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RETIREMENT PLAN FOR EMPLOYEES OF TRI-COUNTY MENTAL HEALTH & CONSELING SERVICES, INC. 401k Plan overview

Plan NameRETIREMENT PLAN FOR EMPLOYEES OF TRI-COUNTY MENTAL HEALTH & CONSELING SERVICES, INC.
Plan identification number 001

RETIREMENT PLAN FOR EMPLOYEES OF TRI-COUNTY MENTAL HEALTH & CONSELING SERVICES, INC. Benefits

401k Plan TypeDefined Contribution Pension
Plan Features/Benefits
  • Profit-sharing
  • ERISA section 404(c) Plan - This plan, or any part of it is intended to meet the conditions of 29 CFR 2550.404c-1.
  • Total participant-directed account plan - Participants have the opportunity to direct the investment of all the assets allocated to their individual accounts, regardless of whether 29 CFR 2550.404c-1 is intended to be met.
  • Code section 401(k) feature - A cash or deferred arrangement described in Code section 401(k) that is part of a qualified defined contribution plan that provides for an election by employees to defer part of their compensation or receive these amounts in cash.
  • Code section 401(m) arrangement - Employee contributions are allocated to separate accounts under the plan or employer contributions are based, in whole or in part, on employee deferrals or contribtions to the plan. Not applicable if plan is 401(k) plan with only QNECs and/or QMACs. Also not applicable if Code section 403(b)(1), 403(b)(7) or 408 arrangements/accounts/annuities.
  • Total or partial participant-directed account plan - plan uses default investment account for participants who fail to direct assets in their account.
  • Master plan - A pension plan that is made available by a sponsor for adoption by employers; that is the subject of a favorable opinion letter; and for which a single funding medium (for example, a trust or custodial account) is established for the joint use of all adopting employers.

401k Sponsoring company profile

TRI-COUNTY MENTAL HEALTH & COUNSELING SERVICES, INC. has sponsored the creation of one or more 401k plans.

Company Name:TRI-COUNTY MENTAL HEALTH & COUNSELING SERVICES, INC.
Employer identification number (EIN):310860366
NAIC Classification:621112
NAIC Description:Offices of Physicians, Mental Health Specialists

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR EMPLOYEES OF TRI-COUNTY MENTAL HEALTH & CONSELING SERVICES, INC.

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012012-01-01GEORGE P. WEIGLY
0012011-01-01GEORGE P. WEIGLY
0012009-01-01GEORGE P. WEIGLY
0012009-01-01GEORGE P. WEIGLY

Plan Statistics for RETIREMENT PLAN FOR EMPLOYEES OF TRI-COUNTY MENTAL HEALTH & CONSELING SERVICES, INC.

401k plan membership statisitcs for RETIREMENT PLAN FOR EMPLOYEES OF TRI-COUNTY MENTAL HEALTH & CONSELING SERVICES, INC.

Measure Date Value
2012: RETIREMENT PLAN FOR EMPLOYEES OF TRI-COUNTY MENTAL HEALTH & CONSELING SERVICES, INC. 2012 401k membership
Total participants, beginning-of-year2012-01-01231
Total number of active participants reported on line 7a of the Form 55002012-01-01205
Number of retired or separated participants receiving benefits2012-01-018
Number of other retired or separated participants entitled to future benefits2012-01-0125
Total of all active and inactive participants2012-01-01238
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-010
Total participants2012-01-01238
Number of participants with account balances2012-01-01169
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: RETIREMENT PLAN FOR EMPLOYEES OF TRI-COUNTY MENTAL HEALTH & CONSELING SERVICES, INC. 2011 401k membership
Total participants, beginning-of-year2011-01-01220
Total number of active participants reported on line 7a of the Form 55002011-01-01193
Number of retired or separated participants receiving benefits2011-01-019
Number of other retired or separated participants entitled to future benefits2011-01-0129
Total of all active and inactive participants2011-01-01231
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-010
Total participants2011-01-01231
Number of participants with account balances2011-01-01163
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-012
2009: RETIREMENT PLAN FOR EMPLOYEES OF TRI-COUNTY MENTAL HEALTH & CONSELING SERVICES, INC. 2009 401k membership
Total participants, beginning-of-year2009-01-01205
Total number of active participants reported on line 7a of the Form 55002009-01-01167
Number of retired or separated participants receiving benefits2009-01-015
Number of other retired or separated participants entitled to future benefits2009-01-0135
Total of all active and inactive participants2009-01-01207
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-010
Total participants2009-01-01207
Number of participants with account balances2009-01-01154
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-014

Financial Data on RETIREMENT PLAN FOR EMPLOYEES OF TRI-COUNTY MENTAL HEALTH & CONSELING SERVICES, INC.

