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PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 401k Plan overview

Plan NamePENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT
Plan identification number 002

PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

F L SMITHE MACHINE COMPANY INC has sponsored the creation of one or more 401k plans.

Company Name:F L SMITHE MACHINE COMPANY INC
Employer identification number (EIN):270809514
NAIC Classification:333200

Form 5500 Filing Information

Submission information for form 5500 for 401k plan PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-10-01LORAINE LAYTON
0022016-01-01LORAINE LAYTON
0022015-01-01LORAINE LAYTON
0022014-01-01LORAINE LAYTON
0022013-01-01LORAINE LAYTON
0022012-01-01LORAINE LAYTON
0022011-01-01LORAINE LAYTON
0022009-01-01LORAINE LAYTON

Plan Statistics for PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT

401k plan membership statisitcs for PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT

Measure Date Value
2017: PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2017 401k membership
Market value of plan assets2017-09-309,434,267
Acturial value of plan assets2017-09-309,450,708
Funding target for retired participants and beneficiaries receiving payment2017-09-303,111,879
Number of terminated vested participants2017-09-30113
Fundng target for terminated vested participants2017-09-305,069,627
Active participant vested funding target2017-09-300
Number of active participants2017-09-300
Total funding liabilities for active participants2017-09-300
Total participant count2017-09-30174
Total funding target for all participants2017-09-308,181,506
Balance at beginning of prior year after applicable adjustments2017-09-300
Prefunding balance at beginning of prior year after applicable adjustments2017-09-301,020,674
Carryover balanced portion elected for use to offset prior years funding requirement2017-09-300
Prefunding balanced used to offset prior years funding requirement2017-09-300
Amount remaining of carryover balance2017-09-300
Amount remaining of prefunding balance2017-09-301,020,674
Present value of excess contributions2017-09-30565,933
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-09-30590,502
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-09-30590,502
Reductions in caryover balances due to elections or deemed elections2017-09-300
Reductions in prefunding balances due to elections or deemed elections2017-09-30465,876
Balance of carryovers at beginning of current year2017-09-300
Balance of prefunding at beginning of current year2017-09-301,239,202
Total employer contributions2017-09-30350,000
Total employee contributions2017-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2017-09-300
Contributions made to avoid restrictions adjusted to valuation date2017-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-09-30332,900
Unpaid minimum required contributions for all prior years2017-09-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-09-300
Remaining amount of unpaid minimum required contributions2017-09-300
Minimum required contributions for current year target normal cost2017-09-3030,000
Net shortfall amortization installment of oustanding balance2017-09-300
Waiver amortization installment2017-09-300
Total funding amount beforereflecting carryover/prefunding balances2017-09-300
Carryover balance elected to use to offset funding requirement2017-09-300
Prefunding balance elected to use to offset funding requirement2017-09-300
Additional cash requirement2017-09-300
Contributions allocatedtoward minimum required contributions for current year2017-09-30332,900
Unpaid minimum required contributions for current year2017-09-300
Unpaid minimum required contributions for all years2017-09-300
2016: PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2016 401k membership
Total participants, beginning-of-year2016-10-01174
Total number of active participants reported on line 7a of the Form 55002016-10-010
Number of retired or separated participants receiving benefits2016-10-010
Number of other retired or separated participants entitled to future benefits2016-10-010
Total of all active and inactive participants2016-10-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-10-010
Total participants2016-10-010
Number of participants with account balances2016-10-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-10-010
Market value of plan assets2016-09-308,953,045
Acturial value of plan assets2016-09-309,507,547
Funding target for retired participants and beneficiaries receiving payment2016-09-303,165,987
Number of terminated vested participants2016-09-30118
Fundng target for terminated vested participants2016-09-305,280,886
Active participant vested funding target2016-09-300
Number of active participants2016-09-300
Total funding liabilities for active participants2016-09-300
Total participant count2016-09-30179
Total funding target for all participants2016-09-308,446,873
Balance at beginning of prior year after applicable adjustments2016-09-300
Prefunding balance at beginning of prior year after applicable adjustments2016-09-303,112,159
Carryover balanced portion elected for use to offset prior years funding requirement2016-09-300
Prefunding balanced used to offset prior years funding requirement2016-09-300
Amount remaining of carryover balance2016-09-300
Amount remaining of prefunding balance2016-09-303,112,159
