401k Plan data: RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM plan

RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 401k Plan overview

Plan Name	RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM
Plan identification number	001

RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM Benefits

401k Plan Type	Defined Benefit Pension
Plan Features/Benefits	Benefits are primarily pay related Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021). Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation). Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

UPMC ALTOONA has sponsored the creation of one or more 401k plans.

Company Name: UPMC ALTOONA

Employer identification number (EIN): 231352155

NAIC Classification: 622000
NAIC Description: Hospitals

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
001 2014-07-01 MARIO WILFONG MARIO WILFONG 2015-10-15
001 2013-07-01 BETSY KREUZ BETSY KREUZ 2015-04-15
001 2012-07-01 BETSY KREUZ BETSY KREUZ 2014-04-15
001 2011-07-01 CHARLES ZORGER CHARLES ZORGER 2013-04-15
001 2009-07-01 CHARLES ZORGER CHARLES ZORGER 2011-04-15

Plan id#	Filing Submission Date	Name of Administrator	Name of Company Sponsor	Date Sponsor Signed
001	2014-07-01	MARIO WILFONG	MARIO WILFONG	2015-10-15
001	2013-07-01	BETSY KREUZ	BETSY KREUZ	2015-04-15
001	2012-07-01	BETSY KREUZ	BETSY KREUZ	2014-04-15
001	2011-07-01	CHARLES ZORGER	CHARLES ZORGER	2013-04-15
001	2009-07-01	CHARLES ZORGER	CHARLES ZORGER	2011-04-15

Plan Statistics for RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM

401k plan membership statisitcs for RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM

Measure Date Value
2014: RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 2014 401k membership
Total participants, beginning-of-year 2014-07-01 3,527
Total number of active participants reported on line 7a of the Form 5500 2014-07-01 0
Number of retired or separated participants receiving benefits 2014-07-01 0
Number of other retired or separated participants entitled to future benefits 2014-07-01 0
Total of all active and inactive participants 2014-07-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2014-07-01 0
Total participants 2014-07-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2014-07-01 0
2013: RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 2013 401k membership
Total participants, beginning-of-year 2013-07-01 3,527
Total number of active participants reported on line 7a of the Form 5500 2013-07-01 1,656
Number of retired or separated participants receiving benefits 2013-07-01 862
Number of other retired or separated participants entitled to future benefits 2013-07-01 912
Total of all active and inactive participants 2013-07-01 3,430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-07-01 63
Total participants 2013-07-01 3,493
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-07-01 0
2012: RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 2012 401k membership
Total participants, beginning-of-year 2012-07-01 1,579
Total number of active participants reported on line 7a of the Form 5500 2012-07-01 1,816
Number of retired or separated participants receiving benefits 2012-07-01 763
Number of other retired or separated participants entitled to future benefits 2012-07-01 886
Total of all active and inactive participants 2012-07-01 3,465
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-07-01 59
Total participants 2012-07-01 3,524
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-07-01 0
2011: RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 2011 401k membership
Total participants, beginning-of-year 2011-07-01 2,128
Total number of active participants reported on line 7a of the Form 5500 2011-07-01 1,101
Number of retired or separated participants receiving benefits 2011-07-01 371
Number of other retired or separated participants entitled to future benefits 2011-07-01 584
Total of all active and inactive participants 2011-07-01 2,056
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-07-01 31
Total participants 2011-07-01 2,087
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-07-01 6
2009: RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 2009 401k membership
Total participants, beginning-of-year 2009-07-01 2,220
Total number of active participants reported on line 7a of the Form 5500 2009-07-01 1,203
Number of retired or separated participants receiving benefits 2009-07-01 336
Number of other retired or separated participants entitled to future benefits 2009-07-01 611
Total of all active and inactive participants 2009-07-01 2,150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-07-01 21
Total participants 2009-07-01 2,171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-07-01 26

