401k Plan data: RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES plan

RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES 401k Plan overview

Plan Name	RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES
Plan identification number	004

RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES Benefits

401k Plan Type

Defined Benefit Pension

Plan Features/Benefits

Benefits are primarily pay related
Covered by PBGC - Plan is covered under the PBGC insurance program (see ERISA section 4021).
Plan covered by PBGC that was terminated and closed out for PBGC purposes - Before the end of the plan year (or a prior plan year), (1) the plan terminated in a standard (or distress) termination and completed the distribution of plan assets in satisfaction of all benefit liabilities (or all ERISA Title IV benefits for distress termination); or (2) a trustee was appointed for a terminated plan pursuant to ERISA section 4042.
Frozen Plan - As of the last day of the plan year, the plan provides that no participant will get any new benefit accrual (whether because of service or compensation).
Plan sponsor(s) is (are) a member(s) of a controlled group (Code sections 414(b), (c), or (m)).

401k Sponsoring company profile

VALE AMERICAS, LLC has sponsored the creation of one or more 401k plans.

Company Name: VALE AMERICAS, LLC

Employer identification number (EIN): 132819978

NAIC Classification: 423500

Form 5500 Filing Information

Submission information for form 5500 for 401k plan RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES

Plan id# Filing Submission Date Name of Administrator Date Administrator Signed Name of Company Sponsor Date Sponsor Signed
004 2014-01-01 BURUM HAN 2015-02-27
004 2013-01-01 BURUM HAN
004 2012-01-01 BURUM HAN
004 2011-01-01 BURUM HAN
004 2009-01-01 JOYCE STEPHENSON CARL DELUCA 2010-10-15
004 2009-01-01 JOYCE STEPHENSON CARL DELUCA 2010-10-15

Plan id#	Filing Submission Date	Name of Administrator	Date Administrator Signed	Name of Company Sponsor	Date Sponsor Signed
004	2014-01-01	BURUM HAN	2015-02-27
004	2013-01-01	BURUM HAN
004	2012-01-01	BURUM HAN
004	2011-01-01	BURUM HAN
004	2009-01-01	JOYCE STEPHENSON		CARL DELUCA	2010-10-15
004	2009-01-01	JOYCE STEPHENSON		CARL DELUCA	2010-10-15

Plan Statistics for RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES

401k plan membership statisitcs for RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES

Measure Date Value
2013: RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES 2013 401k membership
Total participants, beginning-of-year 2013-01-01 596
Total number of active participants reported on line 7a of the Form 5500 2013-01-01 0
Number of retired or separated participants receiving benefits 2013-01-01 0
Number of other retired or separated participants entitled to future benefits 2013-01-01 0
Total of all active and inactive participants 2013-01-01 0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2013-01-01 0
Total participants 2013-01-01 0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2013-01-01 0
2012: RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES 2012 401k membership
Total participants, beginning-of-year 2012-01-01 647
Total number of active participants reported on line 7a of the Form 5500 2012-01-01 7
Number of retired or separated participants receiving benefits 2012-01-01 319
Number of other retired or separated participants entitled to future benefits 2012-01-01 211
Total of all active and inactive participants 2012-01-01 537
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2012-01-01 59
Total participants 2012-01-01 596
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2012-01-01 0
2011: RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES 2011 401k membership
Total participants, beginning-of-year 2011-01-01 665
Total number of active participants reported on line 7a of the Form 5500 2011-01-01 7
Number of retired or separated participants receiving benefits 2011-01-01 327
Number of other retired or separated participants entitled to future benefits 2011-01-01 255
Total of all active and inactive participants 2011-01-01 589
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2011-01-01 58
Total participants 2011-01-01 647
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2011-01-01 0
2009: RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES 2009 401k membership
Total participants, beginning-of-year 2009-01-01 692
Total number of active participants reported on line 7a of the Form 5500 2009-01-01 28
Number of retired or separated participants receiving benefits 2009-01-01 307
Number of other retired or separated participants entitled to future benefits 2009-01-01 287
Total of all active and inactive participants 2009-01-01 622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits 2009-01-01 50
Total participants 2009-01-01 672
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested 2009-01-01 6

