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RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 401k Plan overview

Plan NameRETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK
Plan identification number 001

RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily pay related
  • Cash balance or similar plan - Plan has a "cash balance" formula. For this purpose, a "cash balance" formula is a benefit formula in a defined benefit plan by whatever name (for example, personal account plan, pension equity plan, life cycle plan, cash account plan, etc.) that rather than, or in addition to, expressing the accrued benefit as a life annuity commencing at normal retirement age, defines benefits for each employee in terms more common to a defined contribution plan such as a single sum distribution amount (for example, 10 percent of final average pay times years of service, or the amount of the employee's hypothetical account balance).
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

EMIGRANT BANK has sponsored the creation of one or more 401k plans.

Company Name:EMIGRANT BANK
Employer identification number (EIN):135052245
NAIC Classification:522120
NAIC Description:Savings Institutions

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0012021-01-01
0012020-01-01
0012019-01-01
0012018-01-01
0012017-01-01MICHELLE ROJAS
0012016-01-01MICHELLE ROJAS
0012015-01-01MICHELLE ROJAS
0012014-01-01SANDRA ORESKOVIC
0012013-01-01EVE WEST
0012012-01-01EVE WEST, SVP EVE WEST2013-10-10
0012011-01-01EVE WEST, SVP EVE WEST, SVP2012-10-11
0012010-01-01EVE WEST, SVP EVE WEST, SVP2011-10-12
0012009-01-01STEPHANIE F. NIPE STEPHANIE F. NIPE2010-10-15

Plan Statistics for RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK

401k plan membership statisitcs for RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK

Measure Date Value
2021: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2021 401k membership
Market value of plan assets2021-12-31136,185,958
Acturial value of plan assets2021-12-31125,764,590
Funding target for retired participants and beneficiaries receiving payment2021-12-3123,556,287
Number of terminated vested participants2021-12-31441
Fundng target for terminated vested participants2021-12-3116,649,179
Active participant vested funding target2021-12-3147,545,975
Number of active participants2021-12-31465
Total funding liabilities for active participants2021-12-3148,376,036
Total participant count2021-12-311,387
Total funding target for all participants2021-12-3188,581,502
Balance at beginning of prior year after applicable adjustments2021-12-310
Prefunding balance at beginning of prior year after applicable adjustments2021-12-3112,626,497
Carryover balanced portion elected for use to offset prior years funding requirement2021-12-310
Prefunding balanced used to offset prior years funding requirement2021-12-310
Amount remaining of carryover balance2021-12-310
Amount remaining of prefunding balance2021-12-3112,626,497
Present value of excess contributions2021-12-318,147,434
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2021-12-318,562,460
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2021-12-310
Reductions in caryover balances due to elections or deemed elections2021-12-310
Reductions in prefunding balances due to elections or deemed elections2021-12-310
Balance of carryovers at beginning of current year2021-12-310
Balance of prefunding at beginning of current year2021-12-3114,937,146
Total employer contributions2021-12-31391,000
Total employee contributions2021-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2021-12-310
Contributions made to avoid restrictions adjusted to valuation date2021-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2021-12-31357,315
Unpaid minimum required contributions for all prior years2021-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2021-12-310
Remaining amount of unpaid minimum required contributions2021-12-310
Minimum required contributions for current year target normal cost2021-12-313,535,849
Net shortfall amortization installment of oustanding balance2021-12-310
Waiver amortization installment2021-12-310
Total funding amount beforereflecting carryover/prefunding balances2021-12-3132,075
Additional cash requirement2021-12-3132,075
Contributions allocatedtoward minimum required contributions for current year2021-12-31357,315
Unpaid minimum required contributions for current year2021-12-310
Unpaid minimum required contributions for all years2021-12-310
Total participants, beginning-of-year2021-01-011,385
Total number of active participants reported on line 7a of the Form 55002021-01-01442
Number of retired or separated participants receiving benefits2021-01-01396
Number of other retired or separated participants entitled to future benefits2021-01-01421
Total of all active and inactive participants2021-01-011,259
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2021-01-0174
Total participants2021-01-011,333
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2021-01-017
2020: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2020 401k membership
Market value of plan assets2020-12-31114,072,081
Acturial value of plan assets2020-12-31108,827,048
Funding target for retired participants and beneficiaries receiving payment2020-12-3124,939,077
Number of terminated vested participants2020-12-31481
Fundng target for terminated vested participants2020-12-3118,731,531
Active participant vested funding target2020-12-3141,904,743
Number of active participants2020-12-31456
Total funding liabilities for active participants2020-12-3142,571,532
Total participant count2020-12-311,437
Total funding target for all participants2020-12-3186,242,140
Balance at beginning of prior year after applicable adjustments2020-12-310
Prefunding balance at beginning of prior year after applicable adjustments2020-12-314,597,918
Carryover balanced portion elected for use to offset prior years funding requirement2020-12-310
Prefunding balanced used to offset prior years funding requirement2020-12-310
Amount remaining of carryover balance2020-12-310
Amount remaining of prefunding balance2020-12-314,597,918
Present value of excess contributions2020-12-317,334,706
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2020-12-317,719,351
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2020-12-317,554,534
Reductions in caryover balances due to elections or deemed elections2020-12-310
Reductions in prefunding balances due to elections or deemed elections2020-12-310
Balance of carryovers at beginning of current year2020-12-310
Balance of prefunding at beginning of current year2020-12-3112,626,497
Total employer contributions2020-12-318,819,000
Total employee contributions2020-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2020-12-310
Contributions made to avoid restrictions adjusted to valuation date2020-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2020-12-318,238,202
Unpaid minimum required contributions for all prior years2020-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2020-12-310
Remaining amount of unpaid minimum required contributions2020-12-310
Minimum required contributions for current year target normal cost2020-12-313,190,865
Net shortfall amortization installment of oustanding balance2020-12-310
Total funding amount beforereflecting carryover/prefunding balances2020-12-3190,768
Additional cash requirement2020-12-3190,768
Contributions allocatedtoward minimum required contributions for current year2020-12-318,238,202
Unpaid minimum required contributions for current year2020-12-310
Unpaid minimum required contributions for all years2020-12-310
Total participants, beginning-of-year2020-01-011,435
Total number of active participants reported on line 7a of the Form 55002020-01-01436
Number of retired or separated participants receiving benefits2020-01-01407
Number of other retired or separated participants entitled to future benefits2020-01-01440
Total of all active and inactive participants2020-01-011,283
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2020-01-0173
Total participants2020-01-011,356
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2020-01-0110
2019: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2019 401k membership
Market value of plan assets2019-12-31103,734,532
Acturial value of plan assets2019-12-3197,251,488
Funding target for retired participants and beneficiaries receiving payment2019-12-3125,223,012
Number of terminated vested participants2019-12-31520
Fundng target for terminated vested participants2019-12-3118,940,416
Active participant vested funding target2019-12-3142,745,494
Number of active participants2019-12-31464
Total funding liabilities for active participants2019-12-3143,287,332
Total participant count2019-12-311,491
Total funding target for all participants2019-12-3187,450,760
Balance at beginning of prior year after applicable adjustments2019-12-310
Prefunding balance at beginning of prior year after applicable adjustments2019-12-314,016,000
Carryover balanced portion elected for use to offset prior years funding requirement2019-12-310
Prefunding balanced used to offset prior years funding requirement2019-12-310
Amount remaining of carryover balance2019-12-310
Amount remaining of prefunding balance2019-12-314,016,000
Present value of excess contributions2019-12-31247,758
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2019-12-31261,630
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2019-12-310
Reductions in caryover balances due to elections or deemed elections2019-12-310
Reductions in prefunding balances due to elections or deemed elections2019-12-310
Balance of carryovers at beginning of current year2019-12-310
Balance of prefunding at beginning of current year2019-12-314,597,918
Total employer contributions2019-12-317,939,500
Total employee contributions2019-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2019-12-310
Contributions made to avoid restrictions adjusted to valuation date2019-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2019-12-317,488,971
Unpaid minimum required contributions for all prior years2019-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2019-12-310
Remaining amount of unpaid minimum required contributions2019-12-310
Minimum required contributions for current year target normal cost2019-12-313,192,505
Net shortfall amortization installment of oustanding balance2019-12-310
Total funding amount beforereflecting carryover/prefunding balances2019-12-31154,265
Carryover balance elected to use to offset funding requirement2019-12-310
Prefunding balance elected to use to offset funding requirement2019-12-310
Additional cash requirement2019-12-31154,265
