HOLME ROBERTS & OWEN LLP has sponsored the creation of one or more 401k plans.
Submission information for form 5500 for 401k plan RETIREMENT PLAN OF HOLME ROBERTS & OWEN LLP
| Measure | Date | Value |
|---|
| 2012 : RETIREMENT PLAN OF HOLME ROBERTS & OWEN LLP 2012 401k financial data |
|---|
| Total unrealized appreciation/depreciation of assets | 2012-05-04 | $0 |
| Total transfer of assets from this plan | 2012-05-04 | $60,822,328 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-05-04 | $0 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2012-05-04 | $96,181 |
| Total income from all sources (including contributions) | 2012-05-04 | $4,314,730 |
| Total loss/gain on sale of assets | 2012-05-04 | $523,593 |
| Total of all expenses incurred | 2012-05-04 | $7,266,740 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2012-05-04 | $7,263,373 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2012-05-04 | $0 |
| Value of total assets at end of year | 2012-05-04 | $0 |
| Value of total assets at beginning of year | 2012-05-04 | $64,404,563 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2012-05-04 | $3,367 |
| Total interest from all sources | 2012-05-04 | $39,119 |
| Total dividends received (eg from common stock, registered investment company shares) | 2012-05-04 | $289,325 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2012-05-04 | Yes |
| Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan | 2012-05-04 | $0 |
| Total dividends received from registered investment company shares (eg mutual funds) | 2012-05-04 | $160,958 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2012-05-04 | $0 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2012-05-04 | $30,768 |
| Was this plan covered by a fidelity bond | 2012-05-04 | Yes |
| Value of fidelity bond cover | 2012-05-04 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2012-05-04 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2012-05-04 | No |
| Participant contributions at end of year | 2012-05-04 | $0 |
| Participant contributions at beginning of year | 2012-05-04 | $514,049 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2012-05-04 | $0 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2012-05-04 | $96,639 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2012-05-04 | $0 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2012-05-04 | $96,181 |
| Administrative expenses (other) incurred | 2012-05-04 | $3,367 |
| Total non interest bearing cash at end of year | 2012-05-04 | $0 |
| Total non interest bearing cash at beginning of year | 2012-05-04 | $71 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-05-04 | No |
| Value of net income/loss | 2012-05-04 | $-2,952,010 |
| Value of net assets at end of year (total assets less liabilities) | 2012-05-04 | $0 |
| Value of net assets at beginning of year (total assets less liabilities) | 2012-05-04 | $64,308,382 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2012-05-04 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2012-05-04 | No |
| Were any leases to which the plan was party in default or uncollectible | 2012-05-04 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2012-05-04 | $0 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2012-05-04 | $50,903,462 |
| Interest on participant loans | 2012-05-04 | $6,214 |
| Income. Interest from US Government securities | 2012-05-04 | $2,085 |
| Income. Interest from corporate debt instruments | 2012-05-04 | $24,949 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2012-05-04 | $0 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2012-05-04 | $695,236 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2012-05-04 | $695,236 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2012-05-04 | $5,871 |
| Asset value of US Government securities at end of year | 2012-05-04 | $0 |
| Asset value of US Government securities at beginning of year | 2012-05-04 | $401,023 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2012-05-04 | $3,462,693 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2012-05-04 | No |
| Was there a failure to transmit to the plan any participant contributions | 2012-05-04 | No |
| Has the plan failed to provide any benefit when due under the plan | 2012-05-04 | No |
| Employer contributions (assets) at beginning of year | 2012-05-04 | $257,802 |
| Income. Dividends from preferred stock | 2012-05-04 | $820 |
| Income. Dividends from common stock | 2012-05-04 | $127,547 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2012-05-04 | $7,263,373 |
| Asset. Corporate debt instrument preferred debt at end of year | 2012-05-04 | $0 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2012-05-04 | $471,157 |
| Asset. Corporate debt instrument debt (other) at end of year | 2012-05-04 | $0 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2012-05-04 | $795,083 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2012-05-04 | $0 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2012-05-04 | $10,239,273 |
| Did the plan have assets held for investment | 2012-05-04 | No |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2012-05-04 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2012-05-04 | Yes |
| Aggregate proceeds on sale of assets | 2012-05-04 | $3,273,312 |
| Aggregate carrying amount (costs) on sale of assets | 2012-05-04 | $2,749,719 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2012-05-04 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2012-05-04 | Disclaimer |
| Accountancy firm name | 2012-05-04 | EIDE BAILLY, LLP |
| Accountancy firm EIN | 2012-05-04 | 450250958 |
| 2011 : RETIREMENT PLAN OF HOLME ROBERTS & OWEN LLP 2011 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2011-12-31 | $54,839 |
| Total unrealized appreciation/depreciation of assets | 2011-12-31 | $54,839 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $96,181 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2011-12-31 | $113,203 |
