| Plan Name | RETIREMENT PLAN FOR EMPLOYEES OF WINTHROP-UNIVERSITY HOSPITAL |
| Plan identification number | 009 |
| 401k Plan Type | Defined Benefit Pension |
| Plan Features/Benefits |
|
| Company Name: | NYU LANGONE HOSPITALS |
| Employer identification number (EIN): | 133971298 |
| NAIC Classification: | 622000 |
| NAIC Description: | Hospitals |
Additional information about NYU LANGONE HOSPITALS
| Jurisdiction of Incorporation: | New York Department of State |
| Incorporation Date: | 1997-11-24 |
| Company Identification Number: | 2202123 |
| Legal Registered Office Address: |
OFFICE OF THE GENERAL COUNSEL 550 FIRST AVENUE - HCC 15 NEW YORK United States of America (USA) 10016 |
More information about NYU LANGONE HOSPITALS
| Plan id# | Filing Submission Date | Name of Administrator | Date Administrator Signed | Name of Company Sponsor | Date Sponsor Signed |
|---|---|---|---|---|---|
| 009 | 2019-01-01 | ||||
| 009 | 2019-01-01 | ||||
| 009 | 2019-01-01 | ||||
| 009 | 2018-01-01 |
| Measure | Date | Value |
|---|---|---|
| 2019 : RETIREMENT PLAN FOR EMPLOYEES OF WINTHROP-UNIVERSITY HOSPITAL 2019 401k financial data | ||
| Total unrealized appreciation/depreciation of assets | 2019-12-31 | $0 |
| Total transfer of assets from this plan | 2019-12-31 | $698,227,653 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2019-12-31 | $681,623 |
| Total income from all sources (including contributions) | 2019-12-31 | $129,812,597 |
| Total loss/gain on sale of assets | 2019-12-31 | $0 |
| Total of all expenses incurred | 2019-12-31 | $23,610,395 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2019-12-31 | $20,498,962 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2019-12-31 | $14,509,503 |
| Value of total assets at end of year | 2019-12-31 | $0 |
| Value of total assets at beginning of year | 2019-12-31 | $592,707,074 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2019-12-31 | $3,111,433 |
| Total interest from all sources | 2019-12-31 | $0 |
| Total dividends received (eg from common stock, registered investment company shares) | 2019-12-31 | $19,503,251 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2019-12-31 | No |
| Administrative expenses professional fees incurred | 2019-12-31 | $509,543 |
| Was this plan covered by a fidelity bond | 2019-12-31 | Yes |
| Value of fidelity bond cover | 2019-12-31 | $20,000,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2019-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2019-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2019-12-31 | $0 |
| Assets. Other investments not covered elsewhere at beginning of year | 2019-12-31 | $79,727,555 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2019-12-31 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2019-12-31 | $1,257,511 |
| Liabilities. Value of operating payables at beginning of year | 2019-12-31 | $681,623 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Value of net income/loss | 2019-12-31 | $106,202,202 |
| Value of net assets at end of year (total assets less liabilities) | 2019-12-31 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2019-12-31 | $592,025,451 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2019-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2019-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2019-12-31 | No |
| Investment advisory and management fees | 2019-12-31 | $2,601,890 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2019-12-31 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2019-12-31 | $247,931,488 |
| Value of interest in common/collective trusts at end of year | 2019-12-31 | $0 |
| Value of interest in common/collective trusts at beginning of year | 2019-12-31 | $10,911,081 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2019-12-31 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2019-12-31 | $12,233,878 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2019-12-31 | $12,233,878 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2019-12-31 | $0 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2019-12-31 | $28,189,231 |
| Asset value of US Government securities at end of year | 2019-12-31 | $0 |
| Asset value of US Government securities at beginning of year | 2019-12-31 | $3,026,875 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2019-12-31 | $95,799,843 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2019-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2019-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2019-12-31 | No |
| Contributions received in cash from employer | 2019-12-31 | $14,509,503 |
| Employer contributions (assets) at end of year | 2019-12-31 | $0 |
| Employer contributions (assets) at beginning of year | 2019-12-31 | $32,160,000 |
| Income. Dividends from preferred stock | 2019-12-31 | $19,503,251 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2019-12-31 | $20,498,962 |
| Asset. Corporate debt instrument debt (other) at end of year | 2019-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2019-12-31 | $100,818,378 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2019-12-31 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2019-12-31 | $76,451,077 |
| Did the plan have assets held for investment | 2019-12-31 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2019-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2019-12-31 | Yes |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2019-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2019-12-31 | Disclaimer |
| Accountancy firm name | 2019-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2019-12-31 | 134008324 |
| 2018 : RETIREMENT PLAN FOR EMPLOYEES OF WINTHROP-UNIVERSITY HOSPITAL 2018 401k financial data | ||
| Unrealized appreciation/depreciation of other (non real estate) assets | 2018-12-31 | $-33,894,037 |
| Total unrealized appreciation/depreciation of assets | 2018-12-31 | $-33,894,037 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $681,623 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2018-12-31 | $833,457 |
| Total income from all sources (including contributions) | 2018-12-31 | $-22,994,757 |
| Total loss/gain on sale of assets | 2018-12-31 | $12,504,353 |