Contributions allocatedtoward minimum required contributions for current year2019-12-317,488,971
Unpaid minimum required contributions for current year2019-12-310
Unpaid minimum required contributions for all years2019-12-310
Total participants, beginning-of-year2019-01-011,490
Total number of active participants reported on line 7a of the Form 55002019-01-01435
Number of retired or separated participants receiving benefits2019-01-01422
Number of other retired or separated participants entitled to future benefits2019-01-01479
Total of all active and inactive participants2019-01-011,336
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2019-01-0178
Total participants2019-01-011,414
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2019-01-0110
2018: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2018 401k membership
Market value of plan assets2018-12-31100,524,949
Acturial value of plan assets2018-12-3196,958,610
Funding target for retired participants and beneficiaries receiving payment2018-12-3125,741,229
Number of terminated vested participants2018-12-31624
Fundng target for terminated vested participants2018-12-3123,723,043
Active participant vested funding target2018-12-3139,915,645
Number of active participants2018-12-31455
Total funding liabilities for active participants2018-12-3140,422,716
Total participant count2018-12-311,596
Total funding target for all participants2018-12-3189,886,988
Balance at beginning of prior year after applicable adjustments2018-12-310
Prefunding balance at beginning of prior year after applicable adjustments2018-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2018-12-310
Prefunding balanced used to offset prior years funding requirement2018-12-310
Amount remaining of carryover balance2018-12-310
Amount remaining of prefunding balance2018-12-310
Present value of excess contributions2018-12-316,540,626
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2018-12-316,909,235
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2018-12-314,016,000
Reductions in caryover balances due to elections or deemed elections2018-12-310
Reductions in prefunding balances due to elections or deemed elections2018-12-310
Balance of carryovers at beginning of current year2018-12-310
Balance of prefunding at beginning of current year2018-12-314,016,000
Total employer contributions2018-12-31303,900
Total employee contributions2018-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2018-12-310
Contributions made to avoid restrictions adjusted to valuation date2018-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2018-12-31281,442
Unpaid minimum required contributions for all prior years2018-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2018-12-310
Remaining amount of unpaid minimum required contributions2018-12-310
Minimum required contributions for current year target normal cost2018-12-313,011,183
Net shortfall amortization installment of oustanding balance2018-12-310
Total funding amount beforereflecting carryover/prefunding balances2018-12-3133,684
Carryover balance elected to use to offset funding requirement2018-12-310
Prefunding balance elected to use to offset funding requirement2018-12-310
Additional cash requirement2018-12-3133,684
Contributions allocatedtoward minimum required contributions for current year2018-12-31281,442
Unpaid minimum required contributions for current year2018-12-310
Unpaid minimum required contributions for all years2018-12-310
Total participants, beginning-of-year2018-01-011,595
Total number of active participants reported on line 7a of the Form 55002018-01-01464
Number of retired or separated participants receiving benefits2018-01-01428
Number of other retired or separated participants entitled to future benefits2018-01-01519
Total of all active and inactive participants2018-01-011,411
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2018-01-0179
Total participants2018-01-011,490
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2018-01-019
2017: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2017 401k membership
Market value of plan assets2017-12-3188,205,239
Acturial value of plan assets2017-12-3186,659,847
Funding target for retired participants and beneficiaries receiving payment2017-12-3125,334,090
Number of terminated vested participants2017-12-31570
Fundng target for terminated vested participants2017-12-3118,391,730
Active participant vested funding target2017-12-3139,280,038
Number of active participants2017-12-31528
Total funding liabilities for active participants2017-12-3140,111,167
Total participant count2017-12-311,632
Total funding target for all participants2017-12-3183,836,987
Balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balance at beginning of prior year after applicable adjustments2017-12-310
Prefunding balanced used to offset prior years funding requirement2017-12-310
Amount remaining of carryover balance2017-12-310
Amount remaining of prefunding balance2017-12-310
Present value of excess contributions2017-12-31199,878
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2017-12-31211,825
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2017-12-310
Reductions in caryover balances due to elections or deemed elections2017-12-310
Reductions in prefunding balances due to elections or deemed elections2017-12-310
Balance of carryovers at beginning of current year2017-12-310
Balance of prefunding at beginning of current year2017-12-310
Total employer contributions2017-12-317,973,400
Total employee contributions2017-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2017-12-310
Contributions made to avoid restrictions adjusted to valuation date2017-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2017-12-317,276,978
Unpaid minimum required contributions for all prior years2017-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2017-12-310
Remaining amount of unpaid minimum required contributions2017-12-310
Minimum required contributions for current year target normal cost2017-12-313,453,816
Net shortfall amortization installment of oustanding balance2017-12-310
Total funding amount beforereflecting carryover/prefunding balances2017-12-31736,352
Carryover balance elected to use to offset funding requirement2017-12-310
Prefunding balance elected to use to offset funding requirement2017-12-310
Additional cash requirement2017-12-31736,352
Contributions allocatedtoward minimum required contributions for current year2017-12-317,276,978
Unpaid minimum required contributions for current year2017-12-310
Unpaid minimum required contributions for all years2017-12-310
Total participants, beginning-of-year2017-01-011,632
Total number of active participants reported on line 7a of the Form 55002017-01-01455
Number of retired or separated participants receiving benefits2017-01-01437
Number of other retired or separated participants entitled to future benefits2017-01-01622
Total of all active and inactive participants2017-01-011,514
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2017-01-0181
Total participants2017-01-011,595
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2017-01-0113
2016: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2016 401k membership
Market value of plan assets2016-12-3186,927,533
Acturial value of plan assets2016-12-3184,000,651
Funding target for retired participants and beneficiaries receiving payment2016-12-3125,160,001
Number of terminated vested participants2016-12-31594
Fundng target for terminated vested participants2016-12-3118,781,504
Active participant vested funding target2016-12-3136,187,891
Number of active participants2016-12-31507
Total funding liabilities for active participants2016-12-3136,925,960
Total participant count2016-12-311,638
Total funding target for all participants2016-12-3180,867,465
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-311,120,310
Prefunding balanced used to offset prior years funding requirement2016-12-311,081,400
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-3138,910
Present value of excess contributions2016-12-314,375,212
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-314,679,372
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-312,500,000
Reductions in prefunding balances due to elections or deemed elections2016-12-312,542,676
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-31266,609
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31244,957
Liquidity shortfalls end of Q12016-12-310
Liquidity shortfalls end of Q22016-12-310
Liquidity shortfalls end of Q32016-12-310
Liquidity shortfalls end of Q42016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-313,089,327
Net shortfall amortization installment of oustanding balance2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-3145,079
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-3145,079
Contributions allocatedtoward minimum required contributions for current year2016-12-31244,957
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-011,638
Total number of active participants reported on line 7a of the Form 55002016-01-01528
Number of retired or separated participants receiving benefits2016-01-01449
Number of other retired or separated participants entitled to future benefits2016-01-01568
Total of all active and inactive participants2016-01-011,545
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-0187
Total participants2016-01-011,632
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-0116
2015: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2015 401k membership
Total participants, beginning-of-year2015-01-011,667
Total number of active participants reported on line 7a of the Form 55002015-01-01507
Number of retired or separated participants receiving benefits2015-01-01450
Number of other retired or separated participants entitled to future benefits2015-01-01594
Total of all active and inactive participants2015-01-011,551
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-0187
Total participants2015-01-011,638
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-016
2014: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2014 401k membership
Total participants, beginning-of-year2014-01-011,717
Total number of active participants reported on line 7a of the Form 55002014-01-01503
Number of retired or separated participants receiving benefits2014-01-01454
Number of other retired or separated participants entitled to future benefits2014-01-01613
Total of all active and inactive participants2014-01-011,570
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-0197
Total participants2014-01-011,667
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-0114
2013: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2013 401k membership
Total participants, beginning-of-year2013-01-011,859
