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RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 401k Plan overview

Plan NameRETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION
Plan identification number 001

RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
  • Stock bonus

401k Sponsoring company profile

AMERICAN ARBITRATION ASSOCIATION has sponsored the creation of one or more 401k plans.

Company Name:AMERICAN ARBITRATION ASSOCIATION
Employer identification number (EIN):130429745
NAIC Classification:541190

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012019-01-01
0012018-01-01
0012017-01-01ERIC DILL
0012016-01-01ERIC DILL
0012015-01-01ERIC DILL
0012014-01-01ERIC DILL
0012013-01-01ERIC DILL
0012012-01-01MORAG ROLLINS
0012011-01-01MORAG ROLLINS
0012009-01-01MORAG ROLLINS

Plan Statistics for RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION

401k plan membership statisitcs for RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION

Measure Date Value
2019: RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2019 401k membership
Total participants, beginning-of-year2019-01-01409
Total number of active participants reported on line 7a of the Form 55002019-01-010
Number of retired or separated participants receiving benefits2019-01-010
Number of other retired or separated participants entitled to future benefits2019-01-010
Total of all active and inactive participants2019-01-010
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-010
Total participants2019-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-010
2018: RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2018 401k membership
Market value of plan assets2018-12-3140,465,705
Acturial value of plan assets2018-12-3138,938,494
Funding target for retired participants and beneficiaries receiving payment2018-12-3120,563,649
Number of terminated vested participants2018-12-31124
Fundng target for terminated vested participants2018-12-314,776,616
Active participant vested funding target2018-12-317,887,879
Number of active participants2018-12-31167
Total funding liabilities for active participants2018-12-317,887,879
Total participant count2018-12-31441
Total funding target for all participants2018-12-3133,228,144
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-317,990,261
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-31244,597
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-317,745,664
Present value of excess contributions2018-12-310
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-310
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-310
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-318,713,097
Total employer contributions2018-12-315,925,841
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-315,514,703
Liquidity shortfalls end of Q12018-12-310
Liquidity shortfalls end of Q22018-12-310
Liquidity shortfalls end of Q32018-12-310
Liquidity shortfalls end of Q42018-12-310
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-31265,000
Net shortfall amortization installment of oustanding balance2018-12-313,002,747
Waiver amortization installment2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-31767,568
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-31767,568
Additional cash requirement2018-12-310
Contributions allocatedtoward minimum required contributions for current year2018-12-315,514,703
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-01441
Total number of active participants reported on line 7a of the Form 55002018-01-01145
Number of retired or separated participants receiving benefits2018-01-01141
Number of other retired or separated participants entitled to future benefits2018-01-01112
Total of all active and inactive participants2018-01-01398
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0111
Total participants2018-01-01409
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-010
2017: RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2017 401k membership
Market value of plan assets2017-12-3139,237,575
Acturial value of plan assets2017-12-3139,931,663
Funding target for retired participants and beneficiaries receiving payment2017-12-3119,972,105
Number of terminated vested participants2017-12-31115
Fundng target for terminated vested participants2017-12-314,308,101
Active participant vested funding target2017-12-318,209,218
Number of active participants2017-12-31193
Total funding liabilities for active participants2017-12-318,298,162
Total participant count2017-12-31454
Total funding target for all participants2017-12-3132,578,368
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-312,590,764
Carryover balanced portion elected for use to offset prior years funding requirement2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-312,590,764
Present value of excess contributions2017-12-314,890,624
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-315,186,018
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-315,186,018
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-317,990,261
Total employer contributions2017-12-310
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-310
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-31140,000
Net shortfall amortization installment of oustanding balance2017-12-31636,966
Waiver amortization installment2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-31244,597
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-31244,597
Additional cash requirement2017-12-310
Contributions allocatedtoward minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-01454
Total number of active participants reported on line 7a of the Form 55002017-01-01167
