JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. has sponsored the creation of one or more 401k plans.
Additional information about JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC.
Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC.
401k plan membership statisitcs for RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC.
| Measure | Date | Value |
|---|
| 2017: RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2017 401k membership |
|---|
| Total participants, beginning-of-year | 2017-01-01 | 18 |
| Total number of active participants reported on line 7a of the Form 5500 | 2017-01-01 | 12 |
| Number of retired or separated participants receiving benefits | 2017-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2017-01-01 | 6 |
| Total of all active and inactive participants | 2017-01-01 | 18 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2017-01-01 | 0 |
| Total participants | 2017-01-01 | 18 |
| Number of participants with account balances | 2017-01-01 | 18 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2017-01-01 | 0 |
| 2016: RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2016 401k membership |
|---|
| Total participants, beginning-of-year | 2016-01-01 | 19 |
| Total number of active participants reported on line 7a of the Form 5500 | 2016-01-01 | 13 |
| Number of retired or separated participants receiving benefits | 2016-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2016-01-01 | 4 |
| Total of all active and inactive participants | 2016-01-01 | 17 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2016-01-01 | 0 |
| Total participants | 2016-01-01 | 17 |
| Number of participants with account balances | 2016-01-01 | 17 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2016-01-01 | 1 |
| 2015: RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2015 401k membership |
|---|
| Total participants, beginning-of-year | 2015-01-01 | 20 |
| Total number of active participants reported on line 7a of the Form 5500 | 2015-01-01 | 12 |
| Number of retired or separated participants receiving benefits | 2015-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2015-01-01 | 6 |
| Total of all active and inactive participants | 2015-01-01 | 18 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2015-01-01 | 0 |
| Total participants | 2015-01-01 | 18 |
| Number of participants with account balances | 2015-01-01 | 18 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2015-01-01 | 2 |
| 2014: RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2014 401k membership |
|---|
| Total participants, beginning-of-year | 2014-01-01 | 15 |
| Total number of active participants reported on line 7a of the Form 5500 | 2014-01-01 | 11 |
| Number of retired or separated participants receiving benefits | 2014-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2014-01-01 | 5 |
| Total of all active and inactive participants | 2014-01-01 | 16 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2014-01-01 | 0 |
| Total participants | 2014-01-01 | 16 |
| Number of participants with account balances | 2014-01-01 | 16 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2014-01-01 | 1 |
| 2013: RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2013 401k membership |
|---|
| Total participants, beginning-of-year | 2013-01-01 | 16 |
| Total number of active participants reported on line 7a of the Form 5500 | 2013-01-01 | 12 |
| Number of other retired or separated participants entitled to future benefits | 2013-01-01 | 2 |
| Total of all active and inactive participants | 2013-01-01 | 14 |
| Total participants | 2013-01-01 | 14 |
| Number of participants with account balances | 2013-01-01 | 14 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2013-01-01 | 1 |
| 2012: RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2012 401k membership |
|---|
| Total participants, beginning-of-year | 2012-01-01 | 17 |
| Total number of active participants reported on line 7a of the Form 5500 | 2012-01-01 | 14 |
| Number of retired or separated participants receiving benefits | 2012-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2012-01-01 | 2 |
| Total of all active and inactive participants | 2012-01-01 | 16 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2012-01-01 | 0 |
| Total participants | 2012-01-01 | 16 |
| Number of participants with account balances | 2012-01-01 | 16 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2012-01-01 | 0 |
| 2011: RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2011 401k membership |
|---|
| Total participants, beginning-of-year | 2011-01-01 | 17 |
| Total number of active participants reported on line 7a of the Form 5500 | 2011-01-01 | 15 |
| Number of retired or separated participants receiving benefits | 2011-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2011-01-01 | 2 |
| Total of all active and inactive participants | 2011-01-01 | 17 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2011-01-01 | 0 |
| Total participants | 2011-01-01 | 17 |