Measure	Date	Value
2014: RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 2014 401k membership
Total participants, beginning-of-year	2014-07-01	3,527
Total number of active participants reported on line 7a of the Form 5500	2014-07-01	0
Number of retired or separated participants receiving benefits	2014-07-01	0
Number of other retired or separated participants entitled to future benefits	2014-07-01	0
Total of all active and inactive participants	2014-07-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2014-07-01	0
Total participants	2014-07-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2014-07-01	0
2013: RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 2013 401k membership
Total participants, beginning-of-year	2013-07-01	3,527
Total number of active participants reported on line 7a of the Form 5500	2013-07-01	1,656
Number of retired or separated participants receiving benefits	2013-07-01	862
Number of other retired or separated participants entitled to future benefits	2013-07-01	912
Total of all active and inactive participants	2013-07-01	3,430
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-07-01	63
Total participants	2013-07-01	3,493
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-07-01	0
2012: RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 2012 401k membership
Total participants, beginning-of-year	2012-07-01	1,579
Total number of active participants reported on line 7a of the Form 5500	2012-07-01	1,816
Number of retired or separated participants receiving benefits	2012-07-01	763
Number of other retired or separated participants entitled to future benefits	2012-07-01	886
Total of all active and inactive participants	2012-07-01	3,465
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-07-01	59
Total participants	2012-07-01	3,524
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-07-01	0
2011: RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 2011 401k membership
Total participants, beginning-of-year	2011-07-01	2,128
Total number of active participants reported on line 7a of the Form 5500	2011-07-01	1,101
Number of retired or separated participants receiving benefits	2011-07-01	371
Number of other retired or separated participants entitled to future benefits	2011-07-01	584
Total of all active and inactive participants	2011-07-01	2,056
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-07-01	31
Total participants	2011-07-01	2,087
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-07-01	6
2009: RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 2009 401k membership
Total participants, beginning-of-year	2009-07-01	2,220
Total number of active participants reported on line 7a of the Form 5500	2009-07-01	1,203
Number of retired or separated participants receiving benefits	2009-07-01	336
Number of other retired or separated participants entitled to future benefits	2009-07-01	611
Total of all active and inactive participants	2009-07-01	2,150
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-07-01	21
Total participants	2009-07-01	2,171
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-07-01	26

