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PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 401k Plan overview

Plan NamePENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES
Plan identification number 004

PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

ROYAL BANK OF CANADA has sponsored the creation of one or more 401k plans.

Company Name:ROYAL BANK OF CANADA
Employer identification number (EIN):135357855
NAIC Classification:522190
NAIC Description:Other Depository Credit Intermediation

Additional information about ROYAL BANK OF CANADA

Jurisdiction of Incorporation: Georgia Department of States Corporations Division
Incorporation Date:
Company Identification Number: 777811

More information about ROYAL BANK OF CANADA

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0042020-01-01
0042019-01-01
0042018-01-01
0042018-01-01
0042017-01-01SHERENA JESKE
0042016-01-01NDIKUM CHI
0042016-01-01
0042015-01-01NDIKUM CHI
0042014-01-01NDIKUM CHI NDIKUM CHI2015-12-10
0042014-01-01NDIKUM CHI
0042013-01-01NDIKUM CHI
0042012-01-01NDIKUM CHI
0042011-01-01NDIKUM CHI
0042009-01-01
0042009-01-01NDIKUM CHI
0042009-01-01
0042009-01-01
0042009-01-01

Plan Statistics for PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES

401k plan membership statisitcs for PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES

Measure Date Value
2020: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2020 401k membership
Total participants, beginning-of-year2020-01-012,066
Total number of active participants reported on line 7a of the Form 55002020-01-010
Number of retired or separated participants receiving benefits2020-01-010
Number of other retired or separated participants entitled to future benefits2020-01-0146
Total of all active and inactive participants2020-01-0146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-015
Total participants2020-01-0151
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-010
2019: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2019 401k membership
Market value of plan assets2019-12-31152,765,137
Acturial value of plan assets2019-12-31152,765,137
Funding target for retired participants and beneficiaries receiving payment2019-12-31106,971,035
Number of terminated vested participants2019-12-31588
Fundng target for terminated vested participants2019-12-3123,933,769
Active participant vested funding target2019-12-313,120,188
Number of active participants2019-12-3161
Total funding liabilities for active participants2019-12-313,246,888
Total participant count2019-12-312,117
Total funding target for all participants2019-12-31134,151,692
Balance at beginning of prior year after applicable adjustments2019-12-3142,266,577
Prefunding balance at beginning of prior year after applicable adjustments2019-12-311,507,529
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-311,000,000
Prefunding balanced used to offset prior years funding requirement2019-12-310
Amount remaining of carryover balance2019-12-3141,266,577
Amount remaining of prefunding balance2019-12-311,507,529
Present value of excess contributions2019-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-3140,218,406
Balance of prefunding at beginning of current year2019-12-311,469,238
Total employer contributions2019-12-310
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-310
Liquidity shortfalls end of Q12019-12-310
Liquidity shortfalls end of Q22019-12-310
Liquidity shortfalls end of Q32019-12-310
Liquidity shortfalls end of Q42019-12-310
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-311,000,000
Net shortfall amortization installment of oustanding balance2019-12-310
Waiver amortization installment2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-311,000,000
Carryover balance elected to use to offset funding requirement2019-12-311,000,000
Prefunding balance elected to use to offset funding requirement2019-12-310
Additional cash requirement2019-12-310
Contributions allocatedtoward minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-012,117
Total number of active participants reported on line 7a of the Form 55002019-01-0156
Number of retired or separated participants receiving benefits2019-01-011,243
Number of other retired or separated participants entitled to future benefits2019-01-01556
Total of all active and inactive participants2019-01-011,855
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-01211
Total participants2019-01-012,066
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2018 401k membership
Market value of plan assets2018-12-31168,898,095
Acturial value of plan assets2018-12-31168,898,095
Funding target for retired participants and beneficiaries receiving payment2018-12-31107,309,655
Number of terminated vested participants2018-12-31623
Fundng target for terminated vested participants2018-12-3126,170,124
Active participant vested funding target2018-12-313,157,396
Number of active participants2018-12-3165
Total funding liabilities for active participants2018-12-313,293,419
Total participant count2018-12-312,166
Total funding target for all participants2018-12-31136,773,198
Balance at beginning of prior year after applicable adjustments2018-12-3140,354,355
Prefunding balance at beginning of prior year after applicable adjustments2018-12-311,403,658
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-311,000,000
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-3139,354,355
Amount remaining of prefunding balance2018-12-311,403,658
Present value of excess contributions2018-12-319,213,346
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-319,760,435
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-3142,266,577
Balance of prefunding at beginning of current year2018-12-311,507,529
Total employer contributions2018-12-310
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-310
Liquidity shortfalls end of Q12018-12-310
Liquidity shortfalls end of Q22018-12-310
Liquidity shortfalls end of Q32018-12-310
Liquidity shortfalls end of Q42018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-311,000,000
Net shortfall amortization installment of oustanding balance2018-12-310
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-311,000,000
Carryover balance elected to use to offset funding requirement2018-12-311,000,000
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-310
Contributions allocatedtoward minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-012,166
Total number of active participants reported on line 7a of the Form 55002018-01-0161
Number of retired or separated participants receiving benefits2018-01-011,254