| Number of participants with account balances | 2011-01-01 | 17 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2011-01-01 | 0 |
| 2009: RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2009 401k membership |
|---|
| Total participants, beginning-of-year | 2009-01-01 | 18 |
| Total number of active participants reported on line 7a of the Form 5500 | 2009-01-01 | 16 |
| Number of retired or separated participants receiving benefits | 2009-01-01 | 0 |
| Number of other retired or separated participants entitled to future benefits | 2009-01-01 | 1 |
| Total of all active and inactive participants | 2009-01-01 | 17 |
| Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits | 2009-01-01 | 0 |
| Total participants | 2009-01-01 | 17 |
| Number of participants with account balances | 2009-01-01 | 17 |
| Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested | 2009-01-01 | 0 |
| Measure | Date | Value |
|---|
| 2017 : RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2017 401k financial data |
|---|
| Total income from all sources | 2017-12-31 | $439,203 |
| Expenses. Total of all expenses incurred | 2017-12-31 | $55,497 |
| Benefits paid (including direct rollovers) | 2017-12-31 | $42,343 |
| Total plan assets at end of year | 2017-12-31 | $2,780,127 |
| Total plan assets at beginning of year | 2017-12-31 | $2,396,421 |
| Value of fidelity bond covering the plan | 2017-12-31 | $500,000 |
| Total contributions received or receivable from participants | 2017-12-31 | $68,357 |
| Other income received | 2017-12-31 | $290,491 |
| Net income (gross income less expenses) | 2017-12-31 | $383,706 |
| Net plan assets at end of year (total assets less liabilities) | 2017-12-31 | $2,780,127 |
| Net plan assets at beginning of year (total assets less liabilities) | 2017-12-31 | $2,396,421 |
| Assets. Value of assets in partnership/joint-venture interests | 2017-12-31 | $15 |
| Total contributions received or receivable from employer(s) | 2017-12-31 | $80,355 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2017-12-31 | $13,154 |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2017-12-31 | $0 |
| 2016 : RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2016 401k financial data |
|---|
| Total income from all sources | 2016-12-31 | $266,223 |
| Expenses. Total of all expenses incurred | 2016-12-31 | $57,457 |
| Benefits paid (including direct rollovers) | 2016-12-31 | $47,055 |
| Total plan assets at end of year | 2016-12-31 | $2,396,421 |
| Total plan assets at beginning of year | 2016-12-31 | $2,187,655 |
| Value of fidelity bond covering the plan | 2016-12-31 | $300,000 |
| Total contributions received or receivable from participants | 2016-12-31 | $84,652 |
| Other income received | 2016-12-31 | $145,760 |
| Net income (gross income less expenses) | 2016-12-31 | $208,766 |
| Net plan assets at end of year (total assets less liabilities) | 2016-12-31 | $2,396,421 |
| Net plan assets at beginning of year (total assets less liabilities) | 2016-12-31 | $2,187,655 |
| Assets. Value of assets in partnership/joint-venture interests | 2016-12-31 | $15 |
| Total contributions received or receivable from employer(s) | 2016-12-31 | $35,811 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2016-12-31 | $10,402 |
| 2015 : RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2015 401k financial data |
|---|
| Total income from all sources | 2015-12-31 | $137,484 |
| Expenses. Total of all expenses incurred | 2015-12-31 | $235,832 |
| Benefits paid (including direct rollovers) | 2015-12-31 | $225,264 |
| Total plan assets at end of year | 2015-12-31 | $2,187,655 |
| Total plan assets at beginning of year | 2015-12-31 | $2,286,003 |
| Value of fidelity bond covering the plan | 2015-12-31 | $300,000 |
| Total contributions received or receivable from participants | 2015-12-31 | $57,970 |
| Contributions received from other sources (not participants or employers) | 2015-12-31 | $70,563 |
| Other income received | 2015-12-31 | $-102,047 |
| Net income (gross income less expenses) | 2015-12-31 | $-98,348 |
| Net plan assets at end of year (total assets less liabilities) | 2015-12-31 | $2,187,655 |
| Net plan assets at beginning of year (total assets less liabilities) | 2015-12-31 | $2,286,003 |
| Assets. Value of assets in partnership/joint-venture interests | 2015-12-31 | $56,249 |
| Total contributions received or receivable from employer(s) | 2015-12-31 | $110,998 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2015-12-31 | $10,568 |
| 2014 : RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2014 401k financial data |
|---|
| Total income from all sources | 2014-12-31 | $223,678 |
| Expenses. Total of all expenses incurred | 2014-12-31 | $82,249 |
| Benefits paid (including direct rollovers) | 2014-12-31 | $76,651 |
| Total plan assets at end of year | 2014-12-31 | $2,286,003 |
| Total plan assets at beginning of year | 2014-12-31 | $2,144,574 |
| Value of fidelity bond covering the plan | 2014-12-31 | $300,000 |
