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RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY 401k Plan overview

Plan NameRETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY
Plan identification number 002

RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY Benefits

401k Plan TypeDefined Benefit Pension
Plan Features/Benefits
  • Benefits are primarily flat dollar (includes dollars per year of service)
  • Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
  • Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).

401k Sponsoring company profile

PW STOELTING LLC has sponsored the creation of one or more 401k plans.

Company Name:PW STOELTING LLC
Employer identification number (EIN):455163386
NAIC Classification:333900

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY

Plan id# Filing Submission Date Name of Administrator Date Administrator SignedName of Company SponsorDate Sponsor Signed
0022016-01-01TINA KREIDLER TINA KREIDLER2017-10-12
0022015-01-01TINA KREIDLER TINA KREIDLER2016-10-13
0022014-01-01TINA KREIDLER TINA KREIDLER2015-10-11
0022013-08-01TOM IGNATOWSKI TOM IGNATOWSKI2014-10-15
0022012-08-01TOM IGNATOWSKI TOM IGNATOWSKI2014-10-15
0022011-08-01TOM IGNATOWSKI TOM IGNATOWSKI2013-05-15

Plan Statistics for RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY

401k plan membership statisitcs for RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY

Measure Date Value
2016: RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY 2016 401k membership
Market value of plan assets2016-12-312,523,723
Acturial value of plan assets2016-12-312,523,723
Funding target for retired participants and beneficiaries receiving payment2016-12-311,554,978
Number of terminated vested participants2016-12-3144
Fundng target for terminated vested participants2016-12-31580,666
Active participant vested funding target2016-12-31603,196
Number of active participants2016-12-3136
Total funding liabilities for active participants2016-12-31618,456
Total participant count2016-12-31128
Total funding target for all participants2016-12-312,754,100
Balance at beginning of prior year after applicable adjustments2016-12-310
Prefunding balance at beginning of prior year after applicable adjustments2016-12-310
Carryover balanced portion elected for use to offset prior years funding requirement2016-12-310
Prefunding balanced used to offset prior years funding requirement2016-12-310
Amount remaining of carryover balance2016-12-310
Amount remaining of prefunding balance2016-12-310
Present value of excess contributions2016-12-31114,537
Total available prior years excess cotributions available at beginning of current plan year to add to prefunding balance2016-12-31121,718
Total available prior years excess cotributions added at beginning of current plan year to add to prefunding balance2016-12-310
Reductions in caryover balances due to elections or deemed elections2016-12-310
Reductions in prefunding balances due to elections or deemed elections2016-12-310
Balance of carryovers at beginning of current year2016-12-310
Balance of prefunding at beginning of current year2016-12-310
Total employer contributions2016-12-31200,000
Total employee contributions2016-12-310
Contributions allocated toward unpaid minimum require contributions from prior years2016-12-310
Contributions made to avoid restrictions adjusted to valuation date2016-12-310
Contributions allocated toward minimum required contributions for current year adjusted to valuation date2016-12-31178,381
Liquidity shortfalls end of Q12016-12-310
Liquidity shortfalls end of Q22016-12-310
Liquidity shortfalls end of Q32016-12-310
Liquidity shortfalls end of Q42016-12-310
Unpaid minimum required contributions for all prior years2016-12-310
iDiscounted employer contributions allocated toward unpaid minimum required contributions from prior years2016-12-310
Remaining amount of unpaid minimum required contributions2016-12-310
Minimum required contributions for current year target normal cost2016-12-3110,000
Net shortfall amortization installment of oustanding balance2016-12-31230,377
