CUMMINS INC. has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan PENSION PLAN FOR EMPLOYEES OF CUMMINS BRIDGEWAY, LLC, CUMMINS MID-SOUTH, L.L.C., AND CUMMINS ROCKY MOUNTAIN, LLC
401k plan membership statisitcs for PENSION PLAN FOR EMPLOYEES OF CUMMINS BRIDGEWAY, LLC, CUMMINS MID-SOUTH, L.L.C., AND CUMMINS ROCKY MOUNTAIN, LLC
| Measure | Date | Value |
|---|
| 2017 : PENSION PLAN FOR EMPLOYEES OF CUMMINS BRIDGEWAY, LLC, CUMMINS MID-SOUTH, L.L.C., AND CUMMINS ROCKY MOUNTAIN, LLC 2017 401k financial data |
|---|
| Total income from all sources | 2017-11-30 | $-2,712 |
| Expenses. Total of all expenses incurred | 2017-11-30 | $0 |
| Total plan assets at beginning of year | 2017-11-30 | $2,712 |
| Value of fidelity bond covering the plan | 2017-11-30 | $25,000,000 |
| Other income received | 2017-11-30 | $-2,712 |
| Net income (gross income less expenses) | 2017-11-30 | $-2,712 |
| Net plan assets at end of year (total assets less liabilities) | 2017-11-30 | $0 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-11-30 | $2,712 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-11-30 | $0 |
| Total unrealized appreciation/depreciation of assets | 2017-09-30 | $0 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2017-09-30 | $0 |
| Total income from all sources (including contributions) | 2017-09-30 | $13,051,235 |
| Total loss/gain on sale of assets | 2017-09-30 | $0 |
| Total of all expenses incurred | 2017-09-30 | $21,220,651 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2017-09-30 | $20,694,345 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2017-09-30 | $13,271,305 |
| Value of total assets at end of year | 2017-09-30 | $2,712 |
| Value of total assets at beginning of year | 2017-09-30 | $8,172,128 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2017-09-30 | $526,306 |
| Total interest from all sources | 2017-09-30 | $43,026 |
| Total dividends received (eg from common stock, registered investment company shares) | 2017-09-30 | $0 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2017-09-30 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2017-09-30 | $0 |
| Administrative expenses professional fees incurred | 2017-09-30 | $457,187 |
| Was this plan covered by a fidelity bond | 2017-09-30 | Yes |
| Value of fidelity bond cover | 2017-09-30 | $25,000,000 |
| Were there any nonexempt tranactions with any party-in-interest | 2017-09-30 | No |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2017-09-30 | $633 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2017-09-30 | $0 |
| Other income not declared elsewhere | 2017-09-30 | $-322,984 |
| Administrative expenses (other) incurred | 2017-09-30 | $50,105 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
| Value of net income/loss | 2017-09-30 | $-8,169,416 |
| Value of net assets at end of year (total assets less liabilities) | 2017-09-30 | $2,712 |
| Value of net assets at beginning of year (total assets less liabilities) | 2017-09-30 | $8,172,128 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2017-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2017-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2017-09-30 | No |
| Value of interest in pooled separate accounts at end of year | 2017-09-30 | $0 |
| Value of interest in pooled separate accounts at beginning of year | 2017-09-30 | $41,280 |
| Interest earned on other investments | 2017-09-30 | $43,026 |
| Value of interest in common/collective trusts at end of year | 2017-09-30 | $2,079 |
| Value of interest in common/collective trusts at beginning of year | 2017-09-30 | $6,050,400 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2017-09-30 | $0 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2017-09-30 | $2,080,448 |
| Expenses. Payments to insurance carriers foe the provision of benefits | 2017-09-30 | $20,160,264 |
| Net investment gain or loss from common/collective trusts | 2017-09-30 | $59,888 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2017-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2017-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2017-09-30 | No |
| Contributions received in cash from employer | 2017-09-30 | $13,271,305 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2017-09-30 | $534,081 |
| Contract administrator fees | 2017-09-30 | $19,014 |
| Did the plan have assets held for investment | 2017-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2017-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2017-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2017-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2017-09-30 | Disclaimer |
| Accountancy firm name | 2017-09-30 | MAYER HOFFMAN MCCANN P.C. |
| Accountancy firm EIN | 2017-09-30 | 431947695 |
| 2016 : PENSION PLAN FOR EMPLOYEES OF CUMMINS BRIDGEWAY, LLC, CUMMINS MID-SOUTH, L.L.C., AND CUMMINS ROCKY MOUNTAIN, LLC 2016 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2016-09-30 | $-752,813 |
| Total unrealized appreciation/depreciation of assets | 2016-09-30 | $-752,813 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2016-09-30 | $0 |
| Total income from all sources (including contributions) | 2016-09-30 | $1,357,061 |