Total number of active participants reported on line 7a of the Form 55002013-01-01508
Number of retired or separated participants receiving benefits2013-01-01457
Number of other retired or separated participants entitled to future benefits2013-01-01652
Total of all active and inactive participants2013-01-011,617
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-01-01100
Total participants2013-01-011,717
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-01-0111
2012: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2012 401k membership
Total participants, beginning-of-year2012-01-011,865
Total number of active participants reported on line 7a of the Form 55002012-01-01799
Number of retired or separated participants receiving benefits2012-01-01459
Number of other retired or separated participants entitled to future benefits2012-01-01500
Total of all active and inactive participants2012-01-011,758
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-01-01101
Total participants2012-01-011,859
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2012-01-010
2011: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2011 401k membership
Total participants, beginning-of-year2011-01-011,913
Total number of active participants reported on line 7a of the Form 55002011-01-01794
Number of retired or separated participants receiving benefits2011-01-01451
Number of other retired or separated participants entitled to future benefits2011-01-01523
Total of all active and inactive participants2011-01-011,768
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-01-0197
Total participants2011-01-011,865
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-01-0126
2010: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2010 401k membership
Total participants, beginning-of-year2010-01-011,941
Total number of active participants reported on line 7a of the Form 55002010-01-01852
Number of retired or separated participants receiving benefits2010-01-01459
Number of other retired or separated participants entitled to future benefits2010-01-01504
Total of all active and inactive participants2010-01-011,815
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2010-01-0198
Total participants2010-01-011,913
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2010-01-0127
2009: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2009 401k membership
Total participants, beginning-of-year2009-01-011,903
Total number of active participants reported on line 7a of the Form 55002009-01-01821
Number of retired or separated participants receiving benefits2009-01-01361
Number of other retired or separated participants entitled to future benefits2009-01-01515
Total of all active and inactive participants2009-01-011,697
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2009-01-0172
Total participants2009-01-011,769
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2009-01-0143

Financial Data on RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK

Measure Date Value
2021 : RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2021 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2021-12-31$8,339,185
Total unrealized appreciation/depreciation of assets2021-12-31$8,339,185
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2021-12-31$0
Total income from all sources (including contributions)2021-12-31$34,971,438
Total loss/gain on sale of assets2021-12-31$22,277,644
Total of all expenses incurred2021-12-31$6,901,223
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2021-12-31$6,901,223
Total contributions o plan (from employers,participants, others, non cash contrinutions)2021-12-31$391,000
Value of total assets at end of year2021-12-31$164,417,362
Value of total assets at beginning of year2021-12-31$136,347,147
Total of administrative expenses incurred including professional, contract, advisory and management fees2021-12-31$0
Total interest from all sources2021-12-31$445,066
Total dividends received (eg from common stock, registered investment company shares)2021-12-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2021-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2021-12-31$0
Was this plan covered by a fidelity bond2021-12-31Yes
Value of fidelity bond cover2021-12-31$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2021-12-31$0
Were there any nonexempt tranactions with any party-in-interest2021-12-31No
Assets. Other investments not covered elsewhere at end of year2021-12-31$127,292,752
Assets. Other investments not covered elsewhere at beginning of year2021-12-31$107,479,128
Value of other receiveables (less allowance for doubtful accounts) at end of year2021-12-31$359,936
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2021-12-31$0
Other income not declared elsewhere2021-12-31$3,518,779
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Value of net income/loss2021-12-31$28,070,215
Value of net assets at end of year (total assets less liabilities)2021-12-31$164,417,362
Value of net assets at beginning of year (total assets less liabilities)2021-12-31$136,347,147
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2021-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2021-12-31No
Were any leases to which the plan was party in default or uncollectible2021-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2021-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2021-12-31$7,183,382
Value of interest in pooled separate accounts at end of year2021-12-31$82,873
Value of interest in pooled separate accounts at beginning of year2021-12-31$569
Interest earned on other investments2021-12-31$425,465
Income. Interest from US Government securities2021-12-31$0
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2021-12-31$19,979,332
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2021-12-31$1,592,366
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2021-12-31$1,592,366
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2021-12-31$19,601
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2021-12-31$10,874,019
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2021-12-31$11,272,702
Asset value of US Government securities at end of year2021-12-31$0
Asset value of US Government securities at beginning of year2021-12-31$0
Net investment gain/loss from pooled separate accounts2021-12-31$-236
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2021-12-31Yes
Was there a failure to transmit to the plan any participant contributions2021-12-31No
Has the plan failed to provide any benefit when due under the plan2021-12-31No
Contributions received in cash from employer2021-12-31$391,000
Employer contributions (assets) at end of year2021-12-31$391,000
Employer contributions (assets) at beginning of year2021-12-31$8,819,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2021-12-31$6,901,223
Assets. Corporate common stocks other than exployer securities at end of year2021-12-31$5,437,450
Assets. Corporate common stocks other than exployer securities at beginning of year2021-12-31$0
Did the plan have assets held for investment2021-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2021-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2021-12-31No
Aggregate proceeds on sale of assets2021-12-31$22,277,644
Opinion of an independent qualified public accountant for this plan2021-12-31Unqualified
Accountancy firm name2021-12-31BAKER TILLY US, LLP
Accountancy firm EIN2021-12-31390859910
2020 : RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2020 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2020-12-31$18,679,120
Total unrealized appreciation/depreciation of assets2020-12-31$18,679,120
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2020-12-31$0
Total income from all sources (including contributions)2020-12-31$28,880,009
Total loss/gain on sale of assets2020-12-31$-489,634
Total of all expenses incurred2020-12-31$6,662,567
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2020-12-31$6,662,567
Total contributions o plan (from employers,participants, others, non cash contrinutions)2020-12-31$8,819,000
Value of total assets at end of year2020-12-31$136,347,147
Value of total assets at beginning of year2020-12-31$114,129,705
Total of administrative expenses incurred including professional, contract, advisory and management fees2020-12-31$0
Total interest from all sources2020-12-31$502,660
Total dividends received (eg from common stock, registered investment company shares)2020-12-31$583
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2020-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2020-12-31$583
Was this plan covered by a fidelity bond2020-12-31Yes
Value of fidelity bond cover2020-12-31$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2020-12-31$0
Were there any nonexempt tranactions with any party-in-interest2020-12-31No
Assets. Other investments not covered elsewhere at end of year2020-12-31$107,479,128
Assets. Other investments not covered elsewhere at beginning of year2020-12-31$74,539,836
Value of other receiveables (less allowance for doubtful accounts) at end of year2020-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2020-12-31$106,230
Other income not declared elsewhere2020-12-31$1,365,512
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Value of net income/loss2020-12-31$22,217,442
Value of net assets at end of year (total assets less liabilities)2020-12-31$136,347,147
Value of net assets at beginning of year (total assets less liabilities)2020-12-31$114,129,705
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2020-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2020-12-31No
Were any leases to which the plan was party in default or uncollectible2020-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2020-12-31$7,183,382
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2020-12-31$7,513,928
Value of interest in pooled separate accounts at end of year2020-12-31$569
Value of interest in pooled separate accounts at beginning of year2020-12-31$409,278
Interest earned on other investments2020-12-31$438,660
Income. Interest from US Government securities2020-12-31$50,757
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2020-12-31$1,592,366
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2020-12-31$2,901,889
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2020-12-31$2,901,889
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2020-12-31$13,243
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2020-12-31$11,272,702
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2020-12-31$10,159,471
Asset value of US Government securities at end of year2020-12-31$0
Asset value of US Government securities at beginning of year2020-12-31$10,559,573