Number of other retired or separated participants entitled to future benefits2018-01-01582
Total of all active and inactive participants2018-01-011,897
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-01220
Total participants2018-01-012,117
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2017 401k membership
Market value of plan assets2017-12-31160,106,274
Acturial value of plan assets2017-12-31160,106,274
Funding target for retired participants and beneficiaries receiving payment2017-12-31102,257,368
Number of terminated vested participants2017-12-31648
Fundng target for terminated vested participants2017-12-3126,015,467
Active participant vested funding target2017-12-313,534,875
Number of active participants2017-12-3174
Total funding liabilities for active participants2017-12-313,690,775
Total participant count2017-12-312,194
Total funding target for all participants2017-12-31131,963,610
Balance at beginning of prior year after applicable adjustments2017-12-3139,447,366
Prefunding balance at beginning of prior year after applicable adjustments2017-12-311,337,327
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-311,000,000
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-3138,447,366
Amount remaining of prefunding balance2017-12-311,337,327
Present value of excess contributions2017-12-316,350,449
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-316,718,936
Balance of carryovers at beginning of current year2017-12-3140,354,355
Balance of prefunding at beginning of current year2017-12-311,403,658
Total employer contributions2017-12-3110,000,000
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-319,213,346
Liquidity shortfalls end of Q12017-12-310
Liquidity shortfalls end of Q22017-12-310
Liquidity shortfalls end of Q32017-12-310
Liquidity shortfalls end of Q42017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-311,000,000
Net shortfall amortization installment of oustanding balance2017-12-310
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-311,000,000
Carryover balance elected to use to offset funding requirement2017-12-311,000,000
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-310
Contributions allocatedtoward minimum required contributions for current year2017-12-319,213,346
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-012,259
Total number of active participants reported on line 7a of the Form 55002017-01-0174
Number of retired or separated participants receiving benefits2017-01-011,270
Number of other retired or separated participants entitled to future benefits2017-01-01641
Total of all active and inactive participants2017-01-011,985
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-01209
Total participants2017-01-012,194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2016 401k membership
Market value of plan assets2016-12-31158,951,314
Acturial value of plan assets2016-12-31158,951,314
Funding target for retired participants and beneficiaries receiving payment2016-12-31103,862,658
Number of terminated vested participants2016-12-31673
Fundng target for terminated vested participants2016-12-3125,705,698
Active participant vested funding target2016-12-315,401,550
Number of active participants2016-12-3192
Total funding liabilities for active participants2016-12-315,601,115
Total participant count2016-12-312,259
Total funding target for all participants2016-12-31135,169,471
Balance at beginning of prior year after applicable adjustments2016-12-3140,777,519
Prefunding balance at beginning of prior year after applicable adjustments2016-12-311,348,520
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-311,000,000
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-3139,777,519
Amount remaining of prefunding balance2016-12-311,348,520
Present value of excess contributions2016-12-317,280,039
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-317,662,357
Balance of carryovers at beginning of current year2016-12-3139,447,366
Balance of prefunding at beginning of current year2016-12-311,337,327
Total employer contributions2016-12-317,000,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-316,350,449
Liquidity shortfalls end of Q12016-12-310
Liquidity shortfalls end of Q22016-12-310
Liquidity shortfalls end of Q32016-12-310
Liquidity shortfalls end of Q42016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-311,000,000
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-311,000,000
Carryover balance elected to use to offset funding requirement2016-12-311,000,000
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-310
Contributions allocatedtoward minimum required contributions for current year2016-12-316,350,449
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-012,259
Total number of active participants reported on line 7a of the Form 55002016-01-0174
Number of retired or separated participants receiving benefits2016-01-011,270
Number of other retired or separated participants entitled to future benefits2016-01-01641
Total of all active and inactive participants2016-01-011,985
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-01209
Total participants2016-01-012,194
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2015 401k membership
Total participants, beginning-of-year2015-01-012,934
Total number of active participants reported on line 7a of the Form 55002015-01-0192
Number of retired or separated participants receiving benefits2015-01-011,289
Number of other retired or separated participants entitled to future benefits2015-01-01666
Total of all active and inactive participants2015-01-012,047
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-01212
Total participants2015-01-012,259
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2014 401k membership
Total participants, beginning-of-year2014-01-013,015
Total number of active participants reported on line 7a of the Form 55002014-01-01107
Number of retired or separated participants receiving benefits2014-01-011,284
Number of other retired or separated participants entitled to future benefits2014-01-011,348
Total of all active and inactive participants2014-01-012,739
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-01195
Total participants2014-01-012,934
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2013 401k membership
Total participants, beginning-of-year2013-01-013,104
Total number of active participants reported on line 7a of the Form 55002013-01-01117
Number of retired or separated participants receiving benefits2013-01-011,264
Number of other retired or separated participants entitled to future benefits2013-01-011,432
Total of all active and inactive participants2013-01-012,813