Measure Date Value
2012 : RETIREMENT PLAN FOR EMPLOYEES OF TRI-COUNTY MENTAL HEALTH & CONSELING SERVICES, INC. 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$1,370,915
Total loss/gain on sale of assets2012-12-31$0
Total of all expenses incurred2012-12-31$686,796
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$662,202
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$636,056
Value of total assets at end of year2012-12-31$6,388,846
Value of total assets at beginning of year2012-12-31$5,704,727
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$24,594
Total interest from all sources2012-12-31$17,133
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$500,000
If this is an individual account plan, was there a blackout period2012-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Contributions received from participants2012-12-31$353,725
Participant contributions at end of year2012-12-31$322,950
Participant contributions at beginning of year2012-12-31$268,018
Income. Received or receivable in cash from other sources (including rollovers)2012-12-31$100,108
Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries)2012-12-31$5,130
Total non interest bearing cash at end of year2012-12-31$5,131
Total non interest bearing cash at beginning of year2012-12-31$1,478
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$684,119
Value of net assets at end of year (total assets less liabilities)2012-12-31$6,388,846
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$5,704,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in pooled separate accounts at end of year2012-12-31$5,644,943
Value of interest in pooled separate accounts at beginning of year2012-12-31$5,143,471
Interest on participant loans2012-12-31$13,643
Interest earned on other investments2012-12-31$3,490
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$415,822
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$291,760
Net investment gain/loss from pooled separate accounts2012-12-31$717,726
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$182,223
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$657,072
Contract administrator fees2012-12-31$24,594
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31CLARK, SCHAEFER, HACKETT & CO.
Accountancy firm EIN2012-12-31310800053
2011 : RETIREMENT PLAN FOR EMPLOYEES OF TRI-COUNTY MENTAL HEALTH & CONSELING SERVICES, INC. 2011 401k financial data
Total unrealized appreciation/depreciation of assets2011-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$433,561
Total loss/gain on sale of assets2011-12-31$0
Total of all expenses incurred2011-12-31$391,418
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$368,473
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$512,320
Value of total assets at end of year2011-12-31$5,704,727
Value of total assets at beginning of year2011-12-31$5,662,584
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$22,945
Total interest from all sources2011-12-31$16,798
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$500,000
If this is an individual account plan, was there a blackout period2011-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Contributions received from participants2011-12-31$342,344
Participant contributions at end of year2011-12-31$268,018
Participant contributions at beginning of year2011-12-31$258,680
Total non interest bearing cash at end of year2011-12-31$1,478
Total non interest bearing cash at beginning of year2011-12-31$5,711
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$42,143
Value of net assets at end of year (total assets less liabilities)2011-12-31$5,704,727
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$5,662,584
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in pooled separate accounts at end of year2011-12-31$5,143,471
Value of interest in pooled separate accounts at beginning of year2011-12-31$5,092,374
Interest on participant loans2011-12-31$12,810
Interest earned on other investments2011-12-31$3,988
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$291,760
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$305,819
Net investment gain/loss from pooled separate accounts2011-12-31$-95,557
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$169,976
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$368,473
Contract administrator fees2011-12-31$22,945
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31CLARK, SCHAEFER, HACKETT & CO.
Accountancy firm EIN2011-12-31310800053
2010 : RETIREMENT PLAN FOR EMPLOYEES OF TRI-COUNTY MENTAL HEALTH & CONSELING SERVICES, INC. 2010 401k financial data
Total unrealized appreciation/depreciation of assets2010-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$1,131,433
Total loss/gain on sale of assets2010-12-31$0
Total of all expenses incurred2010-12-31$1,033,576
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$1,009,584
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$474,760
Value of total assets at end of year2010-12-31$5,662,584
Value of total assets at beginning of year2010-12-31$5,564,727
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$23,992
Total interest from all sources2010-12-31$19,390
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$500,000
If this is an individual account plan, was there a blackout period2010-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Contributions received from participants2010-12-31$309,392
Participant contributions at end of year2010-12-31$258,680
Participant contributions at beginning of year2010-12-31$223,515
Income. Received or receivable in cash from other sources (including rollovers)2010-12-31$12,498
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2010-12-31$0
Other income not declared elsewhere2010-12-31$180
Administrative expenses (other) incurred2010-12-31$7,015
Total non interest bearing cash at end of year2010-12-31$5,711
Total non interest bearing cash at beginning of year2010-12-31$408
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$97,857
Value of net assets at end of year (total assets less liabilities)2010-12-31$5,662,584
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$5,564,727
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in pooled separate accounts at end of year2010-12-31$5,092,374
Value of interest in pooled separate accounts at beginning of year2010-12-31$5,110,866
Interest on participant loans2010-12-31$13,415
Interest earned on other investments2010-12-31$5,975
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$305,819
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$229,938
Net investment gain/loss from pooled separate accounts2010-12-31$637,103
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Contributions received in cash from employer2010-12-31$152,870
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$1,009,584
Contract administrator fees2010-12-31$16,977
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31CLARK, SCHAEFER, HACKETT & CO.
Accountancy firm EIN2010-12-31310800053
2009 : RETIREMENT PLAN FOR EMPLOYEES OF TRI-COUNTY MENTAL HEALTH & CONSELING SERVICES, INC. 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RETIREMENT PLAN FOR EMPLOYEES OF TRI-COUNTY MENTAL HEALTH & CONSELING SERVICES, INC.

2012: RETIREMENT PLAN FOR EMPLOYEES OF TRI-COUNTY MENTAL HEALTH & CONSELING SERVICES, INC. 2012 form 5500 responses
2012-01-01Type of plan entitySingle employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN FOR EMPLOYEES OF TRI-COUNTY MENTAL HEALTH & CONSELING SERVICES, INC. 2011 form 5500 responses
2011-01-01Type of plan entitySingle employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2009: RETIREMENT PLAN FOR EMPLOYEES OF TRI-COUNTY MENTAL HEALTH & CONSELING SERVICES, INC. 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedYes
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

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