Net investment gain/loss from pooled separate accounts2020-12-31$2,768
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2020-12-31Yes
Was there a failure to transmit to the plan any participant contributions2020-12-31No
Has the plan failed to provide any benefit when due under the plan2020-12-31No
Contributions received in cash from employer2020-12-31$8,819,000
Employer contributions (assets) at end of year2020-12-31$8,819,000
Employer contributions (assets) at beginning of year2020-12-31$7,939,500
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2020-12-31$6,662,567
Did the plan have assets held for investment2020-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2020-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2020-12-31No
Aggregate proceeds on sale of assets2020-12-31$-489,634
Opinion of an independent qualified public accountant for this plan2020-12-31Unqualified
Accountancy firm name2020-12-31BAKER TILLY US, LLP
Accountancy firm EIN2020-12-31390859910
2019 : RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2019 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$6,659,433
Unrealized appreciation/depreciation of other (non real estate) assets2019-12-31$6,659,433
Total unrealized appreciation/depreciation of assets2019-12-31$6,659,433
Total unrealized appreciation/depreciation of assets2019-12-31$6,659,433
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2019-12-31$0
Total income from all sources (including contributions)2019-12-31$18,219,686
Total income from all sources (including contributions)2019-12-31$18,219,686
Total loss/gain on sale of assets2019-12-31$1,638,759
Total loss/gain on sale of assets2019-12-31$1,638,759
Total of all expenses incurred2019-12-31$7,831,233
Total of all expenses incurred2019-12-31$7,831,233
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,803,410
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2019-12-31$7,803,410
Total contributions o plan (from employers,participants, others, non cash contrinutions)2019-12-31$7,939,500
Value of total assets at end of year2019-12-31$114,129,705
Value of total assets at end of year2019-12-31$114,129,705
Value of total assets at beginning of year2019-12-31$103,741,252
Value of total assets at beginning of year2019-12-31$103,741,252
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$27,823
Total of administrative expenses incurred including professional, contract, advisory and management fees2019-12-31$27,823
Total interest from all sources2019-12-31$1,081,323
Total interest from all sources2019-12-31$1,081,323
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,298
Total dividends received (eg from common stock, registered investment company shares)2019-12-31$2,298
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2019-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,298
Total dividends received from registered investment company shares (eg mutual funds)2019-12-31$2,298
Was this plan covered by a fidelity bond2019-12-31Yes
Was this plan covered by a fidelity bond2019-12-31Yes
Value of fidelity bond cover2019-12-31$50,000,000
Value of fidelity bond cover2019-12-31$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2019-12-31$0
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Were there any nonexempt tranactions with any party-in-interest2019-12-31No
Assets. Other investments not covered elsewhere at end of year2019-12-31$74,539,836
Assets. Other investments not covered elsewhere at end of year2019-12-31$74,539,836
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$56,587,004
Assets. Other investments not covered elsewhere at beginning of year2019-12-31$56,587,004
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$106,230
Value of other receiveables (less allowance for doubtful accounts) at end of year2019-12-31$106,230
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2019-12-31$0
Other income not declared elsewhere2019-12-31$892,710
Other income not declared elsewhere2019-12-31$892,710
Administrative expenses (other) incurred2019-12-31$27,823
Administrative expenses (other) incurred2019-12-31$27,823
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Value of net income/loss2019-12-31$10,388,453
Value of net income/loss2019-12-31$10,388,453
Value of net assets at end of year (total assets less liabilities)2019-12-31$114,129,705
Value of net assets at end of year (total assets less liabilities)2019-12-31$114,129,705
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$103,741,252
Value of net assets at beginning of year (total assets less liabilities)2019-12-31$103,741,252
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Were any leases to which the plan was party in default or uncollectible2019-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$7,513,928
Value of interest in registered invesment companies (eg mutual funds) at end of year2019-12-31$7,513,928
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2019-12-31$0
Value of interest in pooled separate accounts at end of year2019-12-31$409,278
Value of interest in pooled separate accounts at end of year2019-12-31$409,278
Value of interest in pooled separate accounts at beginning of year2019-12-31$171,363
Value of interest in pooled separate accounts at beginning of year2019-12-31$171,363
Interest earned on other investments2019-12-31$425,427
Interest earned on other investments2019-12-31$425,427
Income. Interest from US Government securities2019-12-31$544,221
Income. Interest from US Government securities2019-12-31$544,221
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,901,889
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2019-12-31$2,901,889
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$6,058,563
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$6,058,563
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2019-12-31$6,058,563
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2019-12-31$6,058,563
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$111,675
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2019-12-31$111,675
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$10,159,471
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2019-12-31$10,159,471
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$10,469,434
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2019-12-31$10,469,434
Asset value of US Government securities at end of year2019-12-31$10,559,573
Asset value of US Government securities at end of year2019-12-31$10,559,573
Asset value of US Government securities at beginning of year2019-12-31$30,150,988
Asset value of US Government securities at beginning of year2019-12-31$30,150,988
Net investment gain/loss from pooled separate accounts2019-12-31$5,663
Net investment gain/loss from pooled separate accounts2019-12-31$5,663
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2019-12-31Yes
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Was there a failure to transmit to the plan any participant contributions2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Has the plan failed to provide any benefit when due under the plan2019-12-31No
Contributions received in cash from employer2019-12-31$7,939,500
Contributions received in cash from employer2019-12-31$7,939,500
Employer contributions (assets) at end of year2019-12-31$7,939,500
Employer contributions (assets) at end of year2019-12-31$7,939,500
Employer contributions (assets) at beginning of year2019-12-31$303,900
Employer contributions (assets) at beginning of year2019-12-31$303,900
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,803,410
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2019-12-31$7,803,410
Did the plan have assets held for investment2019-12-31Yes
Did the plan have assets held for investment2019-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2019-12-31No
Aggregate proceeds on sale of assets2019-12-31$1,638,759
Aggregate proceeds on sale of assets2019-12-31$1,638,759
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2019-12-31Yes
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Opinion of an independent qualified public accountant for this plan2019-12-31Disclaimer
Accountancy firm name2019-12-31BAKER TILLY US, LLP
Accountancy firm name2019-12-31BAKER TILLY US, LLP
Accountancy firm EIN2019-12-31390859910
Accountancy firm EIN2019-12-31390859910
2018 : RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2018 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2018-12-31$1,249,635
Total unrealized appreciation/depreciation of assets2018-12-31$1,249,635
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2018-12-31$0
Total income from all sources (including contributions)2018-12-31$13,376,693
Total loss/gain on sale of assets2018-12-31$9,794,338
Total of all expenses incurred2018-12-31$10,446,696
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2018-12-31$10,446,696
Total contributions o plan (from employers,participants, others, non cash contrinutions)2018-12-31$303,900
Value of total assets at end of year2018-12-31$103,741,252
Value of total assets at beginning of year2018-12-31$100,811,255
Total of administrative expenses incurred including professional, contract, advisory and management fees2018-12-31$0
Total interest from all sources2018-12-31$811,221
Total dividends received (eg from common stock, registered investment company shares)2018-12-31$3,428
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2018-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2018-12-31$1,963
Administrative expenses professional fees incurred2018-12-31$0
Was this plan covered by a fidelity bond2018-12-31Yes
Value of fidelity bond cover2018-12-31$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2018-12-31$0
Were there any nonexempt tranactions with any party-in-interest2018-12-31No
Assets. Other investments not covered elsewhere at end of year2018-12-31$56,587,004
Assets. Other investments not covered elsewhere at beginning of year2018-12-31$51,120,869
Value of other receiveables (less allowance for doubtful accounts) at end of year2018-12-31$0
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2018-12-31$225,035
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2018-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2018-12-31$0
Other income not declared elsewhere2018-12-31$1,210,991
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Value of net income/loss2018-12-31$2,929,997
Value of net assets at end of year (total assets less liabilities)2018-12-31$103,741,252
Value of net assets at beginning of year (total assets less liabilities)2018-12-31$100,811,255
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2018-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2018-12-31No
Were any leases to which the plan was party in default or uncollectible2018-12-31No