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01202
Total participants2013-01-013,015
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2012 401k membership
Total participants, beginning-of-year2012-01-013,510
Total number of active participants reported on line 7a of the Form 55002012-01-01129
Number of retired or separated participants receiving benefits2012-01-011,250
Number of other retired or separated participants entitled to future benefits2012-01-011,540
Total of all active and inactive participants2012-01-012,919
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01185
Total participants2012-01-013,104
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2011 401k membership
Total participants, beginning-of-year2011-01-013,610
Total number of active participants reported on line 7a of the Form 55002011-01-01857
Number of retired or separated participants receiving benefits2011-01-011,201
Number of other retired or separated participants entitled to future benefits2011-01-011,274
Total of all active and inactive participants2011-01-013,332
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-01178
Total participants2011-01-013,510
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2009 401k membership
Total participants, beginning-of-year2009-01-013,823
Total number of active participants reported on line 7a of the Form 55002009-01-011,034
Number of retired or separated participants receiving benefits2009-01-011,134
Number of other retired or separated participants entitled to future benefits2009-01-011,377
Total of all active and inactive participants2009-01-013,545
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-01170
Total participants2009-01-013,715
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES

Measure Date Value
2021 : PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2021 401k financial data
Total unrealized appreciation/depreciation of assets2021-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$159,471
Total income from all sources (including contributions)2021-12-31$200,551
Total loss/gain on sale of assets2021-12-31$0
Total of all expenses incurred2021-12-31$1,097,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$836,497
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$201,552
Value of total assets at end of year2021-12-31$8,227,692
Value of total assets at beginning of year2021-12-31$9,284,232
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$261,123
Total interest from all sources2021-12-31$-1,001
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Total income from all sources2021-12-31$200,551
Expenses. Total of all expenses incurred2021-12-31$1,097,620
Benefits paid (including direct rollovers)2021-12-31$734,641
Total plan assets at end of year2021-12-31$8,227,692
Total plan assets at beginning of year2021-12-31$9,124,761
Expenses. Other expenses not covered elsewhere2021-12-31$101,856
Contributions received from other sources (not participants or employers)2021-12-31$21,949
Noncash contributions received2021-12-31$-1,001
Net income (gross income less expenses)2021-12-31$-897,069
Net plan assets at end of year (total assets less liabilities)2021-12-31$8,227,692
Net plan assets at beginning of year (total assets less liabilities)2021-12-31$9,124,761
Total contributions received or receivable from employer(s)2021-12-31$179,603
Expenses. Administrative service providers (salaries,fees and commissions)2021-12-31$261,123
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2021-12-31$0
Administrative expenses professional fees incurred2021-12-31$261,123
Was this plan covered by a fidelity bond2021-12-31No
If this is an individual account plan, was there a blackout period2021-12-31No
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Assets. Other investments not covered elsewhere at end of year2021-12-31$8,227,692
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$9,158,057
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$21,949
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2021-12-31$101,856
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$1,257
Liabilities. Value of operating payables at end of year2021-12-31$0
Liabilities. Value of operating payables at beginning of year2021-12-31$159,471
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$-897,069
Value of net assets at end of year (total assets less liabilities)2021-12-31$8,227,692
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$9,124,761
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in common/collective trusts at beginning of year2021-12-31$0
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$-1,001
Asset value of US Government securities at beginning of year2021-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$179,603
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$734,641
Asset. Corporate debt instrument debt (other) at end of year2021-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2021-12-31$124,918
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
2020 : PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$5,838
Total unrealized appreciation/depreciation of assets2020-12-31$5,838
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$159,471
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$314,125
Total income from all sources (including contributions)2020-12-31$23,792,452
Total loss/gain on sale of assets2020-12-31$-2,483,204
Total of all expenses incurred2020-12-31$176,352,342
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$174,283,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$24,699,137
Value of total assets at end of year2020-12-31$9,284,232
Value of total assets at beginning of year2020-12-31$161,998,776
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$2,068,830
Total interest from all sources2020-12-31$1,570,681
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2020-12-31$161,684,651
Administrative expenses professional fees incurred2020-12-31$1,777,231
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$25,000,000
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$2,066
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$0
Assets. Other investments not covered elsewhere at end of year2020-12-31$9,158,057
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$73,468,749
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$11,059,137
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$1,257
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$1,227,273
Administrative expenses (other) incurred2020-12-31$172,036
Liabilities. Value of operating payables at end of year2020-12-31$159,471
