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RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 401k Plan overview

Plan NameRETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K)
Plan identification number 002

RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Participant-directed brokerage accounts provided as an investment option under the plan.
  • Plan provides for automatic enrollment in plan that has employee contributions deducted from payroll.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).
  • Plan requiring that all or part of employer contributions be invested and held, at least for a limited period, in employer securities.
  • U.S.-based plan that covers residents of Puerto Rico and is qualified under both Code section 401 and section 1165 of the Puerto Rico Code.

401k Sponsoring company profile

THE BANK OF NOVA SCOTIA has sponsored the creation of one or more 401k plans.

Company Name:THE BANK OF NOVA SCOTIA
Employer identification number (EIN):134941099
NAIC Classification:522110
NAIC Description:Commercial Banking

Additional information about THE BANK OF NOVA SCOTIA

Jurisdiction of Incorporation: California Department of State
Incorporation Date:
Company Identification Number: C0553350

More information about THE BANK OF NOVA SCOTIA

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K)

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022022-01-01
0022021-01-01
0022020-01-01
0022019-01-01
0022019-01-01
0022018-01-01
0022017-01-01COLLEEN MCDONALD COLLEEN MCDONALD2018-10-12
0022016-01-01COLLEEN MCDONALD COLLEEN MCDONALD2017-10-13
0022015-01-01COLLEEN MCDONALD COLLEEN MCDONALD2016-10-11
0022014-01-01COLLEEN MCDONALD COLLEEN MCDONALD2015-10-08
0022013-01-01COLLEEN MCDONALD COLLEEN MCDONALD2014-10-06
0022012-01-01COLLEEN MCDONALD COLLEEN MCDONALD2013-10-12
0022011-01-01COLLEEN MCDONALD COLLEEN MCDONALD2012-10-14
0022010-01-01COLLEEN MCDONALD COLLEEN MCDONALD2011-10-07
0022009-01-01COLLEEN MCDONALD COLLEEN MCDONALD2010-10-13
0022009-01-01COLLEEN MCDONALD COLLEEN MCDONALD2010-10-13

Plan Statistics for RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K)

401k plan membership statisitcs for RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K)