Value of interest in pooled separate accounts at end of year2018-12-31$171,363
Value of interest in pooled separate accounts at beginning of year2018-12-31$118,154
Interest earned on other investments2018-12-31$460,216
Income. Interest from US Government securities2018-12-31$150,175
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2018-12-31$6,058,563
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2018-12-31$30,490,638
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2018-12-31$30,490,638
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2018-12-31$200,830
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2018-12-31$10,469,434
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2018-12-31$10,883,159
Asset value of US Government securities at end of year2018-12-31$30,150,988
Asset value of US Government securities at beginning of year2018-12-31$0
Net investment gain/loss from pooled separate accounts2018-12-31$3,180
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2018-12-31Yes
Was there a failure to transmit to the plan any participant contributions2018-12-31No
Has the plan failed to provide any benefit when due under the plan2018-12-31No
Contributions received in cash from employer2018-12-31$303,900
Employer contributions (assets) at end of year2018-12-31$303,900
Employer contributions (assets) at beginning of year2018-12-31$7,973,400
Income. Dividends from common stock2018-12-31$1,465
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2018-12-31$10,446,696
Assets. Corporate common stocks other than exployer securities at end of year2018-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2018-12-31$0
Did the plan have assets held for investment2018-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2018-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2018-12-31No
Aggregate proceeds on sale of assets2018-12-31$9,794,338
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2018-12-31Yes
Opinion of an independent qualified public accountant for this plan2018-12-31Disclaimer
Accountancy firm name2018-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2018-12-31390859910
2017 : RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2017 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2017-12-31$2,055,932
Total unrealized appreciation/depreciation of assets2017-12-31$2,055,932
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2017-12-31$0
Total income from all sources (including contributions)2017-12-31$18,225,601
Total loss/gain on sale of assets2017-12-31$3,670,032
Total of all expenses incurred2017-12-31$5,626,638
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2017-12-31$5,591,490
Total contributions o plan (from employers,participants, others, non cash contrinutions)2017-12-31$7,973,400
Value of total assets at end of year2017-12-31$100,811,255
Value of total assets at beginning of year2017-12-31$88,212,292
Total of administrative expenses incurred including professional, contract, advisory and management fees2017-12-31$35,148
Total interest from all sources2017-12-31$691,496
Total dividends received (eg from common stock, registered investment company shares)2017-12-31$213,365
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2017-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2017-12-31$1,433
Administrative expenses professional fees incurred2017-12-31$35,148
Was this plan covered by a fidelity bond2017-12-31Yes
Value of fidelity bond cover2017-12-31$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2017-12-31$0
Were there any nonexempt tranactions with any party-in-interest2017-12-31No
Assets. Other investments not covered elsewhere at end of year2017-12-31$51,120,869
Assets. Other investments not covered elsewhere at beginning of year2017-12-31$52,197,564
Value of other receiveables (less allowance for doubtful accounts) at end of year2017-12-31$225,035
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2017-12-31$180,199
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2017-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2017-12-31$0
Other income not declared elsewhere2017-12-31$3,621,064
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Value of net income/loss2017-12-31$12,598,963
Value of net assets at end of year (total assets less liabilities)2017-12-31$100,811,255
Value of net assets at beginning of year (total assets less liabilities)2017-12-31$88,212,292
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2017-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2017-12-31No
Were any leases to which the plan was party in default or uncollectible2017-12-31No
Value of interest in pooled separate accounts at end of year2017-12-31$118,154
Value of interest in pooled separate accounts at beginning of year2017-12-31$5,617
Interest earned on other investments2017-12-31$492,912
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2017-12-31$30,490,638
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2017-12-31$19,094,403
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2017-12-31$19,094,403
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2017-12-31$198,584
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2017-12-31$10,883,159
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2017-12-31$10,775,723
Net investment gain/loss from pooled separate accounts2017-12-31$312
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2017-12-31No
Was there a failure to transmit to the plan any participant contributions2017-12-31No
Has the plan failed to provide any benefit when due under the plan2017-12-31No
Contributions received in cash from employer2017-12-31$7,973,400
Employer contributions (assets) at end of year2017-12-31$7,973,400
Employer contributions (assets) at beginning of year2017-12-31$264,000
Income. Dividends from common stock2017-12-31$211,932
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2017-12-31$5,591,490
Assets. Corporate common stocks other than exployer securities at end of year2017-12-31$0
Assets. Corporate common stocks other than exployer securities at beginning of year2017-12-31$5,694,786
Did the plan have assets held for investment2017-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2017-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2017-12-31No
Aggregate proceeds on sale of assets2017-12-31$3,670,032
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2017-12-31Yes
Opinion of an independent qualified public accountant for this plan2017-12-31Disclaimer
Accountancy firm name2017-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2017-12-31390859910
2016 : RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2016 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2016-12-31$2,889,924
Total unrealized appreciation/depreciation of assets2016-12-31$2,889,924
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$0
Total income from all sources (including contributions)2016-12-31$6,992,734
Total loss/gain on sale of assets2016-12-31$789,724
Total of all expenses incurred2016-12-31$5,816,101
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$5,788,635
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$266,609
Value of total assets at end of year2016-12-31$88,212,292
Value of total assets at beginning of year2016-12-31$87,035,659
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$27,466
Total interest from all sources2016-12-31$641,823
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$205,872
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$356
Administrative expenses professional fees incurred2016-12-31$27,466
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Assets. Other investments not covered elsewhere at end of year2016-12-31$52,197,564
Assets. Other investments not covered elsewhere at beginning of year2016-12-31$52,198,018
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$180,199
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$230,439
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2016-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2016-12-31$0
Other income not declared elsewhere2016-12-31$2,198,605
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$1,176,633
Value of net assets at end of year (total assets less liabilities)2016-12-31$88,212,292
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$87,035,659
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in pooled separate accounts at end of year2016-12-31$5,617
Value of interest in pooled separate accounts at beginning of year2016-12-31$5,235
Interest earned on other investments2016-12-31$505,872
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$19,094,403
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$13,005,074
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$13,005,074
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2016-12-31$135,951
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2016-12-31$10,775,723
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2016-12-31$10,177,388
Net investment gain/loss from pooled separate accounts2016-12-31$177
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31No
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$266,609
Employer contributions (assets) at end of year2016-12-31$264,000
Employer contributions (assets) at beginning of year2016-12-31$6,235,000
Income. Dividends from common stock2016-12-31$205,516
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$5,788,635
Assets. Corporate common stocks other than exployer securities at end of year2016-12-31$5,694,786
Assets. Corporate common stocks other than exployer securities at beginning of year2016-12-31$5,184,505
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Aggregate proceeds on sale of assets2016-12-31$789,724
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2016-12-31390859910
2015 : RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2015 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2015-12-31$-2,423,366
Total unrealized appreciation/depreciation of assets2015-12-31$-2,423,366
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$33,200
Total income from all sources (including contributions)2015-12-31$14,783,837
Total loss/gain on sale of assets2015-12-31$5,363,205
Total of all expenses incurred2015-12-31$6,998,798
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$6,959,051
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$8,397,800
Value of total assets at end of year2015-12-31$87,035,659
Value of total assets at beginning of year2015-12-31$79,283,820
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$39,747
Total interest from all sources2015-12-31$659,496
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$205,954