Financial Data on RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM

Measure	Date	Value
2014 : RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 2014 401k financial data
Total unrealized appreciation/depreciation of assets	2014-12-31	$0
Total transfer of assets from this plan	2014-12-31	$297,829,553
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-12-31	$0
Total income from all sources (including contributions)	2014-12-31	$-9,726,298
Total loss/gain on sale of assets	2014-12-31	$0
Total of all expenses incurred	2014-12-31	$5,130,054
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-12-31	$4,719,799
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-12-31	$0
Value of total assets at end of year	2014-12-31	$0
Value of total assets at beginning of year	2014-12-31	$312,685,905
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-12-31	$410,255
Total interest from all sources	2014-12-31	$1,442,916
Total dividends received (eg from common stock, registered investment company shares)	2014-12-31	$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-12-31	No
Administrative expenses professional fees incurred	2014-12-31	$13,973
Was this plan covered by a fidelity bond	2014-12-31	Yes
Value of fidelity bond cover	2014-12-31	$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2014-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-12-31	$1
Other income not declared elsewhere	2014-12-31	$2,852
Administrative expenses (other) incurred	2014-12-31	$396,282
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Value of net income/loss	2014-12-31	$-14,856,352
Value of net assets at end of year (total assets less liabilities)	2014-12-31	$0
Value of net assets at beginning of year (total assets less liabilities)	2014-12-31	$312,685,905
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-12-31	No
Were any leases to which the plan was party in default or uncollectible	2014-12-31	No
Interest earned on other investments	2014-12-31	$1,442,906
Value of interest in master investment trust accounts at beginning of year	2014-12-31	$245,311,245
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-12-31	$750,659
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-12-31	$750,659
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-12-31	$10
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-12-31	No
Was there a failure to transmit to the plan any participant contributions	2014-12-31	No
Has the plan failed to provide any benefit when due under the plan	2014-12-31	No
Employer contributions (assets) at beginning of year	2014-12-31	$66,624,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-12-31	$4,719,799
Did the plan have assets held for investment	2014-12-31	No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-12-31	Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2014-12-31	Disclaimer
Accountancy firm name	2014-12-31	BKD, LLP
Accountancy firm EIN	2014-12-31	440160260
Unrealized appreciation/depreciation of other (non real estate) assets	2014-06-30	$22,231
Total unrealized appreciation/depreciation of assets	2014-06-30	$22,231
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2014-06-30	$0
Total income from all sources (including contributions)	2014-06-30	$98,865,010
Total loss/gain on sale of assets	2014-06-30	$5,661,195
Total of all expenses incurred	2014-06-30	$9,203,710
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2014-06-30	$8,160,241
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2014-06-30	$66,624,000
Value of total assets at end of year	2014-06-30	$312,685,905
Value of total assets at beginning of year	2014-06-30	$223,024,605
Total of administrative expenses incurred including professional, contract, advisory and management fees	2014-06-30	$1,043,469
Total interest from all sources	2014-06-30	$403,548
Total dividends received (eg from common stock, registered investment company shares)	2014-06-30	$1,524,424
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2014-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2014-06-30	$1,133,250
Administrative expenses professional fees incurred	2014-06-30	$449,760
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2014-06-30	$3,270,960
Was this plan covered by a fidelity bond	2014-06-30	Yes
Value of fidelity bond cover	2014-06-30	$5,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2014-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2014-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2014-06-30	$1
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2014-06-30	$5,663,819
Other income not declared elsewhere	2014-06-30	$4,303
Administrative expenses (other) incurred	2014-06-30	$147,336
Total non interest bearing cash at beginning of year	2014-06-30	$175,176
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Value of net income/loss	2014-06-30	$89,661,300
Value of net assets at end of year (total assets less liabilities)	2014-06-30	$312,685,905
Value of net assets at beginning of year (total assets less liabilities)	2014-06-30	$223,024,605
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2014-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2014-06-30	No
Were any leases to which the plan was party in default or uncollectible	2014-06-30	No
Investment advisory and management fees	2014-06-30	$446,373
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2014-06-30	$83,030,711
Income. Interest from US Government securities	2014-06-30	$186,543
Income. Interest from corporate debt instruments	2014-06-30	$216,780
Value of interest in master investment trust accounts at end of year	2014-06-30	$245,311,245
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2014-06-30	$750,659
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2014-06-30	$5,667,645
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2014-06-30	$5,667,645
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2014-06-30	$225
Asset value of US Government securities at beginning of year	2014-06-30	$9,942,447
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2014-06-30	$8,756,439
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2014-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2014-06-30	No
Has the plan failed to provide any benefit when due under the plan	2014-06-30	No
Contributions received in cash from employer	2014-06-30	$66,624,000
Employer contributions (assets) at end of year	2014-06-30	$66,624,000
Employer contributions (assets) at beginning of year	2014-06-30	$76,797,546
Income. Dividends from common stock	2014-06-30	$391,174
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2014-06-30	$8,160,241
Asset. Corporate debt instrument preferred debt at beginning of year	2014-06-30	$2,497,170
Asset. Corporate debt instrument debt (other) at beginning of year	2014-06-30	$6,625,418
Assets. Corporate common stocks other than exployer securities at beginning of year	2014-06-30	$29,353,713
Did the plan have assets held for investment	2014-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2014-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2014-06-30	No
Aggregate proceeds on sale of assets	2014-06-30	$83,757,542