Liabilities. Value of operating payables at beginning of year2020-12-31$314,125
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$-152,559,890
Value of net assets at end of year (total assets less liabilities)2020-12-31$9,124,761
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$161,684,651
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$119,563
Interest earned on other investments2020-12-31$3,303
Income. Interest from US Government securities2020-12-31$2,635
Income. Interest from corporate debt instruments2020-12-31$1,564,743
Value of interest in common/collective trusts at end of year2020-12-31$0
Value of interest in common/collective trusts at beginning of year2020-12-31$282,522
Expenses. Payments to insurance carriers foe the provision of benefits2020-12-31$150,584,075
Asset value of US Government securities at end of year2020-12-31$0
Asset value of US Government securities at beginning of year2020-12-31$421,697
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$13,640,000
Employer contributions (assets) at beginning of year2020-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$23,699,437
Asset. Corporate debt instrument debt (other) at end of year2020-12-31$124,918
Asset. Corporate debt instrument debt (other) at beginning of year2020-12-31$86,598,535
Contract administrator fees2020-12-31$0
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$-2,483,204
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2020-12-31410746749
2019 : PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$7,463,153
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$7,463,153
Total unrealized appreciation/depreciation of assets2019-12-31$7,463,153
Total unrealized appreciation/depreciation of assets2019-12-31$7,463,153
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets to this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total transfer of assets from this plan2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$314,125
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$314,125
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$223,021
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$223,021
Total income from all sources (including contributions)2019-12-31$22,772,763
Total income from all sources (including contributions)2019-12-31$22,772,763
Total loss/gain on sale of assets2019-12-31$5,157,525
Total loss/gain on sale of assets2019-12-31$5,157,525
Total of all expenses incurred2019-12-31$13,630,228
Total of all expenses incurred2019-12-31$13,630,228
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$11,889,651
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$11,889,651
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,893,129
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$6,893,129
Value of total assets at end of year2019-12-31$161,998,776
Value of total assets at end of year2019-12-31$161,998,776
Value of total assets at beginning of year2019-12-31$152,765,137
Value of total assets at beginning of year2019-12-31$152,765,137
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,740,577
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$1,740,577
Total interest from all sources2019-12-31$3,258,956
Total interest from all sources2019-12-31$3,258,956
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-12-31$0
Administrative expenses professional fees incurred2019-12-31$1,319,297
Administrative expenses professional fees incurred2019-12-31$1,319,297
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$25,000,000
Value of fidelity bond cover2019-12-31$25,000,000
If this is an individual account plan, was there a blackout period2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$73,468,749
Assets. Other investments not covered elsewhere at end of year2019-12-31$73,468,749
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$69,829,636
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$69,829,636
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$6,893,129
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$6,893,129
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$1,227,273
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$1,227,273
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$832,556
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$832,556
Administrative expenses (other) incurred2019-12-31$175,881
Administrative expenses (other) incurred2019-12-31$175,881
Liabilities. Value of operating payables at end of year2019-12-31$314,125
Liabilities. Value of operating payables at end of year2019-12-31$314,125
Liabilities. Value of operating payables at beginning of year2019-12-31$223,021
Liabilities. Value of operating payables at beginning of year2019-12-31$223,021
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$9,142,535
Value of net income/loss2019-12-31$9,142,535
Value of net assets at end of year (total assets less liabilities)2019-12-31$161,684,651
Value of net assets at end of year (total assets less liabilities)2019-12-31$161,684,651
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$152,542,116
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$152,542,116
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Investment advisory and management fees2019-12-31$245,399
Investment advisory and management fees2019-12-31$245,399
Interest earned on other investments2019-12-31$16,330
Interest earned on other investments2019-12-31$16,330
Income. Interest from US Government securities2019-12-31$37,736
Income. Interest from US Government securities2019-12-31$37,736
Income. Interest from corporate debt instruments2019-12-31$3,204,890
Income. Interest from corporate debt instruments2019-12-31$3,204,890
Value of interest in common/collective trusts at end of year2019-12-31$282,522
Value of interest in common/collective trusts at end of year2019-12-31$282,522
Value of interest in common/collective trusts at beginning of year2019-12-31$670,556
Value of interest in common/collective trusts at beginning of year2019-12-31$670,556
Asset value of US Government securities at end of year2019-12-31$421,697
Asset value of US Government securities at end of year2019-12-31$421,697
Asset value of US Government securities at beginning of year2019-12-31$1,184,544
Asset value of US Government securities at beginning of year2019-12-31$1,184,544
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at end of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Employer contributions (assets) at beginning of year2019-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$11,889,651
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$11,889,651