Measure Date Value
2022: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2022 401k membership
Total participants, beginning-of-year2022-01-012,055
Total number of active participants reported on line 7a of the Form 55002022-01-011,346
Number of retired or separated participants receiving benefits2022-01-01143
Number of other retired or separated participants entitled to future benefits2022-01-01740
Total of all active and inactive participants2022-01-012,229
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2022-01-015
Total participants2022-01-012,234
Number of participants with account balances2022-01-012,103
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2022-01-0162
2021: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2021 401k membership
Total participants, beginning-of-year2021-01-012,056
Total number of active participants reported on line 7a of the Form 55002021-01-011,254
Number of retired or separated participants receiving benefits2021-01-016
Number of other retired or separated participants entitled to future benefits2021-01-01794
Total of all active and inactive participants2021-01-012,054
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-015
Total participants2021-01-012,059
Number of participants with account balances2021-01-011,858
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-0138
2020: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2020 401k membership
Total participants, beginning-of-year2020-01-012,159
Total number of active participants reported on line 7a of the Form 55002020-01-011,216
Number of retired or separated participants receiving benefits2020-01-015
Number of other retired or separated participants entitled to future benefits2020-01-01830
Total of all active and inactive participants2020-01-012,051
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-019
Total participants2020-01-012,060
Number of participants with account balances2020-01-011,884
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0133
2019: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2019 401k membership
Total participants, beginning-of-year2019-01-012,075
Total number of active participants reported on line 7a of the Form 55002019-01-011,408
Number of retired or separated participants receiving benefits2019-01-014
Number of other retired or separated participants entitled to future benefits2019-01-01792
Total of all active and inactive participants2019-01-012,204
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-019
Total participants2019-01-012,213
Number of participants with account balances2019-01-011,786
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0157
2018: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2018 401k membership
Total participants, beginning-of-year2018-01-011,815
Total number of active participants reported on line 7a of the Form 55002018-01-011,291
Number of retired or separated participants receiving benefits2018-01-014
Number of other retired or separated participants entitled to future benefits2018-01-01775
Total of all active and inactive participants2018-01-012,070
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-018
Total participants2018-01-012,078
Number of participants with account balances2018-01-011,677
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-0143
2017: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2017 401k membership
Total participants, beginning-of-year2017-01-011,792
Total number of active participants reported on line 7a of the Form 55002017-01-011,116
Number of retired or separated participants receiving benefits2017-01-013
Number of other retired or separated participants entitled to future benefits2017-01-01690
Total of all active and inactive participants2017-01-011,809
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-016
Total participants2017-01-011,815
Number of participants with account balances2017-01-011,442
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0126
2016: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2016 401k membership
Total participants, beginning-of-year2016-01-011,802
Total number of active participants reported on line 7a of the Form 55002016-01-011,069
Number of retired or separated participants receiving benefits2016-01-014
Number of other retired or separated participants entitled to future benefits2016-01-01713
Total of all active and inactive participants2016-01-011,786
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-016
Total participants2016-01-011,792
Number of participants with account balances2016-01-011,417
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0124
2015: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2015 401k membership
Total participants, beginning-of-year2015-01-011,742
Total number of active participants reported on line 7a of the Form 55002015-01-011,105
Number of retired or separated participants receiving benefits2015-01-012
Number of other retired or separated participants entitled to future benefits2015-01-01676
Total of all active and inactive participants2015-01-011,783
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-015
Total participants2015-01-011,788
Number of participants with account balances2015-01-011,404
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-0122
2014: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2014 401k membership
Total participants, beginning-of-year2014-01-011,788
Total number of active participants reported on line 7a of the Form 55002014-01-011,086
Number of retired or separated participants receiving benefits2014-01-012
Number of other retired or separated participants entitled to future benefits2014-01-01650
Total of all active and inactive participants2014-01-011,738
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-014
Total participants2014-01-011,742
Number of participants with account balances2014-01-011,390
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0132
2013: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2013 401k membership
Total participants, beginning-of-year2013-01-011,712
Total number of active participants reported on line 7a of the Form 55002013-01-011,140
Number of retired or separated participants receiving benefits2013-01-012
Number of other retired or separated participants entitled to future benefits2013-01-01649
Total of all active and inactive participants2013-01-011,791
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-014
Total participants2013-01-011,795
Number of participants with account balances2013-01-011,443
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0114
2012: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2012 401k membership
Total participants, beginning-of-year2012-01-011,686
Total number of active participants reported on line 7a of the Form 55002012-01-011,113
Number of retired or separated participants receiving benefits2012-01-013
Number of other retired or separated participants entitled to future benefits2012-01-01592
Total of all active and inactive participants2012-01-011,708
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-014
Total participants2012-01-011,712
Number of participants with account balances2012-01-011,362
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-015
2011: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2011 401k membership
Total participants, beginning-of-year2011-01-011,586
Total number of active participants reported on line 7a of the Form 55002011-01-011,163
Number of retired or separated participants receiving benefits2011-01-013
Number of other retired or separated participants entitled to future benefits2011-01-01515
Total of all active and inactive participants2011-01-011,681
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-015
Total participants2011-01-011,686
Number of participants with account balances2011-01-011,318
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-010
2010: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2010 401k membership
Total participants, beginning-of-year2010-01-011,447
Total number of active participants reported on line 7a of the Form 55002010-01-011,123
Number of retired or separated participants receiving benefits2010-01-012
Number of other retired or separated participants entitled to future benefits2010-01-01457
Total of all active and inactive participants2010-01-011,582
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-014
Total participants2010-01-011,586
Number of participants with account balances2010-01-011,159
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-010
2009: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2009 401k membership
Total participants, beginning-of-year2009-01-011,445
Total number of active participants reported on line 7a of the Form 55002009-01-011,008
Number of retired or separated participants receiving benefits2009-01-011
Number of other retired or separated participants entitled to future benefits2009-01-01434
Total of all active and inactive participants2009-01-011,443
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-014
Total participants2009-01-011,447
Number of participants with account balances2009-01-011,068
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-010

Financial Data on RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K)