Measure	Date	Value
2013: RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES 2013 401k membership
Total participants, beginning-of-year	2013-01-01	596
Total number of active participants reported on line 7a of the Form 5500	2013-01-01	0
Number of retired or separated participants receiving benefits	2013-01-01	0
Number of other retired or separated participants entitled to future benefits	2013-01-01	0
Total of all active and inactive participants	2013-01-01	0
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2013-01-01	0
Total participants	2013-01-01	0
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2013-01-01	0
2012: RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES 2012 401k membership
Total participants, beginning-of-year	2012-01-01	647
Total number of active participants reported on line 7a of the Form 5500	2012-01-01	7
Number of retired or separated participants receiving benefits	2012-01-01	319
Number of other retired or separated participants entitled to future benefits	2012-01-01	211
Total of all active and inactive participants	2012-01-01	537
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2012-01-01	59
Total participants	2012-01-01	596
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2012-01-01	0
2011: RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES 2011 401k membership
Total participants, beginning-of-year	2011-01-01	665
Total number of active participants reported on line 7a of the Form 5500	2011-01-01	7
Number of retired or separated participants receiving benefits	2011-01-01	327
Number of other retired or separated participants entitled to future benefits	2011-01-01	255
Total of all active and inactive participants	2011-01-01	589
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2011-01-01	58
Total participants	2011-01-01	647
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2011-01-01	0
2009: RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES 2009 401k membership
Total participants, beginning-of-year	2009-01-01	692
Total number of active participants reported on line 7a of the Form 5500	2009-01-01	28
Number of retired or separated participants receiving benefits	2009-01-01	307
Number of other retired or separated participants entitled to future benefits	2009-01-01	287
Total of all active and inactive participants	2009-01-01	622
Number of deceased participants whose beneficiaries are receiving or are entitled to receive benefits	2009-01-01	50
Total participants	2009-01-01	672
Participants that terminated employment during the plan year with accrued benefits that were less than 100% vested	2009-01-01	6