Present value of excess contributions2016-09-30939,719
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-09-30996,760
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-09-30996,760
Reductions in caryover balances due to elections or deemed elections2016-09-300
Reductions in prefunding balances due to elections or deemed elections2016-09-303,012,620
Balance of carryovers at beginning of current year2016-09-300
Balance of prefunding at beginning of current year2016-09-301,020,674
Total employer contributions2016-09-30600,000
Total employee contributions2016-09-300
Contributions allocated toward unpaid minimum require contributions from prior years2016-09-300
Contributions made to avoid restrictions adjusted to valuation date2016-09-300
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-09-30565,933
Liquidity shortfalls end of Q12016-09-300
Liquidity shortfalls end of Q22016-09-300
Liquidity shortfalls end of Q32016-09-300
Liquidity shortfalls end of Q42016-09-300
Unpaid minimum required contributions for all prior years2016-09-300
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-09-300
Remaining amount of unpaid minimum required contributions2016-09-300
Minimum required contributions for current year target normal cost2016-09-3040,000
Net shortfall amortization installment of oustanding balance2016-09-300
Waiver amortization installment2016-09-300
Total funding amount beforereflecting carryover/prefunding balances2016-09-300
Carryover balance elected to use to offset funding requirement2016-09-300
Prefunding balance elected to use to offset funding requirement2016-09-300
Additional cash requirement2016-09-300
Contributions allocatedtoward minimum required contributions for current year2016-09-30565,933
Unpaid minimum required contributions for current year2016-09-300
Unpaid minimum required contributions for all years2016-09-300
Total participants, beginning-of-year2016-01-01179
Total number of active participants reported on line 7a of the Form 55002016-01-010
Number of retired or separated participants receiving benefits2016-01-0150
Number of other retired or separated participants entitled to future benefits2016-01-01110
Total of all active and inactive participants2016-01-01160
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0114
Total participants2016-01-01174
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2015 401k membership
Total participants, beginning-of-year2015-01-01265
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-0150
Number of other retired or separated participants entitled to future benefits2015-01-01115
Total of all active and inactive participants2015-01-01165
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0114
Total participants2015-01-01179
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2014 401k membership
Total participants, beginning-of-year2014-01-01270
Total number of active participants reported on line 7a of the Form 55002014-01-010
Number of retired or separated participants receiving benefits2014-01-0149
Number of other retired or separated participants entitled to future benefits2014-01-01202
Total of all active and inactive participants2014-01-01251
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0114
Total participants2014-01-01265
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2013 401k membership
Total participants, beginning-of-year2013-01-01271
Total number of active participants reported on line 7a of the Form 55002013-01-010
Number of retired or separated participants receiving benefits2013-01-0142
Number of other retired or separated participants entitled to future benefits2013-01-01214
Total of all active and inactive participants2013-01-01256
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0114
Total participants2013-01-01270
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2012 401k membership
Total participants, beginning-of-year2012-01-01272
Total number of active participants reported on line 7a of the Form 55002012-01-010
Number of retired or separated participants receiving benefits2012-01-0135
Number of other retired or separated participants entitled to future benefits2012-01-01222
Total of all active and inactive participants2012-01-01257
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0114
Total participants2012-01-01271
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2011 401k membership
Total participants, beginning-of-year2011-01-01272
Total number of active participants reported on line 7a of the Form 55002011-01-010
Number of retired or separated participants receiving benefits2011-01-0132
Number of other retired or separated participants entitled to future benefits2011-01-01228
Total of all active and inactive participants2011-01-01260
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0112
Total participants2011-01-01272
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2009 401k membership
Total participants, beginning-of-year2009-01-01309
Total number of active participants reported on line 7a of the Form 55002009-01-0132
Number of retired or separated participants receiving benefits2009-01-0125
Number of other retired or separated participants entitled to future benefits2009-01-01232
Total of all active and inactive participants2009-01-01289
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-018
Total participants2009-01-01297
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT

Measure Date Value
2017 : PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2017 401k financial data
Total transfer of assets from this plan2017-09-30$9,603,671
Total income from all sources (including contributions)2017-09-30$1,047,960
Total of all expenses incurred2017-09-30$888,100
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-09-30$811,272
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-09-30$350,000
Value of total assets at end of year2017-09-30$0
Value of total assets at beginning of year2017-09-30$9,443,811
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-09-30$76,828
Total dividends received (eg from common stock, registered investment company shares)2017-09-30$252,048
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-09-30Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-09-30$0
Total dividends received from registered investment company shares (eg mutual funds)2017-09-30$252,048
Was this plan covered by a fidelity bond2017-09-30Yes
Value of fidelity bond cover2017-09-30$6,000,000
Were there any nonexempt tranactions with any party-in-interest2017-09-30No
Administrative expenses (other) incurred2017-09-30$73,282
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Value of net income/loss2017-09-30$159,860
Value of net assets at end of year (total assets less liabilities)2017-09-30$0
Value of net assets at beginning of year (total assets less liabilities)2017-09-30$9,443,811
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2017-09-30No
Were any leases to which the plan was party in default or uncollectible2017-09-30No
Investment advisory and management fees2017-09-30$3,546
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-09-30$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-09-30$8,693,244
Value of interest in common/collective trusts at end of year2017-09-30$0
Value of interest in common/collective trusts at beginning of year2017-09-30$150,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-09-30$445,912
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-09-30Yes
Was there a failure to transmit to the plan any participant contributions2017-09-30No
Has the plan failed to provide any benefit when due under the plan2017-09-30No
Contributions received in cash from employer2017-09-30$350,000
Employer contributions (assets) at end of year2017-09-30$0
Employer contributions (assets) at beginning of year2017-09-30$600,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-09-30$811,272
Did the plan have assets held for investment2017-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-09-30Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-09-30Yes
Opinion of an independent qualified public accountant for this plan2017-09-30Disclaimer
Accountancy firm name2017-09-30ANDERS, MINKLER, HUBER & HELM LLP
Accountancy firm EIN2017-09-30430831507
2016 : PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2016 401k financial data
Total income from all sources (including contributions)2016-09-30$1,361,218
Total of all expenses incurred2016-09-30$886,439
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-09-30$831,742
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-09-30$600,000
Value of total assets at end of year2016-09-30$9,443,811
Value of total assets at beginning of year2016-09-30$8,969,032
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-09-30$54,697
Total dividends received (eg from common stock, registered investment company shares)2016-09-30$126,408
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-09-30No
Total dividends received from registered investment company shares (eg mutual funds)2016-09-30$126,408
Administrative expenses professional fees incurred2016-09-30$4,000
Was this plan covered by a fidelity bond2016-09-30Yes
Value of fidelity bond cover2016-09-30$6,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-09-30$0
Were there any nonexempt tranactions with any party-in-interest2016-09-30No
Administrative expenses (other) incurred2016-09-30$48,208
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Value of net income/loss2016-09-30$474,779
Value of net assets at end of year (total assets less liabilities)2016-09-30$9,443,811
Value of net assets at beginning of year (total assets less liabilities)2016-09-30$8,969,032
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-09-30No
Were any loans by the plan or fixed income obligations due to the plan in default2016-09-30No
Were any leases to which the plan was party in default or uncollectible2016-09-30No
Investment advisory and management fees2016-09-30$2,489
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-09-30$8,693,244
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-09-30$8,023,706
Value of interest in common/collective trusts at end of year2016-09-30$150,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-09-30$634,810
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-09-30Yes
Was there a failure to transmit to the plan any participant contributions2016-09-30No
Has the plan failed to provide any benefit when due under the plan2016-09-30No
Contributions received in cash from employer2016-09-30$600,000
Employer contributions (assets) at end of year2016-09-30$600,000
Employer contributions (assets) at beginning of year2016-09-30$945,326
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-09-30$831,742
Did the plan have assets held for investment2016-09-30Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-09-30No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-09-30No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-09-30Yes
Opinion of an independent qualified public accountant for this plan2016-09-30Disclaimer
Accountancy firm name2016-09-30ANDERS, MINKLER, HUBER & HELM LLP
Accountancy firm EIN2016-09-30430831507
2015 : PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,535,729
Total of all expenses incurred2015-12-31$6,306,831
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$6,224,919
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$1,758,906