Measure Date Value
2022 : RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2022 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2022-12-31$-12,193,088
Total unrealized appreciation/depreciation of assets2022-12-31$-12,193,088
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2022-12-31$0
Total income from all sources (including contributions)2022-12-31$-54,500,578
Total loss/gain on sale of assets2022-12-31$-262,325
Total of all expenses incurred2022-12-31$26,315,299
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2022-12-31$26,209,162
Total contributions o plan (from employers,participants, others, non cash contrinutions)2022-12-31$33,416,979
Value of total assets at end of year2022-12-31$352,686,157
Value of total assets at beginning of year2022-12-31$433,502,034
Total of administrative expenses incurred including professional, contract, advisory and management fees2022-12-31$106,137
Total interest from all sources2022-12-31$94,772
Total dividends received (eg from common stock, registered investment company shares)2022-12-31$16,635,527
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2022-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2022-12-31$14,902,829
Administrative expenses professional fees incurred2022-12-31$93,938
Was this plan covered by a fidelity bond2022-12-31Yes
Value of fidelity bond cover2022-12-31$221,565,733
If this is an individual account plan, was there a blackout period2022-12-31No
Were there any nonexempt tranactions with any party-in-interest2022-12-31No
Contributions received from participants2022-12-31$16,961,376
Participant contributions at end of year2022-12-31$2,185,433
Participant contributions at beginning of year2022-12-31$1,958,236
Income. Received or receivable in cash from other sources (including rollovers)2022-12-31$3,736,906
Administrative expenses (other) incurred2022-12-31$12,199
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Value of net income/loss2022-12-31$-80,815,877
Value of net assets at end of year (total assets less liabilities)2022-12-31$352,686,157
Value of net assets at beginning of year (total assets less liabilities)2022-12-31$433,502,034
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2022-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2022-12-31No
Were any leases to which the plan was party in default or uncollectible2022-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2022-12-31$228,440,788
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2022-12-31$257,447,374
Interest on participant loans2022-12-31$94,772
Value of interest in common/collective trusts at end of year2022-12-31$95,052,122
Value of interest in common/collective trusts at beginning of year2022-12-31$133,061,205
Net investment gain/loss from registered investment companies (e.g. mutual funds)2022-12-31$-56,395,731
Net investment gain or loss from common/collective trusts2022-12-31$-35,796,712
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2022-12-31No
Was there a failure to transmit to the plan any participant contributions2022-12-31No
Has the plan failed to provide any benefit when due under the plan2022-12-31No
Assets. Invements in employer securities at end of year2022-12-31$27,007,814
Assets. Invements in employer securities at beginning of year2022-12-31$41,035,219
Contributions received in cash from employer2022-12-31$12,718,697
Income. Dividends from common stock2022-12-31$1,732,698
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2022-12-31$26,209,162
Did the plan have assets held for investment2022-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2022-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2022-12-31No
Aggregate proceeds on sale of assets2022-12-31$3,304,690
Aggregate carrying amount (costs) on sale of assets2022-12-31$3,567,015
Opinion of an independent qualified public accountant for this plan2022-12-31Unqualified
Accountancy firm name2022-12-31KPMG LLP
Accountancy firm EIN2022-12-31135565207
2021 : RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$10,121,244
Total unrealized appreciation/depreciation of assets2021-12-31$10,121,244
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$97,580,467
Total loss/gain on sale of assets2021-12-31$459,910
Total of all expenses incurred2021-12-31$23,770,662
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$23,669,170
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$29,915,634
Value of total assets at end of year2021-12-31$433,502,034
Value of total assets at beginning of year2021-12-31$359,692,229
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$101,492
Total interest from all sources2021-12-31$86,453
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$17,256,558
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$15,570,701
Administrative expenses professional fees incurred2021-12-31$83,312
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$237,238,541
If this is an individual account plan, was there a blackout period2021-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Contributions received from participants2021-12-31$14,675,800
Participant contributions at end of year2021-12-31$1,958,236
Participant contributions at beginning of year2021-12-31$1,535,581
Income. Received or receivable in cash from other sources (including rollovers)2021-12-31$4,319,194
Administrative expenses (other) incurred2021-12-31$18,180
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$73,809,805
Value of net assets at end of year (total assets less liabilities)2021-12-31$433,502,034
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$359,692,229
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$257,447,374
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$216,531,784
Interest on participant loans2021-12-31$86,453
Value of interest in common/collective trusts at end of year2021-12-31$133,061,205
Value of interest in common/collective trusts at beginning of year2021-12-31$109,871,756
Net investment gain/loss from registered investment companies (e.g. mutual funds)2021-12-31$16,262,064
Net investment gain or loss from common/collective trusts2021-12-31$23,478,604
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31No
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Assets. Invements in employer securities at end of year2021-12-31$41,035,219
Assets. Invements in employer securities at beginning of year2021-12-31$31,753,108
Contributions received in cash from employer2021-12-31$10,920,640
Income. Dividends from common stock2021-12-31$1,685,857
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$23,669,170
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$3,353,922
Aggregate carrying amount (costs) on sale of assets2021-12-31$2,894,012
Opinion of an independent qualified public accountant for this plan2021-12-31Disclaimer
Accountancy firm name2021-12-31KPMG LLP
Accountancy firm EIN2021-12-31135565207
2020 : RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$-992,117
Total unrealized appreciation/depreciation of assets2020-12-31$-992,117
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$77,953,982
Total loss/gain on sale of assets2020-12-31$-1,088,886
Total of all expenses incurred2020-12-31$34,766,414
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$34,713,876
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$28,285,954
Value of total assets at end of year2020-12-31$359,692,229
Value of total assets at beginning of year2020-12-31$316,504,661
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$52,538
Total interest from all sources2020-12-31$85,031
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$10,183,312
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$8,508,829
Administrative expenses professional fees incurred2020-12-31$48,068