Waiver amortization installment2016-12-310
Total funding amount beforereflecting carryover/prefunding balances2016-12-3173,183
Carryover balance elected to use to offset funding requirement2016-12-310
Prefunding balance elected to use to offset funding requirement2016-12-310
Additional cash requirement2016-12-3173,183
Contributions allocatedtoward minimum required contributions for current year2016-12-31178,381
Unpaid minimum required contributions for current year2016-12-310
Unpaid minimum required contributions for all years2016-12-310
Total participants, beginning-of-year2016-01-01128
Total number of active participants reported on line 7a of the Form 55002016-01-0135
Number of retired or separated participants receiving benefits2016-01-0145
Number of other retired or separated participants entitled to future benefits2016-01-0141
Total of all active and inactive participants2016-01-01121
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2016-01-015
Total participants2016-01-01126
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2016-01-010
2015: RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY 2015 401k membership
Total participants, beginning-of-year2015-01-01129
Total number of active participants reported on line 7a of the Form 55002015-01-0136
Number of retired or separated participants receiving benefits2015-01-0144
Number of other retired or separated participants entitled to future benefits2015-01-0144
Total of all active and inactive participants2015-01-01124
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2015-01-014
Total participants2015-01-01128
Number of participants with account balances2015-01-010
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2015-01-010
2014: RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY 2014 401k membership
Total participants, beginning-of-year2014-01-01129
Total number of active participants reported on line 7a of the Form 55002014-01-0140
Number of retired or separated participants receiving benefits2014-01-0145
Number of other retired or separated participants entitled to future benefits2014-01-0142
Total of all active and inactive participants2014-01-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2014-01-012
Total participants2014-01-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2014-01-010
2013: RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY 2013 401k membership
Total participants, beginning-of-year2013-08-01129
Total number of active participants reported on line 7a of the Form 55002013-08-0143
Number of retired or separated participants receiving benefits2013-08-0139
Number of other retired or separated participants entitled to future benefits2013-08-0145
Total of all active and inactive participants2013-08-01127
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2013-08-012
Total participants2013-08-01129
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2013-08-010
2012: RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY 2012 401k membership
Total participants, beginning-of-year2012-08-01152
Total number of active participants reported on line 7a of the Form 55002012-08-010
Number of retired or separated participants receiving benefits2012-08-0131
Number of other retired or separated participants entitled to future benefits2012-08-0197
Total of all active and inactive participants2012-08-01128
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2012-08-016
Total participants2012-08-01134
2011: RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY 2011 401k membership
Total participants, beginning-of-year2011-08-01155
Total number of active participants reported on line 7a of the Form 55002011-08-010
Number of retired or separated participants receiving benefits2011-08-0149
Number of other retired or separated participants entitled to future benefits2011-08-0197
Total of all active and inactive participants2011-08-01146
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits2011-08-016
Total participants2011-08-01152
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested2011-08-010

