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RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 401k Plan overview

Plan NameRETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL
Plan identification number 001

RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).

401k Sponsoring company profile

NORWALK HOSPITAL ASSOCIATION has sponsored the creation of one or more 401k plans.

Company Name:NORWALK HOSPITAL ASSOCIATION
Employer identification number (EIN):066068853
NAIC Classification:622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012015-01-01
0012014-01-01
0012013-01-01
0012012-01-01ANTHONY R. ACETO
0012011-01-01VALERIE JACK
0012010-01-01ANTHONY R. ACETO
0012009-01-01ANTHONY R. ACETO

Plan Statistics for RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL

401k plan membership statisitcs for RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL

Measure Date Value
2015: RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 2015 401k membership
Total participants, beginning-of-year2015-01-012,924
Total number of active participants reported on line 7a of the Form 55002015-01-010
Number of retired or separated participants receiving benefits2015-01-010
Number of other retired or separated participants entitled to future benefits2015-01-010
Total of all active and inactive participants2015-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-010
Total participants2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 2014 401k membership
Total participants, beginning-of-year2014-01-012,950
Total number of active participants reported on line 7a of the Form 55002014-01-01889
Number of retired or separated participants receiving benefits2014-01-01927
Number of other retired or separated participants entitled to future benefits2014-01-011,080
Total of all active and inactive participants2014-01-012,896
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0128
Total participants2014-01-012,924
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 2013 401k membership
Total participants, beginning-of-year2013-01-013,011
Total number of active participants reported on line 7a of the Form 55002013-01-011,025
Number of retired or separated participants receiving benefits2013-01-01891
Number of other retired or separated participants entitled to future benefits2013-01-01995
Total of all active and inactive participants2013-01-012,911
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-0139
Total participants2013-01-012,950
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 2012 401k membership
Total participants, beginning-of-year2012-01-013,018
Total number of active participants reported on line 7a of the Form 55002012-01-011,109
Number of retired or separated participants receiving benefits2012-01-01870
Number of other retired or separated participants entitled to future benefits2012-01-011,002
Total of all active and inactive participants2012-01-012,981
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-0130
Total participants2012-01-013,011
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 2011 401k membership
Total participants, beginning-of-year2011-01-013,042
Total number of active participants reported on line 7a of the Form 55002011-01-011,179
Number of retired or separated participants receiving benefits2011-01-01833
Number of other retired or separated participants entitled to future benefits2011-01-01976
Total of all active and inactive participants2011-01-012,988
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0130
Total participants2011-01-013,018
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 2010 401k membership
Total participants, beginning-of-year2010-01-013,091
Total number of active participants reported on line 7a of the Form 55002010-01-011,248
Number of retired or separated participants receiving benefits2010-01-01783
Number of other retired or separated participants entitled to future benefits2010-01-01986
Total of all active and inactive participants2010-01-013,017
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0125
Total participants2010-01-013,042
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-013
2009: RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 2009 401k membership
Total participants, beginning-of-year2009-01-013,154
Total number of active participants reported on line 7a of the Form 55002009-01-011,382
Number of retired or separated participants receiving benefits2009-01-01757
Number of other retired or separated participants entitled to future benefits2009-01-01929
Total of all active and inactive participants2009-01-013,068
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0123
Total participants2009-01-013,091
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0121