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$235,793,445
If this is an individual account plan, was there a blackout period2020-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Contributions received from participants2020-12-31$14,084,472
Participant contributions at end of year2020-12-31$1,535,581
Participant contributions at beginning of year2020-12-31$1,844,296
Participant contributions at end of year2020-12-31$0
Participant contributions at beginning of year2020-12-31$435,716
Income. Received or receivable in cash from other sources (including rollovers)2020-12-31$3,251,708
Administrative expenses (other) incurred2020-12-31$3,995
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$43,187,568
Value of net assets at end of year (total assets less liabilities)2020-12-31$359,692,229
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$316,504,661
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Investment advisory and management fees2020-12-31$475
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$216,531,784
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$182,949,561
Interest on participant loans2020-12-31$85,031
Value of interest in common/collective trusts at end of year2020-12-31$109,871,756
Value of interest in common/collective trusts at beginning of year2020-12-31$93,750,614
Net investment gain/loss from registered investment companies (e.g. mutual funds)2020-12-31$18,600,145
Net investment gain or loss from common/collective trusts2020-12-31$22,880,543
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31No
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Assets. Invements in employer securities at end of year2020-12-31$31,753,108
Assets. Invements in employer securities at beginning of year2020-12-31$37,409,775
Contributions received in cash from employer2020-12-31$10,949,774
Employer contributions (assets) at end of year2020-12-31$0
Employer contributions (assets) at beginning of year2020-12-31$114,699
Income. Dividends from common stock2020-12-31$1,674,483
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$34,713,876
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$5,250,146
Aggregate carrying amount (costs) on sale of assets2020-12-31$6,339,032
Opinion of an independent qualified public accountant for this plan2020-12-31Disclaimer
Accountancy firm name2020-12-31KPMG LLP
Accountancy firm EIN2020-12-31135565207
2019 : RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$4,209,213
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$4,209,213
Total unrealized appreciation/depreciation of assets2019-12-31$4,209,213
Total unrealized appreciation/depreciation of assets2019-12-31$4,209,213
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$84,620,907
Total income from all sources (including contributions)2019-12-31$84,620,907
Total loss/gain on sale of assets2019-12-31$320,301
Total loss/gain on sale of assets2019-12-31$320,301
Total of all expenses incurred2019-12-31$26,561,812
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$26,480,873
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$26,480,873
Expenses. Certain deemed distributions of participant loans2019-12-31$5,009
Expenses. Certain deemed distributions of participant loans2019-12-31$5,009
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$23,783,268
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$23,783,268
Value of total assets at end of year2019-12-31$316,504,661
Value of total assets at end of year2019-12-31$316,504,661
Value of total assets at beginning of year2019-12-31$258,445,566
Value of total assets at beginning of year2019-12-31$258,445,566
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$75,930
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$75,930
Total interest from all sources2019-12-31$96,552
Total interest from all sources2019-12-31$96,552
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$9,531,352
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$9,531,352
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$7,731,029
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$7,731,029
Administrative expenses professional fees incurred2019-12-31$73,000
Administrative expenses professional fees incurred2019-12-31$73,000
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$227,790,433
Value of fidelity bond cover2019-12-31$227,790,433
If this is an individual account plan, was there a blackout period2019-12-31No
If this is an individual account plan, was there a blackout period2019-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Contributions received from participants2019-12-31$11,822,370
Contributions received from participants2019-12-31$11,822,370
Participant contributions at end of year2019-12-31$1,844,296
Participant contributions at end of year2019-12-31$1,844,296
Participant contributions at beginning of year2019-12-31$1,869,664
Participant contributions at beginning of year2019-12-31$1,869,664
Participant contributions at end of year2019-12-31$435,716
Participant contributions at beginning of year2019-12-31$298,674
Participant contributions at beginning of year2019-12-31$298,674
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,671,157
Income. Received or receivable in cash from other sources (including rollovers)2019-12-31$2,671,157
Administrative expenses (other) incurred2019-12-31$2,930
Administrative expenses (other) incurred2019-12-31$2,930
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$58,059,095
Value of net income/loss2019-12-31$58,059,095
Value of net assets at end of year (total assets less liabilities)2019-12-31$316,504,661
Value of net assets at end of year (total assets less liabilities)2019-12-31$316,504,661
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$258,445,566
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$258,445,566
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$182,949,561
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$182,949,561
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$145,044,213
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$145,044,213
Interest on participant loans2019-12-31$96,552
Interest on participant loans2019-12-31$96,552
Value of interest in common/collective trusts at end of year2019-12-31$93,750,614
Value of interest in common/collective trusts at end of year2019-12-31$93,750,614
Value of interest in common/collective trusts at beginning of year2019-12-31$76,262,607
Value of interest in common/collective trusts at beginning of year2019-12-31$76,262,607
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$23,598,757
Net investment gain/loss from registered investment companies (e.g. mutual funds)2019-12-31$23,598,757
Net investment gain or loss from common/collective trusts2019-12-31$23,081,464
Net investment gain or loss from common/collective trusts2019-12-31$23,081,464
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Assets. Invements in employer securities at end of year2019-12-31$37,409,775
Assets. Invements in employer securities at end of year2019-12-31$37,409,775
Assets. Invements in employer securities at beginning of year2019-12-31$34,763,278
Assets. Invements in employer securities at beginning of year2019-12-31$34,763,278
Contributions received in cash from employer2019-12-31$9,289,741
Contributions received in cash from employer2019-12-31$9,289,741
Employer contributions (assets) at end of year2019-12-31$114,699
Employer contributions (assets) at end of year2019-12-31$114,699
Employer contributions (assets) at beginning of year2019-12-31$207,130
Employer contributions (assets) at beginning of year2019-12-31$207,130
Income. Dividends from common stock2019-12-31$1,800,323
Income. Dividends from common stock2019-12-31$1,800,323