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$156
Administrative expenses professional fees incurred2015-12-31$39,747
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Assets. Other investments not covered elsewhere at end of year2015-12-31$52,198,018
Assets. Other investments not covered elsewhere at beginning of year2015-12-31$44,735,739
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$230,439
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$9,430
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2015-12-31$0
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2015-12-31$33,200
Other income not declared elsewhere2015-12-31$2,580,818
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$7,785,039
Value of net assets at end of year (total assets less liabilities)2015-12-31$87,035,659
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$79,250,620
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in pooled separate accounts at end of year2015-12-31$5,235
Value of interest in pooled separate accounts at beginning of year2015-12-31$9,129
Interest earned on other investments2015-12-31$524,713
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$13,005,074
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$16,793,588
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$16,793,588
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2015-12-31$134,783
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2015-12-31$10,177,388
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2015-12-31$10,337,040
Net investment gain/loss from pooled separate accounts2015-12-31$-70
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31No
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$8,397,800
Employer contributions (assets) at end of year2015-12-31$6,235,000
Employer contributions (assets) at beginning of year2015-12-31$2,021,500
Income. Dividends from common stock2015-12-31$205,798
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$6,959,051
Assets. Corporate common stocks other than exployer securities at end of year2015-12-31$5,184,505
Assets. Corporate common stocks other than exployer securities at beginning of year2015-12-31$5,377,394
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Aggregate proceeds on sale of assets2015-12-31$5,363,205
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2015-12-31390859910
2014 : RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2014 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2014-12-31$5,678,504
Total unrealized appreciation/depreciation of assets2014-12-31$5,678,504
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$33,200
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$0
Total income from all sources (including contributions)2014-12-31$12,224,383
Total loss/gain on sale of assets2014-12-31$1,345,397
Total of all expenses incurred2014-12-31$6,536,929
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$6,493,505
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$2,137,000
Value of total assets at end of year2014-12-31$79,283,820
Value of total assets at beginning of year2014-12-31$73,563,166
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$43,424
Total interest from all sources2014-12-31$690,070
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$198,531
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$77
Administrative expenses professional fees incurred2014-12-31$43,424
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Assets. Other investments not covered elsewhere at end of year2014-12-31$44,735,739
Assets. Other investments not covered elsewhere at beginning of year2014-12-31$33,687,332
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$9,430
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$99,219
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at end of year2014-12-31$33,200
Other liabilities (not benefit claims, operating payabales oe acquisition indebtedness) at beginning of year2014-12-31$0
Other income not declared elsewhere2014-12-31$2,174,930
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$5,687,454
Value of net assets at end of year (total assets less liabilities)2014-12-31$79,250,620
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$73,563,166
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$56,204
Value of interest in pooled separate accounts at end of year2014-12-31$9,129
Value of interest in pooled separate accounts at beginning of year2014-12-31$9,579
Interest earned on other investments2014-12-31$544,025
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$16,793,588
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$18,568,000
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$18,568,000
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2014-12-31$146,045
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2014-12-31$10,337,040
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2014-12-31$10,279,603
Net investment gain/loss from pooled separate accounts2014-12-31$-49
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31No
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$2,137,000
Employer contributions (assets) at end of year2014-12-31$2,021,500
Employer contributions (assets) at beginning of year2014-12-31$6,199,167
Income. Dividends from common stock2014-12-31$198,454
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$6,493,505
Assets. Corporate common stocks other than exployer securities at end of year2014-12-31$5,377,394
Assets. Corporate common stocks other than exployer securities at beginning of year2014-12-31$4,664,062
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Aggregate proceeds on sale of assets2014-12-31$1,345,397
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31BAKER TILLY VIRCHOW KRAUSE, LLP
Accountancy firm EIN2014-12-31390859910
2013 : RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2013-12-31$1,916,892
Total unrealized appreciation/depreciation of assets2013-12-31$1,916,892
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$14,248,361
Total loss/gain on sale of assets2013-12-31$1,426,912
Total of all expenses incurred2013-12-31$17,112,284
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$17,058,284
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$8,449,167
Value of total assets at end of year2013-12-31$73,563,166
Value of total assets at beginning of year2013-12-31$76,427,089
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$54,000
Total interest from all sources2013-12-31$769,567
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$184,280
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$52
Administrative expenses professional fees incurred2013-12-31$54,000
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Assets. Other investments not covered elsewhere at end of year2013-12-31$33,687,332
Assets. Other investments not covered elsewhere at beginning of year2013-12-31$32,641,068
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$99,219
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$4,108,028
Other income not declared elsewhere2013-12-31$1,501,737
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$-2,863,923
Value of net assets at end of year (total assets less liabilities)2013-12-31$73,563,166
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$76,427,089
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2013-12-31$56,204
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2013-12-31$28,540
Value of interest in pooled separate accounts at end of year2013-12-31$9,579
Value of interest in pooled separate accounts at beginning of year2013-12-31$176,411
Interest earned on other investments2013-12-31$577,746
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2013-12-31$18,568,000
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2013-12-31$20,809,600
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2013-12-31$20,809,600
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-12-31$191,821
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-12-31$10,279,603
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$10,414,664
Net investment gain/loss from pooled separate accounts2013-12-31$-194
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31No
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$8,449,167
Employer contributions (assets) at end of year2013-12-31$6,199,167
Employer contributions (assets) at beginning of year2013-12-31$4,143,800
Income. Dividends from common stock2013-12-31$184,228
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$17,058,284
Assets. Corporate common stocks other than exployer securities at end of year2013-12-31$4,664,062
Assets. Corporate common stocks other than exployer securities at beginning of year2013-12-31$4,104,978
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Aggregate proceeds on sale of assets2013-12-31$1,426,912
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31PARENTEBEARD LLC
Accountancy firm EIN2013-12-31232932984
2012 : RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2012 401k financial data
Unrealized appreciation/depreciation of real estate assets2012-12-31$-1,577,154
Total unrealized appreciation/depreciation of assets2012-12-31$-1,577,154
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-12-31$0
Total income from all sources (including contributions)2012-12-31$8,881,024
Total loss/gain on sale of assets2012-12-31$3,980,266
Total of all expenses incurred2012-12-31$6,940,886
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-12-31$6,892,695
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-12-31$4,219,850
Value of total assets at end of year2012-12-31$76,427,089
Value of total assets at beginning of year2012-12-31$74,486,951
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-12-31$48,191
Total interest from all sources2012-12-31$799,658
Total dividends received (eg from common stock, registered investment company shares)2012-12-31$213,513
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2012-12-31$153
Administrative expenses professional fees incurred2012-12-31$48,191
Assets. Corporate prefeered stocks other than exployer securities at end of year2012-12-31$0
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2012-12-31$1,108,250
Was this plan covered by a fidelity bond2012-12-31Yes
Value of fidelity bond cover2012-12-31$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-12-31$0
Were there any nonexempt tranactions with any party-in-interest2012-12-31No
Assets. Other investments not covered elsewhere at end of year2012-12-31$32,641,068
Assets. Other investments not covered elsewhere at beginning of year2012-12-31$38,861,438
Value of other receiveables (less allowance for doubtful accounts) at end of year2012-12-31$4,108,028