Financial Data on RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES

Measure	Date	Value
2013 : RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES 2013 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2013-12-31	$-6,612,408
Total unrealized appreciation/depreciation of assets	2013-12-31	$-6,612,408
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$106,713
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2013-12-31	$328,133
Total income from all sources (including contributions)	2013-12-31	$27,444,261
Total loss/gain on sale of assets	2013-12-31	$0
Total of all expenses incurred	2013-12-31	$97,842,307
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2013-12-31	$96,208,588
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2013-12-31	$34,280,000
Value of total assets at end of year	2013-12-31	$775,010
Value of total assets at beginning of year	2013-12-31	$71,394,476
Total of administrative expenses incurred including professional, contract, advisory and management fees	2013-12-31	$1,633,719
Total interest from all sources	2013-12-31	$12,087
Total dividends received (eg from common stock, registered investment company shares)	2013-12-31	$69
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2013-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2013-12-31	$0
Total dividends received from registered investment company shares (eg mutual funds)	2013-12-31	$69
Was this plan covered by a fidelity bond	2013-12-31	Yes
Value of fidelity bond cover	2013-12-31	$25,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2013-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2013-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2013-12-31	$518,481
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2013-12-31	$26,723
Other income not declared elsewhere	2013-12-31	$27
Administrative expenses (other) incurred	2013-12-31	$1,633,719
Liabilities. Value of operating payables at end of year	2013-12-31	$106,713
Liabilities. Value of operating payables at beginning of year	2013-12-31	$328,133
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Value of net income/loss	2013-12-31	$-70,398,046
Value of net assets at end of year (total assets less liabilities)	2013-12-31	$668,297
Value of net assets at beginning of year (total assets less liabilities)	2013-12-31	$71,066,343
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2013-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2013-12-31	No
Were any leases to which the plan was party in default or uncollectible	2013-12-31	No
Value of interest in common/collective trusts at end of year	2013-12-31	$0
Value of interest in common/collective trusts at beginning of year	2013-12-31	$65,096,927
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2013-12-31	$256,529
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2013-12-31	$3,369,665
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2013-12-31	$3,369,665
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2013-12-31	$12,087
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2013-12-31	$0
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2013-12-31	$1,471,161
Expenses. Payments to insurance carriers foe the provision of benefits	2013-12-31	$79,795,822
Net investment gain or loss from common/collective trusts	2013-12-31	$-235,514
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2013-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2013-12-31	No
Has the plan failed to provide any benefit when due under the plan	2013-12-31	No
Contributions received in cash from employer	2013-12-31	$34,280,000
Employer contributions (assets) at end of year	2013-12-31	$0
Employer contributions (assets) at beginning of year	2013-12-31	$1,430,000
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2013-12-31	$16,412,766
Did the plan have assets held for investment	2013-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2013-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2013-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2013-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2013-12-31	Disclaimer
Accountancy firm name	2013-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2013-12-31	134008324
2012 : RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES 2012 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2012-12-31	$11,385,834
Total unrealized appreciation/depreciation of assets	2012-12-31	$11,385,834
Total transfer of assets to this plan	2012-12-31	$1,650,375
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$328,133
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2012-12-31	$203,857
Total income from all sources (including contributions)	2012-12-31	$8,035,047
Total loss/gain on sale of assets	2012-12-31	$0
Total of all expenses incurred	2012-12-31	$10,123,620
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2012-12-31	$9,297,272
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2012-12-31	$2,290,000
Value of total assets at end of year	2012-12-31	$71,394,476
Value of total assets at beginning of year	2012-12-31	$71,708,398
Total of administrative expenses incurred including professional, contract, advisory and management fees	2012-12-31	$826,348
Total interest from all sources	2012-12-31	$333,354
Total dividends received (eg from common stock, registered investment company shares)	2012-12-31	$431,656
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2012-12-31	Yes
Value of any plan assets that reverted to the employer resulting from resoluton to terminate the plan	2012-12-31	$0
Administrative expenses professional fees incurred	2012-12-31	$481,474
Was this plan covered by a fidelity bond	2012-12-31	Yes
Value of fidelity bond cover	2012-12-31	$25,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2012-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2012-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2012-12-31	$26,723
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2012-12-31	$154,060
Other income not declared elsewhere	2012-12-31	$2,095
Administrative expenses (other) incurred	2012-12-31	$2,320
Liabilities. Value of operating payables at end of year	2012-12-31	$328,133
Liabilities. Value of operating payables at beginning of year	2012-12-31	$203,857
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Value of net income/loss	2012-12-31	$-2,088,573
Value of net assets at end of year (total assets less liabilities)	2012-12-31	$71,066,343
Value of net assets at beginning of year (total assets less liabilities)	2012-12-31	$71,504,541
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2012-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2012-12-31	No
Were any leases to which the plan was party in default or uncollectible	2012-12-31	No