| Total of all expenses incurred | 2018-12-31 | $21,664,510 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2018-12-31 | $18,546,263 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2018-12-31 | $32,160,000 |
| Value of total assets at end of year | 2018-12-31 | $592,707,074 |
| Value of total assets at beginning of year | 2018-12-31 | $637,518,175 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2018-12-31 | $3,118,247 |
| Total interest from all sources | 2018-12-31 | $3,905,292 |
| Total dividends received (eg from common stock, registered investment company shares) | 2018-12-31 | $14,127,726 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2018-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2018-12-31 | $12,000,399 |
| Administrative expenses professional fees incurred | 2018-12-31 | $319,785 |
| Was this plan covered by a fidelity bond | 2018-12-31 | Yes |
| Value of fidelity bond cover | 2018-12-31 | $60,100,000 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2018-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2018-12-31 | No |
| Assets. Other investments not covered elsewhere at end of year | 2018-12-31 | $79,727,555 |
| Assets. Other investments not covered elsewhere at beginning of year | 2018-12-31 | $85,313,407 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2018-12-31 | $1,257,511 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2018-12-31 | $1,015,179 |
| Other income not declared elsewhere | 2018-12-31 | $-5,266,329 |
| Liabilities. Value of operating payables at end of year | 2018-12-31 | $681,623 |
| Liabilities. Value of operating payables at beginning of year | 2018-12-31 | $833,457 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Value of net income/loss | 2018-12-31 | $-44,659,267 |
| Value of net assets at end of year (total assets less liabilities) | 2018-12-31 | $592,025,451 |
| Value of net assets at beginning of year (total assets less liabilities) | 2018-12-31 | $636,684,718 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2018-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2018-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2018-12-31 | No |
| Investment advisory and management fees | 2018-12-31 | $2,798,462 |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2018-12-31 | $247,931,488 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2018-12-31 | $270,500,935 |
| Income. Interest from US Government securities | 2018-12-31 | $22,300 |
| Income. Interest from corporate debt instruments | 2018-12-31 | $3,761,424 |
| Value of interest in common/collective trusts at end of year | 2018-12-31 | $10,911,081 |
| Value of interest in common/collective trusts at beginning of year | 2018-12-31 | $12,133,549 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2018-12-31 | $12,233,878 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2018-12-31 | $8,634,466 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2018-12-31 | $8,634,466 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2018-12-31 | $121,568 |
| Assets. Value of investments in 103.12 investment entities at end of year | 2018-12-31 | $28,189,231 |
| Assets. Value of investments in 103.12 investment entities at beginning of year | 2018-12-31 | $44,036,086 |
| Asset value of US Government securities at end of year | 2018-12-31 | $3,026,875 |
| Asset value of US Government securities at beginning of year | 2018-12-31 | $0 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2018-12-31 | $-39,507,735 |
| Net investment gain or loss from common/collective trusts | 2018-12-31 | $52,789 |
| Net gain/loss from 103.12 investment entities | 2018-12-31 | $-7,076,816 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2018-12-31 | Yes |
| Was there a failure to transmit to the plan any participant contributions | 2018-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2018-12-31 | No |
| Contributions received in cash from employer | 2018-12-31 | $32,160,000 |
| Employer contributions (assets) at end of year | 2018-12-31 | $32,160,000 |
| Employer contributions (assets) at beginning of year | 2018-12-31 | $23,000,000 |
| Income. Dividends from common stock | 2018-12-31 | $2,127,327 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2018-12-31 | $18,546,263 |
| Asset. Corporate debt instrument debt (other) at end of year | 2018-12-31 | $100,818,378 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2018-12-31 | $91,873,766 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2018-12-31 | $76,451,077 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2018-12-31 | $101,010,787 |
| Did the plan have assets held for investment | 2018-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2018-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2018-12-31 | No |
| Aggregate proceeds on sale of assets | 2018-12-31 | $90,027,840 |
| Aggregate carrying amount (costs) on sale of assets | 2018-12-31 | $77,523,487 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2018-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2018-12-31 | Disclaimer |
| Accountancy firm name | 2018-12-31 | PRICEWATERHOUSECOOPERS LLP |
| Accountancy firm EIN | 2018-12-31 | 134008324 |
| 2019: RETIREMENT PLAN FOR EMPLOYEES OF WINTHROP-UNIVERSITY HOSPITAL 2019 form 5500 responses | ||
|---|---|---|
| 2019-01-01 | Type of plan entity | Single employer plan |
| 2019-01-01 | Submission has been amended | No |
| 2019-01-01 | This submission is the final filing | No |
| 2019-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2019-01-01 | Plan is a collectively bargained plan | No |
| 2019-01-01 | Plan funding arrangement – Trust | Yes |
| 2019-01-01 | Plan benefit arrangement - Trust | Yes |
| 2018: RETIREMENT PLAN FOR EMPLOYEES OF WINTHROP-UNIVERSITY HOSPITAL 2018 form 5500 responses | ||
| 2018-01-01 | Type of plan entity | Single employer plan |
| 2018-01-01 | Submission has been amended | No |
| 2018-01-01 | This submission is the final filing | No |
| 2018-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2018-01-01 | Plan is a collectively bargained plan | No |
| 2018-01-01 | Plan funding arrangement – Trust | Yes |
| 2018-01-01 | Plan benefit arrangement - Trust | Yes |