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$26,480,873
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$26,480,873
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$3,682,710
Aggregate proceeds on sale of assets2019-12-31$3,682,710
Aggregate carrying amount (costs) on sale of assets2019-12-31$3,362,409
Aggregate carrying amount (costs) on sale of assets2019-12-31$3,362,409
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31KPMG LLP
Accountancy firm EIN2019-12-31135565207
Accountancy firm EIN2019-12-31135565207
2018 : RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$-10,072,884
Total unrealized appreciation/depreciation of assets2018-12-31$-10,072,884
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$1,750
Total income from all sources (including contributions)2018-12-31$2,526,048
Total loss/gain on sale of assets2018-12-31$-191,788
Total of all expenses incurred2018-12-31$22,747,435
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$22,739,650
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$18,643,278
Value of total assets at end of year2018-12-31$258,445,566
Value of total assets at beginning of year2018-12-31$278,668,703
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$7,785
Total interest from all sources2018-12-31$81,244
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$11,385,256
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$9,586,116
Administrative expenses professional fees incurred2018-12-31$5,715
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$227,885,601
If this is an individual account plan, was there a blackout period2018-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Contributions received from participants2018-12-31$9,499,654
Participant contributions at end of year2018-12-31$1,869,664
Participant contributions at beginning of year2018-12-31$1,854,434
Participant contributions at end of year2018-12-31$298,674
Participant contributions at beginning of year2018-12-31$8,464
Income. Received or receivable in cash from other sources (including rollovers)2018-12-31$1,524,446
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$1,750
Administrative expenses (other) incurred2018-12-31$2,070
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$-20,221,387
Value of net assets at end of year (total assets less liabilities)2018-12-31$258,445,566
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$278,666,953
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2018-12-31$145,044,213
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2018-12-31$151,227,434
Interest on participant loans2018-12-31$81,244
Value of interest in common/collective trusts at end of year2018-12-31$76,262,607
Value of interest in common/collective trusts at beginning of year2018-12-31$79,335,829
Net investment gain/loss from registered investment companies (e.g. mutual funds)2018-12-31$-16,570,091
Net investment gain or loss from common/collective trusts2018-12-31$-748,967
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31No
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Assets. Invements in employer securities at end of year2018-12-31$34,763,278
Assets. Invements in employer securities at beginning of year2018-12-31$46,236,526
Contributions received in cash from employer2018-12-31$7,619,178
Employer contributions (assets) at end of year2018-12-31$207,130
Employer contributions (assets) at beginning of year2018-12-31$6,016
Income. Dividends from common stock2018-12-31$1,799,140
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$22,739,650
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$3,007,553
Aggregate carrying amount (costs) on sale of assets2018-12-31$3,199,341
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31KPMG LLP
Accountancy firm EIN2018-12-31135565207
2017 : RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$6,206,994
Total unrealized appreciation/depreciation of assets2017-12-31$6,206,994
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$1,750
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$63,073,016
Total loss/gain on sale of assets2017-12-31$330,093
Total of all expenses incurred2017-12-31$19,960,464
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$19,911,751
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$16,036,601
Value of total assets at end of year2017-12-31$278,668,703
Value of total assets at beginning of year2017-12-31$235,554,401
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$48,713
Total interest from all sources2017-12-31$88,253
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$7,740,986
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$6,004,940
Administrative expenses professional fees incurred2017-12-31$47,153
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$238,663,484
If this is an individual account plan, was there a blackout period2017-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Contributions received from participants2017-12-31$7,904,025
Participant contributions at end of year2017-12-31$1,854,434
Participant contributions at beginning of year2017-12-31$2,312,671
Participant contributions at end of year2017-12-31$8,464
Participant contributions at beginning of year2017-12-31$11,515
Assets. Other investments not covered elsewhere at end of year2017-12-31$0
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$2,122,919
Income. Received or receivable in cash from other sources (including rollovers)2017-12-31$1,930,159
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$1,750
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$228,383
Administrative expenses (other) incurred2017-12-31$1,560
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$43,112,552
Value of net assets at end of year (total assets less liabilities)2017-12-31$278,666,953
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$235,554,401
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2017-12-31$151,227,434
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2017-12-31$125,821,498
Interest on participant loans2017-12-31$88,253
Value of interest in common/collective trusts at end of year2017-12-31$79,335,829
Value of interest in common/collective trusts at beginning of year2017-12-31$62,888,567
Net investment gain/loss from registered investment companies (e.g. mutual funds)2017-12-31$14,722,190
Net investment gain or loss from common/collective trusts2017-12-31$17,719,516
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Assets. Invements in employer securities at end of year2017-12-31$46,236,526
Assets. Invements in employer securities at beginning of year2017-12-31$42,390,208
Contributions received in cash from employer2017-12-31$6,202,417
Employer contributions (assets) at end of year2017-12-31$6,016
Employer contributions (assets) at beginning of year2017-12-31$7,023
Income. Dividends from common stock2017-12-31$1,736,046
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$19,911,751
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$4,426,468
Aggregate carrying amount (costs) on sale of assets2017-12-31$4,096,375
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31KPMG LLP
Accountancy firm EIN2017-12-31135565207
2016 : RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$11,338,708
Total unrealized appreciation/depreciation of assets2016-12-31$11,338,708
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$39,798,926
Total loss/gain on sale of assets2016-12-31$624,160
Total of all expenses incurred2016-12-31$19,207,238
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$19,202,790
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$14,545,118
Value of total assets at end of year2016-12-31$235,554,401
Value of total assets at beginning of year2016-12-31$214,962,713