Financial Data on RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY

Measure Date Value
2016 : RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY 2016 401k financial data
Total unrealized appreciation/depreciation of assets2016-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$2,370
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2016-12-31$1,903
Total income from all sources (including contributions)2016-12-31$367,687
Total loss/gain on sale of assets2016-12-31$0
Total of all expenses incurred2016-12-31$174,846
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2016-12-31$166,061
Total contributions o plan (from employers,participants, others, non cash contrinutions)2016-12-31$200,000
Value of total assets at end of year2016-12-31$2,725,031
Value of total assets at beginning of year2016-12-31$2,531,723
Total of administrative expenses incurred including professional, contract, advisory and management fees2016-12-31$8,785
Total interest from all sources2016-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2016-12-31$38,492
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2016-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2016-12-31$38,492
Administrative expenses professional fees incurred2016-12-31$8,785
Was this plan covered by a fidelity bond2016-12-31Yes
Value of fidelity bond cover2016-12-31$500,000
If this is an individual account plan, was there a blackout period2016-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2016-12-31$0
Were there any nonexempt tranactions with any party-in-interest2016-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2016-12-31$627
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2016-12-31$524
Liabilities. Value of operating payables at end of year2016-12-31$2,370
Liabilities. Value of operating payables at beginning of year2016-12-31$1,903
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Value of net income/loss2016-12-31$192,841
Value of net assets at end of year (total assets less liabilities)2016-12-31$2,722,661
Value of net assets at beginning of year (total assets less liabilities)2016-12-31$2,529,820
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2016-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2016-12-31No
Were any leases to which the plan was party in default or uncollectible2016-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2016-12-31$2,478,795
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2016-12-31$2,246,774
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2016-12-31$45,609
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2016-12-31$34,425
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2016-12-31$34,425
Net investment gain/loss from registered investment companies (e.g. mutual funds)2016-12-31$129,195
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2016-12-31Yes
Was there a failure to transmit to the plan any participant contributions2016-12-31No
Has the plan failed to provide any benefit when due under the plan2016-12-31No
Contributions received in cash from employer2016-12-31$200,000
Employer contributions (assets) at end of year2016-12-31$200,000
Employer contributions (assets) at beginning of year2016-12-31$250,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2016-12-31$166,061
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32016-12-31No
Did the plan have assets held for investment2016-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2016-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2016-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2016-12-31Yes
Opinion of an independent qualified public accountant for this plan2016-12-31Disclaimer
Accountancy firm name2016-12-31SCHENCK SC
Accountancy firm EIN2016-12-31391173131
2015 : RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY 2015 401k financial data
Total unrealized appreciation/depreciation of assets2015-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,903
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2015-12-31$1,900
Total income from all sources (including contributions)2015-12-31$208,643
Total loss/gain on sale of assets2015-12-31$0
Total of all expenses incurred2015-12-31$166,517
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2015-12-31$158,301
Total contributions o plan (from employers,participants, others, non cash contrinutions)2015-12-31$250,000
Value of total assets at end of year2015-12-31$2,531,723
Value of total assets at beginning of year2015-12-31$2,489,594
Total of administrative expenses incurred including professional, contract, advisory and management fees2015-12-31$8,216
Total interest from all sources2015-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2015-12-31$39,783
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2015-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2015-12-31$39,783
Administrative expenses professional fees incurred2015-12-31$8,216
Was this plan covered by a fidelity bond2015-12-31Yes
Value of fidelity bond cover2015-12-31$500,000
If this is an individual account plan, was there a blackout period2015-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2015-12-31$0
Were there any nonexempt tranactions with any party-in-interest2015-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2015-12-31$524
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2015-12-31$1,178
Liabilities. Value of operating payables at end of year2015-12-31$1,903