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$86,598,535
Asset. Corporate debt instrument debt (other) at end of year2019-12-31$86,598,535
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$80,247,845
Asset. Corporate debt instrument debt (other) at beginning of year2019-12-31$80,247,845
Contract administrator fees2019-12-31$0
Contract administrator fees2019-12-31$0
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$5,157,525
Aggregate proceeds on sale of assets2019-12-31$5,157,525
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm name2019-12-31CLIFTONLARSONALLEN LLP
Accountancy firm EIN2019-12-31410746749
Accountancy firm EIN2019-12-31410746749
2018 : PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-4,195,312
Total unrealized appreciation/depreciation of assets2018-12-31$-4,195,312
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$223,021
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$135,315
Total income from all sources (including contributions)2018-12-31$-3,682,329
Total loss/gain on sale of assets2018-12-31$-9,423,179
Total of all expenses incurred2018-12-31$12,794,300
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$11,621,474
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$6,756,893
Value of total assets at end of year2018-12-31$152,765,137
Value of total assets at beginning of year2018-12-31$169,154,060
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$1,172,826
Total interest from all sources2018-12-31$3,179,269
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2018-12-31$0
Administrative expenses professional fees incurred2018-12-31$678,262
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$25,000,000
If this is an individual account plan, was there a blackout period2018-12-31No
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$69,829,636
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$78,271,173
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$6,756,893
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$832,556
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$717,516
Administrative expenses (other) incurred2018-12-31$262,862
Liabilities. Value of operating payables at end of year2018-12-31$223,021
Liabilities. Value of operating payables at beginning of year2018-12-31$135,315
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-16,476,629
Value of net assets at end of year (total assets less liabilities)2018-12-31$152,542,116
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$169,018,745
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$231,702
Interest earned on other investments2018-12-31$69,529
Income. Interest from US Government securities2018-12-31$15,972
Income. Interest from corporate debt instruments2018-12-31$3,093,768
Value of interest in common/collective trusts at end of year2018-12-31$670,556
Value of interest in common/collective trusts at beginning of year2018-12-31$2,071,267
Asset value of US Government securities at end of year2018-12-31$1,184,544
Asset value of US Government securities at beginning of year2018-12-31$59,877
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Employer contributions (assets) at end of year2018-12-31$0
Employer contributions (assets) at beginning of year2018-12-31$10,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$11,621,474
Asset. Corporate debt instrument debt (other) at end of year2018-12-31$80,247,845
Asset. Corporate debt instrument debt (other) at beginning of year2018-12-31$78,034,227
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$-9,423,179
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31PRICE WATERHOUSE COOPERS LLP
Accountancy firm EIN2018-12-31134008324
2017 : PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$1,794,118
Total unrealized appreciation/depreciation of assets2017-12-31$1,794,118
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$135,315
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$30,350
Total income from all sources (including contributions)2017-12-31$21,353,901
Total loss/gain on sale of assets2017-12-31$-407,848
Total of all expenses incurred2017-12-31$12,682,144
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$11,414,447
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$16,944,535
Value of total assets at end of year2017-12-31$169,154,060
Value of total assets at beginning of year2017-12-31$160,377,338
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$1,267,697
Total interest from all sources2017-12-31$3,023,096
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Administrative expenses professional fees incurred2017-12-31$755,090
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$25,000,000
If this is an individual account plan, was there a blackout period2017-12-31No
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$78,271,173
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$78,978,982
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$6,944,535
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$717,516
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$751,835
Administrative expenses (other) incurred2017-12-31$240,391
Liabilities. Value of operating payables at end of year2017-12-31$135,315
Liabilities. Value of operating payables at beginning of year2017-12-31$30,350
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$8,671,757
Value of net assets at end of year (total assets less liabilities)2017-12-31$169,018,745
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$160,346,988
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$272,216
Interest earned on other investments2017-12-31$12,276
Income. Interest from US Government securities2017-12-31$443
Income. Interest from corporate debt instruments2017-12-31$3,010,377
Value of interest in common/collective trusts at end of year2017-12-31$2,071,267
Value of interest in common/collective trusts at beginning of year2017-12-31$524,430
Asset value of US Government securities at end of year2017-12-31$59,877
Asset value of US Government securities at beginning of year2017-12-31$169,706
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$10,000,000
Employer contributions (assets) at end of year2017-12-31$10,000,000
Employer contributions (assets) at beginning of year2017-12-31$7,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$11,414,447
Asset. Corporate debt instrument debt (other) at end of year2017-12-31$78,034,227
Asset. Corporate debt instrument debt (other) at beginning of year2017-12-31$72,952,385
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$-407,848