Investment advisory and management fees	2012-12-31	$265,383
Interest earned on other investments	2012-12-31	$113,650
Income. Interest from US Government securities	2012-12-31	$216,680
Value of interest in common/collective trusts at end of year	2012-12-31	$65,096,927
Value of interest in common/collective trusts at beginning of year	2012-12-31	$26,394,738
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2012-12-31	$3,369,665
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2012-12-31	$3,187,924
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2012-12-31	$3,187,924
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2012-12-31	$3,024
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2012-12-31	$1,471,161
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2012-12-31	$2,141,561
Expenses. Payments to insurance carriers foe the provision of benefits	2012-12-31	$2,072,656
Asset value of US Government securities at end of year	2012-12-31	$0
Asset value of US Government securities at beginning of year	2012-12-31	$16,033,287
Net investment gain or loss from common/collective trusts	2012-12-31	$-6,407,892
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2012-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2012-12-31	No
Has the plan failed to provide any benefit when due under the plan	2012-12-31	No
Contributions received in cash from employer	2012-12-31	$2,290,000
Employer contributions (assets) at end of year	2012-12-31	$1,430,000
Employer contributions (assets) at beginning of year	2012-12-31	$5,917,000
Income. Dividends from common stock	2012-12-31	$431,656
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2012-12-31	$7,224,616
Contract administrator fees	2012-12-31	$77,171
Assets. Corporate common stocks other than exployer securities at end of year	2012-12-31	$0
Assets. Corporate common stocks other than exployer securities at beginning of year	2012-12-31	$17,879,828
Did the plan have assets held for investment	2012-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2012-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2012-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2012-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2012-12-31	Disclaimer
Accountancy firm name	2012-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2012-12-31	134008324
2011 : RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES 2011 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2011-12-31	$6,121,374
Total unrealized appreciation/depreciation of assets	2011-12-31	$6,121,374
Total transfer of assets to this plan	2011-12-31	$1,441,150
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$203,857
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2011-12-31	$187,000
Total income from all sources (including contributions)	2011-12-31	$14,186,087
Total of all expenses incurred	2011-12-31	$9,430,508
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2011-12-31	$8,996,507
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2011-12-31	$8,017,000
Value of total assets at end of year	2011-12-31	$71,708,338
Value of total assets at beginning of year	2011-12-31	$65,494,752
Total of administrative expenses incurred including professional, contract, advisory and management fees	2011-12-31	$434,001
Total interest from all sources	2011-12-31	$438,639
Total dividends received (eg from common stock, registered investment company shares)	2011-12-31	$477,912
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2011-12-31	No
Administrative expenses professional fees incurred	2011-12-31	$104,929
Was this plan covered by a fidelity bond	2011-12-31	Yes
Value of fidelity bond cover	2011-12-31	$25,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2011-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2011-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2011-12-31	$154,000
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2011-12-31	$104,970
Other income not declared elsewhere	2011-12-31	$8,004
Administrative expenses (other) incurred	2011-12-31	$245
Liabilities. Value of operating payables at end of year	2011-12-31	$203,857
Liabilities. Value of operating payables at beginning of year	2011-12-31	$187,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Value of net income/loss	2011-12-31	$4,755,579
Value of net assets at end of year (total assets less liabilities)	2011-12-31	$71,504,481
Value of net assets at beginning of year (total assets less liabilities)	2011-12-31	$65,307,752
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2011-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2011-12-31	No
Were any leases to which the plan was party in default or uncollectible	2011-12-31	No
Investment advisory and management fees	2011-12-31	$249,045
Interest earned on other investments	2011-12-31	$166,585
Income. Interest from US Government securities	2011-12-31	$268,485
Value of interest in common/collective trusts at end of year	2011-12-31	$26,394,738
Value of interest in common/collective trusts at beginning of year	2011-12-31	$27,973,065
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2011-12-31	$3,187,924
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2011-12-31	$2,279,938
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2011-12-31	$2,279,938
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2011-12-31	$3,569
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2011-12-31	$2,141,561
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2011-12-31	$3,328,954
Expenses. Payments to insurance carriers foe the provision of benefits	2011-12-31	$1,801,438
Asset value of US Government securities at end of year	2011-12-31	$16,033,287
Asset value of US Government securities at beginning of year	2011-12-31	$9,736,961
Net investment gain or loss from common/collective trusts	2011-12-31	$-876,842
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2011-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2011-12-31	No
Has the plan failed to provide any benefit when due under the plan	2011-12-31	No
Contributions received in cash from employer	2011-12-31	$8,017,000
Employer contributions (assets) at end of year	2011-12-31	$5,917,000
Employer contributions (assets) at beginning of year	2011-12-31	$5,130,000
Income. Dividends from common stock	2011-12-31	$477,912
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2011-12-31	$7,195,069
Contract administrator fees	2011-12-31	$79,782
Assets. Corporate common stocks other than exployer securities at end of year	2011-12-31	$17,879,828
Assets. Corporate common stocks other than exployer securities at beginning of year	2011-12-31	$16,940,864