Liabilities. Value of operating payables at beginning of year2015-12-31$1,900
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Value of net income/loss2015-12-31$42,126
Value of net assets at end of year (total assets less liabilities)2015-12-31$2,529,820
Value of net assets at beginning of year (total assets less liabilities)2015-12-31$2,487,694
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2015-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2015-12-31No
Were any leases to which the plan was party in default or uncollectible2015-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2015-12-31$2,246,774
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2015-12-31$2,228,611
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2015-12-31$34,425
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2015-12-31$43,152
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2015-12-31$43,152
Net investment gain/loss from registered investment companies (e.g. mutual funds)2015-12-31$-81,140
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2015-12-31Yes
Was there a failure to transmit to the plan any participant contributions2015-12-31No
Has the plan failed to provide any benefit when due under the plan2015-12-31No
Contributions received in cash from employer2015-12-31$250,000
Employer contributions (assets) at end of year2015-12-31$250,000
Employer contributions (assets) at beginning of year2015-12-31$216,653
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2015-12-31$158,301
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32015-12-31No
Did the plan have assets held for investment2015-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2015-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2015-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2015-12-31Yes
Opinion of an independent qualified public accountant for this plan2015-12-31Disclaimer
Accountancy firm name2015-12-31SCHENCK SC
Accountancy firm EIN2015-12-31391173131
2014 : RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY 2014 401k financial data
Total unrealized appreciation/depreciation of assets2014-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,900
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2014-12-31$1,858
Total income from all sources (including contributions)2014-12-31$298,321
Total loss/gain on sale of assets2014-12-31$0
Total of all expenses incurred2014-12-31$156,883
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2014-12-31$148,672
Total contributions o plan (from employers,participants, others, non cash contrinutions)2014-12-31$175,000
Value of total assets at end of year2014-12-31$2,489,594
Value of total assets at beginning of year2014-12-31$2,348,114
Total of administrative expenses incurred including professional, contract, advisory and management fees2014-12-31$8,211
Total interest from all sources2014-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2014-12-31$41,693
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2014-12-31No
Total dividends received from registered investment company shares (eg mutual funds)2014-12-31$41,693
Administrative expenses professional fees incurred2014-12-31$8,211
Was this plan covered by a fidelity bond2014-12-31Yes
Value of fidelity bond cover2014-12-31$500,000
If this is an individual account plan, was there a blackout period2014-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2014-12-31$0
Were there any nonexempt tranactions with any party-in-interest2014-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2014-12-31$1,178
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2014-12-31$769
Liabilities. Value of operating payables at end of year2014-12-31$1,900
Liabilities. Value of operating payables at beginning of year2014-12-31$1,858
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Value of net income/loss2014-12-31$141,438
Value of net assets at end of year (total assets less liabilities)2014-12-31$2,487,694
Value of net assets at beginning of year (total assets less liabilities)2014-12-31$2,346,256
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2014-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2014-12-31No
Were any leases to which the plan was party in default or uncollectible2014-12-31No
Value of interest in registered invesment companies (eg mutual funds) at end of year2014-12-31$2,228,611
Value of interest in registered invesment companies (eg mutual funds) at beginning of year2014-12-31$2,222,685
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year2014-12-31$43,152
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year2014-12-31$59,660
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year2014-12-31$59,660
Net investment gain/loss from registered investment companies (e.g. mutual funds)2014-12-31$81,628
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2014-12-31Yes
Was there a failure to transmit to the plan any participant contributions2014-12-31No
Has the plan failed to provide any benefit when due under the plan2014-12-31No
Contributions received in cash from employer2014-12-31$175,000
Employer contributions (assets) at end of year2014-12-31$216,653
Employer contributions (assets) at beginning of year2014-12-31$65,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2014-12-31$148,672
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32014-12-31No