| Total loss/gain on sale of assets | 2016-09-30 | $0 |
| Total of all expenses incurred | 2016-09-30 | $22,562,049 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2016-09-30 | $21,629,830 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2016-09-30 | $0 |
| Value of total assets at end of year | 2016-09-30 | $8,172,128 |
| Value of total assets at beginning of year | 2016-09-30 | $29,377,116 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2016-09-30 | $932,219 |
| Total interest from all sources | 2016-09-30 | $84,723 |
| Total dividends received (eg from common stock, registered investment company shares) | 2016-09-30 | $46,797 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2016-09-30 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2016-09-30 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2016-09-30 | $27,856 |
| Administrative expenses professional fees incurred | 2016-09-30 | $732,400 |
| Was this plan covered by a fidelity bond | 2016-09-30 | Yes |
| Value of fidelity bond cover | 2016-09-30 | $25,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2016-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2016-09-30 | No |
| Assets. Other investments not covered elsewhere at end of year | 2016-09-30 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2016-09-30 | $108,618 |
| Administrative expenses (other) incurred | 2016-09-30 | $465 |
| Total non interest bearing cash at end of year | 2016-09-30 | $0 |
| Total non interest bearing cash at beginning of year | 2016-09-30 | $31,419 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Value of net income/loss | 2016-09-30 | $-21,204,988 |
| Value of net assets at end of year (total assets less liabilities) | 2016-09-30 | $8,172,128 |
| Value of net assets at beginning of year (total assets less liabilities) | 2016-09-30 | $29,377,116 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2016-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2016-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2016-09-30 | No |
| Investment advisory and management fees | 2016-09-30 | $176,706 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2016-09-30 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2016-09-30 | $2,768,934 |
| Value of interest in pooled separate accounts at end of year | 2016-09-30 | $41,280 |
| Value of interest in pooled separate accounts at beginning of year | 2016-09-30 | $25,880 |
| Interest earned on other investments | 2016-09-30 | $82,172 |
| Income. Interest from corporate debt instruments | 2016-09-30 | $2,368 |
| Value of interest in common/collective trusts at end of year | 2016-09-30 | $6,050,400 |
| Value of interest in common/collective trusts at beginning of year | 2016-09-30 | $0 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2016-09-30 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2016-09-30 | $13,008,782 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2016-09-30 | $13,008,782 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2016-09-30 | $183 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2016-09-30 | $2,080,448 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2016-09-30 | $3,006,960 |
| Asset value of US Government securities at end of year | 2016-09-30 | $0 |
| Asset value of US Government securities at beginning of year | 2016-09-30 | $1,384,882 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2016-09-30 | $825,917 |
| Net investment gain/loss from pooled separate accounts | 2016-09-30 | $-52,799 |
| Net investment gain or loss from common/collective trusts | 2016-09-30 | $1,205,236 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2016-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2016-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2016-09-30 | No |
| Employer contributions (assets) at end of year | 2016-09-30 | $0 |
| Employer contributions (assets) at beginning of year | 2016-09-30 | $125,000 |
| Income. Dividends from common stock | 2016-09-30 | $18,941 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2016-09-30 | $21,629,830 |
| Asset. Corporate debt instrument debt (other) at end of year | 2016-09-30 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2016-09-30 | $4,290,417 |
| Contract administrator fees | 2016-09-30 | $22,648 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2016-09-30 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2016-09-30 | $4,626,224 |
| Did the plan have assets held for investment | 2016-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2016-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2016-09-30 | No |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2016-09-30 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2016-09-30 | Disclaimer |
| Accountancy firm name | 2016-09-30 | MAYER HOFFMAN MCCANN P.C. |
| Accountancy firm EIN | 2016-09-30 | 431947695 |
| 2015 : PENSION PLAN FOR EMPLOYEES OF CUMMINS BRIDGEWAY, LLC, CUMMINS MID-SOUTH, L.L.C., AND CUMMINS ROCKY MOUNTAIN, LLC 2015 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2015-09-30 | $-97,422 |
| Total unrealized appreciation/depreciation of assets | 2015-09-30 | $-97,422 |