| Total contributions received or receivable from participants | 2014-12-31 | $62,709 |
| Contributions received from other sources (not participants or employers) | 2014-12-31 | $2,339 |
| Other income received | 2014-12-31 | $43,079 |
| Net income (gross income less expenses) | 2014-12-31 | $141,429 |
| Net plan assets at end of year (total assets less liabilities) | 2014-12-31 | $2,286,003 |
| Net plan assets at beginning of year (total assets less liabilities) | 2014-12-31 | $2,144,574 |
| Assets. Value of assets in partnership/joint-venture interests | 2014-12-31 | $56,249 |
| Total contributions received or receivable from employer(s) | 2014-12-31 | $115,551 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2014-12-31 | $5,598 |
| 2013 : RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2013 401k financial data |
|---|
| Total income from all sources | 2013-12-31 | $293,841 |
| Expenses. Total of all expenses incurred | 2013-12-31 | $18,873 |
| Benefits paid (including direct rollovers) | 2013-12-31 | $12,701 |
| Total plan assets at end of year | 2013-12-31 | $2,144,574 |
| Total plan assets at beginning of year | 2013-12-31 | $1,869,606 |
| Value of fidelity bond covering the plan | 2013-12-31 | $300,000 |
| Total contributions received or receivable from participants | 2013-12-31 | $78,677 |
| Other income received | 2013-12-31 | $177,652 |
| Net income (gross income less expenses) | 2013-12-31 | $274,968 |
| Net plan assets at end of year (total assets less liabilities) | 2013-12-31 | $2,144,574 |
| Net plan assets at beginning of year (total assets less liabilities) | 2013-12-31 | $1,869,606 |
| Assets. Value of assets in partnership/joint-venture interests | 2013-12-31 | $56,249 |
| Total contributions received or receivable from employer(s) | 2013-12-31 | $37,512 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2013-12-31 | $6,172 |
| 2012 : RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2012 401k financial data |
|---|
| Total income from all sources | 2012-12-31 | $361,346 |
| Expenses. Total of all expenses incurred | 2012-12-31 | $12,345 |
| Benefits paid (including direct rollovers) | 2012-12-31 | $3,291 |
| Total plan assets at end of year | 2012-12-31 | $1,869,606 |
| Total plan assets at beginning of year | 2012-12-31 | $1,520,605 |
| Value of fidelity bond covering the plan | 2012-12-31 | $300,000 |
| Total contributions received or receivable from participants | 2012-12-31 | $77,347 |
| Other income received | 2012-12-31 | $152,455 |
| Net income (gross income less expenses) | 2012-12-31 | $349,001 |
| Net plan assets at end of year (total assets less liabilities) | 2012-12-31 | $1,869,606 |
| Net plan assets at beginning of year (total assets less liabilities) | 2012-12-31 | $1,520,605 |
| Assets. Value of assets in partnership/joint-venture interests | 2012-12-31 | $56,249 |
| Total contributions received or receivable from employer(s) | 2012-12-31 | $131,544 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2012-12-31 | $9,054 |
| 2011 : RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2011 401k financial data |
|---|
| Total income from all sources | 2011-12-31 | $115,228 |
| Expenses. Total of all expenses incurred | 2011-12-31 | $524,075 |
| Benefits paid (including direct rollovers) | 2011-12-31 | $514,038 |
| Total plan assets at end of year | 2011-12-31 | $1,520,605 |
| Total plan assets at beginning of year | 2011-12-31 | $1,929,452 |
| Value of fidelity bond covering the plan | 2011-12-31 | $300,000 |
| Total contributions received or receivable from participants | 2011-12-31 | $83,614 |
| Other income received | 2011-12-31 | $-5,309 |
| Net income (gross income less expenses) | 2011-12-31 | $-408,847 |
| Net plan assets at end of year (total assets less liabilities) | 2011-12-31 | $1,520,605 |
| Net plan assets at beginning of year (total assets less liabilities) | 2011-12-31 | $1,929,452 |
| Assets. Value of assets in partnership/joint-venture interests | 2011-12-31 | $72,799 |
| Total contributions received or receivable from employer(s) | 2011-12-31 | $36,923 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2011-12-31 | $10,037 |
| 2010 : RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2010 401k financial data |
|---|
| Total income from all sources | 2010-12-31 | $347,770 |
| Expenses. Total of all expenses incurred | 2010-12-31 | $8,285 |
| Total plan assets at end of year | 2010-12-31 | $1,929,452 |
| Total plan assets at beginning of year | 2010-12-31 | $1,589,967 |
| Value of fidelity bond covering the plan | 2010-12-31 | $300,000 |
| Total contributions received or receivable from participants | 2010-12-31 | $124,858 |
| Contributions received from other sources (not participants or employers) | 2010-12-31 | $12,096 |
| Other income received | 2010-12-31 | $168,708 |
| Net income (gross income less expenses) | 2010-12-31 | $339,485 |
| Net plan assets at end of year (total assets less liabilities) | 2010-12-31 | $1,929,452 |