Financial Data on RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL

Measure Date Value
2015 : RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 2015 401k financial data
Total transfer of assets from this plan2015-12-31$202,550,455
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$200,329,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$357,426
Total income from all sources (including contributions)2015-12-31$2,928,222
Total of all expenses incurred2015-12-31$10,200,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$9,364,113
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$4,499,997
Value of total assets at end of year2015-12-31$200,329,000
Value of total assets at beginning of year2015-12-31$210,180,481
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$836,709
Total interest from all sources2015-12-31$9,000
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$4,528,088
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$4,528,088
Administrative expenses professional fees incurred2015-12-31$105,048
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$2,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$17,132,197
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$4,965,074
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$399,088
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$200,329,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$357,426
Other income not declared elsewhere2015-12-31$-490,235
Administrative expenses (other) incurred2015-12-31$541,284
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-7,272,600
Value of net assets at end of year (total assets less liabilities)2015-12-31$0
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$209,823,055
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$181,921,739
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$199,179,222
Interest earned on other investments2015-12-31$8,910
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$728,873
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$132,239
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$132,239
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$90
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$147,103
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$153,946
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-5,618,628
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$4,499,997
Employer contributions (assets) at end of year2015-12-31$0
Employer contributions (assets) at beginning of year2015-12-31$5,750,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$9,364,113
Contract administrator fees2015-12-31$190,377
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31MARCUM LLP
Accountancy firm EIN2015-12-31111986323
2014 : RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 2014 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$357,426
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$277,349
Total income from all sources (including contributions)2014-12-31$20,507,389
Total of all expenses incurred2014-12-31$10,000,396
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$9,478,400
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$7,000,000
Value of total assets at end of year2014-12-31$210,180,481
Value of total assets at beginning of year2014-12-31$199,593,411
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$521,996
Total interest from all sources2014-12-31$9,661
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$4,914,289
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$4,914,289
Administrative expenses professional fees incurred2014-12-31$94,510
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$2,000,000
If this is an individual account plan, was there a blackout period2014-12-31No
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$4,965,074
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$357,426
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$277,349
Other income not declared elsewhere2014-12-31$-34,926
Administrative expenses (other) incurred2014-12-31$251,916
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$10,506,993
Value of net assets at end of year (total assets less liabilities)2014-12-31$209,823,055
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$199,316,062
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$199,179,222
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$192,646,566
Interest earned on other investments2014-12-31$9,553
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$132,239
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$1,907,029
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$1,907,029
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$108
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$153,946
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$164,816
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$8,618,365
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$7,000,000
Employer contributions (assets) at end of year2014-12-31$5,750,000
Employer contributions (assets) at beginning of year2014-12-31$4,875,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$9,478,400
Contract administrator fees2014-12-31$175,570
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31MARCUM LLP
Accountancy firm EIN2014-12-31111986323
2013 : RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 2013 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$277,349
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$224,866
Total income from all sources (including contributions)2013-12-31$34,174,779
Total of all expenses incurred2013-12-31$9,819,633
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$9,189,431
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$6,500,000
Value of total assets at end of year2013-12-31$199,593,411
Value of total assets at beginning of year2013-12-31$175,185,782
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$630,202
Total interest from all sources2013-12-31$10,674
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$4,203,545
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$4,203,545
Administrative expenses professional fees incurred2013-12-31$142,508
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$2,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2013-12-31$277,349
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2013-12-31$224,866
Administrative expenses (other) incurred2013-12-31$327,098
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$24,355,146
Value of net assets at end of year (total assets less liabilities)2013-12-31$199,316,062
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$174,960,916
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$154,550
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$192,646,566
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$164,982,461
Interest earned on other investments2013-12-31$10,435
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$1,907,029
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$2,528,228
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$2,528,228
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$239
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$164,816
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$175,093
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$23,460,560
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$6,500,000
Employer contributions (assets) at end of year2013-12-31$4,875,000
Employer contributions (assets) at beginning of year2013-12-31$7,500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$9,189,431
Contract administrator fees2013-12-31$6,046
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31MARCUM LLP
Accountancy firm EIN2013-12-31111986323
2012 : RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 2012 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$224,866
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$42,543
Total income from all sources (including contributions)2012-12-31$28,049,587
Total of all expenses incurred2012-12-31$8,526,858
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$7,977,294
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$10,000,000
Value of total assets at end of year2012-12-31$175,185,782
Value of total assets at beginning of year2012-12-31$155,480,730
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$549,564
Total interest from all sources2012-12-31$11,289
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$4,189,264
