401k Plan data: THE H LEFF ELECTRIC COMPANY 401K PROFIT SHARING PLAN plan

THE H LEFF ELECTRIC COMPANY 401K PROFIT SHARING PLAN 401k Plan overview

Plan Name	THE H LEFF ELECTRIC COMPANY 401K PROFIT SHARING PLAN
Plan identification number	004

THE H LEFF ELECTRIC COMPANY 401K PROFIT SHARING PLAN Benefits

401k Plan Type

Defined Contribution Pension

Plan Features/Benefits

Profit-sharing
ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

THE H LEFF ELECTRIC COMPANY has sponsored the creation of one or more 401k plans.

Company Name: THE H LEFF ELECTRIC COMPANY

Employer identification number (EIN): 340354210

NAIC Classification: 423600

Form 5500 Filing Information

Submission information for form 5500 for 401k plan THE H LEFF ELECTRIC COMPANY 401K PROFIT SHARING PLAN

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2012-01-01 SANFORD L.LEFF, JR. SANFORD L.LEFF, JR. 2013-09-09
004 2011-01-01 SANFORD L. LEFF, JR. SANFORD L. LEFF, JR. 2012-07-05

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
004	2012-01-01	SANFORD L.LEFF, JR.		SANFORD L.LEFF, JR.	2013-09-09
004	2011-01-01	SANFORD L. LEFF, JR.		SANFORD L. LEFF, JR.	2012-07-05

Plan Statistics for THE H LEFF ELECTRIC COMPANY 401K PROFIT SHARING PLAN

401k plan membership statisitcs for THE H LEFF ELECTRIC COMPANY 401K PROFIT SHARING PLAN

Measure Date Value
2012: THE H LEFF ELECTRIC COMPANY 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year 2012-01-01 90
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 87
Number of retired or separated participants receiving benefits 2012-01-01 0
Number of other retired or separated participants entitled to future benefits 2012-01-01 4
Total of all active and inactive participants 2012-01-01 91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 0
Total participants 2012-01-01 91
Number of participants with account balances 2012-01-01 75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 2
2011: THE H LEFF ELECTRIC COMPANY 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year 2011-01-01 77
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 86
Number of retired or separated participants receiving benefits 2011-01-01 0
Number of other retired or separated participants entitled to future benefits 2011-01-01 4
Total of all active and inactive participants 2011-01-01 90
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 0
Total participants 2011-01-01 90
Number of participants with account balances 2011-01-01 75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 1

Measure	Date	Value
2012: THE H LEFF ELECTRIC COMPANY 401K PROFIT SHARING PLAN 2012 401k membership
Total participants, beginning-of-year	2012-01-01	90
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	87
Number of retired or separated participants receiving benefits	2012-01-01	0
Number of other retired or separated participants entitled to future benefits	2012-01-01	4
Total of all active and inactive participants	2012-01-01	91
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	0
Total participants	2012-01-01	91
Number of participants with account balances	2012-01-01	75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	2
2011: THE H LEFF ELECTRIC COMPANY 401K PROFIT SHARING PLAN 2011 401k membership
Total participants, beginning-of-year	2011-01-01	77
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	86
Number of retired or separated participants receiving benefits	2011-01-01	0
Number of other retired or separated participants entitled to future benefits	2011-01-01	4
Total of all active and inactive participants	2011-01-01	90
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	0
Total participants	2011-01-01	90
Number of participants with account balances	2011-01-01	75
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	1