Did the plan have assets held for investment2014-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2014-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2014-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2014-12-31Yes
Opinion of an independent qualified public accountant for this plan2014-12-31Disclaimer
Accountancy firm name2014-12-31SCHENCK SC
Accountancy firm EIN2014-12-31391173131
2013 : RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY 2013 401k financial data
Total unrealized appreciation/depreciation of assets2013-12-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$1,858
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-12-31$0
Total income from all sources (including contributions)2013-12-31$248,499
Total loss/gain on sale of assets2013-12-31$0
Total of all expenses incurred2013-12-31$58,692
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-12-31$54,667
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-12-31$65,000
Value of total assets at end of year2013-12-31$2,348,114
Value of total assets at beginning of year2013-12-31$2,156,449
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-12-31$4,025
Total interest from all sources2013-12-31$0
Total dividends received (eg from common stock, registered investment company shares)2013-12-31$16,870
Total dividends received from registered investment company shares (eg mutual funds)2013-12-31$16,870
Administrative expenses professional fees incurred2013-12-31$4,025
Was this plan covered by a fidelity bond2013-12-31Yes
Value of fidelity bond cover2013-12-31$3,000,000
If this is an individual account plan, was there a blackout period2013-12-31No
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2013-12-31$0
Were there any nonexempt tranactions with any party-in-interest2013-12-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-12-31$769
Value of other receiveables (less allowance for doubtful accounts) at beginning of year2013-12-31$1,103
Liabilities. Value of operating payables at end of year2013-12-31$1,858
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Value of net income/loss2013-12-31$189,807
Value of net assets at end of year (total assets less liabilities)2013-12-31$2,346,256
Value of net assets at beginning of year (total assets less liabilities)2013-12-31$2,156,449
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-12-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-12-31No
Were any leases to which the plan was party in default or uncollectible2013-12-31No
Value of interest in pooled separate accounts at end of year2013-12-31$59,660
Value of interest in pooled separate accounts at beginning of year2013-12-31$57,119
Value of interest in common/collective trusts at end of year2013-12-31$2,222,685
Value of interest in common/collective trusts at beginning of year2013-12-31$1,661,636
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-12-31$436,591
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-12-31$166,629
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-12-31Yes
Was there a failure to transmit to the plan any participant contributions2013-12-31No
Has the plan failed to provide any benefit when due under the plan2013-12-31No
Contributions received in cash from employer2013-12-31$65,000
Employer contributions (assets) at end of year2013-12-31$65,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-12-31$54,667
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-12-31No
Did the plan have assets held for investment2013-12-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-12-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-12-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2013-12-31Yes
Opinion of an independent qualified public accountant for this plan2013-12-31Disclaimer
Accountancy firm name2013-12-31SCHENCK SC
Accountancy firm EIN2013-12-31391173131
Total unrealized appreciation/depreciation of assets2013-07-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-07-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2013-07-31$0
Total income from all sources (including contributions)2013-07-31$247,400
Total loss/gain on sale of assets2013-07-31$0
Total of all expenses incurred2013-07-31$840,492
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2013-07-31$808,421
Total contributions o plan (from employers,participants, others, non cash contrinutions)2013-07-31$60,000
Value of total assets at end of year2013-07-31$2,155,165
Value of total assets at beginning of year2013-07-31$2,718,626
Total of administrative expenses incurred including professional, contract, advisory and management fees2013-07-31$32,071
Total interest from all sources2013-07-31$8,557
Total dividends received (eg from common stock, registered investment company shares)2013-07-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2013-07-31No
Total dividends received from registered investment company shares (eg mutual funds)2013-07-31$7,961
Administrative expenses professional fees incurred2013-07-31$23,989
Was this plan covered by a fidelity bond2013-07-31Yes
Value of fidelity bond cover2013-07-31$3,000,000
If this is an individual account plan, was there a blackout period2013-07-31No
Were there any nonexempt tranactions with any party-in-interest2013-07-31No
Value of other receiveables (less allowance for doubtful accounts) at end of year2013-07-31$1,103
Administrative expenses (other) incurred2013-07-31$32,071
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2013-07-31No
Value of net income/loss2013-07-31$-593,092