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$4,189,264
Administrative expenses professional fees incurred2012-12-31$135,477
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$2,000,000
If this is an individual account plan, was there a blackout period2012-12-31No
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$224,866
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$42,543
Administrative expenses (other) incurred2012-12-31$269,133
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$19,522,729
Value of net assets at end of year (total assets less liabilities)2012-12-31$174,960,916
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$155,438,187
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$138,532
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$164,982,461
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$146,944,136
Interest earned on other investments2012-12-31$11,193
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$2,528,228
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$848,218
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$848,218
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$96
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$175,093
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$188,375
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$13,849,034
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$10,000,000
Employer contributions (assets) at end of year2012-12-31$7,500,000
Employer contributions (assets) at beginning of year2012-12-31$7,500,001
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$7,977,294
Contract administrator fees2012-12-31$6,422
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32012-12-31No
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31MARCUM LLP
Accountancy firm EIN2012-12-31111986323
2011 : RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 2011 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$42,543
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$71,311
Total income from all sources (including contributions)2011-12-31$10,530,955
Total of all expenses incurred2011-12-31$8,532,070
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$8,163,130
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$10,000,000
Value of total assets at end of year2011-12-31$155,480,730
Value of total assets at beginning of year2011-12-31$153,510,613
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$368,940
Total interest from all sources2011-12-31$12,464
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$3,945,499
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$3,945,499
Administrative expenses professional fees incurred2011-12-31$121,471
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$2,000,000
If this is an individual account plan, was there a blackout period2011-12-31No
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$42,543
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$71,311
Administrative expenses (other) incurred2011-12-31$111,040
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$1,998,885
Value of net assets at end of year (total assets less liabilities)2011-12-31$155,438,187
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$153,439,302
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$130,143
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$146,944,136
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$142,623,173
Interest earned on other investments2011-12-31$12,393
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$848,218
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$686,234
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$686,234
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$71
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$188,375
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$201,206
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-3,427,008
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$10,000,000
Employer contributions (assets) at end of year2011-12-31$7,500,001
Employer contributions (assets) at beginning of year2011-12-31$10,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$8,163,130
Contract administrator fees2011-12-31$6,286
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32011-12-31No
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31MARCUM LLP
Accountancy firm EIN2011-12-31111986323
2010 : RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 2010 401k financial data
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$71,311
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$67,921
Total income from all sources (including contributions)2010-12-31$25,730,464
Total of all expenses incurred2010-12-31$7,582,056
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$7,209,445
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$10,000,000
Value of total assets at end of year2010-12-31$153,510,613
Value of total assets at beginning of year2010-12-31$135,358,815
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$372,611
Total interest from all sources2010-12-31$13,778
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$3,646,584
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$3,646,584
Administrative expenses professional fees incurred2010-12-31$140,242
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$2,000,000
If this is an individual account plan, was there a blackout period2010-12-31No
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2010-12-31$71,311
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$67,921
Administrative expenses (other) incurred2010-12-31$108,520
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$18,148,408
Value of net assets at end of year (total assets less liabilities)2010-12-31$153,439,302
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$135,290,894
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$117,266
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$142,623,173
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$126,908,987
Interest earned on other investments2010-12-31$13,145
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$686,234
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$660,221
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$660,221
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$633
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$201,206
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$214,607
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$12,070,102
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$10,000,000
Employer contributions (assets) at end of year2010-12-31$10,000,000
Employer contributions (assets) at beginning of year2010-12-31$7,575,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$7,209,445
Contract administrator fees2010-12-31$6,583
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32010-12-31No
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31MARCUM LLP
Accountancy firm EIN2010-12-31111986323

Form 5500 Responses for RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL

2015: RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01This submission is the final filingYes
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RETIREMENT PLAN FOR EMPLOYEES OF NORWALK HOSPITAL 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01This submission is the final filingNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA002778
Policy instance 1
Insurance contract or identification numberGA002778
Number of Individuals Covered6
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA002778
Policy instance 1
Insurance contract or identification numberGA002778
Number of Individuals Covered6
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA002778
Policy instance 1
Insurance contract or identification numberGA002778
Number of Individuals Covered8
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA002778
Policy instance 1
Insurance contract or identification numberGA002778
Number of Individuals Covered11
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA002778
Policy instance 1
Insurance contract or identification numberGA002778
Number of Individuals Covered11
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA002778
Policy instance 1
Insurance contract or identification numberGA002778
Number of Individuals Covered12
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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