| Total transfer of assets to this plan | 2015-09-30 | $24,889,192 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2015-09-30 | $0 |
| Total income from all sources (including contributions) | 2015-09-30 | $-163,764 |
| Total loss/gain on sale of assets | 2015-09-30 | $17,503 |
| Total of all expenses incurred | 2015-09-30 | $1,053,778 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2015-09-30 | $974,153 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2015-09-30 | $500,000 |
| Value of total assets at end of year | 2015-09-30 | $29,377,116 |
| Value of total assets at beginning of year | 2015-09-30 | $5,705,466 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2015-09-30 | $79,625 |
| Total interest from all sources | 2015-09-30 | $-65,062 |
| Total dividends received (eg from common stock, registered investment company shares) | 2015-09-30 | $236,554 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2015-09-30 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2015-09-30 | $226,846 |
| Administrative expenses professional fees incurred | 2015-09-30 | $24,165 |
| Was this plan covered by a fidelity bond | 2015-09-30 | Yes |
| Value of fidelity bond cover | 2015-09-30 | $2,700,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2015-09-30 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2015-09-30 | No |
| Assets. Other investments not covered elsewhere at end of year | 2015-09-30 | $9,051,514 |
| Assets. Other investments not covered elsewhere at beginning of year | 2015-09-30 | $0 |
| Administrative expenses (other) incurred | 2015-09-30 | $369 |
| Total non interest bearing cash at end of year | 2015-09-30 | $31,419 |
| Total non interest bearing cash at beginning of year | 2015-09-30 | $36,802 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
| Value of net income/loss | 2015-09-30 | $-1,217,542 |
| Value of net assets at end of year (total assets less liabilities) | 2015-09-30 | $29,377,116 |
| Value of net assets at beginning of year (total assets less liabilities) | 2015-09-30 | $5,705,466 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2015-09-30 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2015-09-30 | No |
| Were any leases to which the plan was party in default or uncollectible | 2015-09-30 | No |
| Investment advisory and management fees | 2015-09-30 | $54,791 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2015-09-30 | $2,741,779 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2015-09-30 | $5,173,842 |
| Value of interest in pooled separate accounts at end of year | 2015-09-30 | $25,880 |
| Value of interest in pooled separate accounts at beginning of year | 2015-09-30 | $0 |
| Interest earned on other investments | 2015-09-30 | $-65,679 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2015-09-30 | $12,773,443 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2015-09-30 | $369,822 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2015-09-30 | $369,822 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2015-09-30 | $617 |
| Value of funds held in insurance company general accounts (unallocated contracts) at end of year | 2015-09-30 | $3,006,960 |
| Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year | 2015-09-30 | $0 |
| Asset value of US Government securities at end of year | 2015-09-30 | $1,384,882 |
| Asset value of US Government securities at beginning of year | 2015-09-30 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2015-09-30 | $-303,117 |
| Net investment gain/loss from pooled separate accounts | 2015-09-30 | $-452,220 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2015-09-30 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2015-09-30 | No |
| Has the plan failed to provide any benefit when due under the plan | 2015-09-30 | No |
| Contributions received in cash from employer | 2015-09-30 | $500,000 |
| Employer contributions (assets) at end of year | 2015-09-30 | $125,000 |
| Employer contributions (assets) at beginning of year | 2015-09-30 | $125,000 |
| Income. Dividends from common stock | 2015-09-30 | $9,708 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2015-09-30 | $974,153 |
| Asset. Corporate debt instrument debt (other) at end of year | 2015-09-30 | $4,290,417 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2015-09-30 | $0 |
| Contract administrator fees | 2015-09-30 | $300 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2015-09-30 | $1,621,121 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2015-09-30 | $0 |
| Did the plan have assets held for investment | 2015-09-30 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2015-09-30 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2015-09-30 | No |
| Aggregate proceeds on sale of assets | 2015-09-30 | $269,370 |
| Aggregate carrying amount (costs) on sale of assets | 2015-09-30 | $251,867 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2015-09-30 | No |
| Opinion of an independent qualified public accountant for this plan | 2015-09-30 | Unqualified |
| Accountancy firm name | 2015-09-30 | MAYER HOFFMAN MCCANN P.C. |
| Accountancy firm EIN | 2015-09-30 | 431947695 |