Financial Data on THE H LEFF ELECTRIC COMPANY 401K PROFIT SHARING PLAN

Measure	Date	Value
2012 : THE H LEFF ELECTRIC COMPANY 401K PROFIT SHARING PLAN 2012 401k financial data
Total income from all sources	2012-12-31	$1,450,497
Expenses. Total of all expenses incurred	2012-12-31	$439,183
Benefits paid (including direct rollovers)	2012-12-31	$438,733
Total plan assets at end of year	2012-12-31	$6,176,130
Total plan assets at beginning of year	2012-12-31	$5,164,816
Value of fidelity bond covering the plan	2012-12-31	$500,000
Total contributions received or receivable from participants	2012-12-31	$391,592
Contributions received from other sources (not participants or employers)	2012-12-31	$320,000
Other income received	2012-12-31	$668,648
Net income (gross income less expenses)	2012-12-31	$1,011,314
Net plan assets at end of year (total assets less liabilities)	2012-12-31	$6,176,130
Net plan assets at beginning of year (total assets less liabilities)	2012-12-31	$5,164,816
Assets. Value of participant loans	2012-12-31	$67,087
Total contributions received or receivable from employer(s)	2012-12-31	$70,257
Expenses. Administrative service providers (salaries,fees and commissions)	2012-12-31	$450
2011 : THE H LEFF ELECTRIC COMPANY 401K PROFIT SHARING PLAN 2011 401k financial data
Total income from all sources	2011-12-31	$287,778
Expenses. Total of all expenses incurred	2011-12-31	$552,411
Benefits paid (including direct rollovers)	2011-12-31	$549,991
Total plan assets at end of year	2011-12-31	$5,164,816
Total plan assets at beginning of year	2011-12-31	$5,429,449
Value of fidelity bond covering the plan	2011-12-31	$500,000
Total contributions received or receivable from participants	2011-12-31	$344,800
Other income received	2011-12-31	$-114,771
Net income (gross income less expenses)	2011-12-31	$-264,633
Net plan assets at end of year (total assets less liabilities)	2011-12-31	$5,164,816
Net plan assets at beginning of year (total assets less liabilities)	2011-12-31	$5,429,449
Assets. Value of participant loans	2011-12-31	$70,447
Total contributions received or receivable from employer(s)	2011-12-31	$57,749
Expenses. Administrative service providers (salaries,fees and commissions)	2011-12-31	$2,420
2010 : THE H LEFF ELECTRIC COMPANY 401K PROFIT SHARING PLAN 2010 401k financial data
Total income from all sources	2010-12-31	$957,020
Expenses. Total of all expenses incurred	2010-12-31	$177,382
Benefits paid (including direct rollovers)	2010-12-31	$171,779
Total plan assets at end of year	2010-12-31	$5,429,449
Total plan assets at beginning of year	2010-12-31	$4,649,811
Value of fidelity bond covering the plan	2010-12-31	$500,000
Total contributions received or receivable from participants	2010-12-31	$271,300
Expenses. Other expenses not covered elsewhere	2010-12-31	$5,603
Other income received	2010-12-31	$661,671
Net income (gross income less expenses)	2010-12-31	$779,638
Net plan assets at end of year (total assets less liabilities)	2010-12-31	$5,429,449
Net plan assets at beginning of year (total assets less liabilities)	2010-12-31	$4,649,811
Assets. Value of participant loans	2010-12-31	$45,535
Total contributions received or receivable from employer(s)	2010-12-31	$24,049

Form 5500 Responses for THE H LEFF ELECTRIC COMPANY 401K PROFIT SHARING PLAN

2012: THE H LEFF ELECTRIC COMPANY 401K PROFIT SHARING PLAN 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	Yes
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: THE H LEFF ELECTRIC COMPANY 401K PROFIT SHARING PLAN 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes

Insurance Providers Used on plan

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

XH9465

Policy instance

Insurance contract or identification number	XH9465
Number of Individuals Covered	91
Insurance policy start date	2012-01-01
Insurance policy end date	2012-12-31
Total amount of commissions paid to insurance broker	USD $14,203
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $6,854
Amount paid for insurance broker fees	0
Insurance broker organization code?	3
Insurance broker name	MORGAN STANLEY SMITH BARNEY LLC

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

ZH9465

Policy instance

Insurance contract or identification number	ZH9465
Number of Individuals Covered	90
Insurance policy start date	2011-01-01
Insurance policy end date	2011-12-31
Total amount of commissions paid to insurance broker	USD $2,830
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No

VOYA RETIRIEMENT INSURANCE AND ANNUITY COMPANY (National Association of Insurance Commissioners NAIC id number: 86509 )

Policy contract number

ZH9465

Policy instance

Insurance contract or identification number	ZH9465
Number of Individuals Covered	77
Insurance policy start date	2010-11-01
Insurance policy end date	2010-12-31
Total amount of commissions paid to insurance broker	USD $33,285
Total amount of fees paid to insurance company	USD $0
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	No
Commission paid to Insurance Broker	USD $33,285
Insurance broker organization code?	3
Insurance broker name	SBHU LIFE AGENCY INC

JOHN HANCOCK LIFE INSURANCE COMPANY (U.S.A.) (National Association of Insurance Commissioners NAIC id number: 65838 )

Policy contract number

83735

Policy instance

Insurance contract or identification number	83735
Number of Individuals Covered	0
Insurance policy start date	2010-01-01
Insurance policy end date	2010-11-01
Total amount of commissions paid to insurance broker	USD $12,186
Total amount of fees paid to insurance company	USD $5,473
Are there contracts with allocated funds for individual policies?	No
Are there contracts with allocated funds for group deferred annuity?	No
Are there contracts with allocated funds for types other than group deferred annuity or individual?	No
Contract purchased, in whole or in part, to distribute benefits from a terminating plan	No
Contracts With Unallocated Funds Deposit Administration	0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?	No
Are there contracts with unallocated funds for contracts of type guaranteed investment?	No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?	Yes
Health Insurance Welfare Benefit	No
Dental Insurance Welfare Benefit	No
Vision Insurance Welfare Benefit	No
Life Insurance Welfare Benefit	No
Temporary Disability Insurance Welfare Benefit	No
Long Term Disability Insurance Welfare Benefit	No
Unemployment Insurance Welfare Benefit	No
Were dividends or retroactive rate refunds paid in cash?	No
Were dividends or retroactive rate refunds paid as a credit?	No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?	Yes
Commission paid to Insurance Broker	USD $9,771
Insurance broker organization code?	3
Amount paid for insurance broker fees	5473
Additional information about fees paid to insurance broker	TPA FEES
Insurance broker name	SALOMON SMITH BARNEY

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	THE H LEFF ELECTRIC COMPANY
Employer identification number (EIN):	340354210
NAIC Classification:	423600