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2017-12-31134008324
2016 : PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$-497,806
Total unrealized appreciation/depreciation of assets2016-12-31$-497,806
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$30,350
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$191,221
Total income from all sources (including contributions)2016-12-31$14,529,604
Total loss/gain on sale of assets2016-12-31$-2,210,066
Total of all expenses incurred2016-12-31$13,209,853
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$12,238,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$14,185,995
Value of total assets at end of year2016-12-31$160,377,338
Value of total assets at beginning of year2016-12-31$159,218,458
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$971,353
Total interest from all sources2016-12-31$2,954,674
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Administrative expenses professional fees incurred2016-12-31$830,777
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$25,000,000
If this is an individual account plan, was there a blackout period2016-12-31No
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$78,978,982
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$90,021,329
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$7,185,995
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$751,835
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$403,430
Other income not declared elsewhere2016-12-31$96,807
Administrative expenses (other) incurred2016-12-31$140,576
Liabilities. Value of operating payables at end of year2016-12-31$30,350
Liabilities. Value of operating payables at beginning of year2016-12-31$191,221
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,319,751
Value of net assets at end of year (total assets less liabilities)2016-12-31$160,346,988
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$159,027,237
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Interest earned on other investments2016-12-31$861,051
Income. Interest from corporate debt instruments2016-12-31$2,093,623
Value of interest in common/collective trusts at end of year2016-12-31$524,430
Value of interest in common/collective trusts at beginning of year2016-12-31$355,443
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$24,312,738
Asset value of US Government securities at end of year2016-12-31$169,706
Asset value of US Government securities at beginning of year2016-12-31$0
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$7,000,000
Employer contributions (assets) at end of year2016-12-31$7,000,000
Employer contributions (assets) at beginning of year2016-12-31$8,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$12,238,500
Asset. Corporate debt instrument debt (other) at end of year2016-12-31$72,952,385
Asset. Corporate debt instrument debt (other) at beginning of year2016-12-31$36,125,518
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$-2,210,066
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN2016-12-31134008324
2015 : PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-1,499,006
Total unrealized appreciation/depreciation of assets2015-12-31$-1,499,006
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$191,221
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$270,867
Total income from all sources (including contributions)2015-12-31$6,681,131
Total loss/gain on sale of assets2015-12-31$-10,099,524
Total of all expenses incurred2015-12-31$44,870,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$43,007,480
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$15,459,492
Value of total assets at end of year2015-12-31$159,218,458
Value of total assets at beginning of year2015-12-31$197,487,094
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$1,862,641
Total interest from all sources2015-12-31$3,140,559
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Administrative expenses professional fees incurred2015-12-31$1,691,403
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$25,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$90,021,329
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$109,128,094
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$7,459,492
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$403,430
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$571,920
Other income not declared elsewhere2015-12-31$-320,390
Administrative expenses (other) incurred2015-12-31$171,238
Liabilities. Value of operating payables at end of year2015-12-31$191,221
Liabilities. Value of operating payables at beginning of year2015-12-31$270,867
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-38,188,990
Value of net assets at end of year (total assets less liabilities)2015-12-31$159,027,237
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$197,216,227
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Interest earned on other investments2015-12-31$1,347,311
Income. Interest from US Government securities2015-12-31$4,453
Income. Interest from corporate debt instruments2015-12-31$1,788,795
Value of interest in common/collective trusts at end of year2015-12-31$355,443
Value of interest in common/collective trusts at beginning of year2015-12-31$744,111
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$24,312,738
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$26,268,038
Asset value of US Government securities at end of year2015-12-31$0
Asset value of US Government securities at beginning of year2015-12-31$300,870
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$8,000,000
Employer contributions (assets) at end of year2015-12-31$8,000,000
Employer contributions (assets) at beginning of year2015-12-31$7,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$43,007,480
Asset. Corporate debt instrument debt (other) at end of year2015-12-31$36,125,518
Asset. Corporate debt instrument debt (other) at beginning of year2015-12-31$53,474,061
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$-10,099,524
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31DELOITTE AND TOUCHE
Accountancy firm EIN2015-12-31133891517
2014 : PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-795,491
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$270,867
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$322,410
Total income from all sources (including contributions)2014-12-31$23,295,593
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$13,155,230
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$13,155,230
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$7,000,000