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2012-12-31$8,860,263
Other income not declared elsewhere2012-12-31$1,244,929
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Value of net income/loss2012-12-31$1,940,138
Value of net assets at end of year (total assets less liabilities)2012-12-31$76,427,089
Value of net assets at beginning of year (total assets less liabilities)2012-12-31$74,486,951
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-12-31No
Were any leases to which the plan was party in default or uncollectible2012-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2012-12-31$28,540
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2012-12-31$138,383
Value of interest in pooled separate accounts at end of year2012-12-31$176,411
Value of interest in pooled separate accounts at beginning of year2012-12-31$6,072
Interest earned on other investments2012-12-31$620,819
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2012-12-31$20,809,600
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2012-12-31$10,605,582
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2012-12-31$10,605,582
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2012-12-31$178,839
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-12-31$10,414,664
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-12-31$10,924,057
Net investment gain/loss from pooled separate accounts2012-12-31$-38
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-12-31No
Was there a failure to transmit to the plan any participant contributions2012-12-31No
Has the plan failed to provide any benefit when due under the plan2012-12-31No
Contributions received in cash from employer2012-12-31$4,219,850
Employer contributions (assets) at end of year2012-12-31$4,143,800
Employer contributions (assets) at beginning of year2012-12-31$189,247
Income. Dividends from common stock2012-12-31$213,360
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-12-31$6,892,695
Assets. Corporate common stocks other than exployer securities at end of year2012-12-31$4,104,978
Assets. Corporate common stocks other than exployer securities at beginning of year2012-12-31$3,793,659
Did the plan have assets held for investment2012-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-12-31No
Aggregate proceeds on sale of assets2012-12-31$3,980,266
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-12-31Yes
Opinion of an independent qualified public accountant for this plan2012-12-31Disclaimer
Accountancy firm name2012-12-31PARENTEBEARD LLC
Accountancy firm EIN2012-12-31232932984
2011 : RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2011-12-31$-4,207,725
Total unrealized appreciation/depreciation of assets2011-12-31$-4,207,725
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2011-12-31$0
Total income from all sources (including contributions)2011-12-31$484,364
Total loss/gain on sale of assets2011-12-31$2,689,115
Total of all expenses incurred2011-12-31$7,832,522
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2011-12-31$7,771,915
Total contributions o plan (from employers,participants, others, non cash contrinutions)2011-12-31$189,247
Value of total assets at end of year2011-12-31$74,486,951
Value of total assets at beginning of year2011-12-31$81,835,109
Total of administrative expenses incurred including professional, contract, advisory and management fees2011-12-31$60,607
Total interest from all sources2011-12-31$901,659
Total dividends received (eg from common stock, registered investment company shares)2011-12-31$166,589
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2011-12-31No
Administrative expenses professional fees incurred2011-12-31$60,607
Assets. Corporate prefeered stocks other than exployer securities at end of year2011-12-31$1,108,250
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2011-12-31$1,111,000
Was this plan covered by a fidelity bond2011-12-31Yes
Value of fidelity bond cover2011-12-31$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2011-12-31$0
Were there any nonexempt tranactions with any party-in-interest2011-12-31No
Assets. Other investments not covered elsewhere at end of year2011-12-31$38,861,438
Assets. Other investments not covered elsewhere at beginning of year2011-12-31$48,048,860
Value of other receiveables (less allowance for doubtful accounts) at end of year2011-12-31$8,860,263
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2011-12-31$267,896
Other income not declared elsewhere2011-12-31$745,346
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Value of net income/loss2011-12-31$-7,348,158
Value of net assets at end of year (total assets less liabilities)2011-12-31$74,486,951
Value of net assets at beginning of year (total assets less liabilities)2011-12-31$81,835,109
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2011-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2011-12-31No
Were any leases to which the plan was party in default or uncollectible2011-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2011-12-31$138,383
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2011-12-31$77,496
Value of interest in pooled separate accounts at end of year2011-12-31$6,072
Value of interest in pooled separate accounts at beginning of year2011-12-31$4
Interest earned on other investments2011-12-31$740,764
Income. Interest from corporate debt instruments2011-12-31$8,353
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2011-12-31$10,605,582
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2011-12-31$13,999,369
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2011-12-31$13,999,369
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2011-12-31$152,542
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2011-12-31$10,924,057
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2011-12-31$11,271,078
Net investment gain/loss from registered investment companies (e.g. mutual funds)2011-12-31$129
Net investment gain/loss from pooled separate accounts2011-12-31$4
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2011-12-31No
Was there a failure to transmit to the plan any participant contributions2011-12-31No
Has the plan failed to provide any benefit when due under the plan2011-12-31No
Contributions received in cash from employer2011-12-31$189,247
Employer contributions (assets) at end of year2011-12-31$189,247
Income. Dividends from common stock2011-12-31$166,589
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2011-12-31$7,771,915
Asset. Corporate debt instrument debt (other) at end of year2011-12-31$0
Asset. Corporate debt instrument debt (other) at beginning of year2011-12-31$2,243,033
Assets. Corporate common stocks other than exployer securities at end of year2011-12-31$3,793,659
Assets. Corporate common stocks other than exployer securities at beginning of year2011-12-31$4,816,373
Did the plan have assets held for investment2011-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2011-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2011-12-31No
Aggregate proceeds on sale of assets2011-12-31$2,689,115
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2011-12-31Yes
Opinion of an independent qualified public accountant for this plan2011-12-31Disclaimer
Accountancy firm name2011-12-31PARENTEBEARD LLC
Accountancy firm EIN2011-12-31232932984
2010 : RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets2010-12-31$6,024,478
Total unrealized appreciation/depreciation of assets2010-12-31$6,024,478
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2010-12-31$0
Total income from all sources (including contributions)2010-12-31$8,472,771
Total loss/gain on sale of assets2010-12-31$303,729
Total of all expenses incurred2010-12-31$6,581,418
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2010-12-31$6,544,512
Total contributions o plan (from employers,participants, others, non cash contrinutions)2010-12-31$0
Value of total assets at end of year2010-12-31$81,835,109
Value of total assets at beginning of year2010-12-31$79,943,756
Total of administrative expenses incurred including professional, contract, advisory and management fees2010-12-31$36,906
Total interest from all sources2010-12-31$1,097,643
Total dividends received (eg from common stock, registered investment company shares)2010-12-31$254,023
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2010-12-31No
Administrative expenses professional fees incurred2010-12-31$36,906
Assets. Corporate prefeered stocks other than exployer securities at end of year2010-12-31$1,111,000
Assets. Corporate prefeered stocks other than exployer securities at beginning of year2010-12-31$1,045,000
Was this plan covered by a fidelity bond2010-12-31Yes
Value of fidelity bond cover2010-12-31$50,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2010-12-31$0
Were there any nonexempt tranactions with any party-in-interest2010-12-31No
Assets. Other investments not covered elsewhere at end of year2010-12-31$48,048,860
Assets. Other investments not covered elsewhere at beginning of year2010-12-31$38,674,050
Value of other receiveables (less allowance for doubtful accounts) at end of year2010-12-31$267,896
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2010-12-31$258,767
Other income not declared elsewhere2010-12-31$792,862
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Value of net income/loss2010-12-31$1,891,353
Value of net assets at end of year (total assets less liabilities)2010-12-31$81,835,109
Value of net assets at beginning of year (total assets less liabilities)2010-12-31$79,943,756
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2010-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2010-12-31No
Were any leases to which the plan was party in default or uncollectible2010-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2010-12-31$77,496
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2010-12-31$99,891
Value of interest in pooled separate accounts at end of year2010-12-31$4
Value of interest in pooled separate accounts at beginning of year2010-12-31$48,169
Interest earned on other investments2010-12-31$922,314
Income. Interest from corporate debt instruments2010-12-31$16,984
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2010-12-31$13,999,369
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2010-12-31$24,191,129
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2010-12-31$24,191,129
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2010-12-31$158,345
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2010-12-31$11,271,078
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2010-12-31$11,322,005
Net investment gain/loss from registered investment companies (e.g. mutual funds)2010-12-31$9