Number of retired or separated participants receiving benefits2017-01-01139
Number of other retired or separated participants entitled to future benefits2017-01-01122
Total of all active and inactive participants2017-01-01428
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0113
Total participants2017-01-01441
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-010
2016: RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2016 401k membership
Market value of plan assets2016-12-3134,428,225
Acturial value of plan assets2016-12-3136,601,422
Funding target for retired participants and beneficiaries receiving payment2016-12-3119,233,024
Number of terminated vested participants2016-12-31163
Fundng target for terminated vested participants2016-12-314,754,691
Active participant vested funding target2016-12-318,244,389
Number of active participants2016-12-31200
Total funding liabilities for active participants2016-12-318,341,367
Total participant count2016-12-31501
Total funding target for all participants2016-12-3132,329,082
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-3155,605
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-3155,605
Present value of excess contributions2016-12-312,387,189
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-312,536,388
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-312,536,388
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-312,590,764
Total employer contributions2016-12-315,400,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-314,890,624
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-31230,000
Net shortfall amortization installment of oustanding balance2016-12-310
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-310
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-310
Contributions allocatedtoward minimum required contributions for current year2016-12-314,890,624
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-01501
Total number of active participants reported on line 7a of the Form 55002016-01-01193
Number of retired or separated participants receiving benefits2016-01-01138
Number of other retired or separated participants entitled to future benefits2016-01-01113
Total of all active and inactive participants2016-01-01444
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0110
Total participants2016-01-01454
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2015 401k membership
Total participants, beginning-of-year2015-01-01525
Total number of active participants reported on line 7a of the Form 55002015-01-01200
Number of retired or separated participants receiving benefits2015-01-01129
Number of other retired or separated participants entitled to future benefits2015-01-01161
Total of all active and inactive participants2015-01-01490
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0111
Total participants2015-01-01501
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2014 401k membership
Total participants, beginning-of-year2014-01-01542
Total number of active participants reported on line 7a of the Form 55002014-01-01219
Number of retired or separated participants receiving benefits2014-01-01129
Number of other retired or separated participants entitled to future benefits2014-01-01166
Total of all active and inactive participants2014-01-01514
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0111
Total participants2014-01-01525
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2013 401k membership
Total participants, beginning-of-year2013-01-01554
Total number of active participants reported on line 7a of the Form 55002013-01-01242
Number of retired or separated participants receiving benefits2013-01-01124
Number of other retired or separated participants entitled to future benefits2013-01-01169
Total of all active and inactive participants2013-01-01535
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-017
Total participants2013-01-01542
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-010
2012: RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2012 401k membership
Total participants, beginning-of-year2012-01-01582
Total number of active participants reported on line 7a of the Form 55002012-01-01274
Number of retired or separated participants receiving benefits2012-01-01116
Number of other retired or separated participants entitled to future benefits2012-01-01156
Total of all active and inactive participants2012-01-01546
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-018
Total participants2012-01-01554
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2011 401k membership
Total participants, beginning-of-year2011-01-01604
Total number of active participants reported on line 7a of the Form 55002011-01-01310
Number of retired or separated participants receiving benefits2011-01-01115
Number of other retired or separated participants entitled to future benefits2011-01-01149
Total of all active and inactive participants2011-01-01574
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-018
Total participants2011-01-01582
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2009: RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2009 401k membership
Total participants, beginning-of-year2009-01-01619
Total number of active participants reported on line 7a of the Form 55002009-01-01364
Number of retired or separated participants receiving benefits2009-01-01112
Number of other retired or separated participants entitled to future benefits2009-01-01125
Total of all active and inactive participants2009-01-01601
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-019
Total participants2009-01-01610
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION

Measure Date Value
2019 : RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2019 401k financial data
Total income from all sources (including contributions)2019-11-05$7,423,424
Total of all expenses incurred2019-11-05$43,229,854
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-11-05$43,108,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-11-05$6,148,263
Value of total assets at end of year2019-11-05$0
Value of total assets at beginning of year2019-11-05$35,806,430
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-11-05$121,018
Total dividends received (eg from common stock, registered investment company shares)2019-11-05$163,185
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-11-05Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2019-11-05$0
Total dividends received from registered investment company shares (eg mutual funds)2019-11-05$163,185
Administrative expenses professional fees incurred2019-11-05$50,742
Was this plan covered by a fidelity bond2019-11-05Yes
Value of fidelity bond cover2019-11-05$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-11-05$0
Were there any nonexempt tranactions with any party-in-interest2019-11-05No
Administrative expenses (other) incurred2019-11-05$39,651
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-05No
Value of net income/loss2019-11-05$-35,806,430
Value of net assets at end of year (total assets less liabilities)2019-11-05$0
Value of net assets at beginning of year (total assets less liabilities)2019-11-05$35,806,430
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-11-05No
Were any loans by the plan or fixed income obligations due to the plan in default2019-11-05No
Were any leases to which the plan was party in default or uncollectible2019-11-05No
Investment advisory and management fees2019-11-05$30,625
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-11-05$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-11-05$35,760,163
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-11-05$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-11-05$46,267
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-11-05$46,267
Expenses. Payments to insurance carriers foe the provision of benefits2019-11-05$34,188,618
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-11-05$1,111,976
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-11-05Yes
Was there a failure to transmit to the plan any participant contributions2019-11-05No
Has the plan failed to provide any benefit when due under the plan2019-11-05No
Contributions received in cash from employer2019-11-05$6,148,263
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-11-05$8,920,218
Did the plan have assets held for investment2019-11-05No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-11-05No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-11-05Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-11-05Yes
Opinion of an independent qualified public accountant for this plan2019-11-05Disclaimer
Accountancy firm name2019-11-05COHNREZNICK LLP
Accountancy firm EIN2019-11-05221478099
2018 : RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2018 401k financial data
Total income from all sources (including contributions)2018-12-31$-1,388,672
Total of all expenses incurred2018-12-31$3,270,602
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$3,010,133
Value of total assets at end of year2018-12-31$35,806,430
Value of total assets at beginning of year2018-12-31$40,465,704
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$260,469
Total interest from all sources2018-12-31$514,111
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$835,466
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$835,466
Administrative expenses professional fees incurred2018-12-31$51,350
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Administrative expenses (other) incurred2018-12-31$163,494
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-4,659,274
Value of net assets at end of year (total assets less liabilities)2018-12-31$35,806,430
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$40,465,704
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Investment advisory and management fees2018-12-31$45,625
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$35,760,163
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$40,294,973
Interest earned on other investments2018-12-31$514,111
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$46,267
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$170,731
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$170,731
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-2,738,249
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$3,010,133
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31COHNREZNICK LLP
Accountancy firm EIN2018-12-31221478099
2017 : RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2017 401k financial data
Total income from all sources (including contributions)2017-12-31$9,712,222
Total of all expenses incurred2017-12-31$3,298,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$3,065,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$5,400,000
Value of total assets at end of year2017-12-31$40,465,704
Value of total assets at beginning of year2017-12-31$34,051,557
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$232,491
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$1,285,248
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan2017-12-31$0
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,285,248
Administrative expenses professional fees incurred2017-12-31$6,500
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Administrative expenses (other) incurred2017-12-31$167,241
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$6,414,147
Value of net assets at end of year (total assets less liabilities)2017-12-31$40,465,704
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$34,051,557
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Investment advisory and management fees2017-12-31$58,750
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$40,294,973
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$34,051,557
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$170,731
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$3,026,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31Yes
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$5,400,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$3,065,584
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31COHNREZNICK LLP
Accountancy firm EIN2017-12-31221478099
2016 : RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2016 401k financial data
Total income from all sources (including contributions)2016-12-31$2,766,426
Total of all expenses incurred2016-12-31$3,143,094
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$2,809,179