Did the plan have assets held for investment	2011-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2011-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2011-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2011-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2011-12-31	Disclaimer
Accountancy firm name	2011-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2011-12-31	134008324
2010 : RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES 2010 401k financial data
Unrealized appreciation/depreciation of other (non real estate) assets	2010-12-31	$3,257,000
Total unrealized appreciation/depreciation of assets	2010-12-31	$3,257,000
Total transfer of assets to this plan	2010-12-31	$50,000
Total liabilities at end of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$187,000
Total liabilities at beginning of year (benefit claims payable, operating payabales, acquisition indebtedness and other liabilities)	2010-12-31	$190,000
Total income from all sources (including contributions)	2010-12-31	$12,014,492
Total loss/gain on sale of assets	2010-12-31	$0
Total of all expenses incurred	2010-12-31	$7,434,343
Benefit payments and payments to participlants,beneficiaries,insurance carriers and others	2010-12-31	$7,042,500
Total contributions o plan (from employers,participants, others, non cash contrinutions)	2010-12-31	$6,350,000
Value of total assets at end of year	2010-12-31	$65,494,752
Value of total assets at beginning of year	2010-12-31	$60,867,603
Total of administrative expenses incurred including professional, contract, advisory and management fees	2010-12-31	$391,843
Total interest from all sources	2010-12-31	$488,501
Total dividends received (eg from common stock, registered investment company shares)	2010-12-31	$416,141
Has a resolution to terminate the plan been adopted during the plan year or any prior plan year	2010-12-31	No
Administrative expenses professional fees incurred	2010-12-31	$80,246
Was this plan covered by a fidelity bond	2010-12-31	Yes
Value of fidelity bond cover	2010-12-31	$25,000,000
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2010-12-31	$0
Were there any nonexempt tranactions with any party-in-interest	2010-12-31	No
Value of other receiveables (less allowance for doubtful accounts) at end of year	2010-12-31	$104,970
Value of other receiveables (less allowance for doubtful accounts) at beginning of year	2010-12-31	$124,000
Other income not declared elsewhere	2010-12-31	$14,850
Administrative expenses (other) incurred	2010-12-31	$1,497
Liabilities. Value of operating payables at end of year	2010-12-31	$187,000
Liabilities. Value of operating payables at beginning of year	2010-12-31	$190,000
Did the receive any noncash contributions whose value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Value of net income/loss	2010-12-31	$4,580,149
Value of net assets at end of year (total assets less liabilities)	2010-12-31	$65,307,752
Value of net assets at beginning of year (total assets less liabilities)	2010-12-31	$60,677,603
Did the plan have a loss casued by fraud or dishonesty (regardless whether reimbursed by fidelity bond)	2010-12-31	No
Were any loans by the plan or fixed income obligations due to the plan in default	2010-12-31	No
Were any leases to which the plan was party in default or uncollectible	2010-12-31	No
Investment advisory and management fees	2010-12-31	$220,613
Value of interest in registered invesment companies (eg mutual funds) at end of year	2010-12-31	$0
Value of interest in registered invesment companies (eg mutual funds) at beginning of year	2010-12-31	$0
Value of interest in common/collective trusts at end of year	2010-12-31	$27,973,065
Value of interest in common/collective trusts at beginning of year	2010-12-31	$26,210,493
Value of interest bearing cash (including money market accounts and certificates of deposits) at end of year	2010-12-31	$2,279,938
Interest-bearing cash (include money market accounts & certificates of deposit) at beginning of the Year	2010-12-31	$2,426,353
Value of interest bearing cash (including money market accounts and certificates of deposits) at beginning of year	2010-12-31	$2,426,353
Interest earned from interest bearing cash (including money market accounts and certificates of deposit)	2010-12-31	$488,501
Value of funds held in insurance company general accounts (unallocated contracts) at end of year	2010-12-31	$3,328,954
Value of funds held in insurance company general accounts (unallocated contracts) at beginning of year	2010-12-31	$4,804,553
Expenses. Payments to insurance carriers foe the provision of benefits	2010-12-31	$62,500
Asset value of US Government securities at end of year	2010-12-31	$9,736,961
Asset value of US Government securities at beginning of year	2010-12-31	$10,758,251
Net investment gain or loss from common/collective trusts	2010-12-31	$1,488,000
Were any plan transactions or series of transactions in excess of 5% of the current value of the plan assets	2010-12-31	Yes
Was there a failure to transmit to the plan any participant contributions	2010-12-31	No
Has the plan failed to provide any benefit when due under the plan	2010-12-31	No
Contributions received in cash from employer	2010-12-31	$6,350,000
Employer contributions (assets) at end of year	2010-12-31	$5,130,000
Employer contributions (assets) at beginning of year	2010-12-31	$1,600,000
Income. Dividends from common stock	2010-12-31	$416,141
Benefit payments and payments to provide benefits directly to participlants or beneficiaries including direct rollovers	2010-12-31	$6,980,000
Contract administrator fees	2010-12-31	$89,487
Assets. Corporate common stocks other than exployer securities at end of year	2010-12-31	$16,940,864
Assets. Corporate common stocks other than exployer securities at beginning of year	2010-12-31	$14,943,953
Liabilities. Value of benefit claims payable at beginning of year	2010-12-31	$0
Did the plan have assets held for investment	2010-12-31	Yes
Did the plan hold any assets whose current value was neither redily determinable on an established market nor set by an independent third party appraiser	2010-12-31	No
Were all the plan assets eitehr distributed to particpants/beneficiaries, transferred to another plan or brought under the control of the PBGC	2010-12-31	No
Accountant perfomed limited scope audit pursuant to 29 CFR 2520.103-8 and/or 103-12(d)	2010-12-31	Yes
Opinion of an independent qualified public accountant for this plan	2010-12-31	Disclaimer
Accountancy firm name	2010-12-31	PRICEWATERHOUSECOOPERS LLP
Accountancy firm EIN	2010-12-31	134008324
2009 : RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES 2009 401k financial data
Total value of distributions paid in property other than in cash, annuity contracts, or publicly traded employer securities	2009-12-31	$0