Net investment gain/loss from pooled separate accounts2010-12-31$27
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2010-12-31No
Was there a failure to transmit to the plan any participant contributions2010-12-31No
Has the plan failed to provide any benefit when due under the plan2010-12-31No
Employer contributions (assets) at beginning of year2010-12-31$0
Income. Dividends from common stock2010-12-31$254,023
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2010-12-31$6,544,512
Asset. Corporate debt instrument debt (other) at end of year2010-12-31$2,243,033
Assets. Corporate common stocks other than exployer securities at end of year2010-12-31$4,816,373
Assets. Corporate common stocks other than exployer securities at beginning of year2010-12-31$4,304,745
Did the plan have assets held for investment2010-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2010-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2010-12-31No
Aggregate proceeds on sale of assets2010-12-31$303,729
Aggregate carrying amount (costs) on sale of assets2010-12-31$0
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2010-12-31Yes
Opinion of an independent qualified public accountant for this plan2010-12-31Disclaimer
Accountancy firm name2010-12-31PARENTEBEARD LLC
Accountancy firm EIN2010-12-31232932984
2009 : RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2009-12-31$0

Form 5500 Responses for RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK

2021: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2021 form 5500 responses
2021-01-01Type of plan entityMulitple employer plan
2021-01-01Submission has been amendedNo
2021-01-01This submission is the final filingNo
2021-01-01This return/report is a short plan year return/report (less than 12 months)No
2021-01-01Plan is a collectively bargained planNo
2021-01-01Plan funding arrangement – InsuranceYes
2021-01-01Plan funding arrangement – TrustYes
2021-01-01Plan benefit arrangement – InsuranceYes
2021-01-01Plan benefit arrangement - TrustYes
2020: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2020 form 5500 responses
2020-01-01Type of plan entityMulitple employer plan
2020-01-01Submission has been amendedNo
2020-01-01This submission is the final filingNo
2020-01-01This return/report is a short plan year return/report (less than 12 months)No
2020-01-01Plan is a collectively bargained planNo
2020-01-01Plan funding arrangement – InsuranceYes
2020-01-01Plan funding arrangement – TrustYes
2020-01-01Plan benefit arrangement – InsuranceYes
2020-01-01Plan benefit arrangement - TrustYes
2019: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2019 form 5500 responses
2019-01-01Type of plan entityMulitple employer plan
2019-01-01Submission has been amendedNo
2019-01-01This submission is the final filingNo
2019-01-01This return/report is a short plan year return/report (less than 12 months)No
2019-01-01Plan is a collectively bargained planNo
2019-01-01Plan funding arrangement – InsuranceYes
2019-01-01Plan funding arrangement – TrustYes
2019-01-01Plan benefit arrangement – InsuranceYes
2019-01-01Plan benefit arrangement - TrustYes
2018: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2018 form 5500 responses
2018-01-01Type of plan entityMulitple employer plan
2018-01-01Submission has been amendedNo
2018-01-01This submission is the final filingNo
2018-01-01This return/report is a short plan year return/report (less than 12 months)No
2018-01-01Plan is a collectively bargained planNo
2018-01-01Plan funding arrangement – InsuranceYes
2018-01-01Plan funding arrangement – TrustYes
2018-01-01Plan benefit arrangement – InsuranceYes
2018-01-01Plan benefit arrangement - TrustYes
2017: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2017 form 5500 responses
2017-01-01Type of plan entityMulitple employer plan
2017-01-01Submission has been amendedNo
2017-01-01This submission is the final filingNo
2017-01-01This return/report is a short plan year return/report (less than 12 months)No
2017-01-01Plan is a collectively bargained planNo
2017-01-01Plan funding arrangement – InsuranceYes
2017-01-01Plan funding arrangement – TrustYes
2017-01-01Plan benefit arrangement – InsuranceYes
2017-01-01Plan benefit arrangement - TrustYes
2016: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2016 form 5500 responses
2016-01-01Type of plan entityMulitple employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planNo
2016-01-01Plan funding arrangement – InsuranceYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement – InsuranceYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2015 form 5500 responses
2015-01-01Type of plan entityMulitple employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planNo
2015-01-01Plan funding arrangement – InsuranceYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement – InsuranceYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2014 form 5500 responses
2014-01-01Type of plan entityMulitple employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planNo
2014-01-01Plan funding arrangement – InsuranceYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement – InsuranceYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2013 form 5500 responses
2013-01-01Type of plan entityMulitple employer plan
2013-01-01Submission has been amendedNo
2013-01-01This submission is the final filingNo
2013-01-01This return/report is a short plan year return/report (less than 12 months)No
2013-01-01Plan is a collectively bargained planNo
2013-01-01Plan funding arrangement – InsuranceYes
2013-01-01Plan funding arrangement – TrustYes
2013-01-01Plan benefit arrangement – InsuranceYes
2013-01-01Plan benefit arrangement - TrustYes
2012: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2012 form 5500 responses
2012-01-01Type of plan entityMulitple employer plan
2012-01-01Submission has been amendedNo
2012-01-01This submission is the final filingNo
2012-01-01This return/report is a short plan year return/report (less than 12 months)No
2012-01-01Plan is a collectively bargained planNo
2012-01-01Plan funding arrangement – InsuranceYes
2012-01-01Plan funding arrangement – TrustYes
2012-01-01Plan benefit arrangement – InsuranceYes
2012-01-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2011 form 5500 responses
2011-01-01Type of plan entityMulitple employer plan
2011-01-01Submission has been amendedNo
2011-01-01This submission is the final filingNo
2011-01-01This return/report is a short plan year return/report (less than 12 months)No
2011-01-01Plan is a collectively bargained planNo
2011-01-01Plan funding arrangement – InsuranceYes
2011-01-01Plan funding arrangement – TrustYes
2011-01-01Plan benefit arrangement – InsuranceYes
2011-01-01Plan benefit arrangement - TrustYes
2010: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2010 form 5500 responses
2010-01-01Type of plan entityMulitple employer plan
2010-01-01Submission has been amendedNo
2010-01-01This submission is the final filingNo
2010-01-01This return/report is a short plan year return/report (less than 12 months)No
2010-01-01Plan is a collectively bargained planNo
2010-01-01Plan funding arrangement – InsuranceYes
2010-01-01Plan funding arrangement – TrustYes
2010-01-01Plan benefit arrangement – InsuranceYes
2010-01-01Plan benefit arrangement - TrustYes
2009: RETIREMENT PLAN FOR EMPLOYEES OF EMIGRANT SAVINGS BANK 2009 form 5500 responses
2009-01-01Type of plan entitySingle employer plan
2009-01-01Submission has been amendedNo
2009-01-01This submission is the final filingNo
2009-01-01This return/report is a short plan year return/report (less than 12 months)No
2009-01-01Plan is a collectively bargained planNo
2009-01-01Plan funding arrangement – InsuranceYes
2009-01-01Plan funding arrangement – TrustYes
2009-01-01Plan benefit arrangement – InsuranceYes
2009-01-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number000347
Policy instance 1
Insurance contract or identification number000347
Number of Individuals Covered126
Insurance policy start date2021-01-01
Insurance policy end date2021-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number000347
Policy instance 1
Insurance contract or identification number000347
Number of Individuals Covered126
Insurance policy start date2020-01-01
Insurance policy end date2020-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number000347
Policy instance 1
Insurance contract or identification number000347
Number of Individuals Covered132
Insurance policy start date2019-01-01
Insurance policy end date2019-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number000347
Policy instance 1
Insurance contract or identification number000347
Number of Individuals Covered134
Insurance policy start date2018-01-01
Insurance policy end date2018-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number000347
Policy instance 1
Insurance contract or identification number000347
Number of Individuals Covered137
Insurance policy start date2017-01-01
Insurance policy end date2017-12-31
Are there contracts with allocated funds for individual policies?0
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number000347
Policy instance 1
Insurance contract or identification number000347
Number of Individuals Covered138
Insurance policy start date2015-01-01
Insurance policy end date2015-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number00347
Policy instance 1
Insurance contract or identification number00347
Number of Individuals Covered149
Insurance policy start date2014-01-01
Insurance policy end date2014-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number00347
Policy instance 1
Insurance contract or identification number00347
Number of Individuals Covered146
Insurance policy start date2013-01-01
Insurance policy end date2013-12-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number00347
Policy instance 1
Insurance contract or identification number00347
Number of Individuals Covered149
Insurance policy start date2012-01-01
Insurance policy end date2012-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number00347
Policy instance 1
Insurance contract or identification number00347
Number of Individuals Covered150
Insurance policy start date2011-01-01
Insurance policy end date2011-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
PRUDENTIAL ANNUITIES SERVICE (National Association of Insurance Commissioners NAIC id number: 68241 )
Policy contract number00347
Policy instance 1
Insurance contract or identification number00347
Number of Individuals Covered152
Insurance policy start date2010-01-01
Insurance policy end date2010-12-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?No
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No

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