Aggregate carrying amount (costs) on sale of assets	2014-06-30	$78,096,347
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2014-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2014-06-30	Disclaimer
Accountancy firm name	2014-06-30	BKD, LLP
Accountancy firm EIN	2014-06-30	440160260
2013 : RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-06-30	$2,549,083
Total unrealized appreciation/depreciation of assets	2013-06-30	$2,549,083
Total transfer of assets to this plan	2013-06-30	$44,350,836
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-06-30	$129,875
Total income from all sources (including contributions)	2013-06-30	$86,473,957
Total loss/gain on sale of assets	2013-06-30	$1,021,158
Total of all expenses incurred	2013-06-30	$4,634,653
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-06-30	$3,796,266
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-06-30	$76,797,546
Value of total assets at end of year	2013-06-30	$223,024,605
Value of total assets at beginning of year	2013-06-30	$96,964,340
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-06-30	$838,387
Total interest from all sources	2013-06-30	$446,072
Total dividends received (eg from common stock, registered investment company shares)	2013-06-30	$1,441,287
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2013-06-30	$1,044,589
Administrative expenses professional fees incurred	2013-06-30	$268,419
Assets. Corporate prefeered stocks other than exployer securities at end of year	2013-06-30	$3,270,960
Assets. Corporate prefeered stocks other than exployer securities at beginning of year	2013-06-30	$0
Was this plan covered by a fidelity bond	2013-06-30	Yes
Value of fidelity bond cover	2013-06-30	$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2013-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-06-30	$5,663,819
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-06-30	$198,580
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year	2013-06-30	$86,153
Other income not declared elsewhere	2013-06-30	$1,143
Administrative expenses (other) incurred	2013-06-30	$375,454
Liabilities. Value of operating payables at beginning of year	2013-06-30	$43,722
Total non interest bearing cash at end of year	2013-06-30	$175,176
Total non interest bearing cash at beginning of year	2013-06-30	$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Value of net income/loss	2013-06-30	$81,839,304
Value of net assets at end of year (total assets less liabilities)	2013-06-30	$223,024,605
Value of net assets at beginning of year (total assets less liabilities)	2013-06-30	$96,834,465
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-06-30	No
Were any leases to which the plan was party in default or uncollectible	2013-06-30	No
Investment advisory and management fees	2013-06-30	$194,514
Value of interest in registered invesment companies (eg mutual funds) at end of year	2013-06-30	$83,030,711
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2013-06-30	$41,723,941
Income. Interest from US Government securities	2013-06-30	$220,679
Income. Interest from corporate debt instruments	2013-06-30	$224,889
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-06-30	$5,667,645
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-06-30	$6,176,474
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-06-30	$6,176,474
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-06-30	$504
Asset value of US Government securities at end of year	2013-06-30	$9,942,447
Asset value of US Government securities at beginning of year	2013-06-30	$7,975,394
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2013-06-30	$4,217,668
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2013-06-30	No
Has the plan failed to provide any benefit when due under the plan	2013-06-30	No
Contributions received in cash from employer	2013-06-30	$76,797,546
Employer contributions (assets) at end of year	2013-06-30	$76,797,546
Employer contributions (assets) at beginning of year	2013-06-30	$9,250,000
Income. Dividends from common stock	2013-06-30	$396,698
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-06-30	$3,796,266
Asset. Corporate debt instrument preferred debt at end of year	2013-06-30	$2,497,170
Asset. Corporate debt instrument preferred debt at beginning of year	2013-06-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2013-06-30	$6,625,418
Asset. Corporate debt instrument debt (other) at beginning of year	2013-06-30	$10,863,013
Assets. Corporate common stocks other than exployer securities at end of year	2013-06-30	$29,353,713
Assets. Corporate common stocks other than exployer securities at beginning of year	2013-06-30	$20,776,938
Did the plan have assets held for investment	2013-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-06-30	No
Aggregate proceeds on sale of assets	2013-06-30	$57,141,946
Aggregate carrying amount (costs) on sale of assets	2013-06-30	$56,120,788
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2013-06-30	Disclaimer
Accountancy firm name	2013-06-30	BKD, LLP
Accountancy firm EIN	2013-06-30	440160260
2012 : RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-06-30	$330,612
Total unrealized appreciation/depreciation of assets	2012-06-30	$330,612
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$201,363
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-06-30	$0
Total income from all sources (including contributions)	2012-06-30	$11,576,921
Total loss/gain on sale of assets	2012-06-30	$-521,974
Total of all expenses incurred	2012-06-30	$3,937,793
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-06-30	$3,389,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-06-30	$10,500,000
Value of total assets at end of year	2012-06-30	$97,035,828
Value of total assets at beginning of year	2012-06-30	$89,195,337
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-06-30	$548,509
Total interest from all sources	2012-06-30	$605,990
Total dividends received (eg from common stock, registered investment company shares)	2012-06-30	$1,441,296
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2012-06-30	$1,098,022
Administrative expenses professional fees incurred	2012-06-30	$124,467
Was this plan covered by a fidelity bond	2012-06-30	Yes
Value of fidelity bond cover	2012-06-30	$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2012-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-06-30	$198,580
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-06-30	$188,906
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year	2012-06-30	$157,641
Other income not declared elsewhere	2012-06-30	$4,210
Administrative expenses (other) incurred	2012-06-30	$152,798
Liabilities. Value of operating payables at end of year	2012-06-30	$43,722
Total non interest bearing cash at end of year	2012-06-30	$0
Total non interest bearing cash at beginning of year	2012-06-30	$118,068
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Value of net income/loss	2012-06-30	$7,639,128
Value of net assets at end of year (total assets less liabilities)	2012-06-30	$96,834,465
Value of net assets at beginning of year (total assets less liabilities)	2012-06-30	$89,195,337