| Total income from all sources (including contributions) | 2011-12-31 | $3,422,917 |
| Total loss/gain on sale of assets | 2011-12-31 | $-136,195 |
| Total of all expenses incurred | 2011-12-31 | $5,978,534 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2011-12-31 | $5,962,204 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2011-12-31 | $2,958,872 |
| Value of total assets at end of year | 2011-12-31 | $64,404,563 |
| Value of total assets at beginning of year | 2011-12-31 | $66,977,202 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2011-12-31 | $16,330 |
| Total interest from all sources | 2011-12-31 | $115,867 |
| Total dividends received (eg from common stock, registered investment company shares) | 2011-12-31 | $1,548,148 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2011-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2011-12-31 | $1,248,741 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2011-12-31 | $30,768 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2011-12-31 | $23,488 |
| Was this plan covered by a fidelity bond | 2011-12-31 | Yes |
| Value of fidelity bond cover | 2011-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2011-12-31 | No |
| Were there any nonexempt tranactions with any party-in-interest | 2011-12-31 | No |
| Participant contributions at end of year | 2011-12-31 | $514,049 |
| Participant contributions at beginning of year | 2011-12-31 | $576,788 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2011-12-31 | $86 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2011-12-31 | $96,639 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2011-12-31 | $47,621 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2011-12-31 | $96,181 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2011-12-31 | $113,203 |
| Other income not declared elsewhere | 2011-12-31 | $3,078 |
| Administrative expenses (other) incurred | 2011-12-31 | $16,330 |
| Total non interest bearing cash at end of year | 2011-12-31 | $71 |
| Total non interest bearing cash at beginning of year | 2011-12-31 | $0 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Value of net income/loss | 2011-12-31 | $-2,555,617 |
| Value of net assets at end of year (total assets less liabilities) | 2011-12-31 | $64,308,382 |
| Value of net assets at beginning of year (total assets less liabilities) | 2011-12-31 | $66,863,999 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2011-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2011-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2011-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2011-12-31 | $50,903,462 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2011-12-31 | $52,285,677 |
| Interest on participant loans | 2011-12-31 | $21,006 |
| Income. Interest from US Government securities | 2011-12-31 | $3,736 |
| Income. Interest from corporate debt instruments | 2011-12-31 | $66,278 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2011-12-31 | $695,236 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2011-12-31 | $782,415 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2011-12-31 | $782,415 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2011-12-31 | $24,847 |
| Asset value of US Government securities at end of year | 2011-12-31 | $401,023 |
| Asset value of US Government securities at beginning of year | 2011-12-31 | $431,474 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2011-12-31 | $-1,121,692 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2011-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2011-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2011-12-31 | No |
| Contributions received in cash from employer | 2011-12-31 | $2,958,872 |
| Employer contributions (assets) at end of year | 2011-12-31 | $257,802 |
| Employer contributions (assets) at beginning of year | 2011-12-31 | $524,327 |
| Income. Dividends from preferred stock | 2011-12-31 | $1,752 |
| Income. Dividends from common stock | 2011-12-31 | $297,655 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2011-12-31 | $5,962,118 |
| Asset. Corporate debt instrument preferred debt at end of year | 2011-12-31 | $471,157 |
| Asset. Corporate debt instrument preferred debt at beginning of year | 2011-12-31 | $0 |
| Asset. Corporate debt instrument debt (other) at end of year | 2011-12-31 | $795,083 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2011-12-31 | $1,379,061 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2011-12-31 | $10,239,273 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2011-12-31 | $10,926,351 |
| Did the plan have assets held for investment | 2011-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2011-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2011-12-31 | No |
| Aggregate proceeds on sale of assets | 2011-12-31 | $5,944,546 |
| Aggregate carrying amount (costs) on sale of assets | 2011-12-31 | $6,080,741 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2011-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2011-12-31 | Disclaimer |
| Accountancy firm name | 2011-12-31 | EIDE BAILLY, LLP |
| Accountancy firm EIN | 2011-12-31 | 450250958 |
| 2010 : RETIREMENT PLAN OF HOLME ROBERTS & OWEN LLP 2010 401k financial data |
|---|
| Unrealized appreciation/depreciation of other (non real estate) assets | 2010-12-31 | $1,253,143 |
| Total unrealized appreciation/depreciation of assets | 2010-12-31 | $1,253,143 |
| Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $113,203 |
| Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities) | 2010-12-31 | $80,099 |
| Total income from all sources (including contributions) | 2010-12-31 | $10,790,915 |
| Total loss/gain on sale of assets | 2010-12-31 | $74,727 |
| Total of all expenses incurred | 2010-12-31 | $7,491,784 |
