23,753,764
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$200,758,961
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$177,005,197
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$858,775
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$66,374,396
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$63,271,891
Interest on participant loans	2010-12-31	$0
Income. Interest from loans (other than to participants)	2010-12-31	$0
Interest earned on other investments	2010-12-31	$0
Income. Interest from US Government securities	2010-12-31	$0
Income. Interest from corporate debt instruments	2010-12-31	$0
Value of interest in common/collective trusts at end of year	2010-12-31	$42,178,031
Value of interest in common/collective trusts at beginning of year	2010-12-31	$42,021,585
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$5,788
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$5,788
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$0
Asset value of US Government securities at end of year	2010-12-31	$0
Asset value of US Government securities at beginning of year	2010-12-31	$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2010-12-31	$2,723,628
Net investment gain or loss from common/collective trusts	2010-12-31	$4,500,785
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$17,000,000
Employer contributions (assets) at end of year	2010-12-31	$17,000,000
Employer contributions (assets) at beginning of year	2010-12-31	$0
Income. Dividends from common stock	2010-12-31	$1,236,006
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$13,468,078
Asset. Corporate debt instrument preferred debt at end of year	2010-12-31	$0
Asset. Corporate debt instrument preferred debt at beginning of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at end of year	2010-12-31	$0
Asset. Corporate debt instrument debt (other) at beginning of year	2010-12-31	$0
Contract administrator fees	2010-12-31	$0
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$75,214,489
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$71,178,320
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Aggregate proceeds on sale of assets	2010-12-31	$38,010,123
Aggregate carrying amount (costs) on sale of assets	2010-12-31	$36,517,932
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	DOPKINS & COMPANY LLP
Accountancy firm EIN	2010-12-31	160929175
2009 : PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY

2016: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2016 form 5500 responses
2016-01-01	Type of plan entity	Single employer plan
2016-01-01	This submission is the final filing	Yes
2016-01-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2016-01-01	Plan is a collectively bargained plan	Yes
2016-01-01	Plan funding arrangement – Trust	Yes
2016-01-01	Plan benefit arrangement - Trust	Yes
2015: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2015 form 5500 responses
2015-01-01	Type of plan entity	Single employer plan
2015-01-01	Plan is a collectively bargained plan	Yes
2015-01-01	Plan funding arrangement – Trust	Yes
2015-01-01	Plan benefit arrangement - Trust	Yes
2014: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2014 form 5500 responses
2014-01-01	Type of plan entity	Single employer plan
2014-01-01	Plan is a collectively bargained plan	Yes
2014-01-01	Plan funding arrangement – Trust	Yes
2014-01-01	Plan benefit arrangement - Trust	Yes
2013: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Plan is a collectively bargained plan	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Plan is a collectively bargained plan	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Plan is a collectively bargained plan	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: PENSION PLAN FOR EMPLOYEES OF DRESSER-RAND COMPANY 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	DRESSER-RAND COMPANY
Employer identification number (EIN):	201897619
NAIC Classification:	333610