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-06-30	No
Were any leases to which the plan was party in default or uncollectible	2012-06-30	No
Investment advisory and management fees	2012-06-30	$271,244
Value of interest in registered invesment companies (eg mutual funds) at end of year	2012-06-30	$41,723,941
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2012-06-30	$39,232,735
Income. Interest from US Government securities	2012-06-30	$269,321
Income. Interest from corporate debt instruments	2012-06-30	$335,625
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-06-30	$6,247,962
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-06-30	$8,161,936
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-06-30	$8,161,936
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-06-30	$1,044
Asset value of US Government securities at end of year	2012-06-30	$7,975,394
Asset value of US Government securities at beginning of year	2012-06-30	$8,045,181
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2012-06-30	$-783,213
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2012-06-30	No
Has the plan failed to provide any benefit when due under the plan	2012-06-30	No
Contributions received in cash from employer	2012-06-30	$10,500,000
Employer contributions (assets) at end of year	2012-06-30	$9,250,000
Employer contributions (assets) at beginning of year	2012-06-30	$4,287,500
Income. Dividends from common stock	2012-06-30	$343,274
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-06-30	$3,389,284
Asset. Corporate debt instrument debt (other) at end of year	2012-06-30	$10,863,013
Asset. Corporate debt instrument debt (other) at beginning of year	2012-06-30	$8,489,224
Assets. Corporate common stocks other than exployer securities at end of year	2012-06-30	$20,776,938
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-06-30	$20,671,787
Did the plan have assets held for investment	2012-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-06-30	No
Aggregate proceeds on sale of assets	2012-06-30	$11,245,276
Aggregate carrying amount (costs) on sale of assets	2012-06-30	$11,767,250
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2012-06-30	Disclaimer
Accountancy firm name	2012-06-30	BKD, LLP
Accountancy firm EIN	2012-06-30	440160260
2011 : RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-06-30	$2,623,976
Total unrealized appreciation/depreciation of assets	2011-06-30	$2,623,976
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-06-30	$0
Total income from all sources (including contributions)	2011-06-30	$17,467,721
Total loss/gain on sale of assets	2011-06-30	$2,495,155
Total of all expenses incurred	2011-06-30	$3,853,265
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-06-30	$3,154,605
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-06-30	$4,287,500
Value of total assets at end of year	2011-06-30	$89,195,337
Value of total assets at beginning of year	2011-06-30	$75,580,881
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-06-30	$698,660
Total interest from all sources	2011-06-30	$645,500
Total dividends received (eg from common stock, registered investment company shares)	2011-06-30	$1,215,743
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-06-30	No
Total dividends received from registered investment company shares (eg mutual funds)	2011-06-30	$1,046,094
Administrative expenses professional fees incurred	2011-06-30	$140,911
Was this plan covered by a fidelity bond	2011-06-30	Yes
Value of fidelity bond cover	2011-06-30	$2,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-06-30	$0
Were there any nonexempt tranactions with any party-in-interest	2011-06-30	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-06-30	$188,906
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-06-30	$211,981
Other income not declared elsewhere	2011-06-30	$3,722
Administrative expenses (other) incurred	2011-06-30	$243,864
Total non interest bearing cash at end of year	2011-06-30	$118,068
Total non interest bearing cash at beginning of year	2011-06-30	$-819,492
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Value of net income/loss	2011-06-30	$13,614,456
Value of net assets at end of year (total assets less liabilities)	2011-06-30	$89,195,337
Value of net assets at beginning of year (total assets less liabilities)	2011-06-30	$75,580,881
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-06-30	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-06-30	No
Were any leases to which the plan was party in default or uncollectible	2011-06-30	No
Investment advisory and management fees	2011-06-30	$313,885
Value of interest in registered invesment companies (eg mutual funds) at end of year	2011-06-30	$39,232,735
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2011-06-30	$30,355,060
Income. Interest from US Government securities	2011-06-30	$304,100
Income. Interest from corporate debt instruments	2011-06-30	$340,105
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-06-30	$8,161,936
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-06-30	$7,308,408
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-06-30	$7,308,408
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-06-30	$1,295
Asset value of US Government securities at end of year	2011-06-30	$8,045,181
Asset value of US Government securities at beginning of year	2011-06-30	$9,109,125
Net investment gain/loss from registered investment companies (e.g. mutual funds)	2011-06-30	$6,196,125
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-06-30	Yes
Was there a failure to transmit to the plan any participant contributions	2011-06-30	No
Has the plan failed to provide any benefit when due under the plan	2011-06-30	No
Contributions received in cash from employer	2011-06-30	$4,287,500
Employer contributions (assets) at end of year	2011-06-30	$4,287,500
Employer contributions (assets) at beginning of year	2011-06-30	$4,925,000
Income. Dividends from common stock	2011-06-30	$169,649
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-06-30	$3,154,605
Asset. Corporate debt instrument preferred debt at beginning of year	2011-06-30	$0
Asset. Corporate debt instrument debt (other) at end of year	2011-06-30	$8,489,224
Asset. Corporate debt instrument debt (other) at beginning of year	2011-06-30	$8,574,608
Assets. Corporate common stocks other than exployer securities at end of year	2011-06-30	$20,671,787
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-06-30	$15,916,191
Did the plan have assets held for investment	2011-06-30	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-06-30	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-06-30	No
Aggregate proceeds on sale of assets	2011-06-30	$29,540,925
Aggregate carrying amount (costs) on sale of assets	2011-06-30	$27,045,770
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-06-30	Yes
Opinion of an independent qualified public accountant for this plan	2011-06-30	Disclaimer
Accountancy firm name	2011-06-30	BKD, LLP
Accountancy firm EIN	2011-06-30	440160260
2010 : RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 2010 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-06-30	$0