Value of total assets at end of year2016-12-31$34,051,557
Value of total assets at beginning of year2016-12-31$34,428,225
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$333,915
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$988,987
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$988,987
Administrative expenses professional fees incurred2016-12-31$8,550
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Administrative expenses (other) incurred2016-12-31$260,365
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$-376,668
Value of net assets at end of year (total assets less liabilities)2016-12-31$34,051,557
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$34,428,225
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Investment advisory and management fees2016-12-31$65,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$34,051,557
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$34,428,225
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$1,777,439
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$2,809,179
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31COHNREZNICK LLP
Accountancy firm EIN2016-12-31221478099
2015 : RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2015 401k financial data
Total income from all sources (including contributions)2015-12-31$1,786,506
Total of all expenses incurred2015-12-31$2,657,220
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$2,420,513
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$2,500,000
Value of total assets at end of year2015-12-31$34,428,225
Value of total assets at beginning of year2015-12-31$35,298,939
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$236,707
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$961,742
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$961,742
Administrative expenses professional fees incurred2015-12-31$10,500
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$15,000,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Administrative expenses (other) incurred2015-12-31$173,707
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-870,714
Value of net assets at end of year (total assets less liabilities)2015-12-31$34,428,225
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$35,298,939
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Investment advisory and management fees2015-12-31$52,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$34,428,225
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$35,298,939
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-1,675,236
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$2,500,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$2,420,513
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31COHNREZNICK LLP
Accountancy firm EIN2015-12-31221478099
2014 : RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2014 401k financial data
Total income from all sources (including contributions)2014-12-31$2,173,440
Total of all expenses incurred2014-12-31$2,395,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$2,181,214
Value of total assets at end of year2014-12-31$35,298,939
Value of total assets at beginning of year2014-12-31$35,520,620
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$213,907
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$991,727
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$991,727
Administrative expenses professional fees incurred2014-12-31$35,500
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$15,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Administrative expenses (other) incurred2014-12-31$125,907
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$-221,681
Value of net assets at end of year (total assets less liabilities)2014-12-31$35,298,939
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$35,520,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Investment advisory and management fees2014-12-31$52,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$35,298,939
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$35,520,620
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$1,181,713
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$2,181,214
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31COHNREZNICK LLP
Accountancy firm EIN2014-12-31221478099
2013 : RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2013 401k financial data
Total income from all sources (including contributions)2013-12-31$3,670,313
Total of all expenses incurred2013-12-31$2,353,045
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$2,152,685
Value of total assets at end of year2013-12-31$35,520,620
Value of total assets at beginning of year2013-12-31$34,203,352
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$200,360
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$1,003,787
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$1,003,787
Administrative expenses professional fees incurred2013-12-31$70,500
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$15,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Administrative expenses (other) incurred2013-12-31$65,485
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$1,317,268
Value of net assets at end of year (total assets less liabilities)2013-12-31$35,520,620
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$34,203,352
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Investment advisory and management fees2013-12-31$64,375
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$35,520,620
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$32,435,115
Value of interest in common/collective trusts at end of year2013-12-31$0
Value of interest in common/collective trusts at beginning of year2013-12-31$1,768,237
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$2,597,241
Net investment gain or loss from common/collective trusts2013-12-31$69,285
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$2,152,685
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31COHNREZNICK LLP
Accountancy firm EIN2013-12-31221478099
2012 : RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2012 401k financial data
Total income from all sources (including contributions)2012-12-31$4,943,728
Total of all expenses incurred2012-12-31$2,328,075
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$2,158,672
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$1,000,000
Value of total assets at end of year2012-12-31$34,203,352
Value of total assets at beginning of year2012-12-31$31,587,699
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$169,403
Total interest from all sources2012-12-31$8,808
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$1,062,610
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$1,062,610