Value of net assets at end of year (total assets less liabilities)2013-07-31$2,155,165
Value of net assets at beginning of year (total assets less liabilities)2013-07-31$2,718,626
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2013-07-31No
Were any loans by the plan or fixed income obligations due to the plan in default2013-07-31No
Were any leases to which the plan was party in default or uncollectible2013-07-31No
Value of interest in pooled separate accounts at end of year2013-07-31$58,222
Value of interest in pooled separate accounts at beginning of year2013-07-31$17,426
Interest earned on other investments2013-07-31$57,644
Value of interest in common/collective trusts at end of year2013-07-31$1,661,636
Value of interest in common/collective trusts at beginning of year2013-07-31$1,534,570
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)2013-07-31$8,557
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2013-07-31$435,307
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2013-07-31$1,166,630
Expenses. Payments to insurance carriers foe the provision of benefits2013-07-31$702,882
Net investment gain/loss from registered investment companies (e.g. mutual funds)2013-07-31$43,889
Net investment gain or loss from common/collective trusts2013-07-31$178,843
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2013-07-31No
Was there a failure to transmit to the plan any participant contributions2013-07-31No
Has the plan failed to provide any benefit when due under the plan2013-07-31No
Contributions received in cash from employer2013-07-31$60,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2013-07-31$808,421
Was the provided the required notice or one of the exceptions to providing the black out period notice applied under 29 CFR 2520.101-32013-07-31No
Did the plan have assets held for investment2013-07-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2013-07-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2013-07-31No
2012 : RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY 2012 401k financial data
Total unrealized appreciation/depreciation of assets2012-07-31$0
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-07-31$0
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)2012-07-31$0
Total income from all sources (including contributions)2012-07-31$351,217
Total loss/gain on sale of assets2012-07-31$0
Total of all expenses incurred2012-07-31$205,602
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others2012-07-31$175,878
Total contributions o plan (from employers,participants, others, non cash contrinutions)2012-07-31$154,252
Value of total assets at end of year2012-07-31$2,718,626
Value of total assets at beginning of year2012-07-31$2,573,011
Total of administrative expenses incurred including professional, contract, advisory and management fees2012-07-31$29,724
Total interest from all sources2012-07-31$67,476
Total dividends received (eg from common stock, registered investment company shares)2012-07-31$0
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year2012-07-31No
Was this plan covered by a fidelity bond2012-07-31Yes
Value of fidelity bond cover2012-07-31$300,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities2012-07-31$0
Were there any nonexempt tranactions with any party-in-interest2012-07-31No
Administrative expenses (other) incurred2012-07-31$29,724
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser2012-07-31No
Value of net income/loss2012-07-31$145,615
Value of net assets at end of year (total assets less liabilities)2012-07-31$2,718,626
Value of net assets at beginning of year (total assets less liabilities)2012-07-31$2,573,011
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)2012-07-31No
Were any loans by the plan or fixed income obligations due to the plan in default2012-07-31No
Were any leases to which the plan was party in default or uncollectible2012-07-31No
Value of interest in pooled separate accounts at end of year2012-07-31$17,426
Value of interest in pooled separate accounts at beginning of year2012-07-31$15,079
Interest earned on other investments2012-07-31$67,476
Value of interest in common/collective trusts at end of year2012-07-31$1,534,570
Value of interest in common/collective trusts at beginning of year2012-07-31$1,354,215
Value of funds held in insurance company general accounts (unallocated contracts) at end of year2012-07-31$1,166,630
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year2012-07-31$1,203,717
Net investment gain/loss from pooled separate accounts2012-07-31$33
Net investment gain or loss from common/collective trusts2012-07-31$129,456
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets2012-07-31Yes
Was there a failure to transmit to the plan any participant contributions2012-07-31No
Has the plan failed to provide any benefit when due under the plan2012-07-31No
Contributions received in cash from employer2012-07-31$154,252
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers2012-07-31$175,878
Did the plan have assets held for investment2012-07-31Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser2012-07-31No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC2012-07-31No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)2012-07-31Yes
Opinion of an independent qualified public accountant for this plan2012-07-31Disclaimer
Accountancy firm name2012-07-31SCHENCK SC
Accountancy firm EIN2012-07-31391173131