| Net plan assets at beginning of year (total assets less liabilities) | 2010-12-31 | $1,589,967 |
| Assets. Value of assets in partnership/joint-venture interests | 2010-12-31 | $91,986 |
| Total contributions received or receivable from employer(s) | 2010-12-31 | $42,108 |
| Expenses. Administrative service providers (salaries,fees and commissions) | 2010-12-31 | $8,285 |
| 2009 : RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2009 401k financial data |
|---|
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2009-12-31 | $0 |
| 2017: RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2017 form 5500 responses |
|---|
| 2017-01-01 | Type of plan entity | Single employer plan |
| 2017-01-01 | Submission has been amended | No |
| 2017-01-01 | This submission is the final filing | No |
| 2017-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2017-01-01 | Plan is a collectively bargained plan | No |
| 2017-01-01 | Plan funding arrangement – Insurance | Yes |
| 2017-01-01 | Plan funding arrangement – Trust | Yes |
| 2017-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2017-01-01 | Plan benefit arrangement - Trust | Yes |
| 2016: RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2016 form 5500 responses |
|---|
| 2016-01-01 | Type of plan entity | Single employer plan |
| 2016-01-01 | Submission has been amended | No |
| 2016-01-01 | This submission is the final filing | No |
| 2016-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2016-01-01 | Plan is a collectively bargained plan | No |
| 2016-01-01 | Plan funding arrangement – Insurance | Yes |
| 2016-01-01 | Plan funding arrangement – Trust | Yes |
| 2016-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2016-01-01 | Plan benefit arrangement - Trust | Yes |
| 2015: RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2015 form 5500 responses |
|---|
| 2015-01-01 | Type of plan entity | Single employer plan |
| 2015-01-01 | Submission has been amended | No |
| 2015-01-01 | This submission is the final filing | No |
| 2015-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2015-01-01 | Plan is a collectively bargained plan | No |
| 2015-01-01 | Plan funding arrangement – Insurance | Yes |
| 2015-01-01 | Plan funding arrangement – Trust | Yes |
| 2015-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2015-01-01 | Plan benefit arrangement - Trust | Yes |
| 2014: RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2014 form 5500 responses |
|---|
| 2014-01-01 | Type of plan entity | Single employer plan |
| 2014-01-01 | Submission has been amended | No |
| 2014-01-01 | This submission is the final filing | No |
| 2014-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2014-01-01 | Plan is a collectively bargained plan | No |
| 2014-01-01 | Plan funding arrangement – Insurance | Yes |
| 2014-01-01 | Plan funding arrangement – Trust | Yes |
| 2014-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2014-01-01 | Plan benefit arrangement - Trust | Yes |
| 2013: RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2013 form 5500 responses |
|---|
| 2013-01-01 | Type of plan entity | Single employer plan |
| 2013-01-01 | Plan funding arrangement – Insurance | Yes |
| 2013-01-01 | Plan funding arrangement – Trust | Yes |
| 2013-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2013-01-01 | Plan benefit arrangement - Trust | Yes |
| 2012: RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2012 form 5500 responses |
|---|
| 2012-01-01 | Type of plan entity | Single employer plan |
| 2012-01-01 | Plan funding arrangement – Insurance | Yes |
| 2012-01-01 | Plan funding arrangement – Trust | Yes |
| 2012-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2012-01-01 | Plan benefit arrangement - Trust | Yes |
| 2011: RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2011 form 5500 responses |
|---|
| 2011-01-01 | Type of plan entity | Single employer plan |
| 2011-01-01 | Plan funding arrangement – Insurance | Yes |
| 2011-01-01 | Plan funding arrangement – Trust | Yes |
| 2011-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2011-01-01 | Plan benefit arrangement - Trust | Yes |
| 2009: RETIREMENT PLAN FOR EMPLOYEES OF JOHNNY R. ADCOCK, CLU & ASSOCIATES, INC. 2009 form 5500 responses |
|---|
| 2009-01-01 | Type of plan entity | Single employer plan |
| 2009-01-01 | Submission has been amended | No |
| 2009-01-01 | This submission is the final filing | No |
| 2009-01-01 | This return/report is a short plan year return/report (less than 12 months) | No |
| 2009-01-01 | Plan is a collectively bargained plan | No |
| 2009-01-01 | Plan funding arrangement – Insurance | Yes |
| 2009-01-01 | Plan funding arrangement – Trust | Yes |
| 2009-01-01 | Plan benefit arrangement – Insurance | Yes |
| 2009-01-01 | Plan benefit arrangement - Trust | Yes |
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 452715 |
| Policy instance | 1 |