Value of total assets at end of year2014-12-31$197,487,094
Value of total assets at beginning of year2014-12-31$187,398,274
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$0
Total interest from all sources2014-12-31$4,269,973
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Administrative expenses professional fees incurred2014-12-31$1,346,226
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$25,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$109,872,205
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$19,921,348
Income. Received or receivable in cash from other sources (including rollovers)2014-12-31$3,823,166
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$571,920
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$1,575,795
Other income not declared elsewhere2014-12-31$12,025,620
Administrative expenses (other) incurred2014-12-31$234,623
Liabilities. Value of operating payables at end of year2014-12-31$270,867
Liabilities. Value of operating payables at beginning of year2014-12-31$322,410
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$10,140,363
Value of net assets at end of year (total assets less liabilities)2014-12-31$197,216,227
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$187,075,864
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Interest earned on other investments2014-12-31$1,450,790
Income. Interest from US Government securities2014-12-31$110,290
Income. Interest from corporate debt instruments2014-12-31$2,708,893
Value of interest in common/collective trusts at end of year2014-12-31$744,111
Value of interest in common/collective trusts at beginning of year2014-12-31$1,389,146
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$26,268,038
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$28,209,136
Asset value of US Government securities at end of year2014-12-31$300,870
Asset value of US Government securities at beginning of year2014-12-31$8,366,930
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$7,000,000
Employer contributions (assets) at end of year2014-12-31$7,000,000
Employer contributions (assets) at beginning of year2014-12-31$18,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$13,155,230
Asset. Corporate debt instrument debt (other) at end of year2014-12-31$53,474,061
Asset. Corporate debt instrument debt (other) at beginning of year2014-12-31$111,325,065
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$10,636,704
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31DELOITTE & TOUCHE LLP
Accountancy firm EIN2014-12-31133891517
2013 : PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$-10,703,010
Total unrealized appreciation/depreciation of assets2013-12-31$-10,703,010
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$322,410
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$298,678
Total income from all sources (including contributions)2013-12-31$14,858,622
Total loss/gain on sale of assets2013-12-31$522,126
Total of all expenses incurred2013-12-31$15,991,506
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$14,377,143
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$18,000,000
Value of total assets at end of year2013-12-31$187,398,274
Value of total assets at beginning of year2013-12-31$188,507,426
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$1,614,363
Total interest from all sources2013-12-31$7,040,893
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Administrative expenses professional fees incurred2013-12-31$1,370,930
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$25,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$19,921,348
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$17,240,274
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$1,575,795
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$1,467,160
Other income not declared elsewhere2013-12-31$-1,387
Administrative expenses (other) incurred2013-12-31$243,433
Liabilities. Value of operating payables at end of year2013-12-31$322,410
Liabilities. Value of operating payables at beginning of year2013-12-31$298,678
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-1,132,884
Value of net assets at end of year (total assets less liabilities)2013-12-31$187,075,864
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$188,208,748
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Interest earned on other investments2013-12-31$1,181,888
Income. Interest from US Government securities2013-12-31$253,173
Income. Interest from corporate debt instruments2013-12-31$5,605,832
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$28,209,136
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$30,115,551
Asset value of US Government securities at end of year2013-12-31$8,366,930
Asset value of US Government securities at beginning of year2013-12-31$4,861,774
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$18,000,000
Employer contributions (assets) at end of year2013-12-31$18,000,000
Employer contributions (assets) at beginning of year2013-12-31$18,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$14,377,143
Asset. Corporate debt instrument debt (other) at end of year2013-12-31$111,325,065
Asset. Corporate debt instrument debt (other) at beginning of year2013-12-31$116,822,667
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$522,126
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31DELOITTE & TOUCHE
Accountancy firm EIN2013-12-31999999999
2012 : PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$6,052,569
Total unrealized appreciation/depreciation of assets2012-12-31$6,052,569
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$298,678
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$209,043
Total income from all sources (including contributions)2012-12-31$36,639,756
Total loss/gain on sale of assets2012-12-31$4,124,729
Total of all expenses incurred2012-12-31$23,446,016
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$21,836,969
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$18,000,000
Value of total assets at end of year2012-12-31$188,507,426
Value of total assets at beginning of year2012-12-31$175,224,051
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,609,047
Total interest from all sources2012-12-31$8,462,050
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Administrative expenses professional fees incurred2012-12-31$1,282,146
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$25,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$17,240,274
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$16,598,542
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$1,467,160