Form 5500 Responses for RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY

2016: RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY 2016 form 5500 responses
2016-01-01Type of plan entitySingle employer plan
2016-01-01Submission has been amendedNo
2016-01-01This submission is the final filingNo
2016-01-01This return/report is a short plan year return/report (less than 12 months)No
2016-01-01Plan is a collectively bargained planYes
2016-01-01Plan funding arrangement – TrustYes
2016-01-01Plan benefit arrangement - TrustYes
2015: RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY 2015 form 5500 responses
2015-01-01Type of plan entitySingle employer plan
2015-01-01Submission has been amendedNo
2015-01-01This submission is the final filingNo
2015-01-01This return/report is a short plan year return/report (less than 12 months)No
2015-01-01Plan is a collectively bargained planYes
2015-01-01Plan funding arrangement – TrustYes
2015-01-01Plan benefit arrangement - TrustYes
2014: RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY 2014 form 5500 responses
2014-01-01Type of plan entitySingle employer plan
2014-01-01Submission has been amendedNo
2014-01-01This submission is the final filingNo
2014-01-01This return/report is a short plan year return/report (less than 12 months)No
2014-01-01Plan is a collectively bargained planYes
2014-01-01Plan funding arrangement – TrustYes
2014-01-01Plan benefit arrangement - TrustYes
2013: RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY 2013 form 5500 responses
2013-08-01Type of plan entitySingle employer plan
2013-08-01Submission has been amendedNo
2013-08-01This submission is the final filingNo
2013-08-01This return/report is a short plan year return/report (less than 12 months)Yes
2013-08-01Plan is a collectively bargained planYes
2013-08-01Plan funding arrangement – InsuranceYes
2013-08-01Plan funding arrangement – TrustYes
2013-08-01Plan benefit arrangement – InsuranceYes
2013-08-01Plan benefit arrangement - TrustYes
2012: RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY 2012 form 5500 responses
2012-08-01Type of plan entitySingle employer plan
2012-08-01Submission has been amendedYes
2012-08-01This submission is the final filingNo
2012-08-01This return/report is a short plan year return/report (less than 12 months)No
2012-08-01Plan is a collectively bargained planYes
2012-08-01Plan funding arrangement – InsuranceYes
2012-08-01Plan funding arrangement – TrustYes
2012-08-01Plan benefit arrangement – InsuranceYes
2012-08-01Plan benefit arrangement - TrustYes
2011: RETIREMENT PLAN FOR EMPLOYEES OF THE POLARWARE COMPANY 2011 form 5500 responses
2011-08-01Type of plan entitySingle employer plan
2011-08-01Submission has been amendedYes
2011-08-01This submission is the final filingNo
2011-08-01This return/report is a short plan year return/report (less than 12 months)No
2011-08-01Plan is a collectively bargained planYes
2011-08-01Plan funding arrangement – InsuranceYes
2011-08-01Plan funding arrangement – TrustYes
2011-08-01Plan benefit arrangement – InsuranceYes
2011-08-01Plan benefit arrangement - TrustYes

Insurance Providers Used on plan

AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA-669
Policy instance 1
Insurance contract or identification numberGA-669
Number of Individuals Covered150
Insurance policy start date2013-08-01
Insurance policy end date2013-08-02
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA-669
Policy instance 1
Insurance contract or identification numberGA-669
Number of Individuals Covered150
Insurance policy start date2012-08-01
Insurance policy end date2013-07-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE CO. (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA-669
Policy instance 1
Insurance contract or identification numberGA-669
Number of Individuals Covered150
Insurance policy start date2012-08-01
Insurance policy end date2013-07-31
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No
Did the insurance company fail to provide any information necessary to complete Schedule A of form 5500?No
AETNA LIFE INSURANCE COMPANY (National Association of Insurance Commissioners NAIC id number: 60054 )
Policy contract numberGA-669
Policy instance 1
Insurance contract or identification numberGA-669
Number of Individuals Covered152
Insurance policy start date2011-08-01
Insurance policy end date2012-07-31
Total amount of commissions paid to insurance brokerUSD $0
Total amount of fees paid to insurance companyUSD $0
Are there contracts with allocated funds for individual policies?No
Are there contracts with allocated funds for group deferred annuity?No
Are there contracts with allocated funds for types other than group deferred annuity or individual?No
Contract purchased, in whole or in part, to distribute benefits from a terminating planNo
Contracts With Unallocated Funds Deposit Administration0
Are there contracts with unallocated funds for contracts of type immediate participation guarantee?No
Are there contracts with unallocated funds for contracts of type guaranteed investment?Yes
Are there contracts with unallocated funds for contract types other than deposit administration, immediate participation guarantee or guaranteed investment?No
Health Insurance Welfare BenefitNo
Dental Insurance Welfare BenefitNo
Vision Insurance Welfare BenefitNo
Life Insurance Welfare BenefitNo
Temporary Disability Insurance Welfare BenefitNo
Long Term Disability Insurance Welfare BenefitNo
Unemployment Insurance Welfare BenefitNo
Were dividends or retroactive rate refunds paid in cash?No
Were dividends or retroactive rate refunds paid as a credit?No

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