Value of total assets at end of year2015-12-31$8,969,032
Value of total assets at beginning of year2015-12-31$13,740,134
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$81,912
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$305,708
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$305,708
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$6,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Administrative expenses (other) incurred2015-12-31$76,965
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-4,771,102
Value of net assets at end of year (total assets less liabilities)2015-12-31$8,969,032
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$13,740,134
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$4,947
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$8,023,706
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$12,225,639
Value of interest in common/collective trusts at beginning of year2015-12-31$235,217
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-528,885
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$1,758,906
Employer contributions (assets) at end of year2015-12-31$945,326
Employer contributions (assets) at beginning of year2015-12-31$1,279,278
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$6,224,919
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31ANDERS, MINKLER, HUBER & HELM, LLP
Accountancy firm EIN2015-12-31430831507
2014 : PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$3,647,814
Total of all expenses incurred2014-12-31$1,079,108
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$981,863
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$3,030,433
Value of total assets at end of year2014-12-31$13,740,134
Value of total assets at beginning of year2014-12-31$11,171,428
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$97,245
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$321,122
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$321,122
Administrative expenses professional fees incurred2014-12-31$6,000
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$6,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Administrative expenses (other) incurred2014-12-31$87,298
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$2,568,706
Value of net assets at end of year (total assets less liabilities)2014-12-31$13,740,134
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$11,171,428
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$3,947
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$12,225,639
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$8,992,339
Value of interest in common/collective trusts at end of year2014-12-31$235,217
Value of interest in common/collective trusts at beginning of year2014-12-31$34,219
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$296,259
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$3,030,433
Employer contributions (assets) at end of year2014-12-31$1,279,278
Employer contributions (assets) at beginning of year2014-12-31$2,144,870
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$981,863
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31ANDERS, MINKLER, HUBER & HELM, LLP
Accountancy firm EIN2014-12-31430831507
2013 : PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$3,522,109
Total of all expenses incurred2013-12-31$574,510
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$504,293
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$2,911,526
Value of total assets at end of year2013-12-31$11,171,428
Value of total assets at beginning of year2013-12-31$8,223,829
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$70,217
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$241,478
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$241,478
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Administrative expenses (other) incurred2013-12-31$66,925
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$2,947,599
Value of net assets at end of year (total assets less liabilities)2013-12-31$11,171,428
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$8,223,829
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$3,292
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$8,992,339
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$7,634,527
Value of interest in common/collective trusts at end of year2013-12-31$34,219
Value of interest in common/collective trusts at beginning of year2013-12-31$90,967
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$369,105
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$2,911,526
Employer contributions (assets) at end of year2013-12-31$2,144,870
Employer contributions (assets) at beginning of year2013-12-31$498,335
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$504,293
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31ANDERS MINKLER HUBER & HELM LLP
Accountancy firm EIN2013-12-31430831507
2012 : PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$1,933,561
Total of all expenses incurred2012-12-31$243,827
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$176,202
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,287,323
Value of total assets at end of year2012-12-31$8,223,829
Value of total assets at beginning of year2012-12-31$6,534,095
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$67,625
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$186,161
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$186,161
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Other income not declared elsewhere2012-12-31$136
Administrative expenses (other) incurred2012-12-31$64,916
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,689,734
Value of net assets at end of year (total assets less liabilities)2012-12-31$8,223,829
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$6,534,095
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$2,709
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$7,634,527
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$5,894,751