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$1,680,531
Other income not declared elsewhere2012-12-31$408
Administrative expenses (other) incurred2012-12-31$326,901
Liabilities. Value of operating payables at end of year2012-12-31$298,678
Liabilities. Value of operating payables at beginning of year2012-12-31$209,043
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$13,193,740
Value of net assets at end of year (total assets less liabilities)2012-12-31$188,208,748
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$175,015,008
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Interest earned on other investments2012-12-31$2,228,746
Income. Interest from US Government securities2012-12-31$352,102
Income. Interest from corporate debt instruments2012-12-31$5,881,202
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$30,115,551
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$31,958,543
Asset value of US Government securities at end of year2012-12-31$4,861,774
Asset value of US Government securities at beginning of year2012-12-31$14,108,233
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$18,000,000
Employer contributions (assets) at end of year2012-12-31$18,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$21,836,969
Asset. Corporate debt instrument debt (other) at end of year2012-12-31$116,822,667
Asset. Corporate debt instrument debt (other) at beginning of year2012-12-31$110,878,202
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$4,124,729
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31DELOITTE & TOUCHE LLC
Accountancy firm EIN2012-12-31133891517
2011 : PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-2,469,661
Total unrealized appreciation/depreciation of assets2011-12-31$-2,469,661
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$209,043
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$6,253,489
Total income from all sources (including contributions)2011-12-31$18,167,710
Total loss/gain on sale of assets2011-12-31$9,875,928
Total of all expenses incurred2011-12-31$15,489,698
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$14,003,909
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$0
Value of total assets at end of year2011-12-31$175,224,051
Value of total assets at beginning of year2011-12-31$178,590,485
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$1,485,789
Total interest from all sources2011-12-31$10,656,358
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$1,124,057
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$25,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$16,598,542
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$43,986,032
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$1,680,531
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$41,367
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$5,985,000
Other income not declared elsewhere2011-12-31$105,085
Administrative expenses (other) incurred2011-12-31$226,669
Liabilities. Value of operating payables at end of year2011-12-31$209,043
Liabilities. Value of operating payables at beginning of year2011-12-31$268,489
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$2,678,012
Value of net assets at end of year (total assets less liabilities)2011-12-31$175,015,008
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$172,336,996
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$135,063
Interest earned on other investments2011-12-31$6,844,642
Income. Interest from US Government securities2011-12-31$397,128
Income. Interest from corporate debt instruments2011-12-31$3,414,588
Value of interest in common/collective trusts at end of year2011-12-31$0
Value of interest in common/collective trusts at beginning of year2011-12-31$92,290,213
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$31,958,543
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$33,774,301
Asset value of US Government securities at end of year2011-12-31$14,108,233
Asset value of US Government securities at beginning of year2011-12-31$8,498,572
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$14,003,909
Asset. Corporate debt instrument preferred debt at end of year2011-12-31$110,878,202
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$9,875,928
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31DELOITTE & TOUCHE LLC
Accountancy firm EIN2011-12-31133891517
2009 : PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES

2020: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedYes
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedYes
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedYes
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedYes
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PENSION PLAN FOR US DOLLAR BASED EMPLOYEES OF ROYAL BANK OF CANADA & AFFILIATES 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

MET LIFE (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number
Policy instance 1
Number of Individuals Covered0
Insurance policy start date2022-01-01
Insurance policy end date2022-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
MET LIFE (National Association of Insurance Commissioners NAIC id number: 65978 )
Policy contract number
Policy instance 1
Number of Individuals Covered0
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
LIBERTY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61492 )
Policy contract numberERP
Policy instance 1
Insurance contract or identification numberERP
Number of Individuals Covered204
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
LIBERTY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61492 )
Policy contract numberERP
Policy instance 1
Insurance contract or identification numberERP
Number of Individuals Covered26
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
LIBERTY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61492 )
Policy contract numberERP
Policy instance 1
Insurance contract or identification numberERP
Number of Individuals Covered223
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
LIBERTY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61492 )
Policy contract numberERP
Policy instance 1
Insurance contract or identification numberERP
Number of Individuals Covered226
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
LIBERTY LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61492 )
Policy contract numberERP
Policy instance 1
Insurance contract or identification numberERP
Number of Individuals Covered225
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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