Form 5500 Responses for RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES

2013: RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES 2013 form 5500 responses
2013-01-01	Type of plan entity	Single employer plan
2013-01-01	Submission has been amended	No
2013-01-01	This submission is the final filing	No
2013-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2013-01-01	Plan is a collectively bargained plan	No
2013-01-01	Plan funding arrangement – Insurance	Yes
2013-01-01	Plan funding arrangement – Trust	Yes
2013-01-01	Plan benefit arrangement – Insurance	Yes
2013-01-01	Plan benefit arrangement - Trust	Yes
2012: RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES 2012 form 5500 responses
2012-01-01	Type of plan entity	Single employer plan
2012-01-01	Submission has been amended	No
2012-01-01	This submission is the final filing	No
2012-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2012-01-01	Plan is a collectively bargained plan	No
2012-01-01	Plan funding arrangement – Insurance	Yes
2012-01-01	Plan funding arrangement – Trust	Yes
2012-01-01	Plan benefit arrangement – Insurance	Yes
2012-01-01	Plan benefit arrangement - Trust	Yes
2011: RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES 2011 form 5500 responses
2011-01-01	Type of plan entity	Single employer plan
2011-01-01	Submission has been amended	No
2011-01-01	This submission is the final filing	No
2011-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2011-01-01	Plan is a collectively bargained plan	No
2011-01-01	Plan funding arrangement – Insurance	Yes
2011-01-01	Plan funding arrangement – Trust	Yes
2011-01-01	Plan benefit arrangement – Insurance	Yes
2011-01-01	Plan benefit arrangement - Trust	Yes
2009: RETIREMENT PLAN OF VALE INCO LIMITED AND US AFFILIATES 2009 form 5500 responses
2009-01-01	Type of plan entity	Single employer plan
2009-01-01	Submission has been amended	Yes
2009-01-01	This submission is the final filing	No
2009-01-01	This return/report is a short plan year return/report (less than 12 months)	No
2009-01-01	Plan is a collectively bargained plan	No
2009-01-01	Plan funding arrangement – Insurance	Yes
2009-01-01	Plan funding arrangement – Trust	Yes
2009-01-01	Plan benefit arrangement – Insurance	Yes
2009-01-01	Plan benefit arrangement - Trust	Yes

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Company Name:	VALE AMERICAS, LLC
Employer identification number (EIN):	132819978
NAIC Classification:	423500