Value of interest in common/collective trusts at end of year2012-12-31$90,967
Value of interest in common/collective trusts at beginning of year2012-12-31$103,240
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$459,941
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,287,323
Employer contributions (assets) at end of year2012-12-31$498,335
Employer contributions (assets) at beginning of year2012-12-31$536,104
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$176,202
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31YOUNG, OAKES & BROWN
Accountancy firm EIN2012-12-31251589048
2011 : PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$1,003,418
Total of all expenses incurred2011-12-31$215,634
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$74,111
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,107,076
Value of total assets at end of year2011-12-31$6,534,095
Value of total assets at beginning of year2011-12-31$5,746,311
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$141,523
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$121,119
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$121,119
Administrative expenses professional fees incurred2011-12-31$45,182
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Other income not declared elsewhere2011-12-31$3,696
Administrative expenses (other) incurred2011-12-31$94,078
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$787,784
Value of net assets at end of year (total assets less liabilities)2011-12-31$6,534,095
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,746,311
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$2,263
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$5,894,751
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$5,371,431
Value of interest in common/collective trusts at end of year2011-12-31$103,240
Value of interest in common/collective trusts at beginning of year2011-12-31$43,520
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-228,473
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,107,076
Employer contributions (assets) at end of year2011-12-31$536,104
Employer contributions (assets) at beginning of year2011-12-31$331,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$74,111
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31YOUNG, OAKES & BROWN
Accountancy firm EIN2011-12-31251589048
2010 : PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$-6,133,590
Total unrealized appreciation/depreciation of assets2010-12-31$-6,133,590
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$45,074
Total income from all sources (including contributions)2010-12-31$1,486,423
Total loss/gain on sale of assets2010-12-31$6,320,374
Total of all expenses incurred2010-12-31$2,745,480
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,736,329
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$814,529
Value of total assets at end of year2010-12-31$5,746,311
Value of total assets at beginning of year2010-12-31$7,050,442
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$9,151
Total interest from all sources2010-12-31$95,306
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$106,393
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$51,917
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$3,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$45,074
Other income not declared elsewhere2010-12-31$44
Administrative expenses (other) incurred2010-12-31$9,151
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$-1,259,057
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,746,311
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$7,005,368
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$5,371,431
Income. Interest from US Government securities2010-12-31$31
Income. Interest from corporate debt instruments2010-12-31$95,275
Value of interest in common/collective trusts at end of year2010-12-31$43,520
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$175,769
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$175,769
Asset value of US Government securities at end of year2010-12-31$0
Asset value of US Government securities at beginning of year2010-12-31$427
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$283,298
Net investment gain or loss from common/collective trusts2010-12-31$69
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$814,529
Employer contributions (assets) at end of year2010-12-31$331,360
Employer contributions (assets) at beginning of year2010-12-31$741,371
Income. Dividends from common stock2010-12-31$54,476
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,736,329
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2010-12-31$1,871,796
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$4,261,079
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$6,419,357
Aggregate carrying amount (costs) on sale of assets2010-12-31$98,983
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31No
Opinion of an independent qualified public accountant for this plan2010-12-31Unqualified
Accountancy firm name2010-12-31YOUNG, OAKES, & BROWN
Accountancy firm EIN2010-12-31251589048
2009 : PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT

2016: PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2016 form 5500 responses
2016-10-01Type of plan entitySingle employer plan
2016-10-01This submission is the final filingYes
2016-10-01Plan funding arrangement – TrustYes
2016-10-01Plan benefit arrangement - TrustYes
2016-01-01Type of plan entitySingle employer plan
2016-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan is a collectively bargained planYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan is a collectively bargained planYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan is a collectively bargained planYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2009: PENSION PLAN FOR EMPLOYEES OF THE F L SMITHE MACHINE COMPANY INC COVERED BY COLLECTIVE BARGAINING AGREEMENT 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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