| Benefit payments and payments to participlants,beneficiaries,insurance carriers and others | 2010-12-31 | $7,473,710 |
| Total contributions o plan (from employers,participants, others, non cash contrinutions) | 2010-12-31 | $3,611,454 |
| Value of total assets at end of year | 2010-12-31 | $66,977,202 |
| Value of total assets at beginning of year | 2010-12-31 | $63,644,967 |
| Total of administrative expenses incurred including professional, contract, advisory and management fees | 2010-12-31 | $18,074 |
| Total interest from all sources | 2010-12-31 | $116,927 |
| Total dividends received (eg from common stock, registered investment company shares) | 2010-12-31 | $1,589,042 |
| Has a resolution to terminate the plan been adopted during the plan year or any prior plan year | 2010-12-31 | No |
| Total dividends received from registered investment company shares (eg mutual funds) | 2010-12-31 | $1,223,132 |
| Assets. Corporate prefeered stocks other than exployer securities at end of year | 2010-12-31 | $23,488 |
| Assets. Corporate prefeered stocks other than exployer securities at beginning of year | 2010-12-31 | $75 |
| Was this plan covered by a fidelity bond | 2010-12-31 | Yes |
| Value of fidelity bond cover | 2010-12-31 | $10,000,000 |
| If this is an individual account plan, was there a blackout period | 2010-12-31 | No |
| Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities | 2010-12-31 | $0 |
| Were there any nonexempt tranactions with any party-in-interest | 2010-12-31 | No |
| Participant contributions at end of year | 2010-12-31 | $576,788 |
| Participant contributions at beginning of year | 2010-12-31 | $408,412 |
| Expenses. Other payments made (not to insurance carriers or or participants/beneficiaries) | 2010-12-31 | $5,225 |
| Value of other receiveables (less allowance for doubtful accounts) at end of year | 2010-12-31 | $47,621 |
| Value of other receiveables (less allowance for doubtful accounts) at beginning of year | 2010-12-31 | $3,078 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year | 2010-12-31 | $113,203 |
| Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year | 2010-12-31 | $80,099 |
| Other income not declared elsewhere | 2010-12-31 | $6,302 |
| Administrative expenses (other) incurred | 2010-12-31 | $18,074 |
| Total non interest bearing cash at end of year | 2010-12-31 | $0 |
| Total non interest bearing cash at beginning of year | 2010-12-31 | $19,723 |
| Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Value of net income/loss | 2010-12-31 | $3,299,131 |
| Value of net assets at end of year (total assets less liabilities) | 2010-12-31 | $66,863,999 |
| Value of net assets at beginning of year (total assets less liabilities) | 2010-12-31 | $63,564,868 |
| Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond) | 2010-12-31 | No |
| Were any loans by the plan or fixed income obligations due to the plan in default | 2010-12-31 | No |
| Were any leases to which the plan was party in default or uncollectible | 2010-12-31 | No |
| Value of interest in registered invesment companies (eg mutual funds) at end of year | 2010-12-31 | $52,285,677 |
| Value of interest in registered invesment companies (eg mutual funds) at beginning of year | 2010-12-31 | $47,895,893 |
| Interest on participant loans | 2010-12-31 | $22,135 |
| Income. Interest from US Government securities | 2010-12-31 | $3,922 |
| Income. Interest from corporate debt instruments | 2010-12-31 | $62,722 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year | 2010-12-31 | $782,415 |
| Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year | 2010-12-31 | $708,622 |
| Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year | 2010-12-31 | $708,622 |
| Interest earned from interest bearing cash (including money market accounts and certificates of deposit) | 2010-12-31 | $28,148 |
| Asset value of US Government securities at end of year | 2010-12-31 | $431,474 |
| Asset value of US Government securities at beginning of year | 2010-12-31 | $498,667 |
| Net investment gain/loss from registered investment companies (e.g. mutual funds) | 2010-12-31 | $4,139,320 |
| Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets | 2010-12-31 | No |
| Was there a failure to transmit to the plan any participant contributions | 2010-12-31 | No |
| Has the plan failed to provide any benefit when due under the plan | 2010-12-31 | No |
| Contributions received in cash from employer | 2010-12-31 | $3,611,454 |
| Employer contributions (assets) at end of year | 2010-12-31 | $524,327 |
| Employer contributions (assets) at beginning of year | 2010-12-31 | $394,098 |
| Income. Dividends from preferred stock | 2010-12-31 | $1,434 |
| Income. Dividends from common stock | 2010-12-31 | $364,476 |
| Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers | 2010-12-31 | $7,468,485 |
| Asset. Corporate debt instrument debt (other) at end of year | 2010-12-31 | $1,379,061 |
| Asset. Corporate debt instrument debt (other) at beginning of year | 2010-12-31 | $1,288,171 |
| Assets. Corporate common stocks other than exployer securities at end of year | 2010-12-31 | $10,926,351 |
| Assets. Corporate common stocks other than exployer securities at beginning of year | 2010-12-31 | $12,428,228 |
| Did the plan have assets held for investment | 2010-12-31 | Yes |
| Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser | 2010-12-31 | No |
| Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC | 2010-12-31 | No |
| Aggregate proceeds on sale of assets | 2010-12-31 | $7,724,889 |
| Aggregate carrying amount (costs) on sale of assets | 2010-12-31 | $7,650,162 |
| Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d) | 2010-12-31 | Yes |
| Opinion of an independent qualified public accountant for this plan | 2010-12-31 | Disclaimer |
| Accountancy firm name | 2010-12-31 | EIDE BAILLY, LLP |
| Accountancy firm EIN | 2010-12-31 | 450250958 |