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$4,448
Total interest from all sources2016-12-31$107,415
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$5,561,939
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$3,869,270
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$223,430,401
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Contributions received from participants2016-12-31$7,337,635
Participant contributions at end of year2016-12-31$2,312,671
Participant contributions at beginning of year2016-12-31$2,554,905
Participant contributions at end of year2016-12-31$11,515
Participant contributions at beginning of year2016-12-31$238,008
Assets. Other investments not covered elsewhere at end of year2016-12-31$2,122,919
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$1,503,289
Income. Received or receivable in cash from other sources (including rollovers)2016-12-31$1,428,723
Other income not declared elsewhere2016-12-31$229,664
Administrative expenses (other) incurred2016-12-31$4,448
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$20,591,688
Value of net assets at end of year (total assets less liabilities)2016-12-31$235,554,401
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$214,962,713
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$125,821,498
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$116,485,782
Interest on participant loans2016-12-31$107,415
Value of interest in common/collective trusts at end of year2016-12-31$62,888,567
Value of interest in common/collective trusts at beginning of year2016-12-31$62,026,726
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$3,717,952
Net investment gain or loss from common/collective trusts2016-12-31$3,673,970
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Assets. Invements in employer securities at end of year2016-12-31$42,390,208
Assets. Invements in employer securities at beginning of year2016-12-31$32,043,935
Contributions received in cash from employer2016-12-31$5,778,760
Employer contributions (assets) at end of year2016-12-31$7,023
Employer contributions (assets) at beginning of year2016-12-31$110,068
Income. Dividends from common stock2016-12-31$1,692,669
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$19,202,790
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$3,309,264
Aggregate carrying amount (costs) on sale of assets2016-12-31$2,685,104
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31KPMG LLP
Accountancy firm EIN2016-12-31135565207
2015 : RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-12,969,725
Total unrealized appreciation/depreciation of assets2015-12-31$-12,969,725
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total income from all sources (including contributions)2015-12-31$6,566,568
Total loss/gain on sale of assets2015-12-31$-651,756
Total of all expenses incurred2015-12-31$17,988,893
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$17,954,587
Expenses. Certain deemed distributions of participant loans2015-12-31$29,585
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$14,121,831
Value of total assets at end of year2015-12-31$214,962,713
Value of total assets at beginning of year2015-12-31$226,385,038
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$4,721
Total interest from all sources2015-12-31$91,489
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$7,091,039
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$5,323,458
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$216,750,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Contributions received from participants2015-12-31$7,168,352
Participant contributions at end of year2015-12-31$2,554,905
Participant contributions at beginning of year2015-12-31$2,481,788
Participant contributions at end of year2015-12-31$238,008
Participant contributions at beginning of year2015-12-31$0
Assets. Other investments not covered elsewhere at end of year2015-12-31$1,503,289
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$1,514,565
Income. Received or receivable in cash from other sources (including rollovers)2015-12-31$1,299,044
Other income not declared elsewhere2015-12-31$-56,274
Administrative expenses (other) incurred2015-12-31$4,721
Total non interest bearing cash at end of year2015-12-31$0
Total non interest bearing cash at beginning of year2015-12-31$67
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$-11,422,325
Value of net assets at end of year (total assets less liabilities)2015-12-31$214,962,713
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$226,385,038
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$116,485,782
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$173,862,019
Interest on participant loans2015-12-31$91,489
Value of interest in common/collective trusts at end of year2015-12-31$62,026,726
Value of interest in common/collective trusts at beginning of year2015-12-31$0
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-5,119,735
Net investment gain or loss from common/collective trusts2015-12-31$4,059,699
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31Yes
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Assets. Invements in employer securities at end of year2015-12-31$32,043,935
Assets. Invements in employer securities at beginning of year2015-12-31$48,526,599
Contributions received in cash from employer2015-12-31$5,654,435
Employer contributions (assets) at end of year2015-12-31$110,068
Employer contributions (assets) at beginning of year2015-12-31$0
Income. Dividends from common stock2015-12-31$1,767,581
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$17,954,587
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$4,628,764
Aggregate carrying amount (costs) on sale of assets2015-12-31$5,280,520
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31KPMG LLP
Accountancy firm EIN2015-12-31135565207
2014 : RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$-4,584,382
Total unrealized appreciation/depreciation of assets2014-12-31$-4,584,382
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$22,396,196
Total loss/gain on sale of assets2014-12-31$-29,526
Total of all expenses incurred2014-12-31$15,039,355
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$15,009,458
Expenses. Certain deemed distributions of participant loans2014-12-31$20,900
Value of total corrective distributions2014-12-31$1,728
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$13,125,860
Value of total assets at end of year2014-12-31$226,385,038
Value of total assets at beginning of year2014-12-31$219,028,197
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$7,269
Total interest from all sources2014-12-31$103,599
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$7,013,707
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$4,954,372
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$258,600,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Contributions received from participants2014-12-31$8,434,008
Participant contributions at end of year2014-12-31$2,481,788
Participant contributions at beginning of year2014-12-31$2,460,753
Participant contributions at end of year2014-12-31$0
Participant contributions at beginning of year2014-12-31$118,078
Assets. Other investments not covered elsewhere at end of year2014-12-31$1,514,565
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$1,373,863
Other income not declared elsewhere2014-12-31$41,408
Administrative expenses (other) incurred2014-12-31$7,269
Total non interest bearing cash at end of year2014-12-31$67
Total non interest bearing cash at beginning of year2014-12-31$0
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$7,356,841
Value of net assets at end of year (total assets less liabilities)2014-12-31$226,385,038