| Insurance contract or identification number | 452715 | | Number of Individuals Covered | 17 | | Insurance policy start date | 2017-01-01 | | Insurance policy end date | 2017-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $259 | | Are there contracts with allocated funds for individual policies? | 0 | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 259 | | Additional information about fees paid to insurance broker | PRORATED INCENTIVE,NOT DEDUCTED FROM PLAN | | Insurance broker organization code? | 3 | | Insurance broker name | KESTRA INVESTMENT SERVICES LLC |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 452715 |
| Policy instance | 1 |
| Insurance contract or identification number | 452715 | | Number of Individuals Covered | 16 | | Insurance policy start date | 2015-01-01 | | Insurance policy end date | 2015-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $373 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 373 | | Additional information about fees paid to insurance broker | PRO-RATED INCENTIVE, NOT DEDUCTED FROM PLAN | | Insurance broker organization code? | 3 | | Insurance broker name | NFP ADVISOR SERVICES |
|
| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 452715 |
| Policy instance | 1 |
| Insurance contract or identification number | 452715 | | Number of Individuals Covered | 15 | | Insurance policy start date | 2014-01-01 | | Insurance policy end date | 2014-12-31 | | Total amount of commissions paid to insurance broker | USD $0 | | Total amount of fees paid to insurance company | USD $400 | | Are there contracts with allocated funds for individual policies? | No | | Are there contracts with allocated funds for group deferred annuity? | No | | Are there contracts with allocated funds for types other than group deferred annuity or individual? | No | | Contract purchased, in whole or in part, to distribute benefits from a terminating plan | No | | Contracts With Unallocated Funds Deposit Administration | 0 | | Are there contracts with unallocated funds for contracts of type immediate participation guarantee? | No | | Are there contracts with unallocated funds for contracts of type guaranteed investment? | No | | Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment? | No | | Health Insurance Welfare Benefit | No | | Dental Insurance Welfare Benefit | No | | Vision Insurance Welfare Benefit | No | | Life Insurance Welfare Benefit | No | | Temporary Disability Insurance Welfare Benefit | No | | Long Term Disability Insurance Welfare Benefit | No | | Unemployment Insurance Welfare Benefit | No | | Were dividends or retroactive rate refunds paid in cash? | No | | Were dividends or retroactive rate refunds paid as a credit? | No | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 400 | | Additional information about fees paid to insurance broker | PRO-RATED INCENTIVE, NOT DEDUCTED FROM PLAN | | Insurance broker organization code? | 3 | | Insurance broker name | NFP SECURITIES, INC. |
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| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 452715 |
| Policy instance | 1 |
| Insurance contract or identification number | 452715 | | Number of Individuals Covered | 14 | | Insurance policy start date | 2013-01-01 | | Insurance policy end date | 2013-12-31 | | Total amount of fees paid to insurance company | USD $577 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 577 | | Additional information about fees paid to insurance broker | PRO-RATED INCENTIVE, NOT DEDUCTED FROM PLAN | | Insurance broker organization code? | 3 | | Insurance broker name | NFP SECURITIES, INC. |
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| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 4-52715 |
| Policy instance | 1 |
| Insurance contract or identification number | 4-52715 | | Number of Individuals Covered | 16 | | Insurance policy start date | 2012-01-01 | | Insurance policy end date | 2012-12-31 | | Total amount of fees paid to insurance company | USD $470 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No | | Amount paid for insurance broker fees | 470 | | Additional information about fees paid to insurance broker | PRORATED INCENTIVE - NOT DEDUCTED FROM PLAN | | Insurance broker organization code? | 3 | | Insurance broker name | NFP SECURITIES, INC. |
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| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 4-52715 |
| Policy instance | 1 |
| Insurance contract or identification number | 4-52715 | | Number of Individuals Covered | 17 | | Insurance policy start date | 2011-01-01 | | Insurance policy end date | 2011-12-31 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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| PRINCIPAL LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 61271 ) |
| Policy contract number | 4-52715 |
| Policy instance | 1 |
| Insurance contract or identification number | 4-52715 | | Number of Individuals Covered | 17 | | Insurance policy start date | 2010-01-01 | | Insurance policy end date | 2010-12-31 | | Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500? | No |
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