Form 5500 Responses for RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM

2014: RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 2014 form 5500 responses
2014-07-01	Type of plan entity	Single employer plan
2014-07-01	Submission has been amended	No
2014-07-01	This submission is the final filing	Yes
2014-07-01	This return/report is a short plan year return/report (less than 12 months)	Yes
2014-07-01	Plan is a collectively bargained plan	No
2014-07-01	Plan funding arrangement – Trust	Yes
2014-07-01	Plan benefit arrangement - Trust	Yes
2013: RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 2013 form 5500 responses
2013-07-01	Type of plan entity	Single employer plan
2013-07-01	Submission has been amended	No
2013-07-01	This submission is the final filing	No
2013-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-07-01	Plan is a collectively bargained plan	No
2013-07-01	Plan funding arrangement – Trust	Yes
2013-07-01	Plan benefit arrangement - Trust	Yes
2012: RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 2012 form 5500 responses
2012-07-01	Type of plan entity	Single employer plan
2012-07-01	Submission has been amended	No
2012-07-01	This submission is the final filing	No
2012-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-07-01	Plan is a collectively bargained plan	No
2012-07-01	Plan funding arrangement – Trust	Yes
2012-07-01	Plan benefit arrangement - Trust	Yes
2011: RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 2011 form 5500 responses
2011-07-01	Type of plan entity	Single employer plan
2011-07-01	Submission has been amended	No
2011-07-01	This submission is the final filing	No
2011-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-07-01	Plan is a collectively bargained plan	No
2011-07-01	Plan funding arrangement – Trust	Yes
2011-07-01	Plan benefit arrangement - Trust	Yes
2009: RETIREMENT PLAN FOR EMPLOYEES OF THE ALTOONA REGIONAL HEALTH SYSTEM 2009 form 5500 responses
2009-07-01	Type of plan entity	Single employer plan
2009-07-01	Submission has been amended	No
2009-07-01	This submission is the final filing	No
2009-07-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-07-01	Plan is a collectively bargained plan	No
2009-07-01	Plan funding arrangement – Trust	Yes
2009-07-01	Plan benefit arrangement - Trust	Yes

Potentially related plans

Was this data useful?

If you found the data here useful, PLEASE HELP US. We are a start-up and believe in making information freely available. By linking to us, posting on twitter, facebook and linkedin about us and generally spreading the word, you'll help us to grow. Our vision is to provide high quality data about the activities of all the companies in the world and where possible make it free to use and view. Finding and integrating data from thousands of data sources is time consuming and needs lots of effort. By simply spreading the word about us, you will help us. Please use the share buttons. It will only take a few seconds of your time. Thanks for helping

Information Disclaimer

The information provided on this website is not advice, endorsement or recommendation
The information published is supplied by third parties so we make no warranty on the accuracy, completeness etc. This information is provided "as-is". The information is subject to change as we obtain updates and corrections from the primary information sources.
You are free to use the information for your own personal research on the understanding to do so is at your own risk.

See full terms and conditions

Company Name:	UPMC ALTOONA
Employer identification number (EIN):	231352155
NAIC Classification:	622000
NAIC Description:	Hospitals