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$219,028,197
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$173,862,019
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$158,169,143
Interest on participant loans2014-12-31$103,599
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$6,725,530
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31Yes
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Assets. Invements in employer securities at end of year2014-12-31$48,526,599
Assets. Invements in employer securities at beginning of year2014-12-31$56,897,318
Contributions received in cash from employer2014-12-31$4,691,852
Employer contributions (assets) at end of year2014-12-31$0
Employer contributions (assets) at beginning of year2014-12-31$9,042
Income. Dividends from common stock2014-12-31$2,059,335
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$15,009,458
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$5,816,146
Aggregate carrying amount (costs) on sale of assets2014-12-31$5,845,672
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31KPMG LLP
Accountancy firm EIN2014-12-31135565207
2013 : RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$4,320,568
Total unrealized appreciation/depreciation of assets2013-12-31$4,320,568
Total transfer of assets to this plan2013-12-31$11,843,737
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$47,235,878
Total loss/gain on sale of assets2013-12-31$492
Total of all expenses incurred2013-12-31$12,510,822
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$12,495,153
Expenses. Certain deemed distributions of participant loans2013-12-31$9,734
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$12,107,023
Value of total assets at end of year2013-12-31$219,028,197
Value of total assets at beginning of year2013-12-31$172,459,404
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$5,935
Total interest from all sources2013-12-31$110,286
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$5,997,027
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$3,809,024
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$282,060,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Contributions received from participants2013-12-31$7,411,028
Participant contributions at end of year2013-12-31$2,460,753
Participant contributions at beginning of year2013-12-31$2,512,351
Participant contributions at end of year2013-12-31$118,078
Participant contributions at beginning of year2013-12-31$236,709
Assets. Other investments not covered elsewhere at end of year2013-12-31$1,373,863
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$1,186,059
Income. Received or receivable in cash from other sources (including rollovers)2013-12-31$398,268
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$579,756
Other income not declared elsewhere2013-12-31$82,508
Administrative expenses (other) incurred2013-12-31$5,935
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$34,725,056
Value of net assets at end of year (total assets less liabilities)2013-12-31$219,028,197
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$172,459,404
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$158,169,143
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$112,960,669
Interest on participant loans2013-12-31$110,286
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$24,617,974
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31Yes
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Assets. Invements in employer securities at end of year2013-12-31$56,897,318
Assets. Invements in employer securities at beginning of year2013-12-31$54,854,195
Contributions received in cash from employer2013-12-31$4,297,727
Employer contributions (assets) at end of year2013-12-31$9,042
Employer contributions (assets) at beginning of year2013-12-31$129,665
Income. Dividends from common stock2013-12-31$2,188,003
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$12,495,153
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$4,465,940
Aggregate carrying amount (costs) on sale of assets2013-12-31$4,465,448
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31KPMG LLP
Accountancy firm EIN2013-12-31135565207
2012 : RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2012-12-31$7,404,622
Total unrealized appreciation/depreciation of assets2012-12-31$7,404,622
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$2,000
Total income from all sources (including contributions)2012-12-31$33,390,163
Total loss/gain on sale of assets2012-12-31$343,111
Total of all expenses incurred2012-12-31$14,033,832
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$14,014,556
Expenses. Certain deemed distributions of participant loans2012-12-31$17,300
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$10,719,822
Value of total assets at end of year2012-12-31$172,459,404
Value of total assets at beginning of year2012-12-31$153,105,073
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$1,976
Total interest from all sources2012-12-31$97,308
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$4,821,059
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$2,617,806
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$301,530,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$6,694,028
Participant contributions at end of year2012-12-31$2,512,351
Participant contributions at beginning of year2012-12-31$2,173,047
Participant contributions at end of year2012-12-31$236,709
Participant contributions at beginning of year2012-12-31$154,612
Assets. Other investments not covered elsewhere at end of year2012-12-31$1,186,059
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$1,628,810
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$376,570
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$579,756
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$522,875
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2012-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2012-12-31$2,000
Other income not declared elsewhere2012-12-31$152,677
Administrative expenses (other) incurred2012-12-31$1,976
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$19,356,331
Value of net assets at end of year (total assets less liabilities)2012-12-31$172,459,404
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$153,103,073
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$112,960,669
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$98,169,215
Interest on participant loans2012-12-31$97,308
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$0
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$2,998
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$2,998
Net investment gain/loss from registered investment companies (e.g. mutual funds)2012-12-31$9,851,564
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Assets. Invements in employer securities at end of year2012-12-31$54,854,195
Assets. Invements in employer securities at beginning of year2012-12-31$50,362,383
Contributions received in cash from employer2012-12-31$3,649,224
Employer contributions (assets) at end of year2012-12-31$129,665
Employer contributions (assets) at beginning of year2012-12-31$91,133
Income. Dividends from common stock2012-12-31$2,203,253
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$14,014,556
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$5,402,293
Aggregate carrying amount (costs) on sale of assets2012-12-31$5,059,182
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31KPMG LLP
Accountancy firm EIN2012-12-31135565207
2011 : RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-7,372,185
Total unrealized appreciation/depreciation of assets2011-12-31$-7,372,185