Administrative expenses professional fees incurred2012-12-31$77,000
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$15,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Administrative expenses (other) incurred2012-12-31$54,903
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$2,615,653
Value of net assets at end of year (total assets less liabilities)2012-12-31$34,203,352
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$31,587,699
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Investment advisory and management fees2012-12-31$37,500
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$32,435,115
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$29,954,676
Interest earned on other investments2012-12-31$8,808
Value of interest in common/collective trusts at end of year2012-12-31$1,768,237
Value of interest in common/collective trusts at beginning of year2012-12-31$1,523,658
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$109,365
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$2,627,731
Net investment gain or loss from common/collective trusts2012-12-31$244,579
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31Yes
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$1,000,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$2,158,672
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31COHNREZNICK LLP
Accountancy firm EIN2012-12-31221478099
2011 : RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2011 401k financial data
Total income from all sources (including contributions)2011-12-31$1,898,523
Total of all expenses incurred2011-12-31$2,483,910
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$2,331,283
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$1,250,000
Value of total assets at end of year2011-12-31$31,587,699
Value of total assets at beginning of year2011-12-31$32,173,086
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$152,627
Total interest from all sources2011-12-31$15,608
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$1,153,483
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$1,153,483
Administrative expenses professional fees incurred2011-12-31$74,000
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$15,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Administrative expenses (other) incurred2011-12-31$28,627
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-585,387
Value of net assets at end of year (total assets less liabilities)2011-12-31$31,587,699
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$32,173,086
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Investment advisory and management fees2011-12-31$50,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$29,954,676
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$30,086,912
Interest earned on other investments2011-12-31$15,608
Value of interest in common/collective trusts at end of year2011-12-31$1,523,658
Value of interest in common/collective trusts at beginning of year2011-12-31$904,599
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$109,365
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$331,575
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-514,627
Net investment gain or loss from common/collective trusts2011-12-31$-5,941
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31Yes
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$1,250,000
Employer contributions (assets) at beginning of year2011-12-31$850,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$2,331,283
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31COHNREZNICK LLP
Accountancy firm EIN2011-12-31221478099
2010 : RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2010 401k financial data
Total income from all sources (including contributions)2010-12-31$6,654,968
Total of all expenses incurred2010-12-31$2,271,137
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$2,154,836
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$3,350,000
Value of total assets at end of year2010-12-31$32,173,086
Value of total assets at beginning of year2010-12-31$27,789,255
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$116,301
Total interest from all sources2010-12-31$12,058
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$1,246,654
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,246,654
Administrative expenses professional fees incurred2010-12-31$59,750
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$15,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Administrative expenses (other) incurred2010-12-31$6,551
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$4,383,831
Value of net assets at end of year (total assets less liabilities)2010-12-31$32,173,086
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$27,789,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Investment advisory and management fees2010-12-31$50,000
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$30,086,912
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$26,527,903
Interest earned on other investments2010-12-31$12,058
Value of interest in common/collective trusts at end of year2010-12-31$904,599
Value of interest in common/collective trusts at beginning of year2010-12-31$650,859
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$331,575
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$610,493
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$1,929,212
Net investment gain or loss from common/collective trusts2010-12-31$117,044
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$3,350,000
Employer contributions (assets) at end of year2010-12-31$850,000
Employer contributions (assets) at beginning of year2010-12-31$0
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$2,154,836
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31JH COHN LLP
Accountancy firm EIN2010-12-31221478099
2009 : RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION

2019: RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01This submission is the final filingYes
2019-01-01This return/report is a short plan year return/report (less than 12 months)Yes
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: RETIREMENT PLAN FOR EMPLOYEES OF AMERICAN ARBITRATION ASSOCIATION 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number2020
Policy instance 1
Insurance contract or identification number2020
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number2020
Policy instance 1
Insurance contract or identification number2020
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AXA EQUITABLE LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 66944 )
Policy contract number2020
Policy instance 1
Insurance contract or identification number2020
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

Potentially related plans

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