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$2,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$6,135,877
Total loss/gain on sale of assets2011-12-31$-148,387
Total of all expenses incurred2011-12-31$6,112,121
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$6,111,832
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$11,778,076
Value of total assets at end of year2011-12-31$153,105,073
Value of total assets at beginning of year2011-12-31$153,079,317
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$289
Total interest from all sources2011-12-31$93,577
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$4,587,262
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2011-12-31$2,459,587
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$294,990,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$7,949,920
Participant contributions at end of year2011-12-31$2,173,047
Participant contributions at beginning of year2011-12-31$1,963,047
Participant contributions at end of year2011-12-31$154,612
Participant contributions at beginning of year2011-12-31$333,155
Assets. Other investments not covered elsewhere at end of year2011-12-31$1,628,810
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$1,597,284
Income. Received or receivable in cash from other sources (including rollovers)2011-12-31$722,681
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$522,875
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$484,359
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2011-12-31$2,000
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2011-12-31$0
Other income not declared elsewhere2011-12-31$-137,569
Administrative expenses (other) incurred2011-12-31$289
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$23,756
Value of net assets at end of year (total assets less liabilities)2011-12-31$153,103,073
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$153,079,317
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$98,169,215
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$92,103,424
Interest on participant loans2011-12-31$93,577
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$2,998
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$24,963
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$24,963
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$-2,664,897
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Assets. Invements in employer securities at end of year2011-12-31$50,362,383
Assets. Invements in employer securities at beginning of year2011-12-31$56,400,171
Contributions received in cash from employer2011-12-31$3,105,475
Employer contributions (assets) at end of year2011-12-31$91,133
Employer contributions (assets) at beginning of year2011-12-31$172,914
Income. Dividends from common stock2011-12-31$2,127,675
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$6,111,832
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$3,793,630
Aggregate carrying amount (costs) on sale of assets2011-12-31$3,942,017
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31KPMG LLP
Accountancy firm EIN2011-12-31135565207
2010 : RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$9,856,019
Total unrealized appreciation/depreciation of assets2010-12-31$9,856,019
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$33,577,848
Total loss/gain on sale of assets2010-12-31$156,932
Total of all expenses incurred2010-12-31$6,983,375
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$6,980,010
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$10,373,635
Value of total assets at end of year2010-12-31$153,079,317
Value of total assets at beginning of year2010-12-31$126,484,844
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$3,365
Total interest from all sources2010-12-31$95,488
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$3,414,349
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2010-12-31$1,556,413
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$301,620,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$7,607,715
Participant contributions at end of year2010-12-31$1,963,047
Participant contributions at beginning of year2010-12-31$1,798,888
Participant contributions at end of year2010-12-31$333,155
Participant contributions at beginning of year2010-12-31$252,986
Assets. Other investments not covered elsewhere at end of year2010-12-31$1,597,284
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$1,196,943
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$484,359
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$445,570
Other income not declared elsewhere2010-12-31$212,187
Administrative expenses (other) incurred2010-12-31$3,365
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$26,594,473
Value of net assets at end of year (total assets less liabilities)2010-12-31$153,079,317
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$126,484,844
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$92,103,424
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$77,816,406
Interest on participant loans2010-12-31$95,488
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$24,963
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$141,882
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$141,882
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$9,469,238
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31Yes
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Assets. Invements in employer securities at end of year2010-12-31$56,400,171
Assets. Invements in employer securities at beginning of year2010-12-31$44,738,461
Contributions received in cash from employer2010-12-31$2,765,920
Employer contributions (assets) at end of year2010-12-31$172,914
Employer contributions (assets) at beginning of year2010-12-31$93,708
Income. Dividends from common stock2010-12-31$1,857,936
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$6,980,010
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$2,997,598
Aggregate carrying amount (costs) on sale of assets2010-12-31$2,840,666
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31KPMG LLP
Accountancy firm EIN2010-12-31135565207
2009 : RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K)

2022: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2022 form 5500 responses
2022-01-01Type of plan entitySingle employer plan
2022-01-01Submission has been amendedNo
2022-01-01This submission is the final filingNo
2022-01-01This return/report is a short plan year return/report (less than 12 months)No
2022-01-01Plan is a collectively bargained planNo
2022-01-01Plan funding arrangement – TrustYes
2022-01-01Plan benefit arrangement - TrustYes
2021: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2021 form 5500 responses
2021-01-01Type of plan entitySingle employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2020 form 5500 responses
2020-01-01Type of plan entitySingle employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2019 form 5500 responses
2019-01-01Type of plan entitySingle employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2018 form 5500 responses
2018-01-01Type of plan entitySingle employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2017 form 5500 responses
2017-01-01Type of plan entitySingle employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2013 form 5500 responses
2013-01-01Type of plan entitySingle employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedYes
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2010 form 5500 responses
2010-01-01Type of plan entitySingle employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RETIREMENT PLAN FOR EMPLOYEES OF SCOTIABANK U.S. 